13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-03, with 1,604 holding rows worth $4,423,889,000.
- Accession
- 0001419186-16-000014
- Filer
- CIK 1419186
- Filed
- 2016-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,604 entries on the cover page, a total value of $4,423,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,423,889,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WENDYS CO COM | 95058W100 | Stock | 10,484 | $114,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 15,805 | $114,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 14,716 | $114,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 10,000 | $114,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 12,611 | $114,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,897 | $110,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 34,700 | $109,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 12,523 | $107,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 13,286 | $107,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,527 | $106,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 18,900 | $104,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 16,820 | $104,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 17,808 | $99,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 11,608 | $99,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 17,500 | $95,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,889 | $94,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 31,344 | $92,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,010 | $90,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 15,095 | $89,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 12,848 | $88,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 19,641 | $85,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 17,400 | $84,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,695 | $82,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,811 | $82,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 51,036 | $82,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 26,935 | $82,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 45,870 | $82,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,850 | $80,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 13,370 | $80,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 19,922 | $79,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 21,803 | $76,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,853 | $74,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 26,250 | $73,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 10,500 | $73,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 14,837 | $72,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,000 | $71,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 15,079 | $66,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 20,851 | $66,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 10,864 | $66,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 15,025 | $66,000 | thousands by filing date | |
| TRANSGENOMIC INC COM NEW | 89365K305 | Stock | 113,900 | $66,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 15,878 | $64,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 10,308 | $62,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 12,396 | $62,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 66,464 | $62,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 10,796 | $61,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 13,100 | $61,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 20,705 | $60,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 25,910 | $58,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 13,736 | $57,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 30,150 | $56,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 13,162 | $53,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 10,700 | $53,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 10,076 | $53,000 | thousands by filing date | |
| XTNT | 98420P100 | Common | 19,400 | $53,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 20,453 | $50,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 50,000 | $50,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 10,000 | $45,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 10,000 | $45,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 22,000 | $44,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 13,100 | $43,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 10,744 | $43,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 10,247 | $40,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 107,804 | $39,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 16,085 | $37,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 58,889 | $37,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 10,650 | $37,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 35,000 | $37,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 36,000 | $36,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 18,651 | $33,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 59,030 | $33,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 24,609 | $32,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 14,000 | $32,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,100 | $30,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 29,357 | $30,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 57,826 | $29,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 43,200 | $29,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 34,098 | $29,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 23,457 | $28,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 25,000 | $25,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 25,000 | $24,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 16,065 | $22,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 22,630 | $21,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 59,544 | $21,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 21,219 | $20,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 38,610 | $18,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 20,000 | $18,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,600 | $17,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 11,377 | $17,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 20,380 | $16,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 20,628 | $16,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 16,000 | $16,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 31,200 | $15,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 10,250 | $13,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 20,800 | $13,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 14,121 | $12,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 34,000 | $11,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 43,450 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 10,000 | $9,000 | thousands by filing date | |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 13,322 | $7,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 16,264 | $6,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 11,875 | $6,000 | thousands by filing date | |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 30,000 | $6,000 | thousands by filing date | |
| TOWERSTREAM CORP | 892000100 | COM | 21,650 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-16-000014 | this filing | 2016-05-03 | acceptance time not in the bulk data set |