13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-08, with 2,271 holding rows worth $10,419,679,000 by the sum of the rows.
- Accession
- 0001419186-20-000003
- Filer
- CIK 1419186
- Filed
- 2020-05-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 2,271 entries on the cover page, a total value of $10,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $10,419,679,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $10,419,000, about 1/1,000 of the sum of the rows, $10,419,679,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CLOUDERA INC | 18914U100 | COM | 120,721 | $950,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 17,028 | $948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEMED CORP NEW | 16359R103 | COM | 2,183 | $946,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AON PLC | G0408V102 | SHS CL A | 5,728 | $945,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,217 | $936,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 50,267 | $934,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 112,896 | $933,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 90,909 | $932,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 129,453 | $932,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORTHERN LTS FD TR III | 66538R730 | HCM DEFEN 500 | 40,963 | $926,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EDISON INTL COM | 281020107 | Stock | 16,841 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| S & T BANCORP INC COM | 783859101 | Stock | 33,774 | $923,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 25,538 | $919,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL PMTS INC | 37940X102 | COM | 6,335 | $914,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 5,732 | $913,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 20,159 | $910,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 24,480 | $909,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 16,077 | $909,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RPM INTL INC COM | 749685103 | Stock | 15,263 | $908,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 9,317 | $907,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 11,385 | $905,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 183,825 | $901,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Luckin Coffee Inc | 54951L109 | Equity | 33,120 | $901,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WATSCO INC COM | 942622200 | Stock | 5,689 | $899,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOODYS CORP COM | 615369105 | Stock | 4,226 | $894,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 69,138 | $893,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 17,279 | $893,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 28,197 | $890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 14,746 | $890,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 7,511 | $889,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTMAN CHEM CO COM | 277432100 | Stock | 19,064 | $888,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 106,623 | $887,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARMAX INC COM | 143130102 | Stock | 16,455 | $886,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 59,730 | $885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLISLE COS INC COM | 142339100 | Stock | 7,053 | $884,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 59,449 | $883,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 27,408 | $882,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 92,201 | $881,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 39,135 | $881,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 167,214 | $875,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 12,936 | $874,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 16,023 | $873,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,942 | $872,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Schlumberger Limited | 806857108 | COM | 64,359 | $868,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WD 40 CO COM | 929236107 | Stock | 4,322 | $868,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 34,529 | $866,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 68,652 | $866,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 9,866 | $866,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 10,005 | $865,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 8,431 | $864,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XILINX INC | 983919101 | COM | 11,079 | $864,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 35,641 | $863,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 102,967 | $863,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 40,407 | $861,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 76,064 | $856,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 6,507 | $854,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 12,575 | $853,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 18,426 | $851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 55,814 | $851,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 130,214 | $850,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 77,457 | $849,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 47,997 | $848,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 31,411 | $847,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| D R HORTON INC COM | 23331A109 | Stock | 24,857 | $845,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 22,432 | $842,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G102 | CONV BD ETF | 15,448 | $840,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CMS ENERGY CORP COM | 125896100 | Stock | 14,271 | $838,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SMITH A O CORP COM | 831865209 | Stock | 22,149 | $837,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP ON INC COM | 833034101 | Stock | 7,686 | $836,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 9,933 | $834,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 75,382 | $833,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIVE9 INC | 338307101 | COM | 10,884 | $832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 19,624 | $832,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,577 | $831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 11,269 | $831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 83,010 | $831,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 59,506 | $830,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 48,667 | $830,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,517 | $829,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 289,574 | $828,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 46,241 | $823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 19,894 | $823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 33,311 | $823,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANCO NEV CORP COM | 351858105 | Stock | 8,262 | $822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 11,088 | $822,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YUM CHINA HLDGS INC | 98850P109 | COM | 19,197 | $818,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOLLAR TREE INC COM | 256746108 | Stock | 11,094 | $815,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 43,674 | $813,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 31,823 | $812,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 34,402 | $811,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TERADYNE INC COM | 880770102 | Stock | 14,958 | $810,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares MSCI Japan ETF | 46434G822 | SHS | 16,347 | $807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 25,623 | $807,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 22,300 | $803,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 7,554 | $800,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 43,755 | $799,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 27,780 | $799,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 35,000 | $797,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 7,767 | $796,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,285 | $796,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 19,893 | $795,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 230,992 | $795,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 30,696 | $791,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSCI INC COM | 55354G100 | Stock | 2,734 | $790,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 20,977 | $786,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 35,341 | $785,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 9,458 | $784,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 30,091 | $783,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V571 | ISHARES TR | 30,694 | $779,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 27,694 | $778,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GRACO INC COM | 384109104 | Stock | 15,943 | $777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,919 | $777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 14,629 | $777,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 11,816 | $775,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 15,399 | $774,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Materials ETF | 92204A801 | SHS | 8,034 | $773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 2,478 | $773,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STATE STR CORP COM | 857477103 | Stock | 14,426 | $768,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 29,937 | $768,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VULCAN MATLS CO COM | 929160109 | Stock | 7,058 | $763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V340 | S&P500 EQL FIN | 24,306 | $763,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 6,120 | $760,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Boston Scientific Corporation | 101137107 | COM | 23,263 | $759,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 29,481 | $758,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 21,028 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C474 | US SML CP PWR B | 34,993 | $757,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 24,120 | $756,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 13,821 | $756,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 64,681 | $754,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 24,032 | $753,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 46,553 | $750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 22,235 | $750,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 72,562 | $747,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CINTAS CORP COM | 172908105 | Stock | 4,301 | $745,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E867 | DORSEY WRGT EMRG | 51,132 | $745,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 31,855 | $743,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MONGODB INC CL A | 60937P106 | Stock | 5,420 | $740,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 13,611 | $740,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 9,689 | $738,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOLLYFRONTIER CORP | 436106108 | COM | 29,999 | $735,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EXPONENT INC | 30214U102 | COM | 10,187 | $733,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CYRUSONE INC | 23283R100 | COM | 11,857 | $732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 87,810 | $732,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 12,070 | $730,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 49,513 | $727,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 12,304 | $726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 7,027 | $726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 39,778 | $726,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 77,140 | $724,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C417 | US EQTY PWR BUF | 33,369 | $723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 29,320 | $723,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 85,418 | $722,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WW GRAINGER INC COM | 384802104 | Stock | 2,899 | $720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST SOLAR INC COM | 336433107 | Stock | 19,957 | $720,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 32,630 | $719,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 9,216 | $717,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| T-Mobile US,Inc. | 872590104 | COM | 8,522 | $715,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMB WESTON HLDGS INC | 513272104 | COM | 12,464 | $712,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 16,088 | $710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 72,637 | $710,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 27,387 | $709,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 31,409 | $709,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 80,466 | $708,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAMBRIA ETF TR | 132061862 | TAIL RISK | 29,648 | $707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 558 | $706,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 42,576 | $705,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 134,431 | $704,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 2,181 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 41,392 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 17,032 | $700,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,948 | $699,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 28,422 | $698,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 29,604 | $697,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 30,879 | $696,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287861 | EUROPE ETF | 19,646 | $694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 82,104 | $694,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 54,752 | $693,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 122,837 | $692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 19,578 | $690,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ATLASSIAN CORP | G06242104 | CL A | 5,030 | $690,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 32,202 | $688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 28,476 | $688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 25,021 | $688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,888 | $685,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 44,426 | $685,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TC ENERGY CORP | 87807B107 | COM | 15,465 | $682,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OGE ENERGY CORP | 670837103 | COM | 22,132 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TORO CO | 891092108 | COM | 10,441 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SHAKE SHACK INC | 819047101 | CL A | 18,024 | $680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,320 | $679,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 36,469 | $678,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASIMO CORP COM | 574795100 | Stock | 3,814 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 67,495 | $675,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 15,714 | $674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 4,021 | $674,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 11,532 | $672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAC HLDGS INC | 368736104 | COM | 7,217 | $672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4,028 | $672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 26,533 | $672,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 40,656 | $671,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 11,560 | $670,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 525 | $669,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 18,078 | $668,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fidelity High Dividend ETF | 316092840 | SHS | 29,098 | $667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 80,258 | $665,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,475 | $664,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Global 100 ETF | 464287572 | SHS | 14,829 | $662,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,571 | $661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 14,908 | $661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COPART INC COM | 217204106 | Stock | 9,616 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 29,321 | $659,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 19,464 | $657,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,402 | $656,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALBEMARLE CORP | 012653101 | COM | 11,590 | $653,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 12,978 | $649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 11,045 | $649,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COUSINSPPTYSINC | 222795502 | STOK | 22,131 | $648,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITIL CORP COM | 913259107 | Stock | 12,321 | $645,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 15,187 | $645,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 52,872 | $645,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 66,997 | $645,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 12,615 | $645,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 50,584 | $643,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 11,652 | $642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,001 | $641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 147,394 | $641,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 10,994 | $640,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 138,574 | $639,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LTC PPTYS INC COM | 502175102 | REIT | 20,646 | $638,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MESA LABS INC COM | 59064R109 | Stock | 2,816 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 85,876 | $637,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 48,920 | $635,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT OF TEX BANCSHARES INC | 84861D103 | COM | 61,261 | $633,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 102,869 | $632,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,081 | $631,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 98,147 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CALAMOS DY COM NPV | 12811V105 | COM | 37,770 | $630,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 29,271 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO S&P MIDCAP 400 GARP ETF | 46137V225 | ETF | 13,985 | $629,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CDW CORP COM | 12514G108 | Stock | 6,719 | $627,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 15,757 | $627,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRINITY INDS INC | 896522109 | COM | 38,864 | $625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SNAP INC | 83304A106 | CL A | 52,595 | $625,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEYCORP COM | 493267108 | Stock | 60,119 | $623,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SYNCHRONYFINL | 87165B103 | STOK | 38,655 | $622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 15,140 | $622,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| XYLEM INC COM | 98419M100 | Stock | 9,470 | $617,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BALCHEM CORP | 057665200 | COM | 6,242 | $616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 27,133 | $616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONE GAS INC COM | 68235P108 | Stock | 7,352 | $615,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051242 | CMN | 26,372 | $613,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 13,195 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QUIDEL CORP | 74838J101 | COM | 6,259 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER TRENDPILOT FUND OF FUNDS ETF | 69374H675 | ETF | 26,206 | $612,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POOL CORP COM | 73278L105 | Stock | 3,094 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VARIAN MED SYS INC | 92220P105 | COM | 5,928 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 18,595 | $609,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 20,069 | $607,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 67,592 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 45,317 | $606,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 18,346 | $604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 24,695 | $603,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERIS PLC SHS USD | G8473T100 | Stock | 4,288 | $600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 27,000 | $600,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 24,710 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 40,615 | $599,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 16,825 | $598,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MDU RES GROUP INC | 552690109 | COM | 27,751 | $597,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO | 46138J825 | EXCHANGE TRADED | 28,975 | $596,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,937 | $595,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 25,143 | $594,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37950E127 | REIT ETF | 90,154 | $592,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 22,523 | $589,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 5,502 | $588,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 77,434 | $585,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 23,687 | $584,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 2,983 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 32,837 | $583,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRIMO WATER CORPORATION | 74167P108 | COM | 64,065 | $580,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 15,301 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 3,771 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACER FDS TR | 69374H642 | TRENDPILOT US BD | 22,496 | $574,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288372 | COM | 16,786 | $573,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| QORVO INC COM | 74736K101 | Stock | 7,096 | $572,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 63,537 | $571,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 13,642 | $570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HULL TACTICAL US ETF | 301505806 | ETF | 27,844 | $570,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 135,078 | $569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 48,094 | $568,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BENEFYTT TECHNOLOGIES INC | 08182C106 | COM CL A | 25,384 | $568,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUTRIEN LTD COM | 67077M108 | Stock | 16,734 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHNG TRADED FD VI | 33740F508 | FLEXIBL MUN HIGH | 31,471 | $567,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 36,793 | $563,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 10,221 | $562,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 24,308 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN SOLAR INC | 136635109 | COM | 35,290 | $561,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DONALDSON INC COM | 257651109 | Stock | 14,491 | $560,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 30,059 | $558,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 10,088 | $553,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDINAL HEALTH INC | 14149Y108 | COM | 11,506 | $552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 28,389 | $552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 355,250 | $551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 32,965 | $551,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SCHEIN HENRY INC | 806407102 | COM | 10,893 | $550,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 74,736 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 46,469 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPS ETF TR | 00162Q460 | CMN | 19,131 | $549,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HUBBELL INC COM | 443510607 | Stock | 4,776 | $548,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 16,328 | $547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288752 | US HOME CONS ETF | 18,903 | $547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 15,517 | $547,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEYOND MEAT INC | 08862E109 | COM | 8,192 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 108,267 | $546,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 11,879 | $544,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 9,960 | $543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 7,839 | $543,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROOFPOINT INC | 743424103 | COM | 5,285 | $542,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 25,042 | $541,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 24,787 | $540,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 12,146 | $537,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 19,835 | $536,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 23,824 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PULTE GROUP INC COM | 745867101 | Stock | 23,980 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOMO INC | 60879B107 | ADR | 24,651 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 19,200 | $535,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Fluent Co | 34380C102 | COM | 456,780 | $534,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,971 | $533,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EOG RES INC COM | 26875P101 | Stock | 14,819 | $532,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,235 | $531,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RESMED INC COM | 761152107 | Stock | 3,601 | $530,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MYLAN NV | N59465109 | SHS EURO | 35,498 | $529,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,866 | $526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 18,320 | $526,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,204 | $525,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 12,353 | $525,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 27,854 | $524,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 19,559 | $524,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| McCormick & Company Inc | 579780107 | COM | 3,666 | $522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 93,718 | $522,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARKELGROUPINC | 570535104 | STOK | 562 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 19,321 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 13,548 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,371 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 21,159 | $521,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46435U697 | IBONDS DEC | 19,865 | $520,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PAN AMERN SILVER CORP | 697900108 | COM | 36,236 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NASDAQ INC COM | 631103108 | Stock | 5,465 | $519,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ACCENDRA HEALTH INC | 690732102 | COM | 56,473 | $517,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 10,969 | $515,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Apollo Global Management Inc | 03768E105 | COM CL A | 15,328 | $513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 23,601 | $512,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 22,446 | $511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIFFANY & CO NEW | 886547108 | COM | 3,944 | $511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 134,391 | $511,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 34,046 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 33,186 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 10,271 | $509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,072 | $508,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AUTODESK INC COM | 052769106 | Stock | 3,251 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 35,857 | $507,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 23,136 | $506,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| iShares Future AI & Tech ETF | 46435U556 | SHS | 22,580 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OPKO HEALTH INC | 68375N103 | COM | 376,616 | $505,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 35,278 | $504,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 82,118 | $503,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRE INC | 84857L101 | COM | 6,731 | $501,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 112,815 | $499,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STELLUS CAP INVT CORP | 858568108 | COM | 68,094 | $496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,065 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 56,375 | $495,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| THE BANK OF PRINCETON | 064520109 | COMMON | 21,230 | $494,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 16,270 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 51,046 | $493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Pimco Income Oppty Fund | 72202B100 | COM | 24,348 | $492,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 20,053 | $491,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 12,353 | $489,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASCO CORP | 574599106 | COM | 14,104 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 39,682 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCONIC INC | 03965L100 | COM | 30,397 | $488,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 47,501 | $487,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STERICYCLE INC | 858912108 | COM | 9,967 | $484,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPIRIT AIRLS INC | 848577102 | COM | 37,486 | $483,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 5,644 | $482,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 49,487 | $481,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 10,615 | $481,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 19,286 | $480,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE TRADED F | 46641Q761 | US QUALTY FCTR | 18,747 | $478,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 9,278 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 8,500 | $476,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 6,840 | $472,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 43,525 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VAPOTHERM INC | 922107107 | COM | 25,000 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 31,494 | $471,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7,014 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,804 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 22,536 | $470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 469,000 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 9,804 | $469,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 19,129 | $468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UMB FINL CORP | 902788108 | COM | 10,081 | $468,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STAG INDUSTRIAL INC | 85254J102 | COM | 20,730 | $467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORESITE RLTY CORP | 21870Q105 | COM | 4,029 | $467,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AXONENTERPRISEINC | 05464C101 | STOK | 6,580 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C672 | US EQT ULTRA BF | 19,700 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 10,995 | $466,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| YORK WATER CO | 987184108 | COMMON STOCK | 10,692 | $465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 24,387 | $465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NNN REIT INC COM | 637417106 | REIT | 14,404 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MASTEC INC COM | 576323109 | Stock | 14,165 | $464,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 8,021 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 18,449 | $461,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 19,948 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INTERPUBLIC GROUP COS | 460690100 | COM | 28,425 | $460,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN TEMPLETON ETF TR | 35473P603 | CMN | 19,081 | $459,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 17,687 | $457,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| U S CONCRETE INC | 90333L201 | COM | 25,145 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 18,825 | $456,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLY FINL INC COM | 02005N100 | Stock | 31,504 | $455,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C391 | US EQTY BUFR MAR | 19,255 | $454,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WYNN RESORTS LTD | 983134107 | COM | 7,522 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DUKE REALTY CORP | 264411505 | COM NEW | 13,989 | $453,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MANULIFE FINL CORP | 56501R106 | COM | 35,929 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,612 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROBERT HALF INC. COM | 770323103 | Stock | 11,946 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PRINCIPAL EXCHANGE-TRA | 74255Y870 | USMC | 17,381 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 36,435 | $451,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| POLARIS INC COM | 731068102 | Stock | 9,338 | $450,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 5,228 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33737K205 | INDXX NEXTG ETF | 9,591 | $448,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZIONS BANCORPORATION | 989701107 | COM | 16,679 | $446,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FOOT LOCKER INC | 344849104 | COM | 20,168 | $445,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 54,740 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 106,000 | $444,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUEBIRD BIO INC | 09609G100 | COM | 9,633 | $443,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 7,190 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| STORE CAP CORP | 862121100 | COM | 24,324 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 11,694 | $441,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,367 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 39,076 | $440,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOMTAR CORP | 257559203 | COM NEW | 20,274 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 17,810 | $439,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 9,869 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 23,855 | $437,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MARATHON OIL CORP | 565849106 | COM | 132,072 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 20,883 | $435,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BEST BUY INC COM | 086516101 | Stock | 7,580 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NORDSON CORP | 655663102 | COM | 3,195 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FS BANCORP INC | 30263Y104 | COM | 12,007 | $432,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HALLIBURTON CO COM | 406216101 | Stock | 62,920 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 97,432 | $431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UGI CORP NEW COM | 902681105 | Stock | 16,139 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DROPBOX INC CL A | 26210C104 | Stock | 23,743 | $430,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR ETFS TRUST | 45782C466 | GRWT100 PWR BF | 13,022 | $429,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GOLDMAN SACHS ETF TR | 381430602 | ACTIVEBETA US | 12,066 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APTIV PLC | G6095L109 | SHS | 8,693 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 44,421 | $428,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOKIA CORP | 654902204 | SPONSORED ADR | 137,657 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,140 | $427,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 14,951 | $426,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,933 | $426,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B169 | CMN | 12,783 | $425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,651 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,925 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VANECK ETF TRUST | 92189F122 | MRNGSTR GBL WIDE | 16,886 | $424,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TWO RDS SHARED TR ANFIELD DIVERSIF | 90213U115 | ETF | 58,413 | $423,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NOVOCURE LTD | G6674U108 | ORD SHS | 6,268 | $422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL X FDS | 37954Y632 | ARTIFICIAL ETF | 27,050 | $422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER JULY | 45782C839 | ETF | 18,325 | $422,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 38,533 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 8,453 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUSHARES ETF TR | 67092P888 | NUVEEN ESG EMRGN | 20,077 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,668 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 23,435 | $421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 7,633 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 15,613 | $420,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 11,864 | $418,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZSCALERINC | 98980G102 | STOK | 6,856 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,508 | $417,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 14,863 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TEXTRON INC COM | 883203101 | Stock | 15,613 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 21,903 | $416,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 22,301 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALCON AG ORD SHS | H01301128 | Stock | 8,147 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FLEXSHARES TR | 33939L662 | HIG YLD VL ETF | 10,130 | $415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAMING & LEISURE P COM | 36467J108 | REIT | 14,950 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 18,027 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 38,828 | $414,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 35,662 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CRONOS GROUP INC | 22717L101 | COM | 72,977 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 25,646 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 78,555 | $412,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4,747 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 23,836 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANK HAWAII CORP | 062540109 | COM | 7,433 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 5,865 | $411,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNDER ARMOUR INC | 904311107 | CL A | 44,379 | $409,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ASSURANT INC COM | 04621X108 | Stock | 3,924 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 11,103 | $408,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 4,546 | $407,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 32,398 | $406,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-20-000003 | this filing | 2020-05-08 | acceptance time not in the bulk data set |