13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-04-09, with 1,558 holding rows worth $816,656,000.
- Accession
- 0001415889-19-000447
- Filer
- CIK 1418539
- Filed
- 2019-04-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 1,559 entries on the cover page, a total value of $816,656,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $816,656,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 22,830,000 | $23,839,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 17,382,000 | $23,415,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 21,160,000 | $23,280,000 | thousands by filing date | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 20,865,000 | $21,676,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 141,185 | $16,651,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 82,910 | $15,749,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 16,410,000 | $15,470,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 14,235,000 | $14,653,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 13,990,000 | $14,367,000 | thousands by filing date | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 11,685,000 | $12,255,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,756 | $11,447,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 165,291 | $11,317,000 | thousands by filing date | |
| L BRANDS INC | 532716AS6 | Convertible/ | 10,500,000 | $10,907,000 | thousands by filing date | |
| L BRANDS INC | 532716AT4 | Convertible/ | 10,385,000 | $10,904,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 195,819 | $10,572,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 9,655,000 | $10,469,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 60,812 | $10,168,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAC5 | NOTE 1.500% 7/0 | 10,420,000 | $9,503,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 8,842,000 | $9,483,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 113,593 | $9,220,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,310,000 | $9,210,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 8,745,000 | $8,935,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 156,550 | $8,928,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 81,483 | $8,478,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 59,305 | $8,290,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 146,734 | $7,880,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 7,700,000 | $7,697,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 95,139 | $7,647,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 713,624 | $7,629,000 | thousands by filing date | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 7,340,000 | $7,627,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 7,295,000 | $7,287,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 154,492 | $7,189,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 58,226 | $7,136,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 220,037 | $7,096,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 26,550 | $7,075,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 6,740,000 | $6,890,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 54,330 | $6,731,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 199,373 | $6,599,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 155,179 | $6,590,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 52,790 | $6,475,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 70,105 | $6,022,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 101,419 | $6,009,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,469 | $5,847,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 70,967 | $5,734,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 4,900,000 | $5,559,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 4,810,000 | $5,454,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 18,105 | $5,434,000 | thousands by filing date | |
| AMGEN INC (VARIABLE) | 031162CN8 | Convertible/ | 5,345,000 | $5,361,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 71,495 | $5,349,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 126,085 | $5,323,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 109,330 | $5,269,000 | thousands by filing date | |
| KLA Corp | 482480AE0 | Corp Bond | 4,935,000 | $5,259,000 | thousands by filing date | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 5,145,000 | $5,248,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 59,370 | $5,036,000 | thousands by filing date | |
| AMGEN INC 2.65 05/11/2022 | 031162CP3 | Corp Bond | 5,000,000 | $4,975,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 247,422 | $4,951,000 | thousands by filing date | |
| MERCK &COINC | 589331107 | COM | 59,407 | $4,941,000 | thousands by filing date | |
| THE ALLSTATE COR | 020002AX9 | Convertible/ | 4,910,000 | $4,937,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,989 | $4,840,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 61,923 | $4,836,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP (VARIABLE) | 38145GAF7 | Convertible/ | 4,710,000 | $4,742,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 4,245,000 | $4,673,000 | thousands by filing date | |
| HYATT HOTELS CORP | 448579AD4 | Convertible/ | 4,410,000 | $4,593,000 | thousands by filing date | |
| TOLL BROTHERS INC | 88947EAN0 | Convertible/ | 4,480,000 | $4,502,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 24,489 | $4,459,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,200,000 | $4,363,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 58,048 | $4,315,000 | thousands by filing date | |
| PNC BANK (VARIABLE) | 69353RFF0 | Convertible/ | 4,185,000 | $4,161,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 146,773 | $3,862,000 | thousands by filing date | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 3,885,000 | $3,862,000 | thousands by filing date | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 3,735,000 | $3,774,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 46,035 | $3,692,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,700 | $3,678,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 62,135 | $3,674,000 | thousands by filing date | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 134,932 | $3,616,000 | thousands by filing date | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 3,505,000 | $3,505,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 67,706 | $3,444,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 63,814 | $3,302,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 3,245,000 | $3,299,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 3,710,000 | $3,275,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 36,447 | $3,064,000 | thousands by filing date | |
| JPMorgan Chase preferred | 48127X542 | PFD | 116,005 | $3,039,000 | thousands by filing date | |
| VALERO ENERGY CORP | 91913YAS9 | Convertible/ | 2,925,000 | $2,962,000 | thousands by filing date | |
| MARRIOTT INTL INC | 571903AK9 | Convertible/ | 2,905,000 | $2,917,000 | thousands by filing date | |
| BB&T Corp | 054937875 | Preferred Stock | 109,455 | $2,799,000 | thousands by filing date | |
| TAPESTRY INC | 189754ab0 | FIXED | 2,785,000 | $2,734,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,295 | $2,701,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 28,929 | $2,635,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 102,274 | $2,624,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 44,580 | $2,587,000 | thousands by filing date | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 98,253 | $2,552,000 | thousands by filing date | |
| CVS HEALTH CORP (VARIABLE) | 126650DB3 | Convertible/ | 2,530,000 | $2,535,000 | thousands by filing date | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 89,740 | $2,418,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001aay8 | FIXED | 2,240,000 | $2,346,000 | thousands by filing date | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 2,265,000 | $2,339,000 | thousands by filing date | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 23,378 | $2,314,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 19,201 | $2,293,000 | thousands by filing date | |
| CORNING INC | 219350BB0 | Convertible/ | 2,295,000 | $2,290,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 86,025 | $2,205,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 96,414 | $2,168,000 | thousands by filing date | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 2,080,000 | $2,106,000 | thousands by filing date | |
| Goldman Sachs Group Inc FRN | 38141GWU4 | Corp Bond | 2,120,000 | $2,101,000 | thousands by filing date | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 2,080,000 | $2,100,000 | thousands by filing date | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 76,280 | $2,043,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,060,000 | $2,043,000 | thousands by filing date | |
| ORACLE CORP | 68389XAX3 | Convertible/ | 1,970,000 | $1,965,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 1,845,000 | $1,960,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,992 | $1,904,000 | thousands by filing date | |
| CVS HEALTH CORP FXD RT SR | 126650CE8 | Fixed Income | 1,905,000 | $1,901,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 30,320 | $1,886,000 | thousands by filing date | |
| BB&T CORP | 054937AF4 | Convertible/ | 1,810,000 | $1,834,000 | thousands by filing date | |
| JPMORGAN CHASE & CO (VARIABLE) | 46647PAW6 | Convertible/ | 1,795,000 | $1,793,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 26,169 | $1,747,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 17,491 | $1,706,000 | thousands by filing date | |
| ALLSTATE CORP (VARIABLE) | 020002BF7 | Convertible/ | 1,650,000 | $1,640,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,070 | $1,625,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 45,729 | $1,599,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 27,633 | $1,531,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 1,520,000 | $1,527,000 | thousands by filing date | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 1,460,000 | $1,514,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650BW9 | Convertible/ | 1,480,000 | $1,508,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,610,000 | $1,497,000 | thousands by filing date | |
| CISCO SYSTEMS INC | 17275RAH5 | Convertible/ | 1,445,000 | $1,465,000 | thousands by filing date | |
| SERVICE PPTYS TR | 44106MAQ5 | Corporate Bond - Domestic | 1,385,000 | $1,445,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 11,040 | $1,360,000 | thousands by filing date | |
| HOME DEPOT INC | 437076BE1 | Fixed Income | 1,355,000 | $1,353,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 68,700 | $1,298,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 39,379 | $1,235,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,654 | $1,211,000 | thousands by filing date | |
| CSX CORP | 126408GT4 | Convertible/ | 1,165,000 | $1,179,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 660 | $1,175,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 63,025 | $1,167,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 21,372 | $1,109,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 20,584 | $1,106,000 | thousands by filing date | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 40,436 | $1,104,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 21,353 | $1,032,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 11,366 | $1,005,000 | thousands by filing date | |
| CVS HEALTH CORP (VARIABLE) | 126650DD9 | Convertible/ | 1,000,000 | $1,002,000 | thousands by filing date | |
| FLEX LTD | 33938EAS6 | Convertible/ | 925,000 | $961,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,503 | $941,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 9,920 | $930,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 38,144 | $930,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 22,362 | $912,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,488 | $900,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,427 | $889,000 | thousands by filing date | |
| Eaton Corp. | 278058102 | COM | 11,016 | $887,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,446 | $880,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 15,073 | $866,000 | thousands by filing date | |
| WORLDPAY INC | 981558109 | CL A | 7,630 | $866,000 | thousands by filing date | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 810,000 | $811,000 | thousands by filing date | |
| TARGET CORP | 87612E110 | COM | 9,694 | $778,000 | thousands by filing date | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 780,000 | $776,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 29,195 | $761,000 | thousands by filing date | |
| WASTE MGMT INC | 94106LAY5 | Convertible/ | 745,000 | $748,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 64,016 | $734,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 68,800 | $708,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 3,966 | $698,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 35,900 | $677,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP (VARIABLE) | 38141GWN0 | Convertible/ | 670,000 | $670,000 | thousands by filing date | |
| MEDTRONIC INC (VARIABLE) | 585055BJ4 | Convertible/ | 665,000 | $669,000 | thousands by filing date | |
| WALT DISNEY CO (VARIABLE) | 25468PDS2 | Convertible/ | 665,000 | $666,000 | thousands by filing date | |
| TAPESTRY INC NOTE M/W CLBL | 189754AA2 | NOTE M/W CLBL | 660,000 | $662,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 48,016 | $650,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,278 | $643,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP (VARIABLE) | 38141GVW1 | Convertible/ | 600,000 | $608,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 18,470 | $593,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 89,500 | $580,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 25,500 | $570,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $561,000 | thousands by filing date | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $561,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 5,454 | $552,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,515 | $524,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,807 | $516,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $495,000 | thousands by filing date | |
| EXACT SCIENCES CORP | 30063PAB1 | NOTE 0.375% 3/1 | 480,000 | $491,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 2,990 | $480,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,985 | $476,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 16,452 | $475,000 | thousands by filing date | |
| APPLE INC (VARIABLE) | 037833CN8 | Convertible/ | 465,000 | $468,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 3,111 | $466,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $454,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 9,270 | $447,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,425 | $444,000 | thousands by filing date | |
| 3M CO | 604059AE5 | Convertible/ | 355,000 | $434,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,724 | $433,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 7,943 | $423,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,101 | $399,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $385,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $365,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,400 | $364,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,869 | $356,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,075 | $353,000 | thousands by filing date | |
| K L A TENCOR CO | 482480AD2 | Convertible/ | 335,000 | $344,000 | thousands by filing date | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 13,185 | $341,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 6,805 | $340,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 11,650 | $339,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 7,212 | $338,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 2,973 | $330,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,350 | $320,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 16,736 | $315,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 20,408 | $314,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,000 | $313,000 | thousands by filing date | |
| LOWES CO INC | 548661AH0 | Convertible/ | 255,000 | $310,000 | thousands by filing date | |
| US TREASU NT | 912828Y46 | Convertible/ | 300,000 | $301,000 | thousands by filing date | |
| MARRIOTT INTERNATIONAL INC NOTE M/W CLBL | 571903AM5 | NOTE M/W CLBL | 300,000 | $300,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 29,705 | $297,000 | thousands by filing date | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 35,000 | $294,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,574 | $286,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $281,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,052 | $280,000 | thousands by filing date | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 10,135 | $264,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,804 | $261,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 5,973 | $260,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,080 | $254,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $254,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,466 | $244,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,190 | $241,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,500 | $235,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE | 55607X108 | PFDs, REITs, | 5,700 | $235,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 6,631 | $234,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,012 | $229,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,616 | $228,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 13,951 | $224,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $223,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 133,900 | $221,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 2,975 | $214,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 21,135 | $214,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 739 | $210,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,151 | $209,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 4,770 | $209,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 1,900 | $204,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,048 | $203,000 | thousands by filing date | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 155,000 | $199,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,550 | $197,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 1,960 | $196,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 2,809 | $191,000 | thousands by filing date | |
| CIGNA CORP 4 02/15/2022 | 125509BS7 | Corp Bond | 185,000 | $190,000 | thousands by filing date | |
| SOCORRO TX ISD | 833715AH8 | Convertible/ | 175,000 | $189,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 16,552 | $180,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,328 | $178,000 | thousands by filing date | |
| INVESCO UNIT TRUSTS | 12008C282 | Unit Trusts | 178 | $175,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 9,963 | $169,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,075 | $167,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 667 | $167,000 | thousands by filing date | |
| METROPOLITAN STATE | 592573AT6 | Convertible/ | 155,000 | $167,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $166,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 150,000 | $165,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,774 | $158,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $158,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 600 | $157,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,435 | $157,000 | thousands by filing date | |
| MICHIGAN BELL TE | 594185AQ3 | Convertible/ | 140,000 | $157,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,203 | $155,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 979 | $153,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 6,512 | $151,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 3,500 | $151,000 | thousands by filing date | |
| IJH | 464287507 | COM | 792 | $150,000 | thousands by filing date | |
| WELLS FARGO | 94974BFN5 | Fixed Income | 145,000 | $150,000 | thousands by filing date | |
| XILINX, INC. | 983919AH4 | Convertible/ | 150,000 | $150,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 10,000 | $149,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,160 | $147,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,860 | $147,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 13,603 | $147,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,354 | $146,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $146,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,299 | $145,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 7,150 | $144,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $143,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 399 | $142,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 780 | $140,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 3,254 | $139,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 522 | $139,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 6,200 | $136,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,180 | $133,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $132,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,153 | $131,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,562 | $131,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 1,609 | $131,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,183 | $130,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E106 | COM | 10,000 | $129,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 125,000 | $129,000 | thousands by filing date | |
| NJ ST TRANS TR | 646136XR7 | Convertible/ | 100,000 | $129,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 712 | $128,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,000 | $127,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 2,000 | $126,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 1,000 | $125,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 4,502 | $124,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,872 | $124,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $123,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,105 | $122,000 | thousands by filing date | |
| WYETH LLC | 026609AC1 | Convertible/ | 105,000 | $122,000 | thousands by filing date | |
| QUEST DIAGNOSTIC | 74834LAP5 | Convertible/ | 120,000 | $122,000 | thousands by filing date | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 4,760 | $122,000 | thousands by filing date | |
| ARAPAHOE CNTY SD #6 | 038699TA2 | Convertible/ | 100,000 | $121,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 622 | $119,000 | thousands by filing date | |
| FRISCO TX ISD | 35880CNZ3 | Convertible/ | 110,000 | $119,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,321 | $118,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 1,800 | $117,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 666 | $115,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,780 | $115,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 3,551 | $114,000 | thousands by filing date | |
| TEXTRON INCORPORA | 883203BU4 | Convertible/ | 110,000 | $114,000 | thousands by filing date | |
| CA INC | 12673PAE5 | Convertible/ | 110,000 | $112,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,670 | $111,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 3,560 | $111,000 | thousands by filing date | |
| WILLOW TRACE MET CO | 97122PBJ1 | Convertible/ | 100,000 | $111,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 630 | $110,000 | thousands by filing date | |
| ADAMS & WELD CO SD#27 | 005518VG7 | Convertible/ | 100,000 | $110,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,450 | $109,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP NOTE M/W CLBL | 205363AN4 | NOTE M/W CLBL | 105,000 | $109,000 | thousands by filing date | |
| FT LEWIS CLG BD CO | 347753CR4 | Convertible/ | 100,000 | $109,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 1,714 | $107,000 | thousands by filing date | |
| VERIZON COMMUNIC | 92343VBY9 | Convertible/ | 100,000 | $106,000 | thousands by filing date | |
| DENVER CO C&C SD #1 | 249174SM6 | Convertible/ | 100,000 | $106,000 | thousands by filing date | |
| US TREASURY | 912828f62 | FIXED | 107,000 | $106,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 6,192 | $105,000 | thousands by filing date | |
| BANK OF AMERICA COR | 06051GEH8 | Convertible/ | 100,000 | $105,000 | thousands by filing date | |
| DENVER CO C&C S | 24919PJK1 | Convertible/ | 100,000 | $105,000 | thousands by filing date | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $105,000 | thousands by filing date | |
| TYSON FOODS INC NOTE M/W CLBL | 902494AT0 | NOTE M/W CLBL | 100,000 | $104,000 | thousands by filing date | |
| WAUKEE IA | 942830ST8 | Convertible/ | 100,000 | $103,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEMS INC | 127387AL2 | Convertible/ | 100,000 | $103,000 | thousands by filing date | |
| THE HOME DEPOT, I | 437076AW2 | Convertible/ | 100,000 | $103,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,984 | $102,000 | thousands by filing date | |
| TIFFANY & COpoint 3point8percent24 DUE 10 01 24 | 886546AB6 | cb | 100,000 | $102,000 | thousands by filing date | |
| ORLANDO FL SPL | 68641HGQ1 | Convertible/ | 100,000 | $102,000 | thousands by filing date | |
| CELGENE CORP NOTE M/W CLBL | 151020AH7 | NOTE M/W CLBL | 100,000 | $101,000 | thousands by filing date | |
| CLARK CTY NV | 18085PLL6 | Convertible/ | 100,000 | $101,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,410 | $100,000 | thousands by filing date | |
| GENERAL MOTORS FI | 37045XBM7 | cb | 100,000 | $100,000 | thousands by filing date | |
| AMERICAN TOBACCO | 073730AE3 | Convertible/ | 100,000 | $100,000 | thousands by filing date | |
| THE JOHN HOPKI | 478111AB3 | Convertible/ | 100,000 | $100,000 | thousands by filing date | |
| EBAY INC. | 278642AK9 | Convertible/ | 100,000 | $100,000 | thousands by filing date | |
| FORTUNE BRANDS HOME | 34964CAB2 | Convertible/ | 100,000 | $100,000 | thousands by filing date | |
| PHILLIPS 66 PAR | 718549AA6 | Convertible/ | 100,000 | $100,000 | thousands by filing date | |
| US TREASURY | 912828ww6 | FIXED | 100,000 | $100,000 | thousands by filing date | |
| US TREASU NT | 912828LJ7 | Convertible/ | 100,000 | $100,000 | thousands by filing date | |
| BANK OF AMERICA | 06051GFD6 | Convertible/ | 100,000 | $100,000 | thousands by filing date | |
| ADVANCE AUTO PART 4point5percent23 DUE 12 01 23 | 00751YAC0 | cb | 95,000 | $99,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,245 | $98,000 | thousands by filing date | |
| CROWN CASTLE INT | 22822VAD3 | Convertible/ | 100,000 | $98,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,086 | $96,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,893 | $95,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 5,200 | $95,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,000 | $93,000 | thousands by filing date | |
| STONEGATE VLG M | 86181SAP3 | Convertible/ | 90,000 | $92,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 459 | $91,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,040 | $90,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 285 | $90,000 | thousands by filing date | |
| Invesco S&P SmallCap Health Care ETF | 46138E153 | PSCH | 781 | $90,000 | thousands by filing date | |
| TOTAL S A ADR F | 89151E113 | cs | 1,600 | $89,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 2,050 | $88,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 4,748 | $88,000 | thousands by filing date | |
| GUNNISON ETC CO SD | 402892CV3 | Convertible/ | 75,000 | $88,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 524 | $86,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 4,417 | $86,000 | thousands by filing date | |
| Duke Energy | 26441C105 | Common | 951 | $86,000 | thousands by filing date | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $86,000 | thousands by filing date | |
| PUBLIC STO | 74460W750 | Preferred Stock | 3,490 | $86,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 1,000 | $85,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 4,650 | $85,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 673 | $84,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 437 | $83,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 813 | $83,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 5,500 | $82,000 | thousands by filing date | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 61,218 | $82,000 | thousands by filing date | |
| Tc Pipelines, Lp | 87233QAA6 | Convertible/ | 80,000 | $82,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 327 | $81,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 403 | $81,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 1,673 | $81,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $80,000 | thousands by filing date | |
| PUBLIC STORAGE SER W | 74460w875 | PREFERRED | 3,250 | $80,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,522 | $79,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 3,228 | $79,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 735 | $77,000 | thousands by filing date | |
| Public Storage 5.3 | 74460W800 | PFD | 3,092 | $77,000 | thousands by filing date | |
| WILLIAM PARTNERS L | 96950FAH7 | Convertible/ | 75,000 | $77,000 | thousands by filing date | |
| MCKESSON CORP | 58155QAD5 | Convertible/ | 75,000 | $77,000 | thousands by filing date | |
| NBCUNIVERSAL ME | 63946BAE0 | Convertible/ | 75,000 | $77,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,412 | $76,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 444 | $76,000 | thousands by filing date | |
| ENERGY TRANSFER OPERATING L P NOTE M/W CLBL | 29273RAS8 | NOTE M/W CLBL | 75,000 | $76,000 | thousands by filing date | |
| OCCIDENTAL PETR | 674599CC7 | Convertible/ | 75,000 | $76,000 | thousands by filing date | |
| INTERPUBLIC GRP COS | 460690BH2 | Convertible/ | 75,000 | $76,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 1,388 | $75,000 | thousands by filing date | |
| MORGAN STANLEY 4point875percent22 DUE 11 01 22 | 6174824M3 | cb | 71,000 | $75,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 1,189 | $74,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,274 | $74,000 | thousands by filing date | |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAR9 | Revenue Supported Bonds - non-taxable | 60,000 | $74,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 399 | $73,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 56 | $73,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 1,988 | $73,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 60,000 | $73,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 400 | $72,000 | thousands by filing date | |
| BANK OF AMERICA | 06051GEM7 | Convertible/ | 67,000 | $72,000 | thousands by filing date | |
| ECOLAB INC | 278865AL4 | Convertible/ | 69,000 | $72,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1,100 | $71,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 3,210 | $70,000 | thousands by filing date | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,625 | $70,000 | thousands by filing date | |
| AMERICAN TOWER CORP | 03027XAD2 | Fixed Income | 65,000 | $70,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP | 28176E112 | COM | 360 | $69,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 7,744 | $68,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 888 | $68,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,512 | $68,000 | thousands by filing date | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 50,000 | $68,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,519 | $66,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 650 | $66,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 277 | $65,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,412 | $65,000 | thousands by filing date | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 50,000 | $65,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 65,000 | $64,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 683 | $63,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,584 | $63,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,000 | $62,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 410 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 850 | $62,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 700 | $62,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 46625hjy7 | FIXED | 60,000 | $62,000 | thousands by filing date | |
| STARBUCKS CORP | 855244AD1 | Convertible/ | 60,000 | $62,000 | thousands by filing date | |
| FIFTH THIRD BANK | 316773CP3 | Convertible/ | 60,000 | $62,000 | thousands by filing date | |
| CITIGROUP INC | 172967GK1 | Convertible/ | 60,000 | $62,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 621 | $61,000 | thousands by filing date | |
| MCDONALD'S CORP 3point25percent24 DUE 06 10 24 | 58013MES9 | cb | 60,000 | $61,000 | thousands by filing date | |
| ROCKWELL COLLINS | 774341AE1 | Convertible/ | 60,000 | $61,000 | thousands by filing date | |
| SALT VERDE AZ FC | 79575EAP3 | Convertible/ | 50,000 | $61,000 | thousands by filing date | |
| DOVER CORP | 260003AC2 | Convertible/ | 50,000 | $61,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 377 | $60,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 565 | $59,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 558 | $59,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,000 | $59,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484MH7 | Convertible/ | 50,000 | $59,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 2,563 | $58,000 | thousands by filing date | |
| PENNSYLVANIA | 70914PVR0 | Convertible/ | 50,000 | $58,000 | thousands by filing date | |
| SALT VERDE AZ FC | 79575EAK4 | Convertible/ | 50,000 | $58,000 | thousands by filing date | |
| HARRIS CNTY TX MET | 41422EET6 | Convertible/ | 50,000 | $58,000 | thousands by filing date | |
| HEWLETT PACKARD STEP 22 | 42824CAN9 | Convertible/ | 55,000 | $58,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 5,000 | $57,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,500 | $57,000 | thousands by filing date | |
| METLIFE INC DEBENTURE - UNSECURED M/W QTRL | 59156RBB3 | DEBENTURE - UNSECURED M/W QTRL | 53,000 | $57,000 | thousands by filing date | |
| MORGAN STANLEY | 61747YDU6 | Convertible/ | 55,000 | $57,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915AA0 | Convertible/ | 55,000 | $57,000 | thousands by filing date | |
| TYSON FOODS INC | 902494AX1 | Convertible/ | 55,000 | $57,000 | thousands by filing date | |
| CELGENE CORP | 151020AJ3 | Convertible/ | 55,000 | $57,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 368 | $56,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 6,035 | $56,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 4,562 | $56,000 | thousands by filing date | |
| JOHNSON CONTRO | 478375AG3 | Convertible/ | 55,000 | $56,000 | thousands by filing date | |
| OHIO ST | 677521E56 | Convertible/ | 50,000 | $56,000 | thousands by filing date | |
| WASTE MGMT INC | 94106LAZ2 | Convertible/ | 55,000 | $56,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 700 | $55,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $55,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 269 | $55,000 | thousands by filing date | |
| american express co | 025816bd0 | CORPORATE BOND | 55,000 | $55,000 | thousands by filing date | |
| BANK NEW YORK MEL VAR 23 | 06406RAC1 | Convertible/ | 55,000 | $55,000 | thousands by filing date | |
| SOUTHWEST GAS H | 844895AV4 | Convertible/ | 53,000 | $54,000 | thousands by filing date | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 50,000 | $54,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,027 | $53,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,200 | $53,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 1,000 | $53,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $53,000 | thousands by filing date | |
| BANK NEW YORK MELLON CORP MEDIUM TERM SR SUB NT ENTRY FIXED RATE NOTE SER J 3.000 percent 10/30/28 B/E DTD 10/31/16 CLB | 06406GAA9 | MEDIUM TERM NOTE | 55,000 | $53,000 | thousands by filing date | |
| HSBC HOLDINGS 4point875percent 22F DUE 01 14 22 | 404280AL3 | cb | 50,000 | $53,000 | thousands by filing date | |
| MARKEL CORP | 570535AK0 | Convertible/ | 50,000 | $53,000 | thousands by filing date | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $53,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 540 | $52,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,700 | $52,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,142 | $52,000 | thousands by filing date | |
| O'Reilly Automotive Inc. | 67103hab3 | COM | 50,000 | $52,000 | thousands by filing date | |
| AMER INTL GRP INC NOTE M/W CLBL | 026874CY1 | NOTE M/W CLBL | 50,000 | $52,000 | thousands by filing date | |
| INGERSOLL-RAND GL HLD CO | 45687AAJ1 | CORPORATE BONDS | 50,000 | $52,000 | thousands by filing date | |
| WELLS FARGO | 94974BEV8 | cb | 50,000 | $52,000 | thousands by filing date | |
| PSEG POWER LLC | 69362BBA9 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| WHIRLPOOL CORP | 96332HCD9 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| ASPEN INSURANCE | 04530DAD4 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| MARATHON PETROL | 56585AAD4 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| THERMO FISHER SC | 883556BF8 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| DAVENPORT IO | 238388NM0 | Convertible/ | 50,000 | $52,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 600 | $51,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 462 | $51,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 2,800 | $51,000 | thousands by filing date | |
| MORGAN STANLEY 3.7 10/23/2024 | 61761JVL0 | Corp Bond | 50,000 | $51,000 | thousands by filing date | |
| WELLS FARGO & COMPANY NOTE | 94974BFJ4 | NOTE | 50,000 | $51,000 | thousands by filing date | |
| Wells Fargo & Co New | 949746366 | COM | 2,000 | $51,000 | thousands by filing date | |
| SOUTHERN NATURAL | 84345PAB8 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| AMPHENOL CORP | 032095AB7 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| CORNING INC | 219350AZ8 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| EATON VANCE COR | 278265AD5 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| EXPRESS SCRIPTS HOLDINGS CO | 30219GAF5 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| CSX CORP | 126408GZ0 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| HP INC. | 428236BM4 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| HSBC USA INC. | 40428HPB2 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| SYMANTEC CORP | 871503AH1 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| CONAGRA BRANDS, | 205887BL5 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| AUTOZONE, INC. | 053332AL6 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| EOG RESOURCES, IN | 26875PAE1 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| At&T Inc. | 00206RCZ3 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| BANK OF AMERICA | 06050WDD4 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| AMERIPRISE FINL, | 03076CAE6 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| JOHNSON CONTROLS IN | 478366AU1 | Convertible/ | 50,000 | $51,000 | thousands by filing date | |
| REINSURANCE GROU | 759351AG4 | Convertible/ | 50,000 | $51,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-19-000447 | this filing | 2019-04-09 | acceptance time not in the bulk data set |