13F-HR/A filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR/A for the quarter ended 2019-09-30, filed 2019-11-06, with 2,339 holding rows worth $11,392,183,000 by the sum of the rows.
- Accession
- 0001419186-19-000008
- Filer
- CIK 1419186
- Filed
- 2019-11-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2019
A holdings report, amendment of type restatement, 2,339 entries on the cover page, a total value of $11,392,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $11,392,183,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $11,392,000, about 1/1,000 of the sum of the rows, $11,392,183,000. The filer likely wrote its cover total in thousands and its rows in dollars. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 90,732 | $1,139,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 25,571 | $1,138,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 72,790 | $1,138,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 98,501 | $1,131,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 9,776 | $1,125,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 9,030 | $1,124,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 31,175 | $1,124,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 22,146 | $1,122,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 42,800 | $1,118,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 14,964 | $1,116,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,142 | $1,111,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 25,198 | $1,106,000 | thousands by filing date | |
| JPMORGAN ULTRA-SHORT MUNICIPAL INCOME ETF | 46641Q654 | ETF | 21,919 | $1,105,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 30,145 | $1,099,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C698 | US EQUT BUFR AUG | 43,555 | $1,094,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 25,762 | $1,093,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 4,141 | $1,087,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 11,900 | $1,087,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 32,300 | $1,085,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 40,832 | $1,084,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 19,415 | $1,081,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E370 | S&P 500 HB ETF | 26,136 | $1,080,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 87,676 | $1,080,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 10,770 | $1,079,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 5,751 | $1,079,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 64,549 | $1,075,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V639 | AI AND NEXT GEN | 11,546 | $1,075,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 232,846 | $1,073,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 23,070 | $1,072,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 22,330 | $1,069,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 11,887 | $1,068,000 | thousands by filing date | |
| INVESCO | 46138J841 | EXCHANGE TRADED | 49,847 | $1,068,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 21,044 | $1,067,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 64,626 | $1,067,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 18,384 | $1,066,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F888 | TCW UNCONSTRAI | 41,272 | $1,064,000 | thousands by filing date | |
| Natixis Loomis Sayles Short Duration Income ETF | 63873X208 | ETP | 42,077 | $1,063,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 27,730 | $1,061,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 14,048 | $1,059,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 17,277 | $1,055,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 28,461 | $1,050,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 34,614 | $1,050,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 41,367 | $1,049,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 22,543 | $1,048,000 | thousands by filing date | |
| SPDR S&P 500 Fossil Fuel Reserves Free ETF | 78468R796 | SHS | 14,414 | $1,047,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 45,386 | $1,044,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4,063 | $1,039,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 31,216 | $1,039,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 56,979 | $1,034,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 31,005 | $1,033,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 8,765 | $1,033,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 8,675 | $1,030,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 39,503 | $1,027,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V662 | PHARMACEUTICALS | 18,108 | $1,026,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 19,559 | $1,019,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 8,152 | $1,018,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 18,864 | $1,018,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FUND TRUST INVESCO DORSEY WRIGHT UTILITIES MOMENTUM ETF | 46137V795 | ETF | 28,932 | $1,013,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 26,382 | $1,010,000 | thousands by filing date | |
| Invesco S&P 500 Momentum ETF | 46138E339 | SHS | 24,855 | $1,009,000 | thousands by filing date | |
| COUSINSPPTYSINC | 222795502 | STOK | 26,855 | $1,009,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 13,108 | $1,006,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 20,712 | $1,005,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 49,078 | $1,004,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 29,449 | $1,003,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 20,096 | $1,002,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 6,428 | $1,001,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 10,822 | $1,000,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 18,008 | $997,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 3,667 | $997,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 21,450 | $994,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 14,429 | $993,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 4,694 | $992,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 54,591 | $991,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 21,650 | $990,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 6,486 | $989,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 54,401 | $986,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 40,592 | $983,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 23,029 | $982,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 36,485 | $980,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 106,673 | $979,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 21,569 | $979,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 47,047 | $979,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 25,545 | $977,000 | thousands by filing date | |
| STRATEGY SHS | 86280R506 | NS 7HANDL IDX | 40,418 | $976,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 8,934 | $975,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 25,955 | $975,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 29,494 | $973,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 15,167 | $971,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 82,535 | $971,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V381 | S&P500 EQL DIS | 9,233 | $965,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 78,504 | $963,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 108,672 | $963,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 23,535 | $961,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 4,940 | $956,000 | thousands by filing date | |
| ISHARES TR | 46435G425 | COM | 14,597 | $954,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 10,990 | $953,000 | thousands by filing date | |
| INVESCO S&P 500 TOP 50 ETF | 46137V233 | ETF | 4,487 | $953,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 12,443 | $953,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 10,342 | $949,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V142 | WATER RES ETF | 25,909 | $948,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 104,294 | $944,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 8,305 | $940,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 25,094 | $939,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 34,768 | $936,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 8,248 | $936,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E206 | CALIF AMT MUN | 34,181 | $935,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 52,635 | $934,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 25,691 | $933,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,790 | $932,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 13,745 | $932,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 16,078 | $931,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 63,723 | $930,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 72,901 | $929,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730509 | COMMON STOCK | 12,442 | $929,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 25,360 | $927,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 26,456 | $926,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,265 | $926,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 35,375 | $923,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,425 | $918,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 17,874 | $915,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,338 | $915,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 10,181 | $912,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 44,935 | $912,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 38,615 | $912,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 10,070 | $911,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 36,106 | $911,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 12,377 | $907,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 43,239 | $903,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 29,291 | $902,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 83,574 | $901,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 20,015 | $899,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 11,285 | $896,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,546 | $889,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 11,316 | $885,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 34,837 | $884,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 36,667 | $882,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 6,941 | $877,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 11,230 | $877,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4,841 | $874,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V175 | S&P SML600 GWT | 8,175 | $872,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 49,226 | $871,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 8,795 | $870,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 9,876 | $869,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 14,818 | $868,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 43,237 | $868,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,239 | $867,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 29,420 | $867,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 31,154 | $867,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 413,828 | $865,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 83,104 | $865,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 25,625 | $865,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 141,097 | $864,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 55,129 | $863,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P504 | INCOME EQT FOCUS | 23,556 | $862,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 19,742 | $860,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 53,147 | $859,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,065 | $858,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 233,644 | $857,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 14,467 | $855,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 79,914 | $855,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 90,254 | $854,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 9,337 | $854,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 57,074 | $854,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 45,210 | $852,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 69,114 | $850,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 17,343 | $849,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P300 | NUVEEN ESG LRGVL | 27,169 | $849,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 13,215 | $845,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 37,125 | $843,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 36,682 | $842,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 9,541 | $841,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 134,456 | $839,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 64,392 | $838,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 80,226 | $837,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,284 | $836,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 77,688 | $835,000 | thousands by filing date | |
| Fidelity Low Volatility Factor ETF | 316092824 | SHS | 22,701 | $834,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 54,464 | $834,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 5,599 | $833,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 33,465 | $832,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 55,207 | $830,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 11,928 | $829,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 8,516 | $828,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 47,847 | $827,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 52,247 | $827,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 32,668 | $827,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 59,506 | $827,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A110 | CMN | 8,268 | $825,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 14,235 | $824,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 4,492 | $824,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,492 | $822,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V191 | S&P MDCP400 VL | 12,870 | $821,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06746P621 | IPTH SR B S&P | 34,528 | $820,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 23,074 | $819,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 51,175 | $819,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 10,617 | $816,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 102,918 | $814,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 27,151 | $809,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 8,864 | $808,000 | thousands by filing date | |
| U.S. GLOBAL GO GOLD AND PRECIOUS METAL MINERS ETF | 26922A719 | ETF | 52,860 | $808,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 15,734 | $805,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 107,561 | $805,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 11,810 | $803,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V647 | SEMICONDUCTORS | 13,892 | $803,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E880 | DORSEY WRIGHT PE | 25,735 | $800,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 43,496 | $799,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 38,220 | $798,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 9,657 | $797,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 40,468 | $796,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 14,361 | $796,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 19,641 | $795,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 4,720 | $792,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 18,167 | $784,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 142,450 | $783,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 4,765 | $782,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 16,335 | $781,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 80,216 | $780,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 33,462 | $779,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 14,836 | $778,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 8,884 | $777,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 59,141 | $777,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 35,960 | $776,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 79,436 | $775,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 32,835 | $774,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 7,850 | $773,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 7,063 | $773,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 34,358 | $772,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 8,411 | $772,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 33,816 | $772,000 | thousands by filing date | |
| NUVEEN ESG LARGE-CAP GROWTH ETF | 67092P201 | ETF | 20,244 | $771,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 29,891 | $771,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 13,814 | $770,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,389 | $768,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 13,515 | $767,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A768 | PRMSE CP DIVRSFD | 24,725 | $767,000 | thousands by filing date | |
| VBI VACCINES INC | 91822J103 | COM NEW | 1,625,163 | $766,000 | thousands by filing date | |
| ETF MANG ETHO CLIMATE LEDRSHP US ETF | 26924G888 | UIT EXCHANGE TRADED | 19,333 | $765,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 24,419 | $762,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 49,575 | $761,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 75,418 | $758,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 11,930 | $757,000 | thousands by filing date | |
| INNOVATOR U.S. EQUITY BUFFER ETF - OCTOBER | 45782C771 | ETF | 30,405 | $756,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 45,097 | $755,000 | thousands by filing date | |
| KIRKLAND LAKE GOLD LTD | 49741E100 | COM | 16,827 | $754,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,419 | $751,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 105,400 | $750,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 49,523 | $748,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 12,615 | $748,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R747 | ST STR MSCI GEN | 10,166 | $747,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 128,853 | $743,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 37,891 | $743,000 | thousands by filing date | |
| BIOSIG TECHNOLOGIES INC | 09073N201 | COM NEW | 90,000 | $743,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 15,011 | $742,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 16,704 | $741,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 39,159 | $740,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 43,650 | $739,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G664 | S&P SMALLCAP 600 | 11,601 | $739,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V811 | S&P500 EQL HIG | 10,754 | $738,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 28,867 | $737,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 14,021 | $736,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 26,740 | $736,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 32,541 | $735,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 19,048 | $735,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 29,883 | $731,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 27,879 | $729,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,557 | $728,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 46,855 | $728,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,972 | $727,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 37,186 | $727,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 6,843 | $726,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 4,861 | $722,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 7,702 | $719,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 284,716 | $717,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 15,459 | $713,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 26,485 | $711,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 125,570 | $708,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 464 | $706,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 8,264 | $705,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 17,406 | $703,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 879 | $702,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 138,360 | $700,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 40,771 | $700,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 25,245 | $698,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 12,302 | $695,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 26,093 | $695,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,547 | $694,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 12,939 | $690,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 639 | $690,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 35,624 | $689,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 13,391 | $687,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,101 | $686,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 8,662 | $685,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 11,362 | $684,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 11,077 | $683,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 54,177 | $683,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 26,719 | $683,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 6,578 | $682,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,180 | $681,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 14,718 | $680,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 8,246 | $679,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 49,708 | $678,000 | thousands by filing date | |
| BANK FIRST CORP | 06211J100 | COM | 10,223 | $677,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 59,724 | $677,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,646 | $676,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 7,861 | $676,000 | thousands by filing date | |
| PACER DATA & ETF INFRASTRUCTURE REAL ESTATE | 69374H741 | ETF | 20,964 | $675,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 11,163 | $673,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 62,481 | $672,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 119,128 | $672,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 22,481 | $671,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,606 | $668,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 18,340 | $668,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 28,207 | $667,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,511 | $665,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 32,849 | $663,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 5,368 | $662,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 15,260 | $661,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 11,702 | $660,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 4,418 | $659,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 12,948 | $658,000 | thousands by filing date | |
| Fidelity High Dividend ETF | 316092840 | SHS | 21,726 | $656,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 9,633 | $656,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 7,582 | $653,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,384 | $653,000 | thousands by filing date | |
| SMARTSHEET INC. (CLASS A) | 83200N103 | COM CL A | 18,113 | $653,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 37,477 | $653,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 7,971 | $652,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 2,193 | $652,000 | thousands by filing date | |
| PACER TRENDPILOT INTERNATIONAL ETF | 69374H683 | ETF | 25,922 | $651,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 19,719 | $651,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 5,553 | $649,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 14,085 | $649,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 17,418 | $649,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 58,871 | $648,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 27,325 | $648,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 5,001 | $645,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 14,177 | $644,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 16,792 | $643,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 2,951 | $643,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 16,126 | $643,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 40,737 | $639,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 40,802 | $637,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 903 | $636,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 3,894 | $633,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 7,153 | $632,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,731 | $631,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 42,288 | $631,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 7,276 | $630,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 26,156 | $629,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,677 | $629,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 6,419 | $628,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 31,945 | $628,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 46,858 | $626,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 28,604 | $625,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 414 | $621,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V597 | RAFI US 1500 | 4,873 | $619,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 24,260 | $619,000 | thousands by filing date | |
| THE BANK OF PRINCETON | 064520109 | COMMON | 21,230 | $617,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 30,550 | $616,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 27,700 | $616,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 4,683 | $615,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 25,496 | $615,000 | thousands by filing date | |
| TC ENERGY CORP | 87807B107 | COM | 11,855 | $614,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,128 | $613,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 7,450 | $612,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 1,464 | $611,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,780 | $611,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 23,885 | $611,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 23,884 | $611,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 74,735 | $611,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 23,686 | $610,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 44,298 | $607,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 47,937 | $604,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,806 | $603,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 25,804 | $601,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 24,500 | $600,000 | thousands by filing date | |
| TANDEM DIABETES CARE INC | 875372203 | COM NEW | 10,181 | $600,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 42,714 | $600,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 37,842 | $598,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J141 | CHINA ALPHADEX | 25,000 | $598,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V506 | DIVID ACHIEVEV | 20,192 | $597,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 11,180 | $597,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 26,708 | $596,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 31,455 | $594,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 11,768 | $594,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y657 | US PFD ETF | 23,580 | $592,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 33,122 | $590,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 18,895 | $590,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 13,188 | $590,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 52,716 | $590,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 39,036 | $589,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y459 | RUSSELL 2000 | 23,652 | $588,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 12,233 | $588,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 6,104 | $587,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 5,143 | $586,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 4,148 | $586,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 23,481 | $586,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 14,158 | $586,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 16,097 | $585,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 13,347 | $583,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 33,227 | $582,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 5,999 | $581,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 5,906 | $579,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 1,252 | $578,000 | thousands by filing date | |
| EAGLE GRWTH & INCOME OPPTY F | 26958J105 | COM SHS BEN IN | 36,280 | $578,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 15,235 | $577,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,982 | $577,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 50,800 | $576,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 12,467 | $574,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 24,082 | $572,000 | thousands by filing date | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 7,495 | $571,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 7,875 | $571,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 21,089 | $571,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 10,154 | $571,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 3,658 | $570,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,968 | $569,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 14,163 | $569,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 24,682 | $565,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 8,705 | $564,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4,341 | $563,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 20,320 | $563,000 | thousands by filing date | |
| iShares U.S. Infrastructure ETF | 46435U713 | SHS | 20,287 | $562,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 42,539 | $562,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 6,437 | $562,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 8,026 | $561,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,450 | $558,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 10,211 | $558,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 3,537 | $558,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 19,712 | $556,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 17,948 | $556,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 14,035 | $555,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 25,405 | $554,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 15,106 | $554,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 8,194 | $553,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,406 | $552,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G798 | VIRTUS PVT CR | 22,150 | $552,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 21,840 | $551,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 3,639 | $550,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 31,464 | $549,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188200 | LTD TRM BD ETF | 10,737 | $547,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092816 | MOMENTUM FACTR | 15,626 | $547,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 22,296 | $547,000 | thousands by filing date | |
| ISHARES TR | 46435U697 | IBONDS DEC | 20,751 | $546,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 6,718 | $545,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 10,232 | $545,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 22,966 | $543,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 15,224 | $542,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 13,371 | $541,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 4,289 | $539,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 47,373 | $538,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 12,750 | $537,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 51,666 | $537,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 27,722 | $536,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 12,041 | $535,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 4,129 | $534,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 33,852 | $533,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,698 | $533,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 21,012 | $532,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 24,876 | $532,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,822 | $530,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 8,226 | $529,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 12,882 | $528,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,617 | $528,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 5,429 | $524,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 34,974 | $524,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 10,080 | $523,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 17,044 | $522,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,189 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,792 | $520,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 30,850 | $520,000 | thousands by filing date | |
| BRP INC COM SUN VTG | 05577W200 | Stock | 13,297 | $518,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 5,994 | $517,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 5,753 | $517,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 12,676 | $515,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 21,386 | $514,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 32,957 | $513,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V605 | DJ INDL AVG DV | 13,779 | $513,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 20,019 | $512,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,690 | $511,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 10,699 | $510,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,271 | $509,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 6,042 | $509,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,282 | $509,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,454 | $508,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 29,397 | $508,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 5,474 | $507,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 37,530 | $505,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 759 | $504,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 5,068 | $503,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 17,864 | $503,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 44,490 | $500,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 19,158 | $500,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,664 | $498,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 47,575 | $497,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,231 | $496,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 5,320 | $496,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 9,031 | $494,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 9,020 | $494,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 23,574 | $494,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-19-000007 | superseded | 2019-10-28 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001419186-19-000008 | this filing | 2019-11-06 | acceptance time not in the bulk data set |