13F-HR/A filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-11-06, with 2,339 holding rows worth $11,392,183,000 by the sum of the rows.
- Accession
- 0001419186-19-000008
- Filer
- CIK 1419186
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 2,339 entries on the cover page, a total value of $11,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,392,183,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $11,392,000, about 1/1,000 of the sum of the rows, $11,392,183,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MONGODB INC CL A | 60937P106 | Stock | 4,095 | $493,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 12,841 | $491,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 8,605 | $491,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 19,879 | $491,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 33,654 | $491,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 23,061 | $490,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 34,911 | $490,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 118,392 | $489,000 | thousands by filing date | |
| VANECK LONG/FLAT TREND ETF | 92189F148 | LONG/FLAT TREND | 17,453 | $489,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 11,429 | $488,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 29,443 | $488,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 29,740 | $487,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P805 | NUVEEN ESG INTL | 18,846 | $487,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 16,619 | $487,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 32,490 | $487,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 1,180 | $486,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,294 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 3,845 | $486,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 21,723 | $484,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 6,988 | $482,000 | thousands by filing date | |
| PGIM ETF TR | 69344A107 | PGIM ULTRA SH BD | 9,582 | $481,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 8,782 | $481,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A586 | AAM S&P EMRG | 22,961 | $481,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 24,028 | $481,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,930 | $480,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 24,944 | $479,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 59,918 | $478,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 3,237 | $477,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 22,383 | $477,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 17,499 | $476,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,787 | $476,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 9,437 | $476,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 38,046 | $476,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 11,082 | $475,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 38,738 | $475,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 6,981 | $474,000 | thousands by filing date | |
| PC CONNECTION INC | 69318J100 | COM | 12,162 | $473,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 10,070 | $472,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 13,788 | $472,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 60,131 | $471,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 41,393 | $471,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 6,453 | $470,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,419 | $469,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 8,069 | $469,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 3,940 | $469,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,314 | $468,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 9,699 | $468,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 10,069 | $468,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 5,310 | $467,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 35,580 | $466,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 37,657 | $465,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 19,625 | $464,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 29,219 | $463,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 4,566 | $463,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 9,408 | $461,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,353 | $460,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 2,299 | $459,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,401 | $459,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 4,210 | $459,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,373 | $458,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 10,893 | $457,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,665 | $457,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 13,440 | $457,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 6,793 | $457,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 75,928 | $456,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 27,284 | $456,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 17,648 | $455,000 | thousands by filing date | |
| ISHARES TR | 46435G268 | RUSEL 2500 ETF | 10,187 | $454,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 18,544 | $453,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 12,569 | $452,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 20,648 | $452,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 449,000 | $452,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 9,398 | $451,000 | thousands by filing date | |
| Vanguard ESG U.S. Stock ETF | 921910733 | SHS | 8,663 | $450,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 9,727 | $449,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 4,890 | $449,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 11,851 | $448,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 27,086 | $448,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 22,285 | $447,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 20,056 | $447,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,978 | $446,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 14,383 | $446,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 14,554 | $446,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 13,965 | $446,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,082 | $444,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 8,970 | $443,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 234,324 | $443,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 8,899 | $441,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 3,610 | $441,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 28,024 | $441,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 1,534 | $440,000 | thousands by filing date | |
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 17,240 | $440,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 26,677 | $439,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 21,647 | $438,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 40,454 | $438,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 16,060 | $437,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 14,566 | $436,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 4,510 | $436,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 31,901 | $434,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 44,832 | $434,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,641 | $433,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 341,250 | $433,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 3,129 | $432,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 12,756 | $432,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 97,917 | $431,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 16,936 | $431,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 19,603 | $430,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 37,723 | $429,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 28,269 | $429,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7,553 | $428,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 28,758 | $428,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 7,526 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X853 | INTL EQUITY OPP | 11,756 | $427,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 18,931 | $424,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,394 | $422,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,067 | $422,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 8,265 | $421,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 7,831 | $420,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 15,717 | $419,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 30,199 | $419,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 3,315 | $418,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,064 | $418,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,070 | $418,000 | thousands by filing date | |
| PGIM GLOBAL HIGH YIELD FUND IN | 69346J106 | COM | 29,107 | $418,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 10,019 | $418,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT INDUSTRIALS MOMENTUM ETF | 46137V845 | ETF | 6,369 | $418,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 82,605 | $417,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 16,209 | $416,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 9,906 | $413,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,823 | $412,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 11,150 | $412,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 12,213 | $412,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,494 | $410,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 3,354 | $409,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 22,285 | $409,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 12,128 | $408,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 7,064 | $408,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 39,439 | $407,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 15,801 | $407,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 11,546 | $407,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,022 | $405,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,972 | $405,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 33,182 | $405,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 37,988 | $405,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 2,732 | $404,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E644 | INTL BUYBACK | 13,001 | $403,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J619 | RUSL 1000 DYNM | 12,960 | $402,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 4,018 | $401,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 104,561 | $399,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,803 | $398,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 14,162 | $398,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 13,794 | $397,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 18,681 | $397,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 7,739 | $396,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 5,752 | $394,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,137 | $394,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 7,290 | $392,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 24,360 | $392,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 8,410 | $391,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 24,820 | $391,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 32,829 | $391,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 13,035 | $390,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 5,976 | $389,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 33,573 | $389,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,649 | $388,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 13,849 | $388,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 16,685 | $387,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,506 | $386,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 37,942 | $386,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,866 | $385,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 6,488 | $384,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C888 | US EQT BUFR APR | 14,632 | $384,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 17,247 | $382,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 29,000 | $381,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,608 | $381,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C870 | US EQT PWR BUF | 14,638 | $381,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 4,335 | $380,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES | 46138W107 | JAPANESE YEN | 4,321 | $380,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 9,933 | $379,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 9,924 | $378,000 | thousands by filing date | |
| SOUTH JERSEY INDS INC | 838518116 | UNIT 99/99/9999 | 7,309 | $378,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 26,370 | $377,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 62,188 | $377,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 8,701 | $376,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V860 | DORSEY WRGT FINL | 9,975 | $373,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 75,655 | $373,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,754 | $372,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 28,901 | $372,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 3,620 | $372,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 18,217 | $372,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 32,217 | $371,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 11,004 | $370,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 28,214 | $370,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 16,392 | $369,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,288 | $369,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 17,970 | $369,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C573 | TOTAL CORP BND | 4,158 | $368,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 3,550 | $368,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,184 | $367,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 66,541 | $367,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 32,506 | $367,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 38,517 | $366,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 11,433 | $366,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 6,260 | $365,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 4,201 | $364,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 4,278 | $364,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 11,605 | $364,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 1,983 | $362,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,740 | $361,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 14,116 | $361,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 20,068 | $359,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,659 | $358,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 15,790 | $354,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,682 | $353,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 13,427 | $353,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,134 | $352,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 22,782 | $352,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 9,581 | $351,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 10,257 | $350,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 22,178 | $350,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,962 | $350,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 22,685 | $349,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 11,753 | $349,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 14,629 | $349,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,964 | $349,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,975 | $349,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,356 | $348,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,170 | $348,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 83,009 | $348,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 5,273 | $347,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 9,341 | $346,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 4,579 | $345,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 11,506 | $345,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1,375 | $342,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,479 | $342,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 7,029 | $340,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 10,865 | $340,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8,924 | $337,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 77,175 | $336,000 | thousands by filing date | |
| UNITED STS NAT GAS FD LP | 912318300 | UNIT PAR | 16,825 | $335,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 11,607 | $333,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,633 | $332,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 40,873 | $332,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 5,100 | $331,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,479 | $330,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,803 | $330,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 15,884 | $330,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,233 | $330,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 24,708 | $330,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 5,946 | $329,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U852 | HENDERSON MTG | 6,257 | $328,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 31,077 | $328,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 9,143 | $328,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 10,929 | $327,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,737 | $326,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 10,899 | $326,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 50,890 | $326,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 64,718 | $326,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 15,979 | $326,000 | thousands by filing date | |
| AXS CHANGE FINANCE ESG ETF | 26922A560 | ETF | 15,026 | $326,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,086 | $325,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 1,333 | $324,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 2,309 | $324,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 4,355 | $324,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 27,829 | $323,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 25,126 | $323,000 | thousands by filing date | |
| FLEXSHARES INTERNATIONALQUALITY DIVIDEND DYNAMICINDEX FUND | 33939L829 | ETF | 13,499 | $323,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 17,702 | $323,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,535 | $323,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 42,429 | $322,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 12,948 | $322,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,416 | $321,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,811 | $321,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 56,147 | $321,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,850 | $320,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 4,196 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 13,666 | $320,000 | thousands by filing date | |
| BNY MELLON MUN BD INFRASTRUC | 09662W109 | COM SHS | 22,435 | $319,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 5,435 | $319,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 11,293 | $319,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 27,949 | $319,000 | thousands by filing date | |
| VISTRA CORP COM | 92840M102 | Stock | 11,910 | $318,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 120,007 | $317,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 40,770 | $317,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 12,115 | $316,000 | thousands by filing date | |
| BNY MELLON STRATEGIC MUNS IN | 05588W108 | COM | 36,879 | $316,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 16,020 | $316,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 20,948 | $315,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,874 | $315,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 7,136 | $314,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 8,617 | $314,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 305,000 | $313,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,647 | $312,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 5,566 | $311,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 28,648 | $311,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,241 | $310,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 17,818 | $310,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,628 | $310,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 31,639 | $310,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,944 | $310,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 10,505 | $309,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 6,796 | $309,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 10,662 | $309,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 3,378 | $308,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 7,680 | $308,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 7,055 | $307,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,849 | $306,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 14,413 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,734 | $306,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 3,778 | $305,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 8,179 | $305,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,302 | $305,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 15,546 | $305,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 11,897 | $304,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 19,550 | $304,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 8,658 | $303,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 7,632 | $302,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,243 | $302,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 6,868 | $302,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 7,482 | $301,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 3,369 | $301,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 9,341 | $301,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 575 | $300,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 78,522 | $300,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 1,356 | $300,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 6,307 | $298,000 | thousands by filing date | |
| FRONTDOOR INC COM | 35905A109 | Stock | 6,131 | $298,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 10,797 | $298,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 25,386 | $298,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 32,071 | $297,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 25,506 | $297,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 6,871 | $296,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 19,501 | $296,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 39,281 | $295,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 19,489 | $295,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 12,627 | $294,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 5,673 | $293,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 13,120 | $293,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,704 | $293,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 19,476 | $292,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 6,544 | $292,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,582 | $291,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 9,252 | $291,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,984 | $290,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,101 | $290,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 12,796 | $290,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 11,714 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 5,928 | $289,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 15,135 | $289,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 5,246 | $289,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 7,712 | $288,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 30,190 | $288,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 26,192 | $288,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 10,385 | $287,000 | thousands by filing date | |
| INVESCO TR II ETF S&P 500 EMERGING MKTS LOW VOLATILITY | 46138E297 | ETF | 12,582 | $286,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 10,185 | $286,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,101 | $285,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 2,750 | $285,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,378 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,296 | $284,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 5,032 | $284,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 4,808 | $284,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,899 | $284,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 12,016 | $284,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 10,600 | $283,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 9,238 | $282,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 24,028 | $282,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 11,904 | $281,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 29,363 | $281,000 | thousands by filing date | |
| ISHARES ESG AWARE USD CORPORATE BOND ETF | 46435G193 | ETF | 10,643 | $280,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,337 | $280,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 6,488 | $280,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 10,594 | $280,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 10,494 | $280,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,748 | $279,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 2,893 | $279,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 17,995 | $279,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 20,895 | $279,000 | thousands by filing date | |
| iShares ESG Aware US Aggregate Bond ETF | 46435U549 | SHS | 5,124 | $278,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,419 | $278,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 21,238 | $278,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 26,245 | $278,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 13,342 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 9,361 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 5,812 | $278,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 3,587 | $277,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 9,758 | $277,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 13,021 | $277,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 10,713 | $277,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 25,358 | $276,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 13,395 | $276,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 8,015 | $276,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 17,030 | $275,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,755 | $275,000 | thousands by filing date | |
| iShares iBonds Dec. 2027 Corporate Bond ETF | 46435UAA9 | ETF | 10,580 | $274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 7,212 | $274,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 5,526 | $272,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 19,833 | $272,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 14,998 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,952 | $272,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 45,222 | $272,000 | thousands by filing date | |
| INSPIRE CORPORATE BOND ETF | 66538H633 | ETF | 10,554 | $271,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 2,469 | $271,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y609 | CMN | 10,903 | $271,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 46,367 | $270,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 14,596 | $270,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,071 | $269,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 4,221 | $269,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 2,130 | $267,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,645 | $267,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 106,067 | $267,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 7,935 | $266,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 31,944 | $265,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,359 | $265,000 | thousands by filing date | |
| INVESCO FUNDAMENTAL INVESTMENT GRADE CORPORATE BOND ETF | 46138E693 | ETF | 10,112 | $265,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 18,963 | $264,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 38,966 | $264,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061805 | GBL TAIL RISK ET | 10,536 | $264,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 4,895 | $263,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,141 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,599 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 9,037 | $263,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 56,037 | $263,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 132,168 | $263,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 7,970 | $263,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,459 | $262,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,408 | $262,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,283 | $262,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 3,476 | $262,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 1,199 | $261,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 4,713 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,350 | $261,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 28,029 | $261,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,096 | $259,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y495 | PURE CANNABIS | 17,765 | $259,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 13,027 | $258,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,997 | $257,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,113 | $257,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 5,324 | $256,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 50,994 | $255,000 | thousands by filing date | |
| BLACK KNIGHT INC COM | 09215C105 | Stock | 4,176 | $255,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,191 | $254,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 3,295 | $254,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,195 | $254,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 1,957 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R688 | S&P INTL DIVID | 14,816 | $254,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,883 | $253,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 15,421 | $252,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 6,022 | $252,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 12,924 | $252,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 6,604 | $251,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 4,894 | $251,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,146 | $251,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 17,519 | $251,000 | thousands by filing date | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 10,187 | $250,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 5,147 | $250,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,217 | $250,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 11,076 | $250,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 2,327 | $250,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 15,482 | $250,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 21,187 | $250,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 6,964 | $249,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 11,391 | $248,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,257 | $248,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 11,647 | $248,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 16,423 | $248,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,346 | $247,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 5,542 | $247,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 8,371 | $247,000 | thousands by filing date | |
| ETF SER SOLUTIONS SALT HIG TRUBT | 26922A479 | Stock | 9,815 | $247,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 3,606 | $246,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 33,347 | $246,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 5,454 | $245,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 14,154 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 9,743 | $245,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,752 | $244,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 14,893 | $243,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,155 | $243,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,938 | $243,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 5,959 | $243,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 9,782 | $243,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,353 | $242,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 26,632 | $242,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 511 | $241,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 8,538 | $241,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 41,862 | $241,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 49,544 | $241,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 4,955 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V688 | NEXT GEN CON ETF | 4,255 | $240,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061888 | VALUE MOMENTUM | 12,044 | $240,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 1,670 | $239,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 11,373 | $239,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 5,770 | $239,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 13,535 | $238,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 13,130 | $238,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,303 | $238,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 9,299 | $237,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 12,938 | $237,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 6,825 | $237,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 31,057 | $236,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-19-000007 | superseded | 2019-10-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001419186-19-000008 | this filing | 2019-11-06 | acceptance time not in the bulk data set |