13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-29, with 1,785 holding rows worth $843,524,000.
- Accession
- 0001415889-20-001089
- Filer
- CIK 1418539
- Filed
- 2020-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,786 entries on the cover page, a total value of $843,524,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $843,524,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 540 | $2,000 | thousands by filing date | |
| Duke Energy Corp Dep 5.75 | 26441C501 | Preferred | 82 | $2,000 | thousands by filing date | |
| USB 5 1/2 PERP | 902973759 | PUBLIC | 66 | $2,000 | thousands by filing date | |
| The Southern Co 4.95 Pfd Due 01 30 80 | 842587800 | COM | 92 | $2,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT SRS I PRF | 035710847 | Equities | 119 | $2,000 | thousands by filing date | |
| NISOURCE INC 6 DEP SHS PFD B | 65473P881 | Preferred | 82 | $2,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 38 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 94 | $2,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 62 | $2,000 | thousands by filing date | |
| FIFTH THRD BNCRP 40 DS RP CL B PRF | 316773886 | COM | 65 | $2,000 | thousands by filing date | |
| WISDOMTREE FLOATING RATETREASURY FUND | 97717X628 | COM | 65 | $2,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 150 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $2,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 633 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE 5.5% PFD | 48126E750 | PRD | 65 | $2,000 | thousands by filing date | |
| ASSURED GUARANTY MUNI | 04623A304 | PRF | 84 | $2,000 | thousands by filing date | |
| PREFERREDPLUS TR | 740434881 | PRF | 300 | $2,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,000 | thousands by filing date | |
| GENERAL ELECTRI 587538 DUE 011438 | 36962G3P7 | Treas | 2,000 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076ah2 | FIXED | 2,000 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 300 | $2,000 | thousands by filing date | |
| Citigroup Inc | 172967358 | COM | 79 | $2,000 | thousands by filing date | |
| CITIZENS F | 174610204 | Preferred Stock | 83 | $2,000 | thousands by filing date | |
| AMR INV 1000 DS RP SRS A NON CUM PRF | 025676503 | COMMON | 120 | $2,000 | thousands by filing date | |
| ASPEN INSU | G05384162 | Preferred Stock | 117 | $2,000 | thousands by filing date | |
| ENSTAR GRO | 29359U109 | Preferred Stock | 85 | $2,000 | thousands by filing date | |
| F N B CORP | 30255P103 | Preferred Stock | 104 | $2,000 | thousands by filing date | |
| Brightsphere I 5125PFD Due 08/01/31 | 10948W202 | 0 | 124 | $2,000 | thousands by filing date | |
| Wells Fargo Co Pfd Non-Cumlative Class A | 94988U714 | Pfd Stk | 68 | $2,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 400 | $2,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 7,000 | $2,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INCORPORTED DEP SHS PFD D | 446150708 | Preferred Stock | 85 | $2,000 | thousands by filing date | |
| JPMORGAN CHASE & CO (VARIABLE) | 46647PAV8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Ntnl Rural Utili | 637432BS3 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| ALPHABET INC. | 38259PAB8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CITIGROUP INC (VARIABLE) | 172967LP4 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CNA FINL CORP | 126117AE0 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| CONEJO VY CA USD | 206849FE6 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| EBAY INC NOTE | 278642202 | Preferred Stock | 84 | $2,000 | thousands by filing date | |
| NOBLE HOLDING IN | 65504LAD9 | Convertible/ | 31,000 | $2,000 | thousands by filing date | |
| GLOBAL INDEMNI | G3933F139 | PFDs, REITs, | 85 | $2,000 | thousands by filing date | |
| PNC FDG CORP GTD FIXED RT NT 4.375percentage 08/11/20 | 693476BL6 | B | 2,000 | $2,000 | thousands by filing date | |
| QWEST CORP - CALLABLE | 74913G709 | Pref | 92 | $2,000 | thousands by filing date | |
| LOS ANGELES CA MUNI | 544587F60 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Fresno Ca Wtr Sys | 358240FY0 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Petaluma Ca Jusd | 715875UW8 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Trinity Ca Util Dis | 89656BAK1 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9 | $1,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 25 | $1,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 40 | $1,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 27 | $1,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 21 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 34 | $1,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 61 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $1,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 400 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 77 | $1,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 41 | $1,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 127 | $1,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 50 | $1,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 9 | $1,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 55 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 17 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 41 | $1,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 140 | $1,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 44 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 200 | $1,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 25 | $1,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 400 | $1,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 622 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 40 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $1,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 17 | $1,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 100 | $1,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 200 | $1,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 721 | $1,000 | thousands by filing date | |
| FARFETCH LTD | 30744W107 | ORD SH CL A | 85 | $1,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $1,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 90 | $1,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 475 | $1,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 125 | $1,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 51 | $1,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $1,000 | thousands by filing date | |
| Annaly Capital Mgmt 6.95 Pfd S | 035710870 | PRD | 58 | $1,000 | thousands by filing date | |
| AGNC Invt Corp 6.5 Pfd Ser E | 00123Q807 | PRD | 30 | $1,000 | thousands by filing date | |
| AGNC Invt Corp 7 Pfd Ser C | 00123Q500 | PRD | 58 | $1,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 52 | $1,000 | thousands by filing date | |
| AT&T Inc Depositary Shs Perp Pfd Shs Series C | 00206R706 | PFD | 63 | $1,000 | thousands by filing date | |
| Prudential Financial Inc 5.625 | 744320805 | PFD | 28 | $1,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 65 | $1,000 | thousands by filing date | |
| ASPEN INSURANCE HLDG LTD-CALLABLE | G05384204 | Pref | 31 | $1,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 87 | $1,000 | thousands by filing date | |
| Nextera Energy Capital | 65339K860 | PFD | 56 | $1,000 | thousands by filing date | |
| Morgan Stanley | 61762V606 | PFD K | 55 | $1,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 100 | $1,000 | thousands by filing date | |
| CMS 5 7/8 | 125896845 | PUBLIC | 56 | $1,000 | thousands by filing date | |
| AFG 5 7/8 | 025932807 | PUBLIC | 28 | $1,000 | thousands by filing date | |
| DLR 5.2 PERP | 253868822 | PUBLIC | 62 | $1,000 | thousands by filing date | |
| SF 5.2 | 860630607 | PUBLIC | 30 | $1,000 | thousands by filing date | |
| DLR 5.85 PERP | 253868830 | PUBLIC | 57 | $1,000 | thousands by filing date | |
| HIG 6 PERP | 416518603 | PUBLIC | 55 | $1,000 | thousands by filing date | |
| ACGL 5.45 PERP | 03939A107 | PUBLIC | 59 | $1,000 | thousands by filing date | |
| National Rural Util Corp 5.5 Pfd | 637432105 | PFD | 28 | $1,000 | thousands by filing date | |
| Athene Holdi 5.625 Pfd Pfd Ser B | 04686J200 | COM | 60 | $1,000 | thousands by filing date | |
| AGNC Investment Corp | 00123Q609 | Equities | 29 | $1,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CORP | 015857709 | COM | 34 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK | 33616C787 | PFD | 32 | $1,000 | thousands by filing date | |
| DUKE ENERGY CORP | 26441C402 | PFD | 28 | $1,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP PFD SER F | 14040H881 | Preferred | 29 | $1,000 | thousands by filing date | |
| WELLS FARGO CO NEW PFD SER X CL A | 94988U672 | Preferred | 60 | $1,000 | thousands by filing date | |
| WELLS FARGO CO NEW DEP PFD V 1/1000 | 94988U730 | Preferred | 26 | $1,000 | thousands by filing date | |
| Indiva Limited | 45580J101 | COM | 3,000 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| National Storage Affiliates Preferred 6 | 637870205 | PFD | 29 | $1,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 268 | $1,000 | thousands by filing date | |
| Hartford Financial Serv | 416518504 | COM | 26 | $1,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 64 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 27 | $1,000 | thousands by filing date | |
| FINOVA GROUP INC COM | 317928109 | COM | 10 | $1,000 | thousands by filing date | |
| CITIGROUP CAPITAL IX | 173066200 | PRD | 57 | $1,000 | thousands by filing date | |
| NuStar Logistics 7.625%Nts Cl | 67059t204 | PFD | 58 | $1,000 | thousands by filing date | |
| AMG Pfd 6.375% | 008252876 | Pfd | 57 | $1,000 | thousands by filing date | |
| TWO HARBORS 7.25pcnt PREFERRED | 90187B507 | Listed Stock | 88 | $1,000 | thousands by filing date | |
| SPIRE INC 5.9 DEP RP | 84857L309 | Common Stock | 28 | $1,000 | thousands by filing date | |
| SYNOVUS FINL 5.875 PFD | 87161C709 | PREFERRED STOCK | 29 | $1,000 | thousands by filing date | |
| SCE TRUST IV 5.375 PFD | 78409G206 | PFD | 31 | $1,000 | thousands by filing date | |
| Valley National Bancorp | 919794206 | VLYPP | 54 | $1,000 | thousands by filing date | |
| ATHENE HOLDING LTD 6.35 SER A | G0684D305 | Preferred Stock | 56 | $1,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 161 | $1,000 | thousands by filing date | |
| Synovus Financial Corp. | 87161C600 | COM | 28 | $1,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 50 | $1,000 | thousands by filing date | |
| LINK PARKS I 4.875 PFD | 69360J552 | PREFERRED DEBT | 31 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP NON CUM PERP PFD | 919794305 | Equities | 29 | $1,000 | thousands by filing date | |
| AIR LEASE COR 6.15 PFDPFD SER A | 00912X500 | PREFERRED STOCK | 85 | $1,000 | thousands by filing date | |
| Ferguson PLC ADR | 31502A204 | ADR | 236 | $1,000 | thousands by filing date | |
| CORTS TR JCP 7.625per PFD BACKED TR SECS DUE 3/1/97 | 220803100 | Preferred | 700 | $1,000 | thousands by filing date | |
| SOUTH JERS | 838518207 | Preferred Stock | 30 | $1,000 | thousands by filing date | |
| AMERICAN H | 02665T868 | Preferred Stock | 28 | $1,000 | thousands by filing date | |
| AGNC INVT | 00123Q872 | Preferred Stock | 63 | $1,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R208 | COM | 63 | $1,000 | thousands by filing date | |
| TRUIST FINL CORP DEPSHS | 89832q851 | CV PFD | 51 | $1,000 | thousands by filing date | |
| ARCH CAP GROUP LTD PFD | 03939A206 | Preferred Stock - Foreign | 61 | $1,000 | thousands by filing date | |
| STIFEL FINANCIAL CORPORATION DSHS 1/40 PF A | 860630409 | Preferred Stock | 56 | $1,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP | 957638208 | Preferred Securities (MIDS, QIDS, TOPRS...) | 57 | $1,000 | thousands by filing date | |
| W R Berkley Corp 5.750 Due 06/01/56 Callable | 084423607 | Preferred Stock | 29 | $1,000 | thousands by filing date | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 67 | $1,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G504 | Equities | 87 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T702 | Equities | 28 | $1,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T801 | Equities | 55 | $1,000 | thousands by filing date | |
| URSTADT BIDDL PFD | 917286882 | PFDs, REITs, | 40 | $1,000 | thousands by filing date | |
| Globe Life Inc Pfd | 37959E205 | PFDs, REITs, | 55 | $1,000 | thousands by filing date | |
| TCF FINL CORP PFD | 872307202 | PFDs, REITs, | 29 | $1,000 | thousands by filing date | |
| BERKLEY (WR) CORP SUB DEBENTURES DUE | 084423508 | 5.9% SUB DEBENTURES DUE | 55 | $1,000 | thousands by filing date | |
| EQUITABLE HLD PFD | 29452E204 | PFDs, REITs, | 63 | $1,000 | thousands by filing date | |
| Saugus California U | 804237AW5 | Convertible/ | 1,000 | $1,000 | thousands by filing date | |
| American Finl Group Inc Ohio 6 Sub Deb 2055 | 025932708 | Preferred Stock | 28 | $1,000 | thousands by filing date | |
| ERICSSON TEL | 298421608 | Equities | 100 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OSISKO GOLD ROYALTIES LTD | 68827L101 | COM | 61 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THOR INDS INC | 885160101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARBOR REALTY TRUST INC | 038923108 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051846 | XTRACK INTL REAL | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARRETT MOTION INC | 366505105 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVOLUS INC | 30052C107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KONTOOR BRANDS INC | 50050N103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELMERICH & PAYNE INC | 423452101 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTLAKE CORPORATION | 960413102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 43 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739E112 | PFD SECS INC ETF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTEL NETWORKS CORP | 656568508 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKEMA SPO | 041232109 | USD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Anglogold Ashanti Plc | 035128206 | Common | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| California Grapes International Inc | 130266109 | Common Stock | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C201 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALTABA INC | 021346101 | COM | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VASO CORP COM | 92233F102 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL PWR GROUP LTD | 46018A100 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APHRIA INC | 03765K104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E112 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAMANA GOLD INC | 98462Y100 | COM | 161 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOMUNICACOES DE SAO PAUL | 87929A102 | SPON ADR PFD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEAN FOODS CO NEW | 242370104 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 5,516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABAKAN INC | 00258J107 | COM | 50,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Conseco Inc | 208464883 | com | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBALNETLEASEINC | 379378300 | PREFERREDSTK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAIUTE OIL & MNG CORP | 695790105 | STOK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Cv Sciences Inc Com | 126654102 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 780 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H101 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIGMA LABS INC | 826598302 | COM PAR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANNONAU CORP COM | 13767L109 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCOA INC | 013817200 | Equities | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUROGENESIS INC | 64124F301 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENTECH NITROGEN LP XXX | 760ESC996 | PFDs, REITs, | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BRO HLDG PFD | 05252E204 | PFDs, REITs, | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Africo Resources Ltd Xxx | 008ESC998 | PFDs, REITs, | 249 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANT DIAGNOSTICS INC | 05350M106 | Equities | 91,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARDAX INC | 14141D102 | Equities | 67,843 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MA ST SCH BLDG AUTH | 576000NR0 | Convertible/ | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE 4 TECHNOLOGIES | 020992749 | Equities | 2,220 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN ENERGY GROUP INC | 393036108 | Equities | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYZIPSOFT INC | 628703100 | Equities | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBIT BRANDS CORP | 68556C108 | Equities | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AAB NATIONAL CO | 000303107 | Equities | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT GOLD CORP | 70337F103 | Equities | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MED GROUP INC | 218684108 | Equities | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 42727E107 | Equities | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPER DEAL COM INC | 00210R106 | Equities | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA PERFORMANCE PRODUCTS INC | 90341L102 | Equities | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USAS DIGITAL INC | 90341K104 | Equities | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLASSIFIED AD INC | 00089Y109 | Equities | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL HOLDINGS | 02503V109 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MS STRUCTURED ASSE PFD | 80412E206 | Equities | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARIS RESOURCES INC | 83419D102 | Equities | 711 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lehman Brothers 2xxx | 525ESC752 | Equities | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-20-001089 | this filing | 2020-04-29 | acceptance time not in the bulk data set |