13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-04-29, with 1,785 holding rows worth $843,524,000.
- Accession
- 0001415889-20-001089
- Filer
- CIK 1418539
- Filed
- 2020-04-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 1,786 entries on the cover page, a total value of $843,524,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $843,524,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287168 | COM | 651 | $48,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 850 | $48,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 2,790 | $48,000 | thousands by filing date | |
| BANK OF AMERICA | 06051GFB0 | cb | 45,000 | $48,000 | thousands by filing date | |
| COMCAST CORP | 20030NBL4 | Convertible/ | 45,000 | $48,000 | thousands by filing date | |
| MARATHON PETROL | 56585AAD4 | Convertible/ | 50,000 | $48,000 | thousands by filing date | |
| HP INC. | 428236BM4 | Convertible/ | 50,000 | $48,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625HJE1 | Convertible/ | 47,000 | $48,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 2,173 | $47,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 979 | $47,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 150 | $47,000 | thousands by filing date | |
| MICROSOFT CORP | 594918BH6 | Convertible/ | 45,000 | $47,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 417 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 6,035 | $46,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 800 | $46,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 400 | $46,000 | thousands by filing date | |
| SILVANA MINES | 380956AF9 | cb | 45,000 | $46,000 | thousands by filing date | |
| LENNOX INTERNTNL IN | 526107AD9 | Convertible/ | 45,000 | $46,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851AU3 | Convertible/ | 45,000 | $46,000 | thousands by filing date | |
| HSBC HOLDINGS PLC | 404280AN9 | Convertible/ | 45,000 | $46,000 | thousands by filing date | |
| INTEL CORP | 458140AU4 | Convertible/ | 45,000 | $46,000 | thousands by filing date | |
| VIACOM INC | 92553PAT9 | Convertible/ | 45,000 | $46,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 1,289 | $45,000 | thousands by filing date | |
| FAIRFAX FINANCIAL HLDGS LTD NOTE | 303901AB8 | NOTE | 35,000 | $45,000 | thousands by filing date | |
| CENTURYLINK INC SR NT | 156700AW6 | Fixed Income | 45,000 | $45,000 | thousands by filing date | |
| PRUDENTIAL FINL | 74432QBM6 | Convertible/ | 45,000 | $45,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,057 | $44,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 184 | $44,000 | thousands by filing date | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 244 | $44,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,412 | $44,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $44,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $44,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 215 | $44,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 1,673 | $44,000 | thousands by filing date | |
| MONSANTO CO | 61166WAW1 | Convertible/ | 50,000 | $44,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 153 | $43,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 458 | $43,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 639 | $43,000 | thousands by filing date | |
| MORGAN STANLEY | 6174468C6 | Convertible/ | 40,000 | $43,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $42,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,420 | $42,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 5,512 | $42,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 500 | $42,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141EM63 | Convertible/ | 40,000 | $42,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 7,892 | $41,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 500 | $41,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 275 | $41,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 3,928 | $41,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 310 | $41,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,100 | $40,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 601 | $40,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 540 | $40,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 4,000 | $40,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $40,000 | thousands by filing date | |
| CONSTELLATION EN | 210371AL4 | Convertible/ | 40,000 | $40,000 | thousands by filing date | |
| BECTON, DICKINS | 075887BR9 | Convertible/ | 40,000 | $40,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 74 | $39,000 | thousands by filing date | |
| CORTEVA INC COM | 22052L104 | Stock | 1,676 | $39,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,742 | $39,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 2,585 | $39,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 1,907 | $39,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 4,900 | $39,000 | thousands by filing date | |
| FORD MOTOR CO | 345397VU4 | Convertible/ | 40,000 | $39,000 | thousands by filing date | |
| BOARDWALK PIPEL | 096630AC2 | Convertible/ | 45,000 | $39,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 266 | $38,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 538 | $38,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 600 | $38,000 | thousands by filing date | |
| SALT VERDE AZ FC | 79575EAJ7 | Convertible/ | 35,000 | $38,000 | thousands by filing date | |
| ABBOTT LABORATORI | 002824BE9 | Convertible/ | 36,000 | $38,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 449 | $37,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 974 | $37,000 | thousands by filing date | |
| TOTAL S A ADR F | 89151E113 | cs | 1,000 | $37,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 250 | $36,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 5,000 | $36,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,000 | thousands by filing date | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 35,218 | $36,000 | thousands by filing date | |
| EQT CORP | 26884LAB5 | Convertible/ | 45,000 | $36,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 655 | $35,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $35,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,600 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 286 | $35,000 | thousands by filing date | |
| UNION PACIFIC CO | 907818DM7 | Convertible/ | 35,000 | $35,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 1,797 | $34,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,005 | $34,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 280 | $34,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 2,750 | $34,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 795 | $34,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 400 | $34,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 942 | $33,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 4,910 | $33,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 1,838 | $33,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 742 | $33,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 4,650 | $33,000 | thousands by filing date | |
| PENNSBURY PA SD | 708553PU0 | Convertible/ | 30,000 | $33,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 161 | $32,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 238 | $32,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $32,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 294 | $32,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 400 | $32,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 684 | $32,000 | thousands by filing date | |
| JPMORGAN CHASE & | 46625HMN7 | Convertible/ | 30,000 | $32,000 | thousands by filing date | |
| REPUBLIC SERVICES | 760759AQ3 | Convertible/ | 30,000 | $32,000 | thousands by filing date | |
| VA ST PUB BLDG AUTH | 928172Z81 | Convertible/ | 25,000 | $32,000 | thousands by filing date | |
| Illinois Fin Auth R | 45204EW87 | Convertible/ | 25,000 | $32,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 157 | $31,000 | thousands by filing date | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $31,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 715 | $31,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC FXD RT | 693475AP0 | Fixed Income | 30,000 | $31,000 | thousands by filing date | |
| SANTA FE CN NM | 801889NK8 | Convertible/ | 30,000 | $31,000 | thousands by filing date | |
| Fl St B/E Pub Ed | 34153PD88 | Convertible/ | 30,000 | $31,000 | thousands by filing date | |
| New York St Dorm Au | 64990FNR1 | Convertible/ | 25,000 | $31,000 | thousands by filing date | |
| Texas St | 8827236S3 | Convertible/ | 25,000 | $31,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 355 | $30,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 204 | $30,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 175 | $30,000 | thousands by filing date | |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, PUB UTIL SUB LIEN REV BDS, | 254845LN8 | Revenue Supported Bonds - non-taxable | 25,000 | $30,000 | thousands by filing date | |
| johnson & johnson | 478160af1 | CORPORATE BOND | 25,000 | $30,000 | thousands by filing date | |
| NYC NY MUN FA W/S | 64972GQX5 | Convertible/ | 25,000 | $30,000 | thousands by filing date | |
| AMGEN INC | 031162BX7 | Convertible/ | 30,000 | $30,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 200 | $29,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 5,964 | $29,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 250 | $29,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 320 | $29,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 200 | $29,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,275 | $29,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 589 | $29,000 | thousands by filing date | |
| MA ST TRANS FD | 57604TFU5 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| MARICOPA AZ HOSP | 566761MY5 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| WI ST CLEAN WTR | 977092WT8 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 312 | $28,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 461 | $28,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 376 | $28,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $28,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 562 | $28,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 2,000 | $28,000 | thousands by filing date | |
| KS ST DEV FA REV | 485429S39 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| NORTHERN ARIZONA UN | 664754Z43 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| HUTCHINSON MN PUR | 44835EDE5 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| AZ SCH FAC BRD COP | 04057PJW9 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| COCA-COLA CO | 191219AP9 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $27,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 89417E113 | COM | 275 | $27,000 | thousands by filing date | |
| BANK AMERICA CORP 4 04/01/2024 | 06051GFF1 | Corp Bond | 25,000 | $27,000 | thousands by filing date | |
| KING CNTY WA SD | 495278R62 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| THE CLOROX CO | 189054AW9 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| CBOA FINANCIAL INC | 01248E111 | Equities | 12,000 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141EQ51 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| WISCONSIN STATE AAA | 97705MHY4 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| BROWN & BROWN INC | 115236AA9 | Convertible/ | 26,000 | $27,000 | thousands by filing date | |
| LINCOLN NEB | 534239BS6 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| WA FED WY GRNT | 938823BC4 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| The Charles Schw | 808513AX3 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 332 | $26,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,129 | $26,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,071 | $26,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 109 | $26,000 | thousands by filing date | |
| MEDTRONIC INC 3.15 03/15/2022 | 585055BR6 | Corp Bond | 25,000 | $26,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 162,807 | $26,000 | thousands by filing date | |
| BLACKROCK INC NOTE M/W CLBL | 09247XAL5 | NOTE M/W CLBL | 25,000 | $26,000 | thousands by filing date | |
| LAS VEGAS VY NV WTR | 5178404K7 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| NEW YORK NY | 64966JN36 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RMB6 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| HOLLAND MICHIGAN EL | 435182FK1 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| WASHINGTON COUNTY O | 938240DT2 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| GILEAD SCIENCES | 375558BC6 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| MICROSOFT CORP | 594918AL8 | cb | 25,000 | $26,000 | thousands by filing date | |
| ST CHARLES COUN | 78775RAB5 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| United Technolo | 913017CR8 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 633 | $25,000 | thousands by filing date | |
| TRANE INC | 892893108 | COM | 298 | $25,000 | thousands by filing date | |
| ARIZONA ST TRANSN BRD 5 07/01/2023 | 040647DQ9 | Muni Bond | 25,000 | $25,000 | thousands by filing date | |
| LOWES COS INC 4.625 04/15/2020 | 548661CQ8 | Corp Bond | 25,000 | $25,000 | thousands by filing date | |
| AMPHENOL CORP 3.2 04/01/2024 | 032095AG6 | Corp Bond | 25,000 | $25,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 860 | $25,000 | thousands by filing date | |
| INTERNTNL BUSINESS 7-25 | 459200AM3 | CORPORATE BONDS | 20,000 | $25,000 | thousands by filing date | |
| NEWELL BRANDS INC NT | 651229AM8 | Fixed Income | 25,000 | $25,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC NOTE M/W CLBL | 718172AL3 | NOTE M/W CLBL | 25,000 | $25,000 | thousands by filing date | |
| PLANO TEXAS INDE | 727199KH3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| RPM INTERNTNL IN | 749685AV5 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| HSBC HOLDINGS PLS | 404280AK5 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS GRO VAR 26 | 38148TMB2 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| UNITEDHEALTH GR | 91324PCH3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| GENERAL ELECTRIC CO NOTE | 369622SM8 | NOTE | 25,000 | $25,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $25,000 | thousands by filing date | |
| SEDWICK CN KS SD259 | 815626MJ2 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| Transcanada Corp | 893526DK6 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| SANTA MONICA-MA 6.434 | 802498KS3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| Trinity Riv Tx Ww | 89658HVX5 | Convertible/ | 20,000 | $25,000 | thousands by filing date | |
| WELLS FARGO & CO | 94974BGM6 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| LINCOLN NTNL COR | 534187BB4 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| WASTE MANAGEMENT | 94106LAW9 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 525 | $24,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 302 | $24,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $24,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $24,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 3,025 | $24,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 1,600 | $24,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 1,593 | $24,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 1,500 | $24,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 4,971 | $24,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $24,000 | thousands by filing date | |
| AETNA INC. 7.625 26 DUE 08/15/26 | 008117AH6 | CORPORATE BONDS | 20,000 | $24,000 | thousands by filing date | |
| NEW MEXICO ST HOSP EQUIP LN COUNCIL HOSP REV, REV BDS, PRESBYTERIAN | 647370GP4 | Revenue Supported Bonds - non-taxable | 20,000 | $24,000 | thousands by filing date | |
| AUTOMATIC DATA 3point375percent25 DUE 09 15 25 | 053015AE3 | cb | 23,000 | $24,000 | thousands by filing date | |
| MARKEL CORP | 570535AM6 | Convertible/ | 25,000 | $24,000 | thousands by filing date | |
| OH ST INFRA PROJ | 677581GK0 | Convertible/ | 20,000 | $24,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 36966TEP3 | Convertible/ | 25,000 | $24,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797ED3 | Convertible/ | 20,000 | $24,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $23,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $23,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 150 | $23,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 6,400 | $23,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 941 | $23,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 945 | $23,000 | thousands by filing date | |
| PHOENIX AZ RFDG G/O | 718814Q25 | Bond | 20,000 | $23,000 | thousands by filing date | |
| HYATT HOTELS | 448579ae2 | FIXED | 25,000 | $23,000 | thousands by filing date | |
| CONNECTICUT ST SPL TAX OBLIG REV, SPL TAX OBLIG BDS | 207758TX1 | Revenue Supported Bonds - non-taxable | 20,000 | $23,000 | thousands by filing date | |
| MARRIOTT INTL INC | 571903BA0 | Convertible/ | 25,000 | $23,000 | thousands by filing date | |
| GARDEN GROVE CA | 365250AK5 | Convertible/ | 20,000 | $23,000 | thousands by filing date | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 20,000 | $23,000 | thousands by filing date | |
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| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 274 | $22,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 258 | $22,000 | thousands by filing date | |
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| MARICOPA AZ SD #83 | 567405GC3 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
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| COMCASE CORPORATI | 20030NBY6 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
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| Delaware St | 246381CC9 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
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| AMERICAN TOWER CO 4.4 26 | 03027XAJ9 | CORPORATE BONDS | 15,000 | $16,000 | thousands by filing date | |
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| MARICOPA COUNTY ARI | 567438TN6 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
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| LINCOLN NEBRASKA | 534366BM0 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| The Toronto-Domi | 89114QBC1 | Convertible/ | 16,000 | $16,000 | thousands by filing date | |
| US Treasur Nt | 912828XE5 | Convertible/ | 16,000 | $16,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $15,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 132 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 135 | $15,000 | thousands by filing date | |
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| Streettracks Gold TRUST | 863307104 | Common Stock | 100 | $15,000 | thousands by filing date | |
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| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 15,000 | $15,000 | thousands by filing date | |
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| IHS INC | 451734AC1 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142DD2 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| HILLENBRAND INC | 431571AA6 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| NEW MEXICO FIN A | 64711NNT8 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| PHOENIX AZ CVC ARPT | 71883MHL1 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
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| ISHARES TR | 464288414 | NATIONAL MUN ETF | 122 | $14,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,584 | $14,000 | thousands by filing date | |
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| APPLE INC | 037833BG4 | Bond | 13,000 | $14,000 | thousands by filing date | |
| Digital Rlty Tr Inc 6.625 Pfd Ser C | 253868848 | Preferred Stock | 539 | $14,000 | thousands by filing date | |
| APPLE INC. | 037833CR9 | Convertible/ | 13,000 | $14,000 | thousands by filing date | |
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| Marsh & McLennan Companies,Inc. | 571748102 | COM | 152 | $13,000 | thousands by filing date | |
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| M & T BK CORP COM | 55261F104 | Stock | 125 | $13,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 225 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 500 | $13,000 | thousands by filing date | |
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| CANOPY GROWTH CORP | 138035100 | COM | 923 | $13,000 | thousands by filing date | |
| CENCORA INC | 03073E108 | COM | 142 | $13,000 | thousands by filing date | |
| CHS INC. 8 PFD 8 PFDPFD | 12542R209 | PREFERRED STOCK | 500 | $13,000 | thousands by filing date | |
| CHS INC. VAR P 7.1 PFDPFD SER 2 | 12542R506 | PREFERRED STOCK | 572 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 445 | $13,000 | thousands by filing date | |
| US Treasury 1.625 02/15/26 02/15/2026 1.625 | 912828P46 | Fixed Income | 12,000 | $13,000 | thousands by filing date | |
| SCE Trust V | 78409W201 | SCEPRK | 661 | $13,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 515 | $13,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 362 | $13,000 | thousands by filing date | |
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| WISCONSIN ST, GO REF BDS | 97705MGR0 | General Obligations - non-taxable | 10,000 | $13,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505260 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| MORGAN STANLEY | 617474AA9 | Convertible/ | 15,000 | $13,000 | thousands by filing date | |
| PORT AUTH NY & NJ | 73358WM50 | Convertible/ | 10,000 | $13,000 | thousands by filing date | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 15,000 | $13,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 10,000 | $13,000 | thousands by filing date | |
| UNIV UT | 915183YM3 | Convertible/ | 10,000 | $13,000 | thousands by filing date | |
| Florida St Turnpike | 343137DP7 | Convertible/ | 10,000 | $13,000 | thousands by filing date | |
| Illinois Fin Auth R | 45204EX60 | Convertible/ | 10,000 | $13,000 | thousands by filing date | |
| MORGAN STANLEY | 61760LFF7 | Convertible/ | 13,000 | $13,000 | thousands by filing date | |
| Viacom Inc. | 92553PAJ1 | Convertible/ | 13,000 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 101 | $12,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 189 | $12,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,100 | $12,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 927 | $12,000 | thousands by filing date | |
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| CABOT CORP | 127055101 | COM | 456 | $12,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,500 | $12,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 94 | $12,000 | thousands by filing date | |
| BANK OF AMERICA 6per PFD NON-CUM PERP MTY CALL 05/16/23 @ 25 | 060505229 | Preferred | 481 | $12,000 | thousands by filing date | |
| COMCAST CORP NEW 2.75 03/01/2023 | 20030NBR1 | Corp Bond | 12,000 | $12,000 | thousands by filing date | |
| Suncor Energy Inc. | 867229106 | COM | 779 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 17,000 | $12,000 | thousands by filing date | |
| WIRECARD AG SHS | D22359133 | Common Stock | 100 | $12,000 | thousands by filing date | |
| GRAND RIVER DAM AUTH OK REV, REF REV BDS | 386442WQ6 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC NOTE M/W CLBL | 931427AF5 | NOTE M/W CLBL | 12,000 | $12,000 | thousands by filing date | |
| UNIVERSITY TX UNIV REVS, REV FIN SYS BDS | 91514AGP4 | Revenue Supported Bonds - non-taxable | 10,000 | $12,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 949746SA0 | CORPORATE BONDS | 12,000 | $12,000 | thousands by filing date | |
| LINCOLN NE ELEC SYS | 534272J75 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| LOWER CO RIV AUTH T | 54811GZS2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| MARICOPA AZ SD #38 | 567184KZ8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 1,032 | $12,000 | thousands by filing date | |
| NC MUN PWR CA ELEC | 658203X82 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NY ST DORM AUTH PER | 64990EUT2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PA ST TPK COMMN TPK | 709224FX2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PHOENIX AZ WST WTR | 71883PJP3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RNK5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PIMA CN AZ USD #16 | 721863QH4 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| RIO TINTO FIN | 76720AAG1 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| IL FA REV | 45203HA28 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| APPLE INC | 037833AL4 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| VERIZON COMMUNICATIO | 92343VBJ2 | Convertible/ | 12,000 | $12,000 | thousands by filing date | |
| WISCONSIN STATE | 97705MGS8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797CG8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RLZ7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RPG5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BRD REGENTS COP | 04048PKC3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TX TRANS ST HWY FD | 88283LJW7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| UNIV MA BLDG AUTH | 914440QA3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| DC INCOME TAX | 25477GNK7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| EL PASO CNTY TX | 283497T96 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 500 | $12,000 | thousands by filing date | |
| NY ST DORM AUTH S/T | 64990AGA7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NYC NY TRAN AUTH | 64972HYM8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| MARATHON PETROLEUM | 56585AAL6 | Convertible/ | 12,000 | $12,000 | thousands by filing date | |
| FIRST REPUBLIC BAN ORD | 33616C852 | PFDs, REITs, | 500 | $12,000 | thousands by filing date | |
| Nj St Tpk Auth | 6461396Q3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| Exelon Generation C | 30161MAH6 | Convertible/ | 12,000 | $12,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 126 | $11,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 313 | $11,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 150 | $11,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 100 | $11,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 200 | $11,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 187 | $11,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 122 | $11,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 1,000 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 650 | $11,000 | thousands by filing date | |
| SLACK TECHNOLOGIES INC | 83088V102 | COM CL A | 400 | $11,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 500 | $11,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 450 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 211 | $11,000 | thousands by filing date | |
| CHEVRON CORPORATION 3.326 11/17/2025 | 166764BD1 | Corp Bond | 10,000 | $11,000 | thousands by filing date | |
| MICROSOFT CORP 3.125 11/03/2025 | 594918BJ2 | Corp Bond | 10,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-20-001089 | this filing | 2020-04-29 | acceptance time not in the bulk data set |