13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-06-30, filed 2020-08-13, with 1,895 holding rows worth $977,085,000.
- Accession
- 0001415889-20-002091
- Filer
- CIK 1418539
- Filed
- 2020-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2020
A holdings report, 1,896 entries on the cover page, a total value of $977,085,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $977,085,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LAREDO TX WWKS SWR | 517039TL7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| LOWER CO RIV AUTH T | 54811GZS2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| SHERMAN TX | 824161PN7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| STARBUCKS CORP | 855244AR0 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| THE GOLDMAN SACH | 38141EQ69 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| MARICOPA AZ SD #38 | 567184KZ8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| MERCK & CO., INC | 589331AS6 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NC MUN PWR CA ELEC | 658203X82 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NM FA ST TRANS | 64711RKU9 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NY ST DORM AUTH PER | 64990EUT2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PA ST TPK COMMN TPK | 709224FX2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PHOENIX AZ WST WTR | 71883PJP3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RNK5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PIMA CN AZ USD #16 | 721863QH4 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| STRUCTURED PRODUCT PFD | 02208E209 | PFDs, REITs, | 400 | $12,000 | thousands by filing date | |
| RIO TINTO FIN | 76720AAG1 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| SACRAMENTO CN C | 786091AF5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| IL FA REV | 45203HA28 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| INTERNTNL BUSINESS | 459200HF1 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| APPLE INC | 037833AL4 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| VERIZON COMMUNICATIO | 92343VBJ2 | Convertible/ | 12,000 | $12,000 | thousands by filing date | |
| AUSTIN TX WTR & WST | 052476Q35 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797CG8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RLZ7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RPG5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BRD REGENTS COP | 04048PKC3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TX TRANS ST HWY FD | 88283LJW7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| UNIV MA BLDG AUTH | 914440QA3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| UNIV WA | 91523NNS1 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CLV0 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| DC INCOME TAX | 25477GNK7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 500 | $12,000 | thousands by filing date | |
| NYC NY TRAN AUTH | 64972HYM8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| CONROE TX ISD | 208418UK7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| MARATHON PETROLEUM | 56585AAL6 | Convertible/ | 12,000 | $12,000 | thousands by filing date | |
| Nj St Tpk Auth | 6461396Q3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| Exelon Generation C | 30161MAH6 | Convertible/ | 12,000 | $12,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50 | $11,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 204 | $11,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 831 | $11,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 150 | $11,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 145 | $11,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 60 | $11,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 54 | $11,000 | thousands by filing date | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 406 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 211 | $11,000 | thousands by filing date | |
| TESCO PLC SPONSORED ADR | 881575302 | ADUS | 1,271 | $11,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 103 | $11,000 | thousands by filing date | |
| AARON'S INC | 002535201 | COMMON STOCK | 251 | $11,000 | thousands by filing date | |
| CHEVRON CORPORATION 3.326 11/17/2025 | 166764BD1 | Corp Bond | 10,000 | $11,000 | thousands by filing date | |
| MICROSOFT CORP 3.125 11/03/2025 | 594918BJ2 | Corp Bond | 10,000 | $11,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2 02/28/2021 | 912828B90 | Govt Bond | 11,000 | $11,000 | thousands by filing date | |
| HALLIBURTON CO 3.8 11/15/2025 | 406216BG5 | Corp Bond | 10,000 | $11,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E202 | S&P MIDCP LOW | 257 | $11,000 | thousands by filing date | |
| CAPITAL ONE FINL | 14040HBF1 | Fixed Income | 10,000 | $11,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 250 | $11,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE | 94974BGP9 | NOTE | 10,000 | $11,000 | thousands by filing date | |
| HCA INC. | 404119BQ1 | Corporate Bond - Domestic | 10,000 | $11,000 | thousands by filing date | |
| DALLAS TEX WTRWKS & SWR SYS RE WTRWKS AND SWR SYS REV BD CLBL | 23542JCS2 | WTRWKS AND SWR SYS REV BD CLBL | 10,000 | $11,000 | thousands by filing date | |
| US TREASU NT 2point125 percent 12 21 UST NOTE DUE 12 31 21 | 912828G87 | tn | 11,000 | $11,000 | thousands by filing date | |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WVL3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, WTR QUALITY REV REF BDS | 040688MM2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | |
| JEA FL ELEC SYS REV | 46613C2F1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| KLEIN TX ISD | 498531FE7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SIMON PROPERTY GR | 828807CV7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| THE EMPIRE DIST E | 291641AZ1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MARICOPA AZ CCD | 566795LL2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 611 | $11,000 | thousands by filing date | |
| MESA AZ | 590485ZP6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MONTANA STATE B | 61212WAH8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| NEW YORK N Y | 64966LS77 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| NY ST DORM AUTH S/T | 64990ADN2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| OHIO ST | 677521ZJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PEORIA AZ | 712838SC6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PHOENIX AZ | 718814L61 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PHOENIX AZ | 718814P26 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CN AZ IDA | 72177PAZ3 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA COUNTY ARIZONA | 721799E80 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ROSEMONT IL | 777543SS9 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AIR PRODUCTS AND | 009158AV8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ALBEMARLE CORP | 012725AC1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| FLAGSTAFF AZ | 338423QF6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ARIZONA BOARD REGEN | 040484LM7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AT&T INC | 00206RBH4 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| THE WESTERN UNION | 959802AM1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ TRANS BRD HWY | 040654VE2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| U.S. BANCORP | 91159HHM5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| UTAH ST | 917542TX0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| BROWARD CNTY FL ARP | 114894RP5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CIMAREX ENERGY | 171798AC5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| COMCAST CORPORA | 20030NBN0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| DANAHER CORP | 235851AQ5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| EL PASO TX | 283734WN7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| EXELON CORP | 693304AT4 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MARICOPA AZ SD #11 | 567090D36 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CROWN CASTLE INT | 228227BD5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| Lewis Cnty Wa Pu | 527839DN1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 322 | $10,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 300 | $10,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 56 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $10,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 378 | $10,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 33 | $10,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 400 | $10,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 259 | $10,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 200 | $10,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 272 | $10,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 171 | $10,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 370 | $10,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 165 | $10,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $10,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 266 | $10,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 430 | $10,000 | thousands by filing date | |
| AON CORP | 037389103 | COMMON STOCK | 54 | $10,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 925 | $10,000 | thousands by filing date | |
| DIGITAL REALT 5.25 PFDPFD SER J | 253868855 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001aba9 | FIXED | 10,000 | $10,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,200 | $10,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 1,400 | $10,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 500 | $10,000 | thousands by filing date | |
| PIMA CNTY ARIZ INDL DEV AUTH E REF BDS REV | 72177MMK0 | REF BDS REV | 10,000 | $10,000 | thousands by filing date | |
| GATX CORP PFD | 361448608 | PFDs, REITs, | 400 | $10,000 | thousands by filing date | |
| THE CHARLES SCH | 808513AG0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MARICOPA AZ COD | 566795LV0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MI ST BLDG AUTH | 594615BA3 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| OLD NTNL BANCORP | 680033AC1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PIMA CN AZ SWR | 721876RH5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SCOTTSDALE AZ | 8104537G9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MT7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| ZIONS BANCORP | 989701BE6 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ HLTH FAC AUTH | 040506NA1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UD5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UL7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| UNITED AIRLINES, | 90932LAA5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| CHANDLER AZ | 158843WL2 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| CISCO SYSTEMS, I | 17275RBC5 | Convertible/ | 9,000 | $10,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663VJ8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| GILA AZ USD #10 | 375233GG2 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| DRIPPING SPRING TX | 262061NX8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| LINCOLN NEBRASKA | 534272ZX0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SEWARD COUNTY NE | 818479EZ6 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MO ST HLTH/ED | 6069017U4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MO ST UNIV AUX | 606377BE8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MP WSTRN ST UNIV | 606432BT8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| STATE OF TEXAS | 882722TB7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| VERIZON COMMUNICATIO | 92343VCC6 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC ARPT | 71883MHE7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC IMP | 718849BD3 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MS9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ ST TRANSN BRD | 040647DP1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ TRANS EXCISE TAX | 040649KZ7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 75 | $9,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 138 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 152 | $9,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 213 | $9,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 11 | $9,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 124 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 21 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 106 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 229 | $9,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 546 | $9,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 186 | $9,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 1,729 | $9,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 103 | $9,000 | thousands by filing date | |
| COMCAST CORP NEW 3.95 10/15/2025 | 20030NCS8 | Corp Bond | 8,000 | $9,000 | thousands by filing date | |
| UNITED STATES TREAS NTS 2 11/30/2022 | 912828M80 | Govt Bond | 9,000 | $9,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 1,349 | $9,000 | thousands by filing date | |
| BOSTON PROPERTIE 2.75.26 | 10112RAY0 | CORPORATE BONDS | 8,000 | $9,000 | thousands by filing date | |
| BAT CAPITAL CORPORATION NOTE M/W CLBL | 05526DBB0 | NOTE M/W CLBL | 8,000 | $9,000 | thousands by filing date | |
| WALMART INC | 931142EK5 | COM | 8,000 | $9,000 | thousands by filing date | |
| LYB INTERNTNL FIN | 50247WAB3 | Convertible/ | 8,000 | $9,000 | thousands by filing date | |
| STARBUCKS CORP | 855244AK5 | Convertible/ | 8,000 | $9,000 | thousands by filing date | |
| NORTHROP GRUMMAN | 666807BM3 | Convertible/ | 8,000 | $9,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650CU2 | Convertible/ | 8,000 | $9,000 | thousands by filing date | |
| FEDEX CORP | 31428XBM7 | Convertible/ | 8,000 | $9,000 | thousands by filing date | |
| BANCO SANTANDER, PFD | 05971K406 | PFDs, REITs, | 431 | $9,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 48 | $8,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200 | $8,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 35 | $8,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 211 | $8,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 58 | $8,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 212 | $8,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200 | $8,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 100 | $8,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 64 | $8,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 315 | $8,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 146 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 35 | $8,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 202 | $8,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 187 | $8,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 1,400 | $8,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200 | $8,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 748 | $8,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 409 | $8,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 153 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 102 | $8,000 | thousands by filing date | |
| VOLKSWAGEN AG ADR RP PFD SHS | 928662501 | COM | 518 | $8,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 800 | $8,000 | thousands by filing date | |
| ORACLE CORP 2.4 09/15/2023 | 68389XBL8 | Corp Bond | 8,000 | $8,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC 4.493 11/15/2025 | 26078JAC4 | Corp Bond | 7,000 | $8,000 | thousands by filing date | |
| CHS INC. VAR P 7.1 PFDPFD SER 2 | 12542R506 | PREFERRED STOCK | 350 | $8,000 | thousands by filing date | |
| REPUBLIC SVCS INC FXD RT NT 3.375 percent 11/15/27 B/E DTD 11/16/17 CLB | 760759AS9 | COUPON BEARING BOND | 7,000 | $8,000 | thousands by filing date | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $8,000 | thousands by filing date | |
| EIGER BIOPHARMACEUTICALS INC | 28249U105 | COM | 800 | $8,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $8,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 301 | $8,000 | thousands by filing date | |
| INTEL CORP 3 7 25 DUE 07/29/25 | 458140AS9 | CORPORATE BONDS | 7,000 | $8,000 | thousands by filing date | |
| CAPITAL ONE FINL | 14040HBJ3 | BCO | 7,000 | $8,000 | thousands by filing date | |
| Two Harbors Investment Corp Se | 90187B309 | Com | 379 | $8,000 | thousands by filing date | |
| GASLOG LTD PFD SHS SER A | G37585117 | PREFERR | 400 | $8,000 | thousands by filing date | |
| MARSH & MCLENNAN COMPANIES INC NOTE M/W CLBL | 571748BF8 | NOTE M/W CLBL | 7,000 | $8,000 | thousands by filing date | |
| HOME DEPOT INC NOTE M/W CLBL | 437076BC5 | NOTE M/W CLBL | 7,000 | $8,000 | thousands by filing date | |
| BECTON DICKINSON & CO NOTE M/W CLBL | 075887BF5 | NOTE M/W CLBL | 7,000 | $8,000 | thousands by filing date | |
| SANTANDER HOLDINGS USA | 80282kas5 | FIXED | 8,000 | $8,000 | thousands by filing date | |
| METLIFE INC | 59156RBH0 | COM | 7,000 | $8,000 | thousands by filing date | |
| ANTHEM, INCpoint 3point125percent22 DUE 05 15 22 | 94973VAX5 | cb | 8,000 | $8,000 | thousands by filing date | |
| DUKE ENERGY CORP 3point75percent24 DUE 04 15 24 | 26441CAN5 | cb | 7,000 | $8,000 | thousands by filing date | |
| JOHN DEERE CAPITAL | 24422EUR8 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| JP MORGAN CHASE BK VAR 34 | 48125TRP2 | Convertible/ | 10,000 | $8,000 | thousands by filing date | |
| SIMON PROPERTY GROUP | 828807CW5 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| SYSCO CORP | 871829BG1 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| TARGET CORP | 87612EBD7 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| NOMURA AMERICAN FI VAR 34 | 65539ABE9 | Convertible/ | 10,000 | $8,000 | thousands by filing date | |
| NORDSTROM, INC | 655664AS9 | Convertible/ | 10,000 | $8,000 | thousands by filing date | |
| PEPSICO, INC | 713448DY1 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| RIO TINTO FIN | 767201AS5 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| A O N PLC | 00185AAK0 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XBA1 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| INTL BK RECON & DE | 45905UPU2 | Convertible/ | 10,000 | $8,000 | thousands by filing date | |
| FISERV, INC | 337738AQ1 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| VIACOM INC | 925524AX8 | Convertible/ | 6,000 | $8,000 | thousands by filing date | |
| GENERAL MOTORS FINL | 37045XBQ8 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| AT&T INC | 00206RHR6 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| THE SOUTHERN CO | 842587CU9 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| THE WALT DISNEY CO | 254687CR5 | Convertible/ | 7,000 | $8,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 100 | $7,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 77 | $7,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 69 | $7,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 82 | $7,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 183 | $7,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 124 | $7,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 300 | $7,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 39 | $7,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 104 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 402 | $7,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $7,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V399 | S&P500 BUY WRT | 391 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 245 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 400 | $7,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 628 | $7,000 | thousands by filing date | |
| Goldman Sachs Group, Inc. 3.5 11/16/26 | 38145GAH3 | Corporate Bonds | 6,000 | $7,000 | thousands by filing date | |
| Luckin Coffee Inc | 54951L109 | Equity | 2,875 | $7,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,009 | $7,000 | thousands by filing date | |
| DAI NIPPON PRINTING LTD | 233806306 | COMMON STOCK | 625 | $7,000 | thousands by filing date | |
| SEVEN AND I HOLDINGS UNSPN ADR | 81783H105 | COM | 436 | $7,000 | thousands by filing date | |
| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 7,000 | $7,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC 3.5 01/23/2024 | 693475AV7 | Corp Bond | 6,000 | $7,000 | thousands by filing date | |
| WASTE MGMT INC DEL 2.95 06/15/2024 | 94106LBF5 | Corp Bond | 7,000 | $7,000 | thousands by filing date | |
| AT&T INC 4.125 02/17/2026 | 00206RCT7 | Corp Bond | 6,000 | $7,000 | thousands by filing date | |
| TELEPHONE & DATA SYSTEM 7.000% | 879433837 | PREFERR | 300 | $7,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 267 | $7,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 263 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 500 | $7,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC NOTE M/W CLBL | 98956PAL6 | NOTE M/W CLBL | 7,000 | $7,000 | thousands by filing date | |
| ISTAR FINANCIAL INC 7.65 PFD SHS SERIES G | 45031U705 | Preferred | 300 | $7,000 | thousands by filing date | |
| Wells Fargo & Co New | 949746366 | COM | 281 | $7,000 | thousands by filing date | |
| KINDER MORGAN EN | 494550BM7 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| LANDMARK INFRA | 51508J306 | PFDs, REITs, | 300 | $7,000 | thousands by filing date | |
| MICROSOFT CORP | 594918AD6 | Convertible/ | 5,000 | $7,000 | thousands by filing date | |
| MONTSANTO CO | 61166WAH4 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| PUBLIC STORAGE PFD | 74460W719 | PFDs, REITs, | 300 | $7,000 | thousands by filing date | |
| AMERICAN HONDA F | 02665WDJ7 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G4766G101 | Equities | 262 | $7,000 | thousands by filing date | |
| GILEAD SCIENCES, | 375558AW3 | Convertible/ | 6,000 | $7,000 | thousands by filing date | |
| BANK OF AMERICA COR | 06051GFM6 | Convertible/ | 6,000 | $7,000 | thousands by filing date | |
| UNITED PARCEL SER | 911312BK1 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| TVA | 880591EL2 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| DETROIT MI CITY | 251129Z47 | Convertible/ | 5,000 | $7,000 | thousands by filing date | |
| EXPEDIA INC | 30212PAH8 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 40 | $6,000 | thousands by filing date | |
| Booking Holdings Inc. | 09857L108 | COM | 4 | $6,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 99 | $6,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 240 | $6,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 100 | $6,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 100 | $6,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 200 | $6,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 55 | $6,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 126 | $6,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 27 | $6,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 51 | $6,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 148 | $6,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 66 | $6,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 59 | $6,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 71 | $6,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 542 | $6,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 93 | $6,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $6,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 732 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 600 | $6,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 122 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 150 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 233 | $6,000 | thousands by filing date | |
| ENEL SOCIETA PER AZIONI UNSPON | 29265w207 | COM | 700 | $6,000 | thousands by filing date | |
| PUBLICIS S A NEW SPONSORED ADR | 74463M106 | ADUS | 736 | $6,000 | thousands by filing date | |
| CITY DEVELOPMENTS-SPONS ADR | 177797305 | COM | 1,121 | $6,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC 3.5 11/01/2024 | 92343VCR3 | Corp Bond | 5,000 | $6,000 | thousands by filing date | |
| ABBVIE INC 2.9 11/06/2022 | 00287YAL3 | Corp Bond | 6,000 | $6,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $6,000 | thousands by filing date | |
| MARSH & MCLENNAN COS INC SR NT 4.375 percent 03/15/29 B/E DTD 01/15/19 CLB | 571748BG6 | COUPON BEARING BOND | 5,000 | $6,000 | thousands by filing date | |
| Telephone & Data 6.875% Cl 11/ | 879433845 | PFD | 241 | $6,000 | thousands by filing date | |
| PIMA CNTY ARIZ REGL TRANSN AU | 72178RBH7 | COM | 5,000 | $6,000 | thousands by filing date | |
| AETNA INC NOTE M/W CLBL | 008117AP8 | NOTE M/W CLBL | 6,000 | $6,000 | thousands by filing date | |
| EXCELSIOR MINING CORP | 300763208 | COM | 12,300 | $6,000 | thousands by filing date | |
| FIRST TRUST PORTFOLIOS UNIT 353 TAX EXEMPT MUN INCOME TR SER 264 | 33736P619 | UIT MUNI | 10 | $6,000 | thousands by filing date | |
| Eaton Corp | 278062AC8 | Corp Bond | 6,000 | $6,000 | thousands by filing date | |
| PARTNERRE LTD. | G68603144 | COMMON STOCK | 221 | $6,000 | thousands by filing date | |
| TEMPE AZ | 8797094M2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MARICOPA AZ USD #41 | 567219XY1 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MASSACHUSETTS ST | 57582PAD2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663ZL9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| PINAL CN AZ CCD | 722035ED0 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460DAC3 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| QUEEN CRK AZ EXC | 74823YBP9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| FRASER COMPANIES | 655422AV5 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| WI ST TRANS | 977123S74 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AUSTIN TX CCLG DIST | 052404MW7 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| YUMA ARIZONA MUNICIP | 988516BM1 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| THE KROGER CO. | 501044DC2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| TOTAL CAPITAL | 89152UAH5 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797BP9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484PM3 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| BANK OF AMERICA C VAR 28 | 06051GGR4 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| BEAM INC | 349631AG6 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CYB0 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| DUKE ENERGY OHIO | 26442EAF7 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| FEDERAL NTNL MORTGAG | 3135G0Q22 | Convertible/ | 6,000 | $6,000 | thousands by filing date | |
| MARICOPA AZ USD #60 | 567313FB2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| UNIV NM | 914692Y77 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 100 | $5,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 87 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 25 | $5,000 | thousands by filing date | |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | 874060205 | ADR | 270 | $5,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 205 | $5,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 89 | $5,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 43 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $5,000 | thousands by filing date | |
| ALCON AG ORD SHS | H01301128 | Stock | 89 | $5,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 57 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $5,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 404 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 492 | $5,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 23 | $5,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $5,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 26 | $5,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 48 | $5,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 509 | $5,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 25 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 69 | $5,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 156 | $5,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,300 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $5,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 270 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 219 | $5,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 11 | $5,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 113 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 122 | $5,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $5,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 71 | $5,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100 | $5,000 | thousands by filing date | |
| CHAMPIONX CORPORATION | 15872M104 | COM | 479 | $5,000 | thousands by filing date | |
| WW INTL INC | 98262P101 | COM | 200 | $5,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 175 | $5,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2021 HIGH | 46138J809 | BULSHS 2021 HY | 240 | $5,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 32 | $5,000 | thousands by filing date | |
| SUMITOMO MITSUI TRUST HOLDINGS | 86562X106 | USD | 1,972 | $5,000 | thousands by filing date | |
| ADECCO GROUP AG ADR | 006754204 | COM | 215 | $5,000 | thousands by filing date | |
| AGEAS SPON ADR | 00844W208 | COM | 145 | $5,000 | thousands by filing date | |
| US BANCORP 2.625 01/24/2022 | 91159HHP8 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
| GENERAL MOTORS CO 6.6 36 DUE 04/01/36 | 37045VAK6 | CORPORATE BONDS | 5,000 | $5,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 3,410 | $5,000 | thousands by filing date | |
| TOYOTA MTR CORP SR NT 3.669 percent 07/20/28 B/E DTD 07/20/18 | 892331AD1 | COUPON BEARING BOND | 4,000 | $5,000 | thousands by filing date | |
| Reinsurance GRP of Amer VRN Pfd | 759351802 | PFD | 187 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 1,792 | $5,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 182 | $5,000 | thousands by filing date | |
| Prudential PLC 6.75% PrpCl 9/0 | g7293h114 | PFD | 200 | $5,000 | thousands by filing date | |
| ACTIVISION INC | 004930202 | EQUS | 71 | $5,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 210 | $5,000 | thousands by filing date | |
| EXXON MOBIL COR | 30231GAT9 | FIX | 5,000 | $5,000 | thousands by filing date | |
| AT&T Pfd | 00206R409 | PFD | 195 | $5,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 200 | $5,000 | thousands by filing date | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 5,000 | $5,000 | thousands by filing date | |
| FEDERAL NATIONAL MTG ASSN | 3135G0ZR7 | COM | 5,000 | $5,000 | thousands by filing date | |
| DOMINION ENERGY INC NOTE M/W CLBL | 25746UBP3 | NOTE M/W CLBL | 5,000 | $5,000 | thousands by filing date | |
| CVS HEALTH CORPORATION NOTE M/W CLBL | 126650DE7 | NOTE M/W CLBL | 5,000 | $5,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 7,000 | $5,000 | thousands by filing date | |
| american express co | 025816bd0 | CORPORATE BOND | 5,000 | $5,000 | thousands by filing date | |
| Goldman Sachs Group Inc FRN | 38141GWU4 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
| LOS ANGELES CA W/P | 544525RX8 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| MONTANA STATE BO | 61212WAK1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| MORGAN STANLEY (VARIABLE) | 61760QEP5 | Convertible/ | 7,000 | $5,000 | thousands by filing date | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PACTIV LLC | 880394AE1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| AMERICAN ELECTRIC | 025537AL5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FT | 30266E840 | Unit Trusts | 2,000 | $5,000 | thousands by filing date | |
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| AZ BD REGENTS UNIV | 040484KQ9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| BB&T CORP | 05531FAV5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FREMONT NEBRASKA CO | 357415MP0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| CALIFORNIA ST | 13063BFA5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
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| AZ BD REGENTS UNIV | 04048RNF9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 40 | $4,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 37 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 100 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 25 | $4,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 139 | $4,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 221 | $4,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 30 | $4,000 | thousands by filing date | |
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| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35 | $4,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 81 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 45 | $4,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 119 | $4,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 58 | $4,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 99 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63 | $4,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 76 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 170 | $4,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 400 | $4,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 25 | $4,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 81 | $4,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 45 | $4,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 90 | $4,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 621 | $4,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 85 | $4,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 600 | $4,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 29 | $4,000 | thousands by filing date | |
| DRAFTKINGS INC | 26142R104 | COM CL A | 133 | $4,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 120 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 353 | $4,000 | thousands by filing date | |
| NN GROUP NV UNSPONSOD ADR | 629334103 | ADUS | 263 | $4,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 216 | $4,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 400 | $4,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 153 | $4,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 42 | $4,000 | thousands by filing date | |
| RENASANT CORP | 07597E111 | COM | 153 | $4,000 | thousands by filing date | |
| BAC 5 PERP | 06055H202 | PUBLIC | 139 | $4,000 | thousands by filing date | |
| KEY 6 1/8 PERP | 493267702 | PUBLIC | 161 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 614 | $4,000 | thousands by filing date | |
| US BANCORP 2.35 01/29/2021 | 91159HHL7 | Corp Bond | 4,000 | $4,000 | thousands by filing date | |
| GILEAD SCIENCES INC 4.5 04/01/2021 | 375558AQ6 | Corp Bond | 4,000 | $4,000 | thousands by filing date | |
| BT Group PLC | G16612106 | COM | 2,500 | $4,000 | thousands by filing date | |
| FLAGSTAR FINANCIAL INC | 649445202 | Equities | 165 | $4,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 153 | $4,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 146 | $4,000 | thousands by filing date | |
| AMER AIRLN 15-1 A | 023770aa8 | FIXED | 5,000 | $4,000 | thousands by filing date | |
| AMERN AIRLINE 16-2 A PTT | 023764aa1 | FIXED | 5,000 | $4,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $4,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 289 | $4,000 | thousands by filing date | |
| GOLDMAN SACH 6.375 PFD | 38148b108 | PFD | 158 | $4,000 | thousands by filing date | |
| ENBRIDGE I | 29250N477 | Preferred Stock | 169 | $4,000 | thousands by filing date | |
| MCDONALD'S CORP | 58013MEM2 | CORPORATE BONDS | 4,000 | $4,000 | thousands by filing date | |
| COSTCO WHOLESALE 2point75percent24 DUE 05 18 24 | 22160KAL9 | cb | 4,000 | $4,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP NOTE M/W CLBL | 539830AY5 | NOTE M/W CLBL | 4,000 | $4,000 | thousands by filing date | |
| KBS REIT II MD | 002344715 | PFDs, REITs, | 1,500 | $4,000 | thousands by filing date | |
| SUNTRUST BANK (A) | 86787EAT4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| TD AMERITRADE HOL | 87236YAF5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MICROSOFT CORP | 594918CA0 | Convertible/ | 3,000 | $4,000 | thousands by filing date | |
| QUALCOMM INC | 747525AT0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| Global X Superdividend | 03795E131 | Equities | 500 | $4,000 | thousands by filing date | |
| INTERCONTINENTAL | 45866FAF1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTL BK RECON & | 459058DX8 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| VAN KAMPEN INSD INCM | 92114K485 | Unit Trusts | 9 | $4,000 | thousands by filing date | |
| US TREASUR NT | 9128283Z1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BNSF, LLC | 12189LAQ4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BP CAPITAL MKT | 05565QBU1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| EVEREN CAPITAL | 299761106 | Equities | 69 | $4,000 | thousands by filing date | |
| MOODY'S CORP | 615369AG0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETROL | 674599BY0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| J2 GLOBAL COMMUN NEW | 46626E209 | Equities | 62 | $4,000 | thousands by filing date | |
| WALMART INC. | 931142CU5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| AT&T INC. | 00206RDB5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 17 | $3,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 7 | $3,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 50 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 70 | $3,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 28 | $3,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 82 | $3,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 29 | $3,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-20-002091 | this filing | 2020-08-13 | acceptance time not in the bulk data set |