13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 2,271 holding rows worth $10,419,679,000 by the sum of the rows.
- Accession
- 0001419186-20-000003
- Filer
- CIK 1419186
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,271 entries on the cover page, a total value of $10,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,419,679,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $10,419,000, about 1/1,000 of the sum of the rows, $10,419,679,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 14,155 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 12,462 | $161,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HELMERICH & PAYNE INC | 423452101 | COM | 10,252 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 12,336 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 23,573 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 10,650 | $160,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RANGE RES CORP COM | 75281A109 | Stock | 69,601 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLAR LNG LTD | G9456A100 | SHS | 20,199 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 22,897 | $159,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,250 | $158,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 20,887 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WPX ENERGY INC | 98212B103 | COM | 51,058 | $156,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 13,383 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 12,419 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 12,330 | $155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VONAGE HLDGS CORP | 92886T201 | COM | 21,291 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 12,287 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COVANTA HLDG CORP | 22282E102 | COM | 17,918 | $153,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 18,700 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 10,500 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 36,815 | $152,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSR MINING IN | 784730103 | COM | 13,305 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 20,875 | $151,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,909 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,583 | $150,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BUCKLE INC COM | 118440106 | Stock | 10,850 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LADDER CAP CORP CL A | 505743104 | REIT | 31,451 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 29,840 | $149,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACYS INC COM | 55616P104 | Stock | 29,905 | $147,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALVOLINE INC COM | 92047W101 | Stock | 11,178 | $146,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 19,531 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 56,579 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 21,062 | $145,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NMI HLDGS INC | 629209305 | COM | 12,242 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZYNGA INC. | 98986T108 | CL A | 20,657 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPRINT CORP | 85207U105 | COM SER 1 | 16,518 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FERRO CORP | 315405100 | COM | 15,135 | $142,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGY RECOVERY INC | 29270J100 | COM | 19,000 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 25,054 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 25,436 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 16,958 | $141,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,126 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 11,449 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 18,892 | $140,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 38,428 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STITCH FIX INC | 860897107 | COM CL A | 10,907 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,929 | $139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,374 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 10,318 | $138,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 15,932 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 12,768 | $137,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RIVERVIEW BANCORP INC | 769397100 | COM | 27,164 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,272 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 15,963 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 10,483 | $136,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 12,873 | $134,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 115,075 | $132,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 19,279 | $130,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 21,919 | $128,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 18,438 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUA METALS INC | 03837J101 | COM | 282,480 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 17,300 | $127,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLAWAY GOLF CO | 131193104 | COM | 12,282 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TILRAY INC | 88688T100 | COM CL 2 | 18,313 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YAMANA GOLD INC | 98462Y100 | COM | 45,662 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 11,761 | $125,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 10,740 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AH RLTY TR INC | 04208T108 | COM | 11,632 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 16,532 | $124,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 36,907 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 13,371 | $123,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V548 | COM | 10,763 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 23,706 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 34,650 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCEL ENTERTAINMENT INC | 00436Q106 | COMMON STOCK | 16,296 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S GLOBAL INVS INC | 902952100 | CL A | 125,745 | $122,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTEVAC INC | 461148108 | COM | 29,600 | $121,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 20,958 | $120,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUNRUN INC | 86771W105 | COM | 11,751 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 11,197 | $119,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 14,667 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 10,795 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,930 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 19,500 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10,038 | $116,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEX CAP INC | 26817Q886 | COM | 10,988 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 10,656 | $115,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,060 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MINERVA NEUROSCIENCES INC COM NEW | 603380106 | Stock | 19,000 | $114,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TECHNIPFMC PLC COM | G87110105 | Stock | 16,587 | $112,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 14,352 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 48,675 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APHRIA INC | 03765K104 | COM | 36,336 | $110,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 13,631 | $109,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 12,362 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Eaton Vance Floating Rate | 27831H100 | ETF | 14,400 | $108,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALE S A | 91912E105 | SPONSORED ADS | 12,929 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 114,837 | $107,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 26,263 | $106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KINROSS GOLD CORP | 496902404 | COM | 26,445 | $105,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PITNEY BOWES INC COM | 724479100 | Stock | 50,755 | $104,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BED BATH & BEYOND INC | 690370101 | COM | 20,691 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 12,233 | $103,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 29,798 | $102,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 14,026 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 13,396 | $101,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 17,512 | $100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 14,021 | $99,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 13,162 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 61,505 | $98,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 12,255 | $97,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 12,025 | $96,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 112,000 | $95,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 10,192 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 11,649 | $94,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 12,808 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,964 | $91,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 11,768 | $90,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 19,550 | $87,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,801 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 13,400 | $85,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,957 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 13,077 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDEN STAR RES LTD CDA | 38119T807 | COM | 33,665 | $84,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 11,131 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Rithm Property Trust Inc | 38983D300 | REIT | 13,040 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 11,657 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 15,659 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARITYTE INC | 731094108 | COM | 76,632 | $83,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CENTURY CASINOS INC | 156492100 | COM | 33,925 | $82,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| METALLUS INC | 887399103 | COMMON STOCK | 24,686 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPUGEN LTD | M25722105 | ORD | 10,975 | $80,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 16,089 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APACHE CORP | 037411105 | COM | 18,880 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 10,644 | $79,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 10,024 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 90,000 | $78,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HENNESSY ADVISORS INC | 425885100 | COM | 10,110 | $77,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE ENERGY INC | 655044105 | COM | 12,517 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Gilat Satellite Network | M51474118 | COM | 10,310 | $76,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 41,023 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 12,181 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SmileDirectClub Inc | 83192H106 | COM | 15,961 | $75,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,204 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,207 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UBS AG LONDON BRANCH | 90274E810 | VLCTY 1X DLY ETN | 10,050 | $74,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTUNA MNG CORP F | 349915108 | COM | 31,785 | $73,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TARGA RES CORP COM | 87612G101 | Stock | 10,348 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 22,857 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 11,357 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORCHID IS CAP INC | 68571X103 | COM | 24,434 | $72,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHATHAM LODGING TR | 16208T102 | COM | 12,000 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,051 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 23,626 | $71,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S SILICA HLDGS INC | 90346E103 | COM | 39,057 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 21,550 | $70,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 12,789 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALJ REGIONAL HOLDINGS INC | 001627108 | COM | 115,760 | $69,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 106,067 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 10,896 | $68,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,766 | $67,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,545 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHWAY HLDGS LTD | G4481U106 | ORD | 32,311 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MAVERIX METALS INC | 57776F405 | COMMON STOCK-FO | 20,000 | $66,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 13,606 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 14,837 | $65,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 30,308 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 12,144 | $64,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 22,177 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FORTERRA INC | 34960W106 | COM | 10,519 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERTEX ENERGY INC | 92534K107 | COM | 100,000 | $60,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BARCLAYS PLC ADR | 06738E204 | ADR | 13,076 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIGMATRON INTL INC | 82661L101 | COM | 20,000 | $59,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 10,590 | $57,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 34,255 | $56,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADT INC DEL COM | 00090Q103 | Stock | 12,691 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO SR INCOME TR | 46131H107 | COM | 16,931 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,389 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ULTRALIFE CORP | 903899102 | COM | 10,600 | $55,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 10,642 | $52,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EVOLUS INC | 30052C107 | COM | 12,222 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VERA BRADLEY INC | 92335C106 | COM | 12,138 | $50,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EZCORP INC | 302301106 | CL A NON VTG | 11,536 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CERECOR INC | 15671L109 | COM | 19,454 | $48,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 44,700 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 54,000 | $46,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFS CAPITAL CORP | 67103B100 | COM | 11,000 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 11,588 | $45,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 10,046 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OXFORD LANE CAP CORP | 691543102 | COM | 10,232 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 16,463 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 21,326 | $43,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DLH HLDGS CORP | 23335Q100 | COM | 10,000 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 23,475 | $42,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,657 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 19,292 | $41,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BGC PARTNERS INC | 05541T101 | CL A | 15,862 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 15,400 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 17,657 | $40,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 21,350 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELLURIAN INC NEW | 87968A104 | COM | 43,050 | $39,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 17,575 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFA FINL INC | 55272X102 | COM | 24,226 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 217,866 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 12,632 | $38,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MEDLEY CAP CORP | 58503F106 | COM | 63,292 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VEON LTD | 91822M106 | SPONSORED ADR | 24,366 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,082 | $37,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $36,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOPRO INC | 38268T103 | CL A | 12,877 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGENUS INC | 00847G705 | COM NEW | 13,819 | $34,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 15,767 | $33,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 13,449 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MCEWEN MNG INC | 58039P107 | COM | 48,684 | $32,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 18,734 | $31,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOTHERLY HOTELS INC | 83600C103 | COM | 18,833 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIENTRA INC | 82621J105 | COM | 15,142 | $30,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Mallinckrodt Plc | G5785G107 | SHS | 14,874 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,801 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERAPEUTICSMD INC | 88338N107 | COM | 27,246 | $29,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AT HOME GROUP INC | 04650Y100 | COM | 13,705 | $28,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 11,876 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 10,276 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 15,009 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOBLE CORP PLC | G65431101 | SHS USD | 103,682 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 14,510 | $27,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,453 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 17,789 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOHAWK GROUP HLDGS INC | 608189106 | COM | 15,515 | $26,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HECLA MNG CO | 422704106 | COM | 13,812 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 43,400 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 18,659 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DENBURY RES INC | 247916208 | COM NEW | 131,782 | $24,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPC INC | 749660106 | COMMON STOCK | 11,245 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OTONOMY INC | 68906L105 | COM | 11,640 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 14,541 | $23,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEIN MART INC | 858375108 | COM | 48,350 | $22,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 32,007 | $21,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEXO CORP | 428304109 | COM | 24,298 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRIGGS & STRATTON CORP | 109043109 | COM | 11,020 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 14,410 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 14,257 | $19,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,563 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| 180 DEGREE CAP CORP | 68235B109 | COM | 12,925 | $18,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 25,200 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 23,361 | $17,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FUELCELL ENERGY INC | 35952H601 | COM | 10,337 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 16,887 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 10,597 | $16,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TASEKO MINES LTD COM | 876511106 | Stock | 51,420 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 10,666 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 13,000 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SESEN BIO INC | 817763105 | COM | 24,900 | $14,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 18,866 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGOUS CORP | 29272C103 | COM | 17,777 | $13,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALLON PETE CO DEL | 13123X102 | COM | 20,711 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASANKO GOLD INC | 04341Y105 | COM | 13,559 | $11,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pareteum Corporation | 69946T207 | COM | 25,299 | $10,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 10,000 | $9,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 21,740 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TTOO | 89853L104 | Stock | 11,700 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLYMET MINING CORP | 731916102 | COM | 34,090 | $8,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PENNEY J C INC | 708160106 | COM | 19,665 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 29,169 | $7,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,000 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 15,063 | $6,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GREAT PANTHER MINING | 39115V101 | COM | 14,700 | $5,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,319 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 10,070 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZION OIL & GAS INC | 989696109 | COM | 16,863 | $3,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 15,100 | $2,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-20-000003 | this filing | 2020-05-08 | acceptance time not in the bulk data set |