13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 1,895 holding rows worth $977,085,000.
- Accession
- 0001415889-20-002091
- Filer
- CIK 1418539
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,896 entries on the cover page, a total value of $977,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $977,085,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUCOR CORP COM | 670346105 | Stock | 70 | $3,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 86 | $3,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 36 | $3,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 29 | $3,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 46 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 73 | $3,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 25 | $3,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 37 | $3,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $3,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 12 | $3,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 171 | $3,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 39 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 50 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 518 | $3,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 89 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 87 | $3,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 307 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 80 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 18 | $3,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 622 | $3,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 78 | $3,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 211 | $3,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 70 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 103 | $3,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 17 | $3,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 63 | $3,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 51 | $3,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 200 | $3,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 25 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 200 | $3,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 50 | $3,000 | thousands by filing date | |
| iShares Cybersecurity and Tech ETF | 46435U135 | CYBERSECURITY | 90 | $3,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 109 | $3,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 175 | $3,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 40 | $3,000 | thousands by filing date | |
| Capital One Finl Corp DP Shs P | 14040H824 | PRD | 124 | $3,000 | thousands by filing date | |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| OVERSEA-CH | 690333109 | USD | 223 | $3,000 | thousands by filing date | |
| HENKEL AG AND CO KGAA ADR | 42550U208 | COM | 129 | $3,000 | thousands by filing date | |
| VOLKSWAGEN AG | D94523145 | US LISTED | 20 | $3,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 8 | $3,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT SRS I PRF | 035710847 | Equities | 119 | $3,000 | thousands by filing date | |
| ALTAGAS LTD | 021361100 | COM | 300 | $3,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 158 | $3,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 62 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50 | $3,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 125 | $3,000 | thousands by filing date | |
| RioCan Real Estate Investment | 766910103 | COM | 300 | $3,000 | thousands by filing date | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 118 | $3,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 132 | $3,000 | thousands by filing date | |
| Ferguson PLC ADR | 31502A204 | ADR | 405 | $3,000 | thousands by filing date | |
| ASPEN INSU | G05384162 | Preferred Stock | 117 | $3,000 | thousands by filing date | |
| Brightsphere I 5125PFD Due 08/01/31 | 10948W202 | 0 | 124 | $3,000 | thousands by filing date | |
| Ntnl Rural Utili | 637432BS3 | Convertible/ | 2,000 | $3,000 | thousands by filing date | |
| US CELLULAR COR PFD | 911684603 | PFDs, REITs, | 131 | $3,000 | thousands by filing date | |
| WILLIS TOWERS W | 97063PAB0 | Convertible/ | 3,000 | $3,000 | thousands by filing date | |
| US TREASURY | 912828PX2 | Convertible/ | 3,000 | $3,000 | thousands by filing date | |
| THE COCA-COLA CO | 191216AR1 | Convertible/ | 3,000 | $3,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 245 | $2,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,201 | $2,000 | thousands by filing date | |
| VERRA MOBILITY CORP CL A COM STK | 92511U102 | Stock | 204 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 61 | $2,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 24 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 100 | $2,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $2,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 58 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 400 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 15 | $2,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 46 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 30 | $2,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 98 | $2,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 52 | $2,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 44 | $2,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17 | $2,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 98 | $2,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 73 | $2,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 198 | $2,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 25 | $2,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 19 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 33 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 92 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5 | $2,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 15 | $2,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 300 | $2,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 40 | $2,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 52 | $2,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 51 | $2,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 56 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 34 | $2,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 104 | $2,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 75 | $2,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 125 | $2,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 200 | $2,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 26 | $2,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 25 | $2,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 100 | $2,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 35 | $2,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 93 | $2,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 32 | $2,000 | thousands by filing date | |
| Repsol YPF SA-old ticker | 76026t205 | COM | 200 | $2,000 | thousands by filing date | |
| AT&T Inc Depositary Shs Perp Pfd Shs Series C | 00206R706 | PFD | 63 | $2,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 75 | $2,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 65 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 87 | $2,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 38 | $2,000 | thousands by filing date | |
| ETFMG | 26924G508 | EXCHANGE TRADED | 134 | $2,000 | thousands by filing date | |
| BANK AMER CORP 5.875 NCM PFD | 060505195 | PREFERR | 66 | $2,000 | thousands by filing date | |
| Lonza Group AG ADR | 54338V101 | USD | 44 | $2,000 | thousands by filing date | |
| The Southern Co 4.95 Pfd Due 01 30 80 | 842587800 | COM | 92 | $2,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 60 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 38 | $2,000 | thousands by filing date | |
| FIFTH THRD BNCRP 40 DS RP CL B PRF | 316773886 | COM | 65 | $2,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 198 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 65 | $2,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 84 | $2,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,000 | thousands by filing date | |
| GENERAL ELECTRI 587538 DUE 011438 | 36962G3P7 | Treas | 2,000 | $2,000 | thousands by filing date | |
| TWO HARBORS 7.25pcnt PREFERRED | 90187B507 | Listed Stock | 88 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076ah2 | FIXED | 2,000 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 300 | $2,000 | thousands by filing date | |
| CITIZENS F | 174610204 | Preferred Stock | 83 | $2,000 | thousands by filing date | |
| AIR LEASE COR 6.15 PFDPFD SER A | 00912X500 | PREFERRED STOCK | 85 | $2,000 | thousands by filing date | |
| AMR INV 1000 DS RP SRS A NON CUM PRF | 025676503 | COMMON | 120 | $2,000 | thousands by filing date | |
| ENSTAR GRO | 29359U109 | Preferred Stock | 85 | $2,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E105 | COM | 58 | $2,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 68 | $2,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 400 | $2,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R208 | COM | 63 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DEP SHS PFD D | 446150708 | Preferred Stock | 85 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE & CO (VARIABLE) | 46647PAV8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| ALPHABET INC. | 38259PAB8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CITIGROUP INC (VARIABLE) | 172967LP4 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CNA FINL CORP | 126117AE0 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CONEJO VY CA USD | 206849FE6 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| GLOBAL INDEMNI | G3933F139 | PFDs, REITs, | 85 | $2,000 | thousands by filing date | |
| PNC FDG CORP GTD FIXED RT NT 4.375percentage 08/11/20 | 693476BL6 | B | 2,000 | $2,000 | thousands by filing date | |
| LOS ANGELES CA MUNI | 544587F60 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Fresno Ca Wtr Sys | 358240FY0 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| HILLENBRAND INC | 441990348 | Equities | 69 | $2,000 | thousands by filing date | |
| Petaluma Ca Jusd | 715875UW8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 12 | $1,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 2 | $1,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1 | $1,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 2 | $1,000 | thousands by filing date | |
| ENERPAC TOOL GROUP CORP CL A COM | 292765104 | Stock | 61 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 20 | $1,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 16 | $1,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 77 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 10 | $1,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 7 | $1,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 54 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 56 | $1,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 127 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 6 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 19 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 17 | $1,000 | thousands by filing date | |
| RENTOKIL INITIAL PLC SPONSORED ADR | 760125104 | ADR | 23 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 41 | $1,000 | thousands by filing date | |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 61 | $1,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 10 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 34 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $1,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 72 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 19 | $1,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 100 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 40 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $1,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11 | $1,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 28 | $1,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 5 | $1,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5 | $1,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 200 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 7 | $1,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 43 | $1,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 45 | $1,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 8 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 721 | $1,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 85 | $1,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 27 | $1,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 475 | $1,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 51 | $1,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 1,000 | $1,000 | thousands by filing date | |
| TECHTRONIC INDS LTD SPONSORED ADR | 87873R101 | COM | 30 | $1,000 | thousands by filing date | |
| LVMH MOET HENNESSY LOU FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 502441306 | AMERICAN DEPOSITORY | 7 | $1,000 | thousands by filing date | |
| NINTENDO LTD FSPONSORED ADR 1 ADR REP 0.25 ORD SHS | 654445303 | Equity | 24 | $1,000 | thousands by filing date | |
| HOYA CORP SPONSORED ADR | 443251103 | ADUS | 10 | $1,000 | thousands by filing date | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 55 | $1,000 | thousands by filing date | |
| SAFRAN S A SPON ADR | 786584102 | ADUS | 44 | $1,000 | thousands by filing date | |
| L OREAL CO ADR | 502117203 | ADUS | 11 | $1,000 | thousands by filing date | |
| BNP PARIBAS SPONSORED ADR | 05565A202 | ADUS | 29 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $1,000 | thousands by filing date | |
| Annaly Capital Mgmt 6.95 Pfd S | 035710870 | PRD | 58 | $1,000 | thousands by filing date | |
| AGNC Invt Corp 6.5 Pfd Ser E | 00123Q807 | PRD | 30 | $1,000 | thousands by filing date | |
| AGNC Invt Corp 7 Pfd Ser C | 00123Q500 | PRD | 58 | $1,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 52 | $1,000 | thousands by filing date | |
| DAIKIN INDS LTD UNSPONS ADR | 23381B106 | FOREIGN | 64 | $1,000 | thousands by filing date | |
| PING AN INSURANCE GROUP ADR RE | 72341E304 | ADR | 61 | $1,000 | thousands by filing date | |
| Nordea Bank ABP- Spon Adr | 65558R109 | Equity | 85 | $1,000 | thousands by filing date | |
| Teleperformance SE | 87946F100 | Equity | 10 | $1,000 | thousands by filing date | |
| ASPEN INSURANCE HLDG LTD-CALLABLE | G05384204 | Pref | 31 | $1,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 5 | $1,000 | thousands by filing date | |
| Julius Baer Group Ltd ADR | 48137C108 | USD | 75 | $1,000 | thousands by filing date | |
| BEIERSDORF A G UNSPONSORED GER | 07724U103 | USD | 34 | $1,000 | thousands by filing date | |
| Kerry Group Plc Sponsored Adr | 492460100 | USD | 10 | $1,000 | thousands by filing date | |
| BRENNTAG AG UNSP ADR | 107180101 | COM | 78 | $1,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 49 | $1,000 | thousands by filing date | |
| USB 5 1/2 PERP | 902973759 | PUBLIC | 38 | $1,000 | thousands by filing date | |
| SF 5.2 | 860630607 | PUBLIC | 30 | $1,000 | thousands by filing date | |
| HIG 6 PERP | 416518603 | PUBLIC | 55 | $1,000 | thousands by filing date | |
| Athene Holdi 5.625 Pfd Pfd Ser B | 04686J200 | COM | 60 | $1,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 66 | $1,000 | thousands by filing date | |
| AGNC Investment Corp | 00123Q609 | Equities | 29 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK | 33616C787 | PFD | 32 | $1,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 94 | $1,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 150 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 200 | $1,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 85 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 237 | $1,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 26 | $1,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 64 | $1,000 | thousands by filing date | |
| ROYAL DSM N V SPON ADR | 780249108 | COM | 23 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 27 | $1,000 | thousands by filing date | |
| Pernod Ricard SA ADR | 714264207 | COM | 42 | $1,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 58 | $1,000 | thousands by filing date | |
| LIGHTINGSCIENCEGROUP | 53224G707 | COMMONSTK | 5,000 | $1,000 | thousands by filing date | |
| SYNOVUS FINL 5.875 PFD | 87161C709 | PREFERRED STOCK | 29 | $1,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 31 | $1,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 26 | $1,000 | thousands by filing date | |
| ATHENE HOLDING LTD 6.35 SER A | G0684D305 | Preferred Stock | 56 | $1,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 361 | $1,000 | thousands by filing date | |
| Synovus Financial Corp. | 87161C600 | COM | 28 | $1,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 50 | $1,000 | thousands by filing date | |
| LINK PARKS I 4.875 PFD | 69360J552 | PREFERRED DEBT | 31 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP NON CUM PERP PFD | 919794305 | Equities | 29 | $1,000 | thousands by filing date | |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 28 | $1,000 | thousands by filing date | |
| SOUTH JERS | 838518207 | Preferred Stock | 30 | $1,000 | thousands by filing date | |
| AGNC INVT | 00123Q872 | Preferred Stock | 63 | $1,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 51 | $1,000 | thousands by filing date | |
| STIFEL FINANCIAL CORPORATION DSHS 1/40 PF A | 860630409 | Preferred Stock | 56 | $1,000 | thousands by filing date | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 28 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G504 | Equities | 87 | $1,000 | thousands by filing date | |
| CONNECTOR 2000 SC | 20786LDK4 | Convertible/ | 1,427 | $1,000 | thousands by filing date | |
| CONNECTOR 2000 SC | 20786LDJ7 | Convertible/ | 1,350 | $1,000 | thousands by filing date | |
| TCF FINL CORP PFD | 872307202 | PFDs, REITs, | 29 | $1,000 | thousands by filing date | |
| EQUITABLE HLD PFD | 29452E204 | PFDs, REITs, | 63 | $1,000 | thousands by filing date | |
| BURLINGTON RESOURCES INC | 122014103 | Equities | 7 | $1,000 | thousands by filing date | |
| Saugus California U | 804237AW5 | Convertible/ | 1,000 | $1,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED RENTALS INC COM | 911363109 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QORVO INC COM | 74736K101 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FMC CORP COM NEW | 302491303 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNA INTL INC COM | 559222401 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMETEK INC COM | 031100100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROBERT HALF INC. COM | 770323103 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP COM | 92840M102 | Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTLAKE CORPORATION | 960413102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FOOT LOCKER INC | 344849104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T-Mobile US Inc Rights 20 | 872590112 | RIGHT 07/27/2020 | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIAGEN NV | N72482123 | SHS NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCONIC INC | 03965L100 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARIS RES INC | 83419D201 | COM NEW | 354 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E112 | PFD SECS INC ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUZUKI MOTOR CORP ADR | 86959X107 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKEMA SPO | 041232109 | USD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAR CORP COM | 521865105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANK MANDIRI TBK ADR | 69367U105 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MR PRICE GROUP | 62476L207 | Common Stock | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WELLS FARGO CO NEW DEP PFD V 1/1000 | 94988U730 | Preferred | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASO CORP COM | 92233F102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E112 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGOUS CORP | 29272C103 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEAN FOODS CO NEW | 242370104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Polo Ralph Lauren Cl A | 731572103 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 5,516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREFERREDPLUS TR | 740434881 | PRF | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABAKAN INC | 00258J107 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Conseco Inc | 208464883 | com | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FLUGHAFEN ZUERICH AG-REG | 34379U105 | COM | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALNETLEASEINC | 379378300 | PREFERREDSTK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIUTE OIL & MNG CORP | 695790105 | STOK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cv Sciences Inc Com | 126654102 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 780 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORTS TR JCP 7.625per PFD BACKED TR SECS DUE 3/1/97 | 220803100 | Preferred | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598302 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNONAU CORP COM | 13767L109 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817200 | Equities | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URSTADT BIDDL PFD | 917286882 | PFDs, REITs, | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROGENESIS INC | 64124F301 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH NITROGEN LP XXX | 760ESC996 | PFDs, REITs, | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BRO HLDG PFD | 05252E204 | PFDs, REITs, | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Africo Resources Ltd Xxx | 008ESC998 | PFDs, REITs, | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANT DIAGNOSTICS INC | 05350M106 | Equities | 91,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDAX INC | 14141D102 | Equities | 67,843 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE HOLDING IN | 65504LAD9 | Convertible/ | 31,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MA ST SCH BLDG AUTH | 576000NR0 | Convertible/ | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE 4 TECHNOLOGIES | 020992749 | Equities | 2,220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN ENERGY GROUP INC | 393036108 | Equities | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYZIPSOFT INC | 628703100 | Equities | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBIT BRANDS CORP | 68556C108 | Equities | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AAB NATIONAL CO | 000303107 | Equities | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT GOLD CORP | 70337F103 | Equities | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MED GROUP INC | 218684108 | Equities | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 42727E107 | Equities | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPER DEAL COM INC | 00210R106 | Equities | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA PERFORMANCE PRODUCTS INC | 90341L102 | Equities | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USAS DIGITAL INC | 90341K104 | Equities | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLASSIFIED AD INC | 00089Y109 | Equities | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL HOLDINGS | 02503V109 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-20-002091 | this filing | 2020-08-13 | acceptance time not in the bulk data set |