13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-25, with 1,325 holding rows worth $689,098,000.
- Accession
- 0001415889-19-000095
- Filer
- CIK 1418539
- Filed
- 2019-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,327 entries on the cover page, a total value of $689,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $689,098,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 67 | $6,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 126 | $6,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 100 | $6,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 1,140 | $6,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 35 | $6,000 | thousands by filing date | |
| TE Connectivity Ltd | H8912P106 | SHS | 85 | $6,000 | thousands by filing date | |
| Pebblebrook Hotel Tr 6.5% Pfd Series C | 70509v407 | com | 250 | $6,000 | thousands by filing date | |
| Integrys Holding, 6PFD Due 08/01/73 | 45822P204 | PFD | 267 | $6,000 | thousands by filing date | |
| AETNA INC NOTE M/W CLBL | 008117AP8 | NOTE M/W CLBL | 6,000 | $6,000 | thousands by filing date | |
| Eaton Corp | 278062AC8 | Corp Bond | 6,000 | $6,000 | thousands by filing date | |
| LANDMARK INFRA | 51508J306 | PFDs, REITs, | 300 | $6,000 | thousands by filing date | |
| LOS ANGELES CA W/P | 544525RX8 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| TEMPE AZ | 8797094M2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MARICOPA AZ USD #41 | 567219XY1 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| MASSACHUSETTS ST | 57582PAD2 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AUSTIN TX CCLG DIST | 052404MW7 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484KQ9 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 040484PM3 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CYB0 | Convertible/ | 5,000 | $6,000 | thousands by filing date | |
| NTNL GENERAL H 7.5 PFDPFD SER A | 636220709 | PRE | 300 | $6,000 | thousands by filing date | |
| GLOBAL INDEMNIT | G3933F121 | PFDs, REITs, | 250 | $6,000 | thousands by filing date | |
| ASX LIMITED | 00212E105 | Equities | 150 | $6,000 | thousands by filing date | |
| National General 7.625. Call9/ | 636220873 | PFD | 250 | $6,000 | thousands by filing date | |
| MGC | 921910873 | COM | 55 | $5,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 100 | $5,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 60 | $5,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 30 | $5,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 50 | $5,000 | thousands by filing date | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 475 | $5,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,200 | $5,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY | G7945J104 | COMMON STOCK | 132 | $5,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 400 | $5,000 | thousands by filing date | |
| CISCO SYS INC 2.2 02/28/2021 | 17275RBD3 | Corp Bond | 5,000 | $5,000 | thousands by filing date | |
| INVESCO MORTGAGE CAP INC | 46131B209 | PRF | 200 | $5,000 | thousands by filing date | |
| Prudential PLC 6.75% PrpCl 9/0 | g7293h114 | PFD | 200 | $5,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 200 | $5,000 | thousands by filing date | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 5,000 | $5,000 | thousands by filing date | |
| TOLL BROS FINANCE CORP 4 7/8 11/15/25 | 88947EAR1 | Corporate Bond - Domestic | 5,000 | $5,000 | thousands by filing date | |
| american express co | 025816bd0 | CORPORATE BOND | 5,000 | $5,000 | thousands by filing date | |
| MONTANA STATE BO | 61212WAK1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PACTIV LLC | 880394AE1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663ZL9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TN ENGY ACQUISIT | 880443BN5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TOTAL CAPITAL | 89152UAH5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| TUCSON AZ | 898711T97 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| BB&T CORP | 05531FAV5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| CISCO SYSTEMS, I | 17275RBC5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FREMONT NEBRASKA CO | 357415MP0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| COMMONWEALTH EDIS | 202795JN1 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| ARLINGTON TX | 041796KT9 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| Equinox Gold Corp. | 29446Y304 | COM | 7,130 | $5,000 | thousands by filing date | |
| ORACLE CORP | 68389XBK0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| MASSACHUSETTS ST | 57582NSL0 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FAU FIN CORP FL | 31200CAM8 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| FEDERAL NTNL MO | 3135G0U43 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| AVONDALE AZ | 054314DX4 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| MASCO CORP | 574599BN5 | Convertible/ | 5,000 | $5,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 80 | $4,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 46 | $4,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 51 | $4,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 73 | $4,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 200 | $4,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 100 | $4,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 73 | $4,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 40 | $4,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 48 | $4,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 26 | $4,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 177 | $4,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 63 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $4,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 622 | $4,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 87 | $4,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 150 | $4,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 353 | $4,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 50 | $4,000 | thousands by filing date | |
| CENCORA INC | 00307E108 | COM | 55 | $4,000 | thousands by filing date | |
| US BANCORP 2.35 01/29/2021 | 91159HHL7 | Corp Bond | 4,000 | $4,000 | thousands by filing date | |
| STATE STR CORP PFD | 857477509 | PREFERRED | 159 | $4,000 | thousands by filing date | |
| AEGON NV 6.375 $1.594 PFD | 007924301 | PREFERRED | 167 | $4,000 | thousands by filing date | |
| INVSC 7.75 FX FL SRS B CUM RDM PRF | 46131B407 | COM | 150 | $4,000 | thousands by filing date | |
| WALMART INC | 931142EK5 | COM | 4,000 | $4,000 | thousands by filing date | |
| MCDONALD'S CORP | 58013MEM2 | CORPORATE BONDS | 4,000 | $4,000 | thousands by filing date | |
| TD AMERITRADE HOL | 87236YAF5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MORGAN STANLEY (VARIABLE) | 61760QEP5 | Convertible/ | 7,000 | $4,000 | thousands by filing date | |
| QUALCOMM INC | 747525AT0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| INTL BK RECON & | 459058DX8 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| APPLE INC. | 037833CR9 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| BP CAPITAL MKT | 05565QBU1 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| MOODY'S CORP | 615369AG0 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| AT&T INC. | 00206RDB5 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017CQ0 | COM | 4,000 | $4,000 | thousands by filing date | |
| INDEPENDENCE GROUP ORD | Q48886107 | Equities | 1,500 | $4,000 | thousands by filing date | |
| JPMORGAN CHASE & CO | 48127A161 | PREFERRED STOCK | 155 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096862 | PFD | 162 | $4,000 | thousands by filing date | |
| ANHEUSER-BUSCH IN | 035240AJ9 | Convertible/ | 4,000 | $4,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 200 | $3,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 66 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 333 | $3,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 35 | $3,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $3,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 70 | $3,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 14 | $3,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 54 | $3,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 113 | $3,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 109 | $3,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 36 | $3,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 8 | $3,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 35 | $3,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $3,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $3,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 122 | $3,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 33 | $3,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 214 | $3,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 68 | $3,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 40 | $3,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $3,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 52 | $3,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 71 | $3,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 200 | $3,000 | thousands by filing date | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 140 | $3,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 32 | $3,000 | thousands by filing date | |
| GENERAL MOTORS CORP | 370442105 | COMMON STOCK | 95 | $3,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H600 | COM | 101 | $3,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 20 | $3,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 64 | $3,000 | thousands by filing date | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 633 | $3,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 100 | $3,000 | thousands by filing date | |
| BB&T CORPORATION 5.20% SER G NON-CUM PFD | 054937800 | PFD | 155 | $3,000 | thousands by filing date | |
| Suncor Energy Inc. | 867229106 | COM | 123 | $3,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 114 | $3,000 | thousands by filing date | |
| ACTIVISION INC | 004930202 | EQUS | 63 | $3,000 | thousands by filing date | |
| STATE STREET C 5.9 PFDPFD SER D | 857477608 | COM | 142 | $3,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW | 7591EP506 | COM | 130 | $3,000 | thousands by filing date | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 115 | $3,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 127 | $3,000 | thousands by filing date | |
| MANUF TRADERS 1.35975 12/28/20 | 564759PS1 | CORPORATE BONDS AND NOTES | 3,000 | $3,000 | thousands by filing date | |
| OROPLATA RESOURCES INC | 687157107 | Equities | 8,200 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 39 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25 | $2,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 41 | $2,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 30 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 55 | $2,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 50 | $2,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 12 | $2,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20 | $2,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 61 | $2,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 65 | $2,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 200 | $2,000 | thousands by filing date | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 55 | $2,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 56 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $2,000 | thousands by filing date | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 40 | $2,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $2,000 | thousands by filing date | |
| Curaleaf Holdings Inc. | 23126M102 | COM | 500 | $2,000 | thousands by filing date | |
| VINCI SA ADR | 927320101 | ADR | 75 | $2,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 300 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $2,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 50 | $2,000 | thousands by filing date | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 10 | $2,000 | thousands by filing date | |
| AON CORP | 037389103 | COMMON STOCK | 15 | $2,000 | thousands by filing date | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 70 | $2,000 | thousands by filing date | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 75 | $2,000 | thousands by filing date | |
| Keyence Corp | J32491102 | Common Stock | 4 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 300 | $2,000 | thousands by filing date | |
| MVIS | 594960106 | Stock | 3,300 | $2,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 104 | $2,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50 | $2,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $2,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 81 | $2,000 | thousands by filing date | |
| AEGON NV PFD | 007924509 | PREFERRED | 108 | $2,000 | thousands by filing date | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 91 | $2,000 | thousands by filing date | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 84 | $2,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 98 | $2,000 | thousands by filing date | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $2,000 | thousands by filing date | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 50 | $2,000 | thousands by filing date | |
| Ferguson PLC ADR | 31502A204 | ADR | 236 | $2,000 | thousands by filing date | |
| AVANT DIAGNOSTICS INC | 05350M106 | Equities | 91,000 | $2,000 | thousands by filing date | |
| LEXARIA BIOSCIENCE CORP | 52886N307 | COM | 2,000 | $2,000 | thousands by filing date | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 91 | $2,000 | thousands by filing date | |
| PUBLIC STORAGE | 74460W826 | PFD | 77 | $2,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 16 | $1,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 8 | $1,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50 | $1,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 108 | $1,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 8 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 62 | $1,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 47 | $1,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 18 | $1,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 21 | $1,000 | thousands by filing date | |
| EQUINOR ASA SPONSORED ADR | 29446M102 | ADR | 51 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $1,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $1,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 15 | $1,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 20 | $1,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 196 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $1,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 34 | $1,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 63 | $1,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 43 | $1,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 14 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 25 | $1,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 175 | $1,000 | thousands by filing date | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 95 | $1,000 | thousands by filing date | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 70 | $1,000 | thousands by filing date | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 26 | $1,000 | thousands by filing date | |
| Komatsu Ltd. | 500458401 | COM | 36 | $1,000 | thousands by filing date | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 26 | $1,000 | thousands by filing date | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 150 | $1,000 | thousands by filing date | |
| Carlsberg As | 142795202 | Equity | 65 | $1,000 | thousands by filing date | |
| Continental AG | 210771200 | Equity | 40 | $1,000 | thousands by filing date | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 60 | $1,000 | thousands by filing date | |
| MAKITA CORP | 560877300 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 200 | $1,000 | thousands by filing date | |
| KBC GROUP | 48241F104 | USD | 16 | $1,000 | thousands by filing date | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 20 | $1,000 | thousands by filing date | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 30 | $1,000 | thousands by filing date | |
| VALEO SA ADR | 919134304 | COM | 55 | $1,000 | thousands by filing date | |
| RECKITT BENCKISER-SPON AD | 756255204 | ADR | 46 | $1,000 | thousands by filing date | |
| Sintana Energy Inc | 82938H107 | COM | 20,000 | $1,000 | thousands by filing date | |
| Pentair Inc | H6169Q108 | PNR | 35 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 57 | $1,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $1,000 | thousands by filing date | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 51 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 27 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 42 | $1,000 | thousands by filing date | |
| BB&T CORPORATION | 054937602 | PFD | 51 | $1,000 | thousands by filing date | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 45 | $1,000 | thousands by filing date | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 10 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 300 | $1,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 289 | $1,000 | thousands by filing date | |
| NAVTEQ CORP | 63936L100 | COM | 35 | $1,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F302 | COM | 500 | $1,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 1,000 | $1,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 300 | $1,000 | thousands by filing date | |
| AGTECH HOLDINGS LT ORDF | G0135Z103 | UNLSTD FOREIGN ORDRY | 15,000 | $1,000 | thousands by filing date | |
| PUBLIC STO | 74460W842 | Preferred Stock | 55 | $1,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTHMARK CORP | 844544809 | COMMON STOCK | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,014 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 55 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARKEMA SPO | 041232109 | USD | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Duoyuan Global Water Inc | 266043108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 92 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELECOMUNICACOES DE SAO PAUL | 87929A102 | SPON ADR PFD | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 5,516 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 833 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 374 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 10,008 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MicroIslet, Inc. | 59507q106 | COM | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABAKAN INC | 00258J107 | COM | 98,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Conseco Inc | 208464883 | com | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 1,400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Linnco LLC XXX Escrow Pending Possible | 535ESC107 | COM | 780 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CPI CARD GROUP INC | 12634H101 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Independence Resources Plc Spon Adr(nv) | 45378C102 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FARMLAND PARTNERS INC | 31154R208 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPROTT RESOURCE HLDGS INC COM | 85209D101 | Stock | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GREEN ENERGY GROUP INC | 393036108 | Equities | 165 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MYZIPSOFT INC | 628703100 | Equities | 311 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBIT BRANDS CORP | 68556C108 | Equities | 100,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AAB NATIONAL CO | 000303107 | Equities | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATRIOT GOLD CORP | 70337F103 | Equities | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORE MED GROUP INC | 218684108 | Equities | 146 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPER DEAL COM INC | 00210R106 | Equities | 153 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA PERFORMANCE PRODUCTS INC | 90341L102 | Equities | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USAS DIGITAL INC | 90341K104 | Equities | 162 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CLASSIFIED AD INC | 00089Y109 | Equities | 156 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL HOLDINGS | 02503V109 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIFIC BLUE ENERGY CORP | 69404A104 | Equities | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOLARIS COPPER INC | 83418J100 | Equities | 711 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADCASTER INC NEW XXX | 11132B202 | Equities | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERITAGE GLOBAL INC | 00427E107 | Equities | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEHMAN BRO HLDG PFD | 00525E204 | PFDs, REITs, | 600 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CDEX INC | 00125E205 | Equities | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-19-000095 | this filing | 2019-01-25 | acceptance time not in the bulk data set |