13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-29, with 2,513 holding rows worth $14,824,220,000 by the sum of the rows.
- Accession
- 0001419186-20-000005
- Filer
- CIK 1419186
- Filed
- 2020-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,513 entries on the cover page, a total value of $14,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,824,220,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $14,824,000, about 1/1,000 of the sum of the rows, $14,824,220,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 15,000 | $15,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 12,210 | $14,000 | thousands by filing date | |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 13,000 | $13,000 | thousands by filing date | |
| GREAT PANTHER MINING | 39115V101 | COM | 14,700 | $13,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 17,785 | $12,000 | thousands by filing date | |
| PULMATRIX INC COM | 74584P202 | Stock | 10,197 | $12,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | 500688106 | COM | 10,139 | $10,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 11,600 | $8,000 | thousands by filing date | |
| SONIM TECHNOLOGIES INC | 83548F101 | EQUITY | 10,000 | $8,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 15,575 | $7,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 10,000 | $7,000 | thousands by filing date | |
| U S WELL SERVICES INC | 91274U101 | CLASS A | 16,000 | $4,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 12,500 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-20-000005 | this filing | 2020-10-29 | acceptance time not in the bulk data set |