13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-29, with 2,513 holding rows worth $14,824,220,000 by the sum of the rows.
- Accession
- 0001419186-20-000005
- Filer
- CIK 1419186
- Filed
- 2020-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 2,513 entries on the cover page, a total value of $14,824,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,824,220,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $14,824,000, about 1/1,000 of the sum of the rows, $14,824,220,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 4,245 | $275,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 42,946 | $275,000 | thousands by filing date | |
| PROSHARES TR II ULTRA VIX SHORT TERM FUTURES ETF | 74347W148 | ULTRA VIX SHORT | 13,817 | $275,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 5,433 | $274,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C516 | EMRGNG MKT JAN | 10,130 | $274,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,048 | $273,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,723 | $273,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 4,647 | $273,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 9,794 | $272,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 11,772 | $272,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 12,899 | $271,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 3,087 | $271,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 53,275 | $271,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 63,246 | $271,000 | thousands by filing date | |
| FLYING EAGLE ACQUISITION COR | 34407Y103 | COM | 22,324 | $271,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 28,681 | $270,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 50,163 | $269,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 40,560 | $269,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 7,396 | $269,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,469 | $269,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,357 | $268,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 2,493 | $268,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 4,574 | $268,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 24,411 | $268,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 1,803 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 15,291 | $268,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 9,516 | $267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 9,100 | $267,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,606 | $266,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,334 | $266,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 12,173 | $266,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 26,825 | $266,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 8,346 | $265,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 2,551 | $264,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 6,100 | $264,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1,696 | $263,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 19,972 | $263,000 | thousands by filing date | |
| ABRDN PALLADIUM ETF TRUST | 003262102 | PHYSICAL PALLADM | 1,215 | $263,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 4,282 | $262,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 9,779 | $262,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 8,505 | $261,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 32,150 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 5,335 | $261,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 74,582 | $261,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 10,485 | $261,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 3,245 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347B318 | S&P 500 BD ETF | 2,827 | $261,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 75,837 | $259,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 19,962 | $259,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 7,540 | $258,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 3,956 | $258,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,529 | $258,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 4,462 | $257,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 2,695 | $257,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 2,019 | $256,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 10,423 | $256,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 47,960 | $255,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09260K101 | SHS BEN INT | 9,953 | $255,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 52,024 | $255,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 10,990 | $255,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 20,089 | $254,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 33,172 | $254,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 1,697 | $254,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 11,557 | $254,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 9,843 | $253,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 13,615 | $253,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 31,520 | $252,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C334 | GRWT100 PWR BF | 7,200 | $252,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 15,294 | $252,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,166 | $251,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 2,402 | $251,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 12,103 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,445 | $251,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 29,427 | $251,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,062 | $251,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,702 | $251,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 10,405 | $250,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 3,104 | $250,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,990 | $250,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 9,439 | $248,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 24,535 | $248,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 21,317 | $247,000 | thousands by filing date | |
| IMGP DBI MANAGED FUTURES STRATEGY ETF | 56170L828 | ETF | 10,044 | $247,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,272 | $246,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 28,540 | $246,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 477 | $246,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430479 | ACCESS INVT GR | 4,457 | $246,000 | thousands by filing date | |
| AIM ETF PRODUCTS TRUST | 00888H406 | ALLIANZIM US EQT | 9,550 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 8,757 | $245,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 22,098 | $245,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 11,601 | $243,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 3,219 | $243,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,792 | $242,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,577 | $242,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 32,600 | $242,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,829 | $242,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 7,133 | $242,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,671 | $242,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 13,403 | $241,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 1,584 | $241,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 11,609 | $241,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 57,348 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 14,771 | $241,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 3,093 | $240,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 17,831 | $240,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P744 | FTSE JAPAN ETF | 9,177 | $240,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 12,933 | $240,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 55,450 | $240,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 562 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 9,372 | $238,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 11,718 | $238,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 261,680 | $238,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 4,150 | $237,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 3,949 | $237,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 13,706 | $237,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 47,684 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 12,307 | $236,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 7,995 | $236,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,891 | $235,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 7,533 | $235,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,278 | $235,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 3,121 | $234,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 2,099 | $234,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 11,839 | $234,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 18,715 | $234,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 854 | $233,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,654 | $233,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 2,563 | $233,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,925 | $233,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 15,573 | $233,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 6,949 | $233,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 6,753 | $233,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 12,978 | $232,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 7,170 | $232,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 25,081 | $232,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 32,147 | $232,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 16,160 | $232,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 11,237 | $232,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 6,931 | $231,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 5,146 | $231,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 24,263 | $231,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 57,767 | $230,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,324 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,432 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 9,464 | $230,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 11,422 | $230,000 | thousands by filing date | |
| PIMCO EQUITY SER | 72202L363 | CMN | 7,719 | $230,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 15,202 | $229,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 31,561 | $228,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 2,947 | $228,000 | thousands by filing date | |
| REATA PHARMACEUTICALS INC | 75615P103 | CL A | 2,345 | $228,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 6,841 | $228,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,297 | $227,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 1,863 | $227,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 40,033 | $227,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188408 | LOW DURTIN ETF | 4,426 | $226,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 9,280 | $226,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 14,699 | $226,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 3,917 | $226,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092360 | FUNDAMENTAL LARG | 11,097 | $226,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 20,990 | $226,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 8,211 | $225,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 10,726 | $225,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 2,859 | $224,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 22,285 | $223,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 23,731 | $223,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 25,382 | $223,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,430 | $222,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 14,777 | $221,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 14,610 | $221,000 | thousands by filing date | |
| iShares iBonds Dec. 2026 Municipal Bond ETF | 46435U259 | ETF | 8,200 | $221,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 13,743 | $220,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 22,782 | $220,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 1,673 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X172 | US HGH YLD CORP | 4,382 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 7,903 | $219,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,474 | $218,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,105 | $216,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 2,272 | $216,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C714 | EMRGNG MKT JULY | 8,516 | $216,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 8,362 | $216,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 21,115 | $216,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 11,850 | $215,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,428 | $215,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 7,978 | $215,000 | thousands by filing date | |
| LISTED FDS TR | 53656F789 | ROUN SPOR BE ETF | 10,002 | $215,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,989 | $215,000 | thousands by filing date | |
| TRINE ACQUISITION CORP | 89628U108 | COM CL A | 19,880 | $215,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 10,494 | $214,000 | thousands by filing date | |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 20,000 | $214,000 | thousands by filing date | |
| CARLYLE GROUP INC COM | 14316J108 | Stock | 8,628 | $213,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 15,973 | $213,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,093 | $213,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R809 | WBI BBR QTY 3000 | 8,077 | $213,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 118,335 | $213,000 | thousands by filing date | |
| PROSHARES TR II | 74347Y870 | ULTRA BLOOMBERG | 6,146 | $213,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 2,986 | $212,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 9,415 | $212,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 3,991 | $211,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 4,706 | $211,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 15,707 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 4,819 | $210,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,944 | $209,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 14,742 | $209,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 6,157 | $209,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 8,134 | $209,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 5,093 | $209,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 30,413 | $208,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 2,381 | $208,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 5,105 | $208,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 4,175 | $208,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 27,007 | $207,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 19,774 | $207,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 11,335 | $207,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,373 | $206,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 433 | $206,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 6,142 | $206,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 3,986 | $206,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C649 | US EQTY ULTRA B | 7,930 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 5,484 | $206,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 2,805 | $206,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 13,880 | $206,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 254,577 | $205,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 10,835 | $205,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R700 | WBI BBR YLD 3000 | 8,993 | $205,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 13,986 | $204,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 5,116 | $204,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 9,118 | $204,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 8,979 | $204,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 14,388 | $204,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,408 | $203,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 156,393 | $203,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 2,958 | $202,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F770 | CONV | 4,320 | $202,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,583 | $201,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,487 | $201,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,860 | $201,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 3,146 | $200,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 15,215 | $198,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 16,491 | $197,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 11,860 | $197,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 12,275 | $196,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 12,524 | $195,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 10,347 | $195,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 10,417 | $195,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 54,996 | $195,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 14,428 | $194,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,833 | $194,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 15,150 | $194,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 14,630 | $194,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 39,545 | $194,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 17,375 | $194,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,531 | $193,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 13,912 | $193,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 10,899 | $192,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 32,289 | $192,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 14,383 | $192,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 25,587 | $192,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 15,576 | $191,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 13,713 | $191,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N300 | CL A | 17,488 | $190,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 15,183 | $188,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 14,600 | $187,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,513 | $186,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 20,357 | $185,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 78,494 | $184,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,250 | $183,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 14,752 | $183,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 12,168 | $183,000 | thousands by filing date | |
| PROSHARES TR | 74347B276 | PSHS ULDOW30 NEW | 11,660 | $183,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 13,247 | $182,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 29,504 | $180,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 23,163 | $180,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 13,236 | $179,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,537 | $179,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 18,912 | $179,000 | thousands by filing date | |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 22,482 | $178,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L886 | COM | 11,941 | $177,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 11,220 | $177,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 33,587 | $177,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 19,906 | $176,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 21,648 | $174,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,960 | $173,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 13,386 | $173,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,194 | $172,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 17,815 | $172,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 58,455 | $172,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 17,141 | $169,000 | thousands by filing date | |
| NEW YORK CITY REIT INC | 649439205 | COM | 13,827 | $169,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 30,600 | $169,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 70,560 | $168,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 13,616 | $167,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,539 | $166,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 19,846 | $166,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 41,573 | $166,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 16,811 | $165,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 40,640 | $165,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 17,581 | $164,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,390 | $163,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q886 | COM | 10,560 | $161,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,548 | $161,000 | thousands by filing date | |
| NEXPOINT REAL ESTATE FINANCE | 65342V101 | REIT | 11,000 | $161,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 11,650 | $161,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,860 | $160,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 19,382 | $160,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 12,964 | $159,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,760 | $158,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 16,629 | $157,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 12,800 | $156,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 28,425 | $156,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 10,318 | $156,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 33,314 | $155,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 12,134 | $154,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 20,984 | $153,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 21,899 | $152,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 16,146 | $151,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 37,283 | $150,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 15,155 | $148,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 30,144 | $148,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,923 | $146,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,289 | $146,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,756 | $146,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,352 | $146,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 13,589 | $144,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 35,983 | $144,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 13,632 | $144,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 12,787 | $140,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 18,500 | $140,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 15,325 | $140,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 13,924 | $139,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 13,717 | $138,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTION CORP | 42589C104 | CL A COM | 12,414 | $138,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 49,831 | $137,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 28,359 | $137,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 10,206 | $136,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 11,495 | $135,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 20,256 | $135,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 12,752 | $134,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,532 | $134,000 | thousands by filing date | |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 26,000 | $133,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 20,330 | $132,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K200 | COM | 13,268 | $132,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 14,872 | $131,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 10,510 | $131,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 48,976 | $131,000 | thousands by filing date | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 12,751 | $130,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,747 | $130,000 | thousands by filing date | |
| Eaton Vance Floating Rate | 27831H100 | ETF | 14,718 | $130,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 25,658 | $129,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,810 | $128,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 16,251 | $128,000 | thousands by filing date | |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 15,515 | $128,000 | thousands by filing date | |
| HALL OF FAME RESORT & ENTMT | 40619L102 | COM | 51,423 | $128,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 36,995 | $127,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 17,958 | $127,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,814 | $127,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 13,710 | $126,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 35,897 | $126,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 12,533 | $125,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 24,224 | $125,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 11,332 | $125,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 35,985 | $124,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 26,246 | $124,000 | thousands by filing date | |
| LITHIUM AMERS CORP NEW | 53680Q207 | COM NEW | 10,868 | $123,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 40,892 | $123,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 10,816 | $123,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,462 | $121,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 10,543 | $120,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 13,408 | $120,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 21,910 | $119,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,990 | $118,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 59,350 | $116,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 44,700 | $115,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,278 | $113,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,334 | $113,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,763 | $112,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 12,711 | $112,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 13,574 | $112,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,181 | $112,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 15,654 | $111,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 111,067 | $111,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 11,314 | $108,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 11,070 | $106,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 10,605 | $106,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,463 | $105,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q200 | COM | 14,705 | $105,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 49,269 | $104,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,480 | $102,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 12,366 | $101,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUN BD | 09662E109 | COM | 13,888 | $101,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 20,590 | $100,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 12,376 | $99,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 19,009 | $97,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,176 | $97,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 17,963 | $97,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 15,637 | $95,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,427 | $95,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 90,000 | $93,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 11,933 | $92,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 12,449 | $92,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 34,093 | $92,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 16,399 | $92,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 12,000 | $91,000 | thousands by filing date | |
| WAITR HLDGS INC | 930752100 | COM | 28,390 | $91,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 15,107 | $90,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,685 | $90,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 19,672 | $88,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,357 | $87,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 53,921 | $86,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 85,000 | $86,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 82,132 | $85,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,083 | $84,000 | thousands by filing date | |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,110 | $84,000 | thousands by filing date | |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 115,760 | $84,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 11,329 | $84,000 | thousands by filing date | |
| MAGNOLIA OIL & GAS CORP | 559663109 | CL A | 16,050 | $83,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 103,050 | $82,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 17,667 | $81,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 18,121 | $78,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 10,678 | $77,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,782 | $77,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 18,902 | $76,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 62,417 | $76,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 34,179 | $73,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,866 | $72,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,549 | $71,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 17,164 | $71,000 | thousands by filing date | |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 25,000 | $70,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 11,378 | $68,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 14,606 | $64,000 | thousands by filing date | |
| ULTRALIFE CORP | 903899102 | COM | 10,600 | $63,000 | thousands by filing date | |
| SIGMATRON INTL INC | 82661L101 | COM | 20,000 | $63,000 | thousands by filing date | |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 19,500 | $62,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,982 | $61,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 11,966 | $60,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,695 | $59,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 55,514 | $59,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,534 | $57,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,400 | $55,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 51,350 | $54,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 11,500 | $54,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 54,000 | $54,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 15,642 | $53,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 11,333 | $52,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,155 | $51,000 | thousands by filing date | |
| GUARDION HEALTH SCIENCES INC COM | 40145Q203 | Stock | 253,500 | $51,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 100,000 | $50,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 19,838 | $49,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 20,860 | $47,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 27,057 | $47,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 27,519 | $47,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 21,202 | $45,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,009 | $43,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 15,200 | $43,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 20,739 | $42,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 11,167 | $41,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 15,012 | $41,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 14,020 | $38,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 12,350 | $38,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 23,084 | $38,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,505 | $38,000 | thousands by filing date | |
| SMITH MICRO SOFTWARE INC | 832154207 | COMMON | 10,125 | $38,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 34,370 | $38,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,645 | $37,000 | thousands by filing date | |
| GRUPO SUPERVIELLE S.A. | 40054A108 | CMN | 20,717 | $37,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 46,849 | $37,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 12,484 | $35,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,009 | $35,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 11,696 | $35,000 | thousands by filing date | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 15,733 | $35,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 24,900 | $35,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 10,000 | $32,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 11,200 | $32,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $32,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 17,918 | $32,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 21,283 | $30,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 32,007 | $29,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 25,981 | $29,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 11,673 | $29,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 12,000 | $29,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,500 | $28,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,104 | $27,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 25,000 | $25,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HOLDIN | 890260706 | COM | 28,795 | $24,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 13,985 | $23,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 13,110 | $23,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,803 | $23,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 33,036 | $22,000 | thousands by filing date | |
| MEGALITH FINL ACQUISITION CO | 58518F117 | *W EXP 08/26/202 | 32,800 | $22,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 18,534 | $20,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180DAB2 | BOND | 25,000 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 20,000 | $20,000 | thousands by filing date | |
| Galiano Gold Inc | 36352H100 | COM | 13,559 | $19,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 19,491 | $18,000 | thousands by filing date | |
| CENTENNIAL RESOURCE DEV INC | 15136A102 | CL A | 30,107 | $18,000 | thousands by filing date | |
| DIFFUSION PHARMACEUTICALS IN | 253748305 | COM PAR | 20,800 | $18,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 25,066 | $17,000 | thousands by filing date | |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 14,027 | $17,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 11,700 | $16,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 21,635 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-20-000005 | this filing | 2020-10-29 | acceptance time not in the bulk data set |