13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-09, with 1,558 holding rows worth $816,656,000.
- Accession
- 0001415889-19-000447
- Filer
- CIK 1418539
- Filed
- 2019-04-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,559 entries on the cover page, a total value of $816,656,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $816,656,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMA CN AZ IDA | 72177PAZ3 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CN AZ SWR | 721876RH5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA COUNTY ARIZONA | 721799E80 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ROSEMONT IL | 777543SS9 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCOTTSDALE AZ | 8104537G9 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MT7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| FLAGSTAFF AZ | 338423QF6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ARIZONA BOARD REGEN | 040484LM7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AUSTIN TX WTR & WST | 052476Q35 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ HLTH FAC AUTH | 040506NA1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UD5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UL7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ TRANS BRD HWY | 040654VE2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| UTAH ST | 917542TX0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| BROWARD CNTY FL ARP | 114894RP5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CLV0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CHANDLER AZ | 158843WL2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| EL PASO TX | 283734WN7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MARICOPA AZ SD #11 | 567090D36 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663VJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| GILA AZ USD #10 | 375233GG2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CROWN CASTLE INT | 228227BD5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| DRIPPING SPRING TX | 262061NX8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| STATE OF TEXAS | 882722TB7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650BJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 201 | $10,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 229 | $10,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 82 | $10,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 275 | $10,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $10,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 526 | $10,000 | thousands by filing date | |
| YETI HLDGS INC COM | 98585X104 | Stock | 325 | $10,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 144 | $10,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 72 | $10,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $10,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 315 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 106 | $10,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 57 | $10,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 55 | $10,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 305 | $10,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 70 | $10,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 70 | $10,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | |
| CATERPILLAR INC 3.9 05/27/2021 | 149123BV2 | Corp Bond | 10,000 | $10,000 | thousands by filing date | |
| CHEVRON CORPORATION 3.326 11/17/2025 | 166764BD1 | Corp Bond | 10,000 | $10,000 | thousands by filing date | |
| MICROSOFT CORP 3.125 11/03/2025 | 594918BJ2 | Corp Bond | 10,000 | $10,000 | thousands by filing date | |
| HALLIBURTON CO 3.8 11/15/2025 | 406216BG5 | Corp Bond | 10,000 | $10,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,400 | $10,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 250 | $10,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE | 94974BGP9 | NOTE | 10,000 | $10,000 | thousands by filing date | |
| PIMA CNTY ARIZ INDL DEV AUTH E REF BDS REV | 72177MMK0 | REF BDS REV | 10,000 | $10,000 | thousands by filing date | |
| AUTOMATIC DATA 3point375percent25 DUE 09 15 25 | 053015AE3 | cb | 10,000 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC 8 PFD SER C | 03762U501 | REIT | 400 | $10,000 | thousands by filing date | |
| JPMORGAN CHASE & | 46625HMN7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SIMON PROPERTY GR | 828807CV7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MONTANA STATE B | 61212WAH8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AIR PRODUCTS AND | 009158AV8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| ALBEMARLE CORP | 012725AC1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| U.S. BANCORP | 91159HHM5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| UNION PACIFIC CO | 907818ED6 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| CIMAREX ENERGY | 171798AC5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| COMCAST CORPORA | 20030NBN0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| DANAHER CORP | 235851AQ5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| EXELON CORP | 693304AT4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| CALIFORNIA ST | 13063BFA5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| LINCOLN NEBRASKA | 534272ZX0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SEWARD COUNTY NE | 818479EZ6 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MO ST HLTH/ED | 6069017U4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MP WSTRN ST UNIV | 606432BT8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC ARPT | 71883MHE7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC IMP | 718849BD3 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MS9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ ST TRANSN BRD | 040647DP1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ TRANS EXCISE TAX | 040649KZ7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 10,000 | $10,000 | thousands by filing date | |
| REGL TRAN DST CO CO | 75913TJE5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| ROYAL BANK CANAD | 78012KKU0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| STARBUCKS CORP | 855244AJ8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| VISA INC | 92826CAB8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY | 084670BQ0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BK NY MELLON COR | 06406FAB9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| OMAHA NEBRASKA | 681785ET4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PEPSICO INCORPOR | 713448CS5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| DOW CHEMICAL CO | 260543CF8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MA ST | 57582NSJ5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| US TREASUR NT | 912828TV2 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| IRVING TX WWKS/SWR | 463831KM8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX ARIZONA CIV | 71883RLC5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BANK OF AMERICA | 06050WBN4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RJQ7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| CHUBB INA HOLDIN | 00440EAV9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 213 | $9,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 60 | $9,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 700 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 146 | $9,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 200 | $9,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $9,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 186 | $9,000 | thousands by filing date | |
| SYNEOS HEALTH INC | 87166B102 | CL A | 165 | $9,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 333 | $9,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $9,000 | thousands by filing date | |
| TE Connectivity Ltd | H8912P106 | SHS | 116 | $9,000 | thousands by filing date | |
| Two Harbors Investment Corp Se | 90187B309 | Com | 350 | $9,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,300 | $9,000 | thousands by filing date | |
| FIRST TRUST PORTFOLIOS UNIT 353 TAX EXEMPT MUN INCOME TR SER 264 | 33736P619 | UIT MUNI | 10 | $9,000 | thousands by filing date | |
| APPLE INC. | 037833CR9 | Convertible/ | 9,000 | $9,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 36962G4D3 | Convertible/ | 9,000 | $9,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $8,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 50 | $8,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28 | $8,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 91 | $8,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 90 | $8,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $8,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 240 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 50 | $8,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 406 | $8,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 208 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 52 | $8,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 150 | $8,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $8,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 74 | $8,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 200 | $8,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 199 | $8,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150 | $8,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 988 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 305 | $8,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 140 | $8,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 600 | $8,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 380 | $8,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 67 | $8,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 721 | $8,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 400 | $8,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 300 | $8,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 158 | $8,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 326 | $8,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,000 | $8,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 338 | $8,000 | thousands by filing date | |
| Oxford Lane Capital, 7.50% Pfd Series 2023 | 691543300 | preferred stock | 300 | $8,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 301 | $8,000 | thousands by filing date | |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 300 | $8,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI RED PFD SER A | 09627J508 | REIT | 300 | $8,000 | thousands by filing date | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 300 | $8,000 | thousands by filing date | |
| LANDMARK INFRA | 51508J306 | PFDs, REITs, | 300 | $8,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC DEP SHS EA REP 1/40 SER D | 05990K882 | PREFERRED | 300 | $8,000 | thousands by filing date | |
| Apollo Global Management LLC | 037612405 | PRD | 310 | $8,000 | thousands by filing date | |
| FEDERAL NTNL MORT | 3135G0U27 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B107 | Equities | 44,230 | $8,000 | thousands by filing date | |
| BURLINGTN NO SANT | 12189TBC7 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 326 | $8,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 79 | $7,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 104 | $7,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 420 | $7,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 168 | $7,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 86 | $7,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 353 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200 | $7,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $7,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 42 | $7,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 542 | $7,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 94 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 38 | $7,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 400 | $7,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 295 | $7,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 565 | $7,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 200 | $7,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 200 | $7,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 575 | $7,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 290 | $7,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 730 | $7,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 60 | $7,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 54 | $7,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 200 | $7,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 600 | $7,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 295 | $7,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 50 | $7,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,200 | $7,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 24 | $7,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100 | $7,000 | thousands by filing date | |
| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 7,000 | $7,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 35 | $7,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 267 | $7,000 | thousands by filing date | |
| VIACOM INC | 925524AX8 | Convertible/ | 6,000 | $7,000 | thousands by filing date | |
| FAIRFAX FINANCE PFD | 303901607 | PFDs, REITs, | 500 | $7,000 | thousands by filing date | |
| EXPEDIA INC | 30212PAH8 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| Equinox Gold Corp. | 29446Y304 | COM | 7,130 | $7,000 | thousands by filing date | |
| ASX LIMITED | 00212E105 | Equities | 150 | $7,000 | thousands by filing date | |
| State Street Corp 6 percent Pfd | 857477889 | com | 280 | $7,000 | thousands by filing date | |
| HUSKY ENERGY INC | 448055AF0 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 137 | $6,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 39 | $6,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 465 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 212 | $6,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200 | $6,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 100 | $6,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 620 | $6,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100 | $6,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 310 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 600 | $6,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 81 | $6,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 150 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 126 | $6,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 245 | $6,000 | thousands by filing date | |
| Goldman Sachs Group, Inc. 3.5 11/16/26 | 38145GAH3 | Corporate Bonds | 6,000 | $6,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 132 | $6,000 | thousands by filing date | |
| AON CORP | 037389103 | COMMON STOCK | 38 | $6,000 | thousands by filing date | |
| ABBVIE INC 2.9 11/06/2022 | 00287YAL3 | Corp Bond | 6,000 | $6,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 42 | $6,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 730 | $6,000 | thousands by filing date | |
| Pebblebrook Hotel Tr 6.5% Pfd Series C | 70509v407 | com | 250 | $6,000 | thousands by filing date | |
| AETNA INC NOTE M/W CLBL | 008117AP8 | NOTE M/W CLBL | 6,000 | $6,000 | thousands by filing date | |
| BLUEGREEN VACATIONS CORP | 09629F108 | COM | 400 | $6,000 | thousands by filing date | |
| Eaton Corp | 278062AC8 | Corp Bond | 6,000 | $6,000 | thousands by filing date | |
| LOS ANGELES CA W/P | 544525RX8 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| TEMPE AZ | 8797094M2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MARICOPA AZ USD #41 | 567219XY1 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MASSACHUSETTS ST | 57582PAD2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| FT | 30266E840 | Unit Trusts | 2,000 | $6,000 | thousands by filing date | |
| GILEAD SCIENCES, | 375558AW3 | Convertible/ | 6,000 | $6,000 | thousands by filing date | |
| AUSTIN TX CCLG DIST | 052404MW7 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484KQ9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484PM3 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| BANK OF AMERICA COR | 06051GFM6 | Convertible/ | 6,000 | $6,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CYB0 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| GLOBAL INDEMNIT | G3933F121 | PFDs, REITs, | 250 | $6,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 63 | $5,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 215 | $5,000 | thousands by filing date | |
| FIRSTDATA CORP | 319963104 | COM | 177 | $5,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 200 | $5,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 145 | $5,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 27 | $5,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 51 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 100 | $5,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 100 | $5,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 395 | $5,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 145 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 164 | $5,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 622 | $5,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 213 | $5,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 275 | $5,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 525 | $5,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 32 | $5,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 545 | $5,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 79 | $5,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 750 | $5,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 500 | $5,000 | thousands by filing date | |
| CISCO SYS INC 2.2 02/28/2021 | 17275RBD3 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
| GENERAL MOTORS CO 6.6 36 DUE 04/01/36 | 37045VAK6 | CORPORATE BONDS | 5,000 | $5,000 | thousands by filing date | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 42 | $5,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 200 | $5,000 | thousands by filing date | |
| Prudential PLC 6.75% PrpCl 9/0 | g7293h114 | PFD | 200 | $5,000 | thousands by filing date | |
| EXXON MOBIL COR | 30231GAT9 | FIX | 5,000 | $5,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 200 | $5,000 | thousands by filing date | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 5,000 | $5,000 | thousands by filing date | |
| MONTANA STATE BO | 61212WAK1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PACTIV LLC | 880394AE1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663ZL9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460DAC3 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TN ENGY ACQUISIT | 880443BN5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TOTAL CAPITAL | 89152UAH5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TUCSON AZ | 898711T97 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| BANK OF AMERICA C VAR 28 | 06051GGR4 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| BB&T CORP | 05531FAV5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| CISCO SYSTEMS, I | 17275RBC5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| DUKE ENERGY OHIO | 26442EAF7 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FREMONT NEBRASKA CO | 357415MP0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| COMMONWEALTH EDIS | 202795JN1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| ARLINGTON TX | 041796KT9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| ORACLE CORP | 68389XBK0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| MASSACHUSETTS ST | 57582NSL0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| HOUSTON TX | 442331Z31 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FAU FIN CORP FL | 31200CAM8 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| INDEPENDENCE GROUP ORD | Q48886107 | Equities | 1,500 | $5,000 | thousands by filing date | |
| FEDERAL NTNL MO | 3135G0U43 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| AVONDALE AZ | 054314DX4 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599BN5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 54 | $4,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 46 | $4,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 70 | $4,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 51 | $4,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 190 | $4,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 73 | $4,000 | thousands by filing date | |
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| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $4,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 48 | $4,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 35 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 50 | $4,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 100 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63 | $4,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 115 | $4,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 51 | $4,000 | thousands by filing date | |
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| IHS MARKIT LTD | G47567105 | SHS | 71 | $4,000 | thousands by filing date | |
| AMERICAN INTL | 026874107 | COM | 92 | $4,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 259 | $4,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $4,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 154 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 353 | $4,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D104 | BEARISH FD | 200 | $4,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 42 | $4,000 | thousands by filing date | |
| CENCORA INC | 03073E108 | COM | 55 | $4,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| US BANCORP 2.35 01/29/2021 | 91159HHL7 | Corp Bond | 4,000 | $4,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 807 | $4,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 633 | $4,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 159 | $4,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 167 | $4,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 155 | $4,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $4,000 | thousands by filing date | |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 150 | $4,000 | thousands by filing date | |
| WALMART INC | 931142EK5 | COM | 4,000 | $4,000 | thousands by filing date | |
| MCDONALD'S CORP | 58013MEM2 | CORPORATE BONDS | 4,000 | $4,000 | thousands by filing date | |
| TD AMERITRADE HOL | 87236YAF5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MORGAN STANLEY (VARIABLE) | 61760QEP5 | Convertible/ | 7,000 | $4,000 | thousands by filing date | |
| QUALCOMM INC | 747525AT0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTL BK RECON & | 459058DX8 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| US TREASUR NT | 9128283Z1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BNSF, LLC | 12189LAQ4 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BP CAPITAL MKT | 05565QBU1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MOODY'S CORP | 615369AG0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| AT&T INC. | 00206RDB5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017CQ0 | COM | 4,000 | $4,000 | thousands by filing date | |
| US Treasur Nt | 912828W97 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 245 | $3,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 47 | $3,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 66 | $3,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $3,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 70 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 113 | $3,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 30 | $3,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 109 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 73 | $3,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 50 | $3,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 100 | $3,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 33 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 211 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 84 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 18 | $3,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 11 | $3,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 40 | $3,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 34 | $3,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 100 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $3,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 52 | $3,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20 | $3,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 62 | $3,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 55 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1,500 | $3,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 56 | $3,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 115 | $3,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 40 | $3,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $3,000 | thousands by filing date | |
| VALE S A | 91912E109 | SPONSORED ADS | 200 | $3,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 10 | $3,000 | thousands by filing date | |
| KINGFISHER PLC SPONSORED ADR C | 495724403 | USD | 540 | $3,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H600 | COM | 101 | $3,000 | thousands by filing date | |
| ANHEUSER-BUSCH IN 4.9 46TENDER OFFER EXP: 11/14.11/30/2023 | 035242AN6 | CORPORATE BONDS | 3,000 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 150 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50 | $3,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $3,000 | thousands by filing date | |
| ING GROUP N V PERP HYB CAP | 456837608 | PRD | 268 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 114 | $3,000 | thousands by filing date | |
| ACTIVISION INC | 004930202 | EQUS | 63 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 130 | $3,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 115 | $3,000 | thousands by filing date | |
| Canopy Rivers Inc. | 138041108 | COM | 1,000 | $3,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 127 | $3,000 | thousands by filing date | |
| US TREASURY | 912828PX2 | Convertible/ | 3,000 | $3,000 | thousands by filing date | |
| MANUF TRADERS 1.35975 12/28/20 | 564759PS1 | CORPORATE BONDS AND NOTES | 3,000 | $3,000 | thousands by filing date | |
| MCDONALDS CORP | 58013MFA7 | Convertible/ | 3,000 | $3,000 | thousands by filing date | |
| US TREASURY | 912810PW2 | Convertible/ | 2,000 | $3,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 200 | $2,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 31 | $2,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 39 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 41 | $2,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 61 | $2,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 57 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 55 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 5 | $2,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 39 | $2,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $2,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 40 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 34 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 69 | $2,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 140 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 65 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 200 | $2,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 475 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $2,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 45 | $2,000 | thousands by filing date | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 70 | $2,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 150 | $2,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 75 | $2,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 65 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 300 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $2,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 200 | $2,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 70 | $2,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 30 | $2,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 75 | $2,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 4 | $2,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 35 | $2,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 54 | $2,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 104 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $2,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 267 | $2,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 100 | $2,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 81 | $2,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 108 | $2,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 91 | $2,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 98 | $2,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC | 620076ah2 | FIXED | 2,000 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 400 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 100 | $2,000 | thousands by filing date | |
| Ferguson PLC ADR | 31502A204 | ADR | 236 | $2,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 300 | $2,000 | thousands by filing date | |
| GOPHER PROTOCOL INC COM | 38268V108 | Stock | 5,000 | $2,000 | thousands by filing date | |
| CNA FINL CORP | 126117AE0 | Convertible/ | 2,000 | $2,000 | thousands by filing date | |
| LEXARIA BIOSCIENCE CORP | 52886N307 | COM | 2,000 | $2,000 | thousands by filing date | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 91 | $2,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460W826 | PFD | 77 | $2,000 | thousands by filing date | |
| OROPLATA RESOURCES INC | 687157107 | Equities | 8,200 | $2,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 12 | $1,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 14 | $1,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 13 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 7 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 8 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 62 | $1,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7 | $1,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 18 | $1,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 21 | $1,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 51 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $1,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 40 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 196 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 44 | $1,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 14 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 29 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 25 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 175 | $1,000 | thousands by filing date | |
| STANDARD LITHIUM CORP COM | 853606101 | Stock | 1,000 | $1,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 95 | $1,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 26 | $1,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 36 | $1,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 26 | $1,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 40 | $1,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 16 | $1,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 20 | $1,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 55 | $1,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 46 | $1,000 | thousands by filing date | |
| Sintana Energy Inc | 82938H107 | COM | 20,000 | $1,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 10 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E112 | COM | 20 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 57 | $1,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370104 | COM | 300 | $1,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 51 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 27 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 42 | $1,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 51 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 45 | $1,000 | thousands by filing date | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 10 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 289 | $1,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 50 | $1,000 | thousands by filing date | |
| NAVTEQ CORP | 63936L100 | COM | 35 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 500 | $1,000 | thousands by filing date | |
| AVANT DIAGNOSTICS INC | 05350M106 | Equities | 91,000 | $1,000 | thousands by filing date | |
| ERICSSON TEL | 298421608 | Equities | 100 | $1,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KROGER CO COM | 501044101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GARMIN LTD SHS | H2906T109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIAMS COS INC COM | 969457100 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-19-000447 | this filing | 2019-04-09 | acceptance time not in the bulk data set |