13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-10-26, with 1,856 holding rows worth $1,079,743,000.
- Accession
- 0001415889-20-002491
- Filer
- CIK 1418539
- Filed
- 2020-10-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 1,857 entries on the cover page, a total value of $1,079,743,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,079,743,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Real Estate | 922908553 | SHS | 791 | $62,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 600 | $62,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 3,287 | $62,000 | thousands by filing date | |
| BANK NEW YORK MELLON CORP MEDIUM TERM SR SUB NT ENTRY FIXED RATE NOTE SER J 3.000 percent 10/30/28 B/E DTD 10/31/16 CLB | 06406GAA9 | MEDIUM TERM NOTE | 55,000 | $62,000 | thousands by filing date | |
| COLORADO HEALTH FACS AUTH REV BDS CLBL | 19648FAJ3 | REV BDS CLBL | 50,000 | $61,000 | thousands by filing date | |
| MIAMI-DADE COUNTY FL REV | 59334DHY3 | Convertible/ | 50,000 | $61,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 270 | $60,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,189 | $60,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $60,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,084 | $60,000 | thousands by filing date | |
| ORACLE CORP NOTE M/W CLBL | 68389XBM6 | NOTE M/W CLBL | 55,000 | $60,000 | thousands by filing date | |
| JOHNSON CONTRO | 478375AG3 | Convertible/ | 55,000 | $60,000 | thousands by filing date | |
| APPLE INC. | 037833CR9 | Convertible/ | 53,000 | $60,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484MH7 | Convertible/ | 50,000 | $60,000 | thousands by filing date | |
| CELGENE CORP | 151020AJ3 | Convertible/ | 55,000 | $60,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 951 | $59,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 255 | $59,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,700 | $59,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 300 | $59,000 | thousands by filing date | |
| METLIFE INC DEBENTURE - UNSECURED M/W QTRL | 59156RBB3 | DEBENTURE - UNSECURED M/W QTRL | 53,000 | $59,000 | thousands by filing date | |
| PENNSYLVANIA | 70914PVR0 | Convertible/ | 50,000 | $59,000 | thousands by filing date | |
| HARRIS CNTY TX MET | 41422EET6 | Convertible/ | 50,000 | $59,000 | thousands by filing date | |
| HEWLETT PACKARD STEP 22 | 42824CAN9 | Convertible/ | 55,000 | $59,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915AA0 | Convertible/ | 55,000 | $59,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,231 | $58,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,224 | $58,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 175 | $58,000 | thousands by filing date | |
| PORT SEATTLE WA REV | 735389VH8 | Convertible/ | 50,000 | $58,000 | thousands by filing date | |
| SALT VERDE AZ FC | 79575EAK4 | Convertible/ | 50,000 | $58,000 | thousands by filing date | |
| HARRIS CN TX CULT ED | 414009HZ6 | Convertible/ | 50,000 | $58,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 367 | $57,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,412 | $57,000 | thousands by filing date | |
| NJ ST TPK AUTH | 6461394Y8 | Convertible/ | 50,000 | $57,000 | thousands by filing date | |
| NORFOLK SOUTHERN CORP | 655844CA4 | Convertible/ | 50,000 | $57,000 | thousands by filing date | |
| Pima Cn Az Regl Tra | 72178RAW5 | Convertible/ | 55,000 | $57,000 | thousands by filing date | |
| BANK NEW YORK MEL VAR 23 | 06406RAC1 | Convertible/ | 55,000 | $57,000 | thousands by filing date | |
| UNION PACIFIC CORP | 907818ES3 | Convertible/ | 50,000 | $57,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 1,550 | $56,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 585 | $56,000 | thousands by filing date | |
| ACTIVISION BLIZZA | 00507VAM1 | Convertible/ | 50,000 | $56,000 | thousands by filing date | |
| Az St Transn Brd | 040647EG0 | Convertible/ | 50,000 | $56,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,017 | $55,000 | thousands by filing date | |
| MORGAN STANLEY 3.7 10/23/2024 | 61761JVL0 | Corp Bond | 50,000 | $55,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE | 949746SH5 | NOTE | 50,000 | $55,000 | thousands by filing date | |
| INGERSOLL-RAND GL HLD CO | 45687AAJ1 | CORPORATE BONDS | 50,000 | $55,000 | thousands by filing date | |
| SOUTHWEST GAS H | 844895AV4 | Convertible/ | 53,000 | $55,000 | thousands by filing date | |
| PACKAGING CORP O | 695156AR0 | Convertible/ | 50,000 | $55,000 | thousands by filing date | |
| PSEG POWER LLC | 69362BBA9 | Convertible/ | 50,000 | $55,000 | thousands by filing date | |
| OHIO ST | 677521E56 | Convertible/ | 50,000 | $55,000 | thousands by filing date | |
| DOVER CORP | 260003AC2 | Convertible/ | 40,000 | $55,000 | thousands by filing date | |
| THERMO FISHER SC | 883556BF8 | Convertible/ | 50,000 | $55,000 | thousands by filing date | |
| CSX CORP | 126408GZ0 | Convertible/ | 50,000 | $55,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 1,126 | $54,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,775 | $54,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 6,035 | $54,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 286 | $54,000 | thousands by filing date | |
| Marana Az Excise Ta | 56574CBD2 | Convertible/ | 50,000 | $54,000 | thousands by filing date | |
| ASPEN INSURANCE | 04530DAD4 | Convertible/ | 50,000 | $54,000 | thousands by filing date | |
| CORNING INC | 219350AZ8 | Convertible/ | 50,000 | $54,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 651 | $53,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,289 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 850 | $53,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 2,161 | $53,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE | 94974BFJ4 | NOTE | 50,000 | $53,000 | thousands by filing date | |
| HSBC HOLDINGS 4point875percent 22F DUE 01 14 22 | 404280AL3 | cb | 50,000 | $53,000 | thousands by filing date | |
| MARKEL CORP | 570535AK0 | Convertible/ | 50,000 | $53,000 | thousands by filing date | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 50,000 | $53,000 | thousands by filing date | |
| EATON VANCE COR | 278265AD5 | Convertible/ | 50,000 | $53,000 | thousands by filing date | |
| EVERGY, INC. | 30034WAA4 | Convertible/ | 50,000 | $53,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,925 | $52,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 500 | $52,000 | thousands by filing date | |
| WESTLAKE CORPORATION NOTE M/W CLBL | 960413AF9 | NOTE M/W CLBL | 50,000 | $52,000 | thousands by filing date | |
| AMPHENOL CORP | 032095AB7 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| WHIRLPOOL CORP | 96332HCD9 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDINGS CO | 30219GAF5 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| JEFFERIES GROUP | 472319AH5 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| Pinal Cn Az Ccd | 722042GJ1 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $51,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,594 | $51,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 225 | $51,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 540 | $51,000 | thousands by filing date | |
| O'Reilly Automotive Inc. | 67103hab3 | COM | 50,000 | $51,000 | thousands by filing date | |
| WELLS FARGO | 94974BEV8 | cb | 50,000 | $51,000 | thousands by filing date | |
| JOHNSON CONTROLS | 478366BA4 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| SOUTHERN NATURAL | 84345PAB8 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| MONSANTO CO | 61166WAW1 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| MARATHON PETROL | 56585AAD4 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| JOHN DEERE CAPITA | 24422ESL4 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| Cooperatieve Rab | 21685WBT3 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| CHEVRON CORP | 166764BL3 | Bond | 45,000 | $50,000 | thousands by filing date | |
| BANK OF AMERICA | 06051GFB0 | cb | 45,000 | $50,000 | thousands by filing date | |
| COMCAST CORP | 20030NBL4 | Convertible/ | 45,000 | $50,000 | thousands by filing date | |
| DOWDUPONT INC. | 26054LJ38 | Convertible/ | 50,000 | $50,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 600 | $49,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 294 | $49,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 125 | $49,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 5,400 | $49,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 4,000 | $49,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851AU3 | Convertible/ | 45,000 | $49,000 | thousands by filing date | |
| THE WALT DISNEY CO | 254687FX9 | Convertible/ | 45,000 | $49,000 | thousands by filing date | |
| PIMA CN AZ USD #30 | 721864EG7 | Convertible/ | 45,000 | $49,000 | thousands by filing date | |
| VIACOM INC | 92553PAT9 | Convertible/ | 45,000 | $49,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 750 | $48,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 280 | $48,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,500 | $48,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $48,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,777 | $48,000 | thousands by filing date | |
| The Progressive Cor | 743315AV5 | Convertible/ | 40,000 | $48,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $47,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,864 | $47,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 1,673 | $47,000 | thousands by filing date | |
| LENNOX INTERNTNL IN | 526107AD9 | Convertible/ | 45,000 | $47,000 | thousands by filing date | |
| MICROSOFT CORP | 594918BH6 | Convertible/ | 45,000 | $47,000 | thousands by filing date | |
| HSBC HOLDINGS PLC | 404280AN9 | Convertible/ | 45,000 | $47,000 | thousands by filing date | |
| General Dynamics | 369550BC1 | Convertible/ | 40,000 | $47,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 825 | $46,000 | thousands by filing date | |
| SILVANA MINES | 380956AF9 | cb | 45,000 | $46,000 | thousands by filing date | |
| BOARDWALK PIPEL | 096630AC2 | Convertible/ | 45,000 | $46,000 | thousands by filing date | |
| CONSOLIDATED EDISON | 209111FP3 | Convertible/ | 40,000 | $46,000 | thousands by filing date | |
| COMMONWEALTH EDIS | 202795JN1 | Convertible/ | 40,000 | $46,000 | thousands by filing date | |
| Bank Of America C Var 29 | 06051GHG7 | Convertible/ | 40,000 | $46,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 211 | $45,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS OPER | 161175BK9 | Corporate Bond - Domestic | 40,000 | $45,000 | thousands by filing date | |
| MORGAN STANLEY | 6174468C6 | Convertible/ | 40,000 | $45,000 | thousands by filing date | |
| NY ST TWY AUTH GEN | 650009ZU0 | Convertible/ | 40,000 | $45,000 | thousands by filing date | |
| EQT CORP | 26884LAB5 | Convertible/ | 45,000 | $45,000 | thousands by filing date | |
| Jpmorgan Chase & Var 29 | 46647PAM8 | Convertible/ | 40,000 | $45,000 | thousands by filing date | |
| Orlando Fl Spl | 68641HHC1 | Convertible/ | 45,000 | $45,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 215 | $44,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 715 | $44,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 410 | $43,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,172 | $43,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 2,572 | $43,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 250 | $43,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,170 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 194 | $43,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 312 | $43,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 1,575 | $43,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 236 | $43,000 | thousands by filing date | |
| PFIZER INC. | 717081DH3 | Corp Bonds - Non-Convert | 40,000 | $43,000 | thousands by filing date | |
| Pima Cn Az Usd #1 | 721799E72 | Convertible/ | 40,000 | $43,000 | thousands by filing date | |
| FL ST B/E PUB ED | 34153PZ92 | Convertible/ | 40,000 | $43,000 | thousands by filing date | |
| WI ST AAAA | 97705MHX6 | Convertible/ | 40,000 | $43,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141EM63 | Convertible/ | 40,000 | $43,000 | thousands by filing date | |
| Yuma Arizona Munici | 98851CAG2 | Convertible/ | 40,000 | $43,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 380 | $42,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 598 | $42,000 | thousands by filing date | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 666 | $42,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1,330 | $42,000 | thousands by filing date | |
| FAIRFAX FINANCIAL HLDGS LTD NOTE | 303901AB8 | NOTE | 35,000 | $42,000 | thousands by filing date | |
| MET TRAN AUTH NY | 59259N2H5 | Convertible/ | 35,000 | $42,000 | thousands by filing date | |
| ORANGE CN FL S/T REV | 684515PX1 | Convertible/ | 40,000 | $42,000 | thousands by filing date | |
| PINAL CN AZ ELEC | 722021BL5 | Convertible/ | 40,000 | $42,000 | thousands by filing date | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,341 | $41,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 506 | $41,000 | thousands by filing date | |
| FORD MOTOR CO | 345397VU4 | Convertible/ | 40,000 | $41,000 | thousands by filing date | |
| SALT VERDE AZ FC | 79575EAJ7 | Convertible/ | 35,000 | $40,000 | thousands by filing date | |
| DIST ENGY CORP | 254846CV8 | Convertible/ | 40,000 | $40,000 | thousands by filing date | |
| CONSTELLATION EN | 210371AL4 | Convertible/ | 40,000 | $40,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,200 | $39,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,500 | $39,000 | thousands by filing date | |
| AUTOMATIC DATA 3point375percent25 DUE 09 15 25 | 053015AE3 | cb | 35,000 | $39,000 | thousands by filing date | |
| ABBOTT LABORATORI | 002824BE9 | Convertible/ | 36,000 | $39,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 355 | $38,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,797 | $38,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,450 | $38,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 5,000 | $38,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,600 | $38,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $38,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 500 | $37,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 802 | $37,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 982 | $37,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,113 | $37,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 684 | $37,000 | thousands by filing date | |
| AMER AIRLN 15-1 A | 023770aa8 | FIXED | 45,000 | $37,000 | thousands by filing date | |
| AT&T INC. | 00206RJY9 | FIX | 35,000 | $37,000 | thousands by filing date | |
| UNION PACIFIC CO | 907818DM7 | Convertible/ | 35,000 | $37,000 | thousands by filing date | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 35,218 | $37,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 313 | $36,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 400 | $36,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 3,600 | $36,000 | thousands by filing date | |
| TRANE INC | 892893108 | COM | 298 | $36,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 150 | $35,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 742 | $35,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 376 | $35,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 460 | $35,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,168 | $35,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,603 | $34,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 650 | $34,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 61 | $34,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 5,300 | $34,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 2,500 | $34,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 860 | $34,000 | thousands by filing date | |
| TOTAL S A ADR F | 89151E113 | cs | 1,000 | $34,000 | thousands by filing date | |
| ARIZONA BRD REGENTS UNIV ARIZ REV BDS CLBL | 040484MA2 | REV BDS CLBL | 30,000 | $34,000 | thousands by filing date | |
| Wells Fargo & Co New | 949746366 | COM | 1,306 | $34,000 | thousands by filing date | |
| JPMORGAN CHASE & | 46625HMN7 | Convertible/ | 30,000 | $34,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 312 | $33,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 260 | $33,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 2,735 | $33,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $33,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC FXD RT | 693475AP0 | Fixed Income | 30,000 | $33,000 | thousands by filing date | |
| PENNSBURY PA SD | 708553PU0 | Convertible/ | 30,000 | $33,000 | thousands by filing date | |
| REPUBLIC SERVICES | 760759AQ3 | Convertible/ | 30,000 | $33,000 | thousands by filing date | |
| VA ST PUB BLDG AUTH | 928172Z81 | Convertible/ | 25,000 | $33,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $32,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 233 | $32,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 300 | $32,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,101 | $32,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,000 | $32,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 96 | $32,000 | thousands by filing date | |
| Nthrn Ariz Univ | 6647543A4 | Convertible/ | 30,000 | $32,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 115 | $31,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 792 | $31,000 | thousands by filing date | |
| Morgan Stanley 4.875 Perp Pfd | 61762V804 | PFD | 1,200 | $31,000 | thousands by filing date | |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, PUB UTIL SUB LIEN REV BDS, | 254845LN8 | Revenue Supported Bonds - non-taxable | 25,000 | $31,000 | thousands by filing date | |
| AMGEN INC | 031162BX7 | Convertible/ | 30,000 | $31,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $31,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 200 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 314 | $30,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL 3.125 03/15/2026 | 084670BS6 | Corp Bond | 27,000 | $30,000 | thousands by filing date | |
| VALERO ENERGY CORP NOTE M/W CLBL | 91913YAU4 | NOTE M/W CLBL | 28,000 | $30,000 | thousands by filing date | |
| johnson & johnson | 478160af1 | CORPORATE BOND | 25,000 | $30,000 | thousands by filing date | |
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| NYC NY MUN FA W/S | 64972GQX5 | Convertible/ | 25,000 | $30,000 | thousands by filing date | |
| Pinal Cn Az Ccd | 722042GN2 | Convertible/ | 25,000 | $30,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 150 | $29,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 4,124 | $29,000 | thousands by filing date | |
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| MARICOPA AZ HOSP | 566761MY5 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| HUTCHINSON MN PUR | 44835EDE5 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| WI ST CLEAN WTR | 977092WT8 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| BROWN & BROWN INC | 115236AA9 | Convertible/ | 26,000 | $29,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 271 | $28,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 103 | $28,000 | thousands by filing date | |
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| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 4,763 | $28,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 346 | $28,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 150 | $28,000 | thousands by filing date | |
| BANK AMERICA CORP 4 04/01/2024 | 06051GFF1 | Corp Bond | 25,000 | $28,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 1,060 | $28,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 900 | $28,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,094 | $28,000 | thousands by filing date | |
| APPLE INC | 037833BG4 | Bond | 25,000 | $28,000 | thousands by filing date | |
| CROWN CASTLE INC NOTE M/W CLBL | 22822VAE1 | NOTE M/W CLBL | 25,000 | $28,000 | thousands by filing date | |
| KS ST DEV FA REV | 485429S39 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| NORTHERN ARIZONA UN | 664754Z43 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| Phoenix Az Cvc Imp | 71884AA58 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| Az Bd Regents Univ | 04048RLB0 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| AZ SCH FAC BRD COP | 04057PJW9 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| COCA-COLA CO | 191219AP9 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| LINCOLN NEB | 534239BS6 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $27,000 | thousands by filing date | |
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| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,000 | $27,000 | thousands by filing date | |
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| MARKEL CORP | 570535AM6 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| Phoenix Az Wtr | 71883RNF6 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| RPM INTERNTNL IN | 749685AV5 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141EQ51 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| WISCONSIN STATE AAA | 97705MHY4 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
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| Steel Dynamics, | 858119BK5 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| Pnc Finl Svcs Gr | 693475AZ8 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
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| Intuitive Surgical,Inc. | 46120E602 | COM | 36 | $26,000 | thousands by filing date | |
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| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 964 | $26,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 250 | $26,000 | thousands by filing date | |
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| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,198 | $26,000 | thousands by filing date | |
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| MODEL N INC | 607525102 | COM | 750 | $26,000 | thousands by filing date | |
| MEDTRONIC INC 3.15 03/15/2022 | 585055BR6 | Corp Bond | 25,000 | $26,000 | thousands by filing date | |
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| HYATT HOTELS | 448579ae2 | FIXED | 25,000 | $26,000 | thousands by filing date | |
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| KING CNTY WA SD | 495278R62 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| LAS VEGAS VY NV WTR | 5178404K7 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| MARRIOTT INTL INC | 571903BA0 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| NEW YORK NY | 64966JN36 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RMB6 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| HOLLAND MICHIGAN EL | 435182FK1 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| HSBC HOLDINGS PLS | 404280AK5 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 36966TEP3 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
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| WASHINGTON COUNTY O | 938240DT2 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| GILEAD SCIENCES | 375558BC6 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| UNITEDHEALTH GR | 91324PCH3 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| Maricopa Az Usd #48 | 567288UC7 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| Phoenix Az Wst Wtr | 71883PJX6 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| General Electric | 36962G5J9 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 580 | $25,000 | thousands by filing date | |
| PINTEREST INC CL A | 72352L106 | Stock | 600 | $25,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 90 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 391 | $25,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 147 | $25,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 1,200 | $25,000 | thousands by filing date | |
| PRUDENTIAL PLC PERPETUAL | G7293H189 | PRF | 945 | $25,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 980 | $25,000 | thousands by filing date | |
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| GOLDMAN SACHS GRO VAR 26 | 38148TMB2 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $25,000 | thousands by filing date | |
| GENERAL ELECTRIC CO NOTE | 369622SM8 | NOTE | 25,000 | $25,000 | thousands by filing date | |
| MICROSOFT CORP | 594918AL8 | cb | 25,000 | $25,000 | thousands by filing date | |
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| ST CHARLES COUN | 78775RAB5 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| Transcanada Corp | 893526DK6 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| General Electric | 36966R4N3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 237 | $24,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 262 | $24,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 1,891 | $24,000 | thousands by filing date | |
| Bladex, Inc. Class E | P16994132 | COM | 2,000 | $24,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E113 | COM | 225 | $24,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 945 | $24,000 | thousands by filing date | |
| PHOENIX AZ RFDG G/O | 718814Q25 | Bond | 20,000 | $24,000 | thousands by filing date | |
| Innergex Renewable Energy Inc | 45790B104 | COMMON | 1,314 | $24,000 | thousands by filing date | |
| CONNECTICUT ST SPL TAX OBLIG REV, SPL TAX OBLIG BDS | 207758TX1 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | |
| NEW MEXICO ST HOSP EQUIP LN COUNCIL HOSP REV, REV BDS, PRESBYTERIAN | 647370GP4 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 950 | $24,000 | thousands by filing date | |
| ALAMEDA CORRIDOR | 010869CD5 | Convertible/ | 19,000 | $24,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797ED3 | Convertible/ | 20,000 | $24,000 | thousands by filing date | |
| EVERSOURCE ENERG | 30040WAF5 | Convertible/ | 20,000 | $24,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,182 | $23,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 382 | $23,000 | thousands by filing date | |
| UNIVERSAL HEALTH/REALTY SBI | 91359E109 | COM | 395 | $23,000 | thousands by filing date | |
| CTY OFC REIT 6 625 CUM RDM SRS A PRF | 178587200 | COM | 885 | $23,000 | thousands by filing date | |
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| DTE ENERGY CO PFD J | 233331800 | PFDs, REITs, | 900 | $23,000 | thousands by filing date | |
| GLADSTONE COML C | 376536603 | PFDs, REITs, | 900 | $23,000 | thousands by filing date | |
| Pinal Cn Az | 72205RBC5 | Convertible/ | 20,000 | $23,000 | thousands by filing date | |
| GARDEN GROVE CA | 365250AK5 | Convertible/ | 20,000 | $23,000 | thousands by filing date | |
| WI ST TRANS | 977123T24 | Convertible/ | 20,000 | $23,000 | thousands by filing date | |
| COMCASE CORPORATI | 20030NBY6 | Convertible/ | 20,000 | $23,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $22,000 | thousands by filing date | |
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| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 341 | $22,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 333 | $22,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 486 | $22,000 | thousands by filing date | |
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| ARES CAPITAL CORP | 04010L103 | COM | 1,587 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 110 | $22,000 | thousands by filing date | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 400 | $22,000 | thousands by filing date | |
| BAC 5 PERP | 06055H202 | PUBLIC | 839 | $22,000 | thousands by filing date | |
| TOLL BROS FINANCE CORP | 88947EAS9 | COM | 20,000 | $22,000 | thousands by filing date | |
| Fifth Third Bancorp Perp Sub G | 316773CR9 | Com | 25,000 | $22,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370BY5 | Corporate Bond - Domestic | 20,000 | $22,000 | thousands by filing date | |
| ANHEUSER BUSCH I 3point65percent26 DUE 02 01 26 | 035242AP1 | cb | 20,000 | $22,000 | thousands by filing date | |
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| MARICOPA AZ SD #83 | 567405GC3 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| AMERICAN EXPRESS CO | 025816CF4 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027XAT7 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| INTEL CORP | 458140AU4 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| Glendale Az Uhsd 20 | 378334LK0 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| AT&T INC. | 00206RDD1 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| CHUBB CORP | 00440EAS6 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| DR PEPPER SNAPPL | 26138EAX7 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 734 | $21,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 700 | $21,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 40 | $21,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 224 | $21,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 184 | $21,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 590 | $21,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 2,954 | $21,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 200 | $21,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 470 | $21,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 148 | $21,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 900 | $21,000 | thousands by filing date | |
| US TREASU NT | 912828YS3 | NOT | 19,000 | $21,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 2,000 | $21,000 | thousands by filing date | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 600 | $21,000 | thousands by filing date | |
| DALLAS TEX WTRWKS & SWR SYS RE WTRWKS AND SWR SYS REV BDS | 23542JBW4 | WTRWKS AND SWR SYS REV BDS | 20,000 | $21,000 | thousands by filing date | |
| CALIFORNIA ST, VAR PURP GO REF BDS | 13063BRD6 | General Obligations - non-taxable | 20,000 | $21,000 | thousands by filing date | |
| MARRIOTT INTL INC | 571900BB4 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| QUALCOMM INC | 747525AR4 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| CBOA FINANCIAL INC | 01248E111 | Equities | 12,000 | $21,000 | thousands by filing date | |
| SANTA FE CN NM | 801889NK8 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| WILLIAMS PARTNER | 96950FAJ3 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| AUSTIN TX COD | 052403DR0 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| THE VALSPAR CORP | 920355AG9 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 115 | $20,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 1,000 | $20,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 350 | $20,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $20,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $20,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 165 | $20,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,200 | $20,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 800 | $20,000 | thousands by filing date | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 463 | $20,000 | thousands by filing date | |
| FORD MOTOR CO 4 346 26 DUE 12/08/26 | 345370CR9 | CORPORATE BONDS | 20,000 | $20,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 176 | $20,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 700 | $20,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 150 | $20,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 3,650 | $20,000 | thousands by filing date | |
| MAPLE LEAF FOODS INC | 564905107 | COMMON | 1,000 | $20,000 | thousands by filing date | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 25,000 | $20,000 | thousands by filing date | |
| JPMORGAN CHASE & CO (VARIABLE) | 46647PAW6 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| PNC BANK (VARIABLE) | 69353RFF0 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $20,000 | thousands by filing date | |
| BNSF, LLC | 12189LAF8 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| UNITED PARCEL S | 911312AM8 | cb | 20,000 | $20,000 | thousands by filing date | |
| SALINE COUNTY NEB | 79517RCV0 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY | 084664BQ3 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| MICROSOFT CORP | 594918AH7 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP (VARIABLE) | 38145GAF7 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| GREEN BAY WIS | 392641US3 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 120 | $19,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 10 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 314 | $19,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 218 | $19,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 670 | $19,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,200 | $19,000 | thousands by filing date | |
| THE GOLDMAN SACH 5.35 32 DUE 02/15/32 | 38141EM48 | CORPORATE BONDS | 15,000 | $19,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $19,000 | thousands by filing date | |
| HOWMET AEROSPACE INC | 013817AK7 | GLOBAL | 19,000 | $19,000 | thousands by filing date | |
| SARA LEE CORPORATION | 803111AM5 | Corp Bonds - Non-Convert | 15,000 | $19,000 | thousands by filing date | |
| SUNTRUST PREFERRE VAR | 86800XAA6 | Convertible/ | 20,000 | $19,000 | thousands by filing date | |
| GRAND RV DAM AUTH O | 386442WM5 | Convertible/ | 15,000 | $19,000 | thousands by filing date | |
| TRIBOROUGH BRIDGE & | 89602REH4 | Convertible/ | 15,000 | $19,000 | thousands by filing date | |
| UTAH ST | 917542VG4 | Convertible/ | 15,000 | $19,000 | thousands by filing date | |
| EXCELON GENERATION | 30161MAN3 | Convertible/ | 16,000 | $19,000 | thousands by filing date | |
| WSTN MARICOPA ED #2 | 95855RCR5 | Convertible/ | 15,000 | $19,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 116 | $18,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 61 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 400 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 135 | $18,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 484 | $18,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 456 | $18,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 141 | $18,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 200 | $18,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $18,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,500 | $18,000 | thousands by filing date | |
| Bayer AG Spons ADR | 072730302 | COM | 1,212 | $18,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 718 | $18,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 450 | $18,000 | thousands by filing date | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 17,000 | $18,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP NT | 655844AW8 | Fixed Income | 15,000 | $18,000 | thousands by filing date | |
| MICHIGAN ST HOSP FIN AUTH REV REF BDS REV | 59465HUL8 | REF BDS REV | 15,000 | $18,000 | thousands by filing date | |
| DISCOVERY COMMUNICATIONS LLC NOTE M/W CLBL | 25470DAR0 | NOTE M/W CLBL | 16,000 | $18,000 | thousands by filing date | |
| JPMorgan Chase & VAR 99 Due 1 | 48127FAA1 | COM | 20,000 | $18,000 | thousands by filing date | |
| AZ ST CTFS PART | 040588E31 | Convertible/ | 15,000 | $18,000 | thousands by filing date | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 15,000 | $18,000 | thousands by filing date | |
| WASHINGTON ST | 93974DUK2 | Convertible/ | 15,000 | $18,000 | thousands by filing date | |
| CHICAGO ILLINOIS O | 167593A28 | Convertible/ | 15,000 | $18,000 | thousands by filing date | |
| EDISON INTERNTNL | 842400EB5 | Convertible/ | 15,000 | $18,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 152 | $17,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 623 | $17,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 52 | $17,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 312 | $17,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 203 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 300 | $17,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 500 | $17,000 | thousands by filing date | |
| EQUINOX GOLD CORP | 29446Y502 | COM | 1,426 | $17,000 | thousands by filing date | |
| BARCLAYS PLC | 06738E207 | ADR | 3,310 | $17,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94974BFY1 | US94974BFY11 | 15,000 | $17,000 | thousands by filing date | |
| AMERICAN TOWER CO 4.4 26 | 03027XAJ9 | CORPORATE BONDS | 15,000 | $17,000 | thousands by filing date | |
| CION INVESTMENT CORPORAT ION | 17259u105 | COM | 2,220 | $17,000 | thousands by filing date | |
| NORTH TX TWY AUTH REV, FIRST TIER REF BDS | 66285WSF4 | Revenue Supported Bonds - non-taxable | 15,000 | $17,000 | thousands by filing date | |
| AMERICAN AIRLINES | 02378AAA5 | Convertible/ | 20,000 | $17,000 | thousands by filing date | |
| WACO TX | 929831JN6 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| BEDFORD TX | 0764653L5 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| CITY OF SAN ANTONIO | 7962533W0 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| Delaware St | 246381CC9 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| DELAWARE ST | 246381FV4 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 100 | $16,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 101 | $16,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 598 | $16,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 100 | $16,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,025 | $16,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 935 | $16,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 300 | $16,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 456 | $16,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 402 | $16,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 400 | $16,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,317 | $16,000 | thousands by filing date | |
| RF 5.7 PERP | 7591EP704 | PUBLIC | 600 | $16,000 | thousands by filing date | |
| THE HOME DEPOT, 2.125 26 DUE 09/15/26 | 437076BN1 | CORPORATE BONDS | 15,000 | $16,000 | thousands by filing date | |
| SLM CORP 6% SR NTMAT 12/15/43CALLABLE 12/15/08 | 78442P304 | EQUITIES | 750 | $16,000 | thousands by filing date | |
| Truist Financial Corp Pfd Ser R | 89832q844 | PFD | 655 | $16,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC NOTE M/W CLBL | 98956PAL6 | NOTE M/W CLBL | 15,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-20-002491 | this filing | 2020-10-26 | acceptance time not in the bulk data set |