13F-HR filed by Cambridge Investment Research Advisors, Inc.
Cambridge Investment Research Advisors, Inc. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-03, with 1,604 holding rows worth $4,423,889,000.
- Accession
- 0001419186-16-000014
- Filer
- CIK 1419186
- Filed
- 2016-05-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,604 entries on the cover page, a total value of $4,423,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,423,889,000 with VALUE read as thousands by filing date, 13F file number 028-12861. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 21,415 | $412,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,517 | $412,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 10,096 | $412,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 53,069 | $412,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 7,212 | $411,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 28,644 | $411,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,688 | $410,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 11,082 | $410,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 29,238 | $409,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 51,140 | $408,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 16,013 | $408,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 13,509 | $407,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 51,743 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 10,307 | $406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,804 | $406,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 36,391 | $406,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,348 | $405,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 5,492 | $404,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 6,502 | $404,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 52,694 | $403,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 18,125 | $400,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 15,422 | $400,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 6,719 | $399,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,446 | $397,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 15,003 | $397,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 14,842 | $397,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 29,890 | $397,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 12,384 | $396,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,483 | $396,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 20,348 | $396,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 17,347 | $396,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 21,926 | $394,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 24,933 | $394,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 4,081 | $393,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,645 | $392,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 3,347 | $391,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 30,220 | $391,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 16,183 | $390,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 34,466 | $389,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,477 | $388,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 15,778 | $388,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,303 | $387,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 9,559 | $386,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 4,135 | $385,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 39,729 | $385,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,378 | $384,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 41,631 | $384,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,230 | $379,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 7,490 | $378,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 28,180 | $377,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 7,428 | $377,000 | thousands by filing date | |
| PROSHARES TR II | 74347W676 | ULSHT DJ UBS CMD | 2,780 | $377,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 10,791 | $375,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 7,561 | $375,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 9,365 | $374,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 88,287 | $372,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 11,923 | $371,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 7,251 | $371,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 5,427 | $371,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,700 | $371,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 14,344 | $371,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,090 | $369,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 46,931 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 37,910 | $367,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 26,940 | $366,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 19,278 | $365,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 19,237 | $364,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 25,833 | $364,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 6,900 | $364,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 11,604 | $364,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 24,583 | $362,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,339 | $361,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 3,045 | $361,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 17,084 | $361,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 15,671 | $360,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 2,497 | $360,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 10,921 | $359,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,396 | $358,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 7,937 | $358,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 86,900 | $358,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 12,997 | $358,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 61,595 | $357,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 25,630 | $357,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 42,858 | $357,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,714 | $356,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,395 | $356,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 24,879 | $356,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 16,900 | $356,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 21,247 | $355,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 15,006 | $355,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,528 | $354,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 10,598 | $354,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 62,822 | $354,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 13,441 | $353,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 27,864 | $352,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 9,518 | $351,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 7,743 | $350,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,371 | $349,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,107 | $347,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 7,361 | $347,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,172 | $344,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 29,683 | $344,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 29,697 | $344,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 6,942 | $342,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 11,174 | $341,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 23,348 | $340,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,323 | $339,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,434 | $337,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 18,403 | $337,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 7,153 | $337,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 55,653 | $337,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 50,633 | $336,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 11,543 | $336,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 22,639 | $334,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 3,524 | $333,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,397 | $333,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 13,109 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 10,377 | $330,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 2,645 | $328,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 22,339 | $328,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,375 | $327,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 11,760 | $327,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 23,641 | $327,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 3,621 | $326,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 7,567 | $325,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 8,592 | $325,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 4,362 | $325,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 11,862 | $324,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 61,680 | $324,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 51,937 | $323,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,758 | $321,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 9,470 | $321,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,839 | $320,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,856 | $320,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 5,382 | $319,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 35,815 | $319,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 12,969 | $319,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 6,359 | $318,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 25,367 | $318,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,651 | $316,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,660 | $316,000 | thousands by filing date | |
| PROSHARES TR | 74347X500 | ULTR MSCI ETF | 3,740 | $316,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH VE | 22539T316 | COM | 14,842 | $316,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 11,598 | $315,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 16,899 | $315,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,380 | $314,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 23,986 | $313,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 20,156 | $312,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 20,080 | $312,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 6,689 | $312,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 28,365 | $311,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 4,085 | $311,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 23,405 | $310,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 14,591 | $309,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 88,938 | $309,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 20,356 | $308,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 4,094 | $307,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3,098 | $307,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 7,526 | $307,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 28,248 | $307,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 21,862 | $307,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 10,210 | $305,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 22,827 | $304,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 10,015 | $304,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 4,901 | $303,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 10,585 | $303,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 4,936 | $302,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 9,168 | $302,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,920 | $301,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 11,595 | $300,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 2,408 | $299,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 10,309 | $298,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 9,206 | $298,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 11,148 | $297,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 19,844 | $297,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 14,545 | $297,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 19,477 | $297,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 13,449 | $297,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 2,288 | $295,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 8,932 | $295,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 2,843 | $295,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 7,549 | $294,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 38,373 | $294,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 13,789 | $293,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 12,685 | $293,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 5,086 | $293,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 10,678 | $293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,268 | $292,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 26,774 | $292,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 38,926 | $292,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 7,365 | $291,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 16,537 | $290,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 21,165 | $290,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 19,712 | $290,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,010 | $289,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 7,919 | $288,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 12,956 | $288,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,322 | $288,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,158 | $287,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 15,546 | $287,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 28,720 | $286,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,239 | $286,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,053 | $284,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,413 | $283,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 7,106 | $283,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 2,852 | $283,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 8,595 | $283,000 | thousands by filing date | |
| PROSHARES TR II ULT VIX SHRT | 74347W312 | CEF | 14,593 | $282,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,965 | $280,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 17,460 | $280,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,677 | $280,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,790 | $279,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 35,651 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 3,387 | $278,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 7,123 | $278,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 228,272 | $278,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,345 | $277,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 4,157 | $276,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 4,004 | $276,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 5,816 | $275,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 4,269 | $275,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 12,144 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 5,463 | $273,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 8,953 | $271,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 8,454 | $270,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 11,395 | $270,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,822 | $270,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 12,117 | $270,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 9,267 | $269,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 13,100 | $269,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 25,781 | $268,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 17,748 | $268,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 3,593 | $268,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 14,421 | $268,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 17,574 | $267,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 6,610 | $267,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 24,611 | $267,000 | thousands by filing date | |
| BLACKROCK NY MUN INCOME TR I | 09249R102 | COM | 16,964 | $267,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 11,715 | $267,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 10,094 | $266,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 9,410 | $266,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,563 | $266,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,805 | $264,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,051 | $264,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 232 | $264,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,297 | $263,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 3,460 | $262,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 9,436 | $262,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 11,483 | $261,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 16,751 | $261,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,903 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,427 | $259,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 21,091 | $259,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 12,055 | $258,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 4,119 | $258,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 17,546 | $258,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 3,299 | $257,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 8,812 | $255,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 18,424 | $255,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 18,638 | $254,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 9,161 | $254,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 5,078 | $254,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 6,962 | $253,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 17,018 | $253,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,221 | $252,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 2,560 | $252,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,843 | $252,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 32,635 | $252,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 9,468 | $251,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 10,927 | $250,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 12,117 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,561 | $249,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 4,246 | $249,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 4,202 | $249,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 4,194 | $248,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 4,609 | $247,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 18,429 | $247,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 23,837 | $247,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 74,099 | $247,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 13,494 | $247,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 5,207 | $246,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 19,710 | $246,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 22,213 | $245,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 11,217 | $245,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 55,883 | $244,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,004 | $244,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,994 | $243,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 20,971 | $243,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,890 | $243,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 3,672 | $243,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 18,102 | $243,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 10,316 | $242,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7,447 | $242,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 13,447 | $241,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 2,838 | $241,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 4,973 | $241,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 7,957 | $241,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,250 | $240,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 12,417 | $240,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,334 | $239,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 13,789 | $239,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 24,984 | $239,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 12,168 | $239,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR RNG 2000 | 00400R106 | CEF | 11,147 | $239,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 14,847 | $238,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 1,538 | $237,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 4,210 | $237,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 7,878 | $237,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,088 | $236,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 82,366 | $235,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,227 | $235,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,272 | $235,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,137 | $235,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 8,190 | $234,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,118 | $234,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 11,423 | $234,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 36,719 | $234,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 16,066 | $233,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,619 | $233,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 9,096 | $232,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 11,173 | $232,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 3,705 | $232,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,370 | $231,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,116 | $231,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,516 | $230,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,083 | $230,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,117 | $230,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 1,037 | $229,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,969 | $229,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 12,504 | $229,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 6,370 | $228,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,710 | $228,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 17,128 | $228,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 21,090 | $227,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 9,295 | $227,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 14,912 | $227,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 20,867 | $227,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 13,738 | $227,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 8,855 | $227,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 38,777 | $226,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 43,341 | $225,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 5,392 | $225,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 2,937 | $224,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,726 | $224,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 10,147 | $224,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,104 | $223,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 10,015 | $223,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 15,563 | $223,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 561 | $222,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 7,353 | $221,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,871 | $220,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 15,698 | $219,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 12,348 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X305 | MID EAST DIVD | 13,009 | $219,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 5,330 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1,539 | $218,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,965 | $217,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 6,570 | $217,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,780 | $216,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 3,220 | $216,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 5,688 | $215,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 4,469 | $215,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 99,224 | $215,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,059 | $214,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 3,160 | $214,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,112 | $213,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 28,292 | $213,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 22,400 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,550 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 12,093 | $212,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 37,660 | $211,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,426 | $210,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,787 | $210,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,011 | $210,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 3,345 | $210,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,254 | $209,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 5,664 | $208,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,328 | $208,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 42,552 | $208,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 9,530 | $208,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 5,771 | $208,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,018 | $208,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,466 | $208,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 26,987 | $207,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 14,856 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,187 | $206,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 171 | $206,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 6,098 | $205,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 18,641 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 4,129 | $203,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 5,443 | $203,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 49,316 | $203,000 | thousands by filing date | |
| IQ HEDGE MARKET NEUT TRACK | 45409B503 | CMN | 8,017 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 18,605 | $201,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 9,442 | $201,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 8,078 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 7,867 | $201,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,700 | $200,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 33,729 | $200,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 16,109 | $200,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 11,700 | $200,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 12,700 | $199,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 41,087 | $195,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 24,764 | $194,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 24,505 | $194,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 13,732 | $193,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 25,533 | $193,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 12,500 | $193,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 11,431 | $192,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 13,201 | $191,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 14,320 | $190,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 11,544 | $187,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 18,078 | $187,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 18,032 | $186,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 14,087 | $186,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 10,882 | $184,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 61,371 | $184,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 36,269 | $183,000 | thousands by filing date | |
| GUGGENHEIM INTERNATIONAL MUL | 18383Q804 | GUG | 12,741 | $183,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 22,946 | $182,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 12,355 | $181,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,458 | $181,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 18,740 | $179,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 24,084 | $179,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 75,900 | $179,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 12,332 | $176,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 38,380 | $175,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 15,813 | $175,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 14,356 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,440 | $170,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 19,691 | $169,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 24,029 | $168,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 12,006 | $168,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 16,525 | $167,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 13,780 | $166,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 19,420 | $166,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 35,882 | $165,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 10,919 | $163,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 23,191 | $162,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 11,050 | $161,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 58,629 | $160,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,212 | $160,000 | thousands by filing date | |
| PRO DEX INC | 74265M205 | COMMON STOCK | 41,850 | $160,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 42,670 | $159,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 17,271 | $159,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 13,171 | $158,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,840 | $157,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 32,728 | $157,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 14,259 | $157,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 13,200 | $156,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 14,255 | $155,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,436 | $152,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,951 | $152,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 10,255 | $152,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,587 | $152,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 10,670 | $152,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,329 | $151,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 11,990 | $149,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 10,407 | $149,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 47,053 | $149,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 10,867 | $148,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 10,446 | $147,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 16,645 | $146,000 | thousands by filing date | |
| PFSWEB INC | 717098206 | COM | 11,147 | $146,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 14,446 | $143,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 264,278 | $143,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 12,762 | $141,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 10,832 | $141,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 15,766 | $140,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R247 | HIGH INCOME MLP | 34,296 | $139,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 12,932 | $138,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 27,275 | $138,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 18,236 | $138,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 32,720 | $137,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 17,097 | $135,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 135,000 | $135,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 15,445 | $134,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 91,455 | $134,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 10,000 | $133,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 18,336 | $133,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 23,357 | $132,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,348 | $130,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 20,924 | $129,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 25,750 | $129,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 11,900 | $128,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 13,874 | $128,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 22,750 | $125,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 20,620 | $125,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,100 | $124,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 12,008 | $124,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 13,879 | $124,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541TAD3 | CORPORATE OBLIG | 120,000 | $123,000 | thousands by filing date | |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 18,338 | $123,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 13,638 | $122,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 54,235 | $120,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,082 | $119,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 15,499 | $119,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 14,534 | $117,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 19,050 | $117,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 11,443 | $115,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001419186-16-000014 | this filing | 2016-05-03 | acceptance time not in the bulk data set |