13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-12-31, filed 2019-01-25, with 1,325 holding rows worth $689,098,000.
- Accession
- 0001415889-19-000095
- Filer
- CIK 1418539
- Filed
- 2019-01-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2018
A holdings report, 1,327 entries on the cover page, a total value of $689,098,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $689,098,000 with VALUE read as thousands by filing date, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CITRIX SYSTEMS INC | 177376100 | COM | 280 | $29,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 1,000 | $29,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 780 | $29,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,000 | $29,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 1,850 | $29,000 | thousands by filing date | |
| DISTRICT COLUMBIA WTR & SWR AUTH PUB UTIL REV, PUB UTIL SUB LIEN REV BDS, | 254845LN8 | Revenue Supported Bonds - non-taxable | 25,000 | $29,000 | thousands by filing date | |
| johnson & johnson | 478160af1 | CORPORATE BOND | 25,000 | $29,000 | thousands by filing date | |
| NYC NY MUN FA W/S | 64972GQX5 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| AMGEN INC | 031162BX7 | Convertible/ | 30,000 | $29,000 | thousands by filing date | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| COCA-COLA CO | 191219AP9 | Convertible/ | 25,000 | $29,000 | thousands by filing date | |
| MICROCHIP TECH INC | 595017000 | Equities | 400 | $29,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 325 | $28,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 920 | $28,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,410 | $28,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 813 | $28,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 900 | $28,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $28,000 | thousands by filing date | |
| Agnc Invt Corp Dep Shs 1/1000 | 00123Q302 | Preferred Stock | 1,100 | $28,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 146 | $27,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $27,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,023 | $27,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $27,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 210 | $27,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 600 | $27,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 860 | $27,000 | thousands by filing date | |
| CALIFORNIA ST, GO BDS | 13063CB90 | General Obligations - non-taxable | 25,000 | $27,000 | thousands by filing date | |
| NORTHERN ARIZONA UN | 664754Z43 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RMB6 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| HOLLAND MICHIGAN EL | 435182FK1 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| HUTCHINSON MN PUR | 44835EDE5 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141EQ51 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| WISCONSIN STATE AAA | 97705MHY4 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| FORT WORTH TX | 3494256V5 | Convertible/ | 25,000 | $27,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 270 | $26,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 100 | $26,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 208 | $26,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 547 | $26,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $26,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,677 | $26,000 | thousands by filing date | |
| ARIZONA ST TRANSN BRD 5 07/01/2023 | 040647DQ9 | Muni Bond | 25,000 | $26,000 | thousands by filing date | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $26,000 | thousands by filing date | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 800 | $26,000 | thousands by filing date | |
| INGERSOLL-RAND GL HLD CO | 45687AAJ1 | CORPORATE BONDS | 25,000 | $26,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,000 | thousands by filing date | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $26,000 | thousands by filing date | |
| WAL-MART STORES INC | 931142DD2 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| WASHINGTON COUNTY O | 938240DT2 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| BROWN & BROWN INC | 115236AA9 | Convertible/ | 26,000 | $26,000 | thousands by filing date | |
| MICROSOFT CORP | 594918AL8 | cb | 25,000 | $26,000 | thousands by filing date | |
| LINCOLN NEB | 534239BS6 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| ST CHARLES COUN | 78775RAB5 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| SANTA MONICA-MA 6.434 | 802498KS3 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| WASTE MANAGEMENT | 94106LAW9 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| BOEING CO | 097023AZ8 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| PUBLIC STORAGE CL A | 74460W792 | PFDs, REITs, | 1,030 | $26,000 | thousands by filing date | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| REYNOLDS AMERIC | 544152AA9 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| CITIGROUP INC. | 172967EV9 | Convertible/ | 25,000 | $26,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 738 | $25,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $25,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,587 | $25,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 220 | $25,000 | thousands by filing date | |
| BANK AMERICA CORP 4 04/01/2024 | 06051GFF1 | Corp Bond | 25,000 | $25,000 | thousands by filing date | |
| LOWES COS INC 4.625 04/15/2020 | 548661CQ8 | Corp Bond | 25,000 | $25,000 | thousands by filing date | |
| AETNA INC. 7.625 26 DUE 08/15/26 | 008117AH6 | CORPORATE BONDS | 20,000 | $25,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $25,000 | thousands by filing date | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $25,000 | thousands by filing date | |
| PHILIP MORRIS INTL INC NOTE M/W CLBL | 718172AL3 | NOTE M/W CLBL | 25,000 | $25,000 | thousands by filing date | |
| PLANO TEXAS INDE | 727199KH3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| HSBC HOLDINGS PLC | 404280AN9 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS GRO VAR 26 | 38148TMB2 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| UNITEDHEALTH GR | 91324PCH3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 1,000 | $25,000 | thousands by filing date | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $25,000 | thousands by filing date | |
| WELLS FARGO & CO | 94974BGM6 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| WELLS FARGO REAL EST INVT CORP | 94988N207 | PFD | 1,000 | $25,000 | thousands by filing date | |
| DEERE & CO | 244199BC8 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| GWG HOLDINGS INC | 36251NEJ4 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| GEORGIA ST | 373384PL4 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 1,000 | $25,000 | thousands by filing date | |
| COMMONWEALTH BAN | 20271RAH3 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| NORTHSIDE TEXAS | 66702RAB8 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| WATERLOO LA CSD | 941660AP7 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| BP CAPITAL MKTS | 05565QBJ6 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| JP MORGAN CHASE | 46625HJR2 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| MISSION HEALTH | 605068AH8 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| Collier Fl S/B C | 194653JH5 | Convertible/ | 25,000 | $25,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $24,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 160 | $24,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 1,295 | $24,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,500 | $24,000 | thousands by filing date | |
| INTERNTNL BUSINESS 7-25 | 459200AM3 | CORPORATE BONDS | 20,000 | $24,000 | thousands by filing date | |
| WELLS FARGO & COMPANY | 94974BFY1 | US94974BFY11 | 25,000 | $24,000 | thousands by filing date | |
| Fifth Third Bancorp Perp Sub G | 316773CR9 | Com | 25,000 | $24,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 710 | $23,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 216 | $23,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 440 | $23,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $23,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 400 | $23,000 | thousands by filing date | |
| Allstate Corp 5.62 | 020002408 | PFD | 940 | $23,000 | thousands by filing date | |
| PHOENIX AZ RFDG G/O | 718814Q25 | Bond | 20,000 | $23,000 | thousands by filing date | |
| EXCELSIOR MINING CORP | 300763208 | COM | 37,170 | $23,000 | thousands by filing date | |
| Texas Capital Bancshares 6.5 percent Pfd | 882228406 | com | 950 | $23,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G4766G101 | Equities | 257 | $23,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797ED3 | Convertible/ | 20,000 | $23,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 65 | $22,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,601 | $22,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 934 | $22,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 226 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 250 | $22,000 | thousands by filing date | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $22,000 | thousands by filing date | |
| CALIFORNIA ST, VAR PURP GO REF BDS | 13063BRD6 | General Obligations - non-taxable | 20,000 | $22,000 | thousands by filing date | |
| TEXAS STATE B7 | 882724AZ0 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| MARICOPA AZ SD #83 | 567405GC3 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| AUSTIN TX COD | 052403DR0 | Convertible/ | 20,000 | $22,000 | thousands by filing date | |
| FANNIE MAE | 3135G0F73 | Convertible/ | 22,000 | $22,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 300 | $21,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 160 | $21,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 305 | $21,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 440 | $21,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 238 | $21,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 750 | $21,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 325 | $21,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 112 | $21,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 588 | $21,000 | thousands by filing date | |
| Pennymac Mtg Invt Tr Pfd Ser A | 70931T301 | PRD | 900 | $21,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC | 00894E113 | COM | 175 | $21,000 | thousands by filing date | |
| GLADSTONE COML C | 376536603 | PFDs, REITs, | 900 | $21,000 | thousands by filing date | |
| GREEN BAY WIS | 392641US3 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| PHOENIX AZ | 718814K88 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| TULSA OKLAHOMA ARPT | 899647QW4 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP | 38141EP45 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| NEW YORK NY | 64966HYN4 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| EDINA MN ISD NO273 | 280659SL8 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| FREDDIE MAC | 3137EACA5 | Convertible/ | 21,000 | $21,000 | thousands by filing date | |
| PIMA CN AZ USD #1 | 000722E47 | Convertible/ | 20,000 | $21,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 150 | $20,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 237 | $20,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,188 | $20,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 175 | $20,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 300 | $20,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,525 | $20,000 | thousands by filing date | |
| MICROSOFT CORP 3.3 27 DUE 02/06/27 | 594918BY9 | CORPORATE BONDS | 20,000 | $20,000 | thousands by filing date | |
| CTY OFC REIT 6 625 CUM RDM SRS A PRF | 178587200 | COM | 885 | $20,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC FXD RT | 693475AP0 | Fixed Income | 20,000 | $20,000 | thousands by filing date | |
| BANC OF CALIFORNIA INCORPORATED DEP SHS REPSTG | 05990K874 | Preferred Stock | 800 | $20,000 | thousands by filing date | |
| MEDTRONIC INC | 585055BS4 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| AMERICAN AIRLINES | 02378AAA5 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| SALINE COUNTY NEB | 79517RCV0 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| MICROSOFT CORP | 594918AH7 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| NIELSEN FIN LLC | 65409QBA9 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| AMGEN INC. | 031162BD1 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| AMAZON COM INC | 023135AL0 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| STATE STREET COR | 857477AT0 | Convertible/ | 20,000 | $20,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $19,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 400 | $19,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 400 | $19,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 290 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 119 | $19,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 400 | $19,000 | thousands by filing date | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 1,259 | $19,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL 3.125 03/15/2026 | 084670BS6 | Corp Bond | 20,000 | $19,000 | thousands by filing date | |
| CHEVRON CORP | 166764BL3 | Bond | 20,000 | $19,000 | thousands by filing date | |
| GENERAL ELECTRIC COMPANY | 369604BQ5 | Common Stock | 25,000 | $19,000 | thousands by filing date | |
| QVC INC | 747262au7 | FIXED | 20,000 | $19,000 | thousands by filing date | |
| MORGAN STANLEY NOTE M/W CLBL | 61746BDZ6 | NOTE M/W CLBL | 20,000 | $19,000 | thousands by filing date | |
| INTEL CORP | 458140AU4 | Convertible/ | 20,000 | $19,000 | thousands by filing date | |
| CHUBB CORP | 00440EAS6 | Convertible/ | 20,000 | $19,000 | thousands by filing date | |
| COMCASE CORPORATI | 20030NBY6 | Convertible/ | 20,000 | $19,000 | thousands by filing date | |
| DAVITA HEALTHCARE PARTNERS INC | 23918KAQ1 | Fixed Income | 20,000 | $19,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 594 | $18,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $18,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $18,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 125 | $18,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 150 | $18,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 2,000 | $18,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 2,000 | $18,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 500 | $18,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 150 | $18,000 | thousands by filing date | |
| VALE S A | 00919E109 | SPONSORED ADS | 1,350 | $18,000 | thousands by filing date | |
| CHS Inc | 12542R803 | Preferred Stock | 700 | $18,000 | thousands by filing date | |
| TOLL BROS FINANCE CORP | 88947EAS9 | COM | 20,000 | $18,000 | thousands by filing date | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 7,000 | $18,000 | thousands by filing date | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 15,000 | $18,000 | thousands by filing date | |
| WSTN MARICOPA ED #2 | 95855RCR5 | Convertible/ | 15,000 | $18,000 | thousands by filing date | |
| CAPITAL ONE FINANCIAL CORP DEP SHS REPRSTG 1/40TH INT | 14040H709 | DEP SHS REPRSTG 1/40TH INT | 720 | $18,000 | thousands by filing date | |
| BALTIMORE GAS ELE | 059165EG1 | Convertible/ | 20,000 | $18,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,040 | $17,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 406 | $17,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,395 | $17,000 | thousands by filing date | |
| LIBERTY MEDIA CORP FIXED RT SR DEB | 530715AJ0 | Fixed Income | 17,000 | $17,000 | thousands by filing date | |
| MARICOPA COUNTY ARI | 567438TN6 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| AUSTIN TX ISD | 052430KT1 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| CITY OF SAN ANTONIO | 7962533W0 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| Delaware St | 246381CC9 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| DELAWARE ST | 246381FV4 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| MARICOPA AZ UHSD 21 | 567505MN9 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| AZ ST CTFS PART | 000406E31 | Convertible/ | 15,000 | $17,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 113 | $16,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $16,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 98 | $16,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 508 | $16,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 249 | $16,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100 | $16,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 2,225 | $16,000 | thousands by filing date | |
| Two Harbors Investment Corp Se | 90187B200 | Com | 600 | $16,000 | thousands by filing date | |
| MARICOPA AZ SD #4 | 567137F25 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| SCOTTSDALE ARIZ | 8104535U0 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| HARRIS CNTY TX | 414005QD3 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| ARIZONA BOARD REGEN | 040484MB0 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| BENTON CNTY WA SD#1 | 082887NB2 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| CORPUS CHRISTI TX | 2201125R3 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| PIMA CN AZ SWR | 721876SP6 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| SCOTTSDALE AZ MPC | 810489PG3 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| LINCOLN NEBRASKA | 534366BM0 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| NEW MEXICO FIN A | 64711NNT8 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| PHOENIX AZ CVC ARPT | 71883MHL1 | Convertible/ | 15,000 | $16,000 | thousands by filing date | |
| ARES MANAGEMENT | 04014Y200 | PFDs, REITs, | 600 | $16,000 | thousands by filing date | |
| COLAS SA ORD | F19320104 | Equities | 100 | $16,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 233 | $15,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $15,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 645 | $15,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 151 | $15,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 400 | $15,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $15,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 800 | $15,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 193 | $15,000 | thousands by filing date | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $15,000 | thousands by filing date | |
| GLOBALNETLEASEINC | 379378300 | PREFERREDSTK | 600 | $15,000 | thousands by filing date | |
| AMERICAN TOWER CO 4.4 26 | 03027XAJ9 | CORPORATE BONDS | 15,000 | $15,000 | thousands by filing date | |
| Oxford Lane Man 6.75PFD Due 06/30/24 | 691543508 | PFD | 600 | $15,000 | thousands by filing date | |
| WIRECARD AG SHS | D22359133 | Common Stock | 100 | $15,000 | thousands by filing date | |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 15,000 | $15,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP CUM PFD SER A | Y2188B116 | Preferred Stock - Foreign | 750 | $15,000 | thousands by filing date | |
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| GRD FORKS ND SANI | 385493EU1 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| IHS INC | 451734AC1 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
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| HILLENBRAND INC | 431571AA6 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| CA INC | 12673PAC9 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
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| KENDALL CNTY Il C | 488764TW1 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| SALT RIVER PROJ AZ | 79575DA59 | Convertible/ | 15,000 | $15,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 133 | $14,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $14,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 400 | $14,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 250 | $14,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $14,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 148 | $14,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 130 | $14,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 208 | $14,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 550 | $14,000 | thousands by filing date | |
| FORD MOTOR CREDIT C | 34540TLH3 | Convertible/ | 15,000 | $14,000 | thousands by filing date | |
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| DUN & BRADSTREET CO | 00265E104 | Equities | 100 | $14,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 279 | $13,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 350 | $13,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 200 | $13,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 130 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 929 | $13,000 | thousands by filing date | |
| FORD MOTOR CO 4 346 26 DUE 12/08/26 | 345370CR9 | CORPORATE BONDS | 15,000 | $13,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C400 | SPI | 600 | $13,000 | thousands by filing date | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 1,700 | $13,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 3,300 | $13,000 | thousands by filing date | |
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| FORD MOTOR CREDIT | 345397VM2 | Convertible/ | 13,000 | $13,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 81 | $12,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200 | $12,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 240 | $12,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 550 | $12,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 720 | $12,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 72 | $12,000 | thousands by filing date | |
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| UMH PPTYS INC | 903002103 | COM | 1,000 | $12,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 275 | $12,000 | thousands by filing date | |
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| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 267 | $12,000 | thousands by filing date | |
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| HOEGH LNG PAR 8.75 PFDPFD SER A | Y3262R118 | COM | 500 | $12,000 | thousands by filing date | |
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| Hanover Insurance 6.35% Cl 3/1 | 410867204 | PFD | 500 | $12,000 | thousands by filing date | |
| U M H PROPERTIES INC 6.75 CUM RED PFD SER C | 903002400 | 6.75% CUM RED PFD SER C | 500 | $12,000 | thousands by filing date | |
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| MARICOPA AZ SD #38 | 567184KZ8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NC MUN PWR CA ELEC | 658203X82 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| NY ST DORM AUTH PER | 64990EUT2 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| PHOENIX AZ WST WTR | 71883PJP3 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| WISCONSIN STATE | 97705MGS8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TUCSON AZ WTR | 898797CG8 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RLZ7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| AZ BD REGENTS UNIV | 04048RPG5 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| TX TRANS ST HWY FD | 88283LJW7 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| UNIV WA | 91523NNS1 | Convertible/ | 10,000 | $12,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 150 | $11,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 145 | $11,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 50 | $11,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 297 | $11,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 1,116 | $11,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 200 | $11,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 1,200 | $11,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 1,009 | $11,000 | thousands by filing date | |
| CHIMERA INVT CORP PFD SER B | 16934q406 | CV PFD | 418 | $11,000 | thousands by filing date | |
| Gaslog Partners LP (GLOP.PRA) | Y2687w116 | PREF | 500 | $11,000 | thousands by filing date | |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WVL3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, WTR QUALITY REV REF BDS | 040688MM2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,000 | thousands by filing date | |
| JEA FL ELEC SYS REV | 46613C2F1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| KLEIN TX ISD | 498531FE7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MARICOPA AZ COD | 566795LV0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 177 | $11,000 | thousands by filing date | |
| MI ST BLDG AUTH | 594615BA3 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| NEW YORK N Y | 64966LS77 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| NY ST DORM AUTH S/T | 64990ADN2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| OHIO ST | 677521ZJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PA ST TPK COMMN TPK | 709224FX2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PEORIA AZ | 712838SC6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RNK5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CN AZ IDA | 72177PAZ3 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CN AZ SWR | 721876RH5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCOTTSDALE AZ | 8104537G9 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MT7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| FLAGSTAFF AZ | 338423QF6 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| ARIZONA BOARD REGEN | 040484LM7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AUSTIN TX WTR & WST | 052476Q35 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ HLTH FAC AUTH | 040506NA1 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UD5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ ST TRANS BRD HWY | 040654UL7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| AZ TRANS BRD HWY | 040654VE2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| UTAH ST | 917542TX0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| BROWARD CNTY FL ARP | 114894RP5 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CALIFORNIA ST | 13063CLV0 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CHANDLER AZ | 158843WL2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| EL PASO TX | 283734WN7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| MARICOPA AZ SD #11 | 567090D36 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA CNTY AZ | 721663VJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| GILA AZ USD #10 | 375233GG2 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| DRIPPING SPRING TX | 262061NX8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| STATE OF TEXAS | 882722TB7 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| SCOTTSDALE AZ W/ | 810526MS9 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| CVS HEALTH CORP | 126650BJ8 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PIMA COUNTY ARIZONA | 000722E80 | Convertible/ | 10,000 | $11,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 700 | $10,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 275 | $10,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 300 | $10,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 234 | $10,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 50 | $10,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 992 | $10,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 202 | $10,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 275 | $10,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 450 | $10,000 | thousands by filing date | |
| CATERPILLAR INC 3.9 05/27/2021 | 149123BV2 | Corp Bond | 10,000 | $10,000 | thousands by filing date | |
| CHIMERA INVESTME | 16934Q307 | PREFERRED DEBT | 416 | $10,000 | thousands by filing date | |
| GASLOG LTD PFD SHS SER A | G37585117 | PREFERR | 400 | $10,000 | thousands by filing date | |
| PIMA CNTY ARIZ INDL DEV AUTH E REF BDS REV | 72177MMK0 | REF BDS REV | 10,000 | $10,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC 8 PFD SER C | 03762U501 | REIT | 400 | $10,000 | thousands by filing date | |
| MONTANA STATE B | 61212WAH8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| ROSEMONT IL | 777543SS9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| CALIFORNIA ST | 13063BFA5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| LINCOLN NEBRASKA | 534272ZX0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| SEWARD COUNTY NE | 818479EZ6 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MO ST HLTH/ED | 6069017U4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MP WSTRN ST UNIV | 606432BT8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC ARPT | 71883MHE7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ CVC IMP | 718849BD3 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ ST TRANSN BRD | 040647DP1 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| AZ TRANS EXCISE TAX | 040649KZ7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| REGL TRAN DST CO CO | 75913TJE5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| ROYAL BANK CANAD | 78012KKU0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| STARBUCKS CORP | 855244AJ8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| VISA INC | 92826CAB8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY | 084670BQ0 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| BK NY MELLON COR | 06406FAB9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| OMAHA NEBRASKA | 681785ET4 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PEPSICO INCORPOR | 713448CS5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| DOW CHEMICAL CO | 260543CF8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MA ST | 57582NSJ5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| IRVING TX WWKS/SWR | 463831KM8 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX ARIZONA CIV | 71883RLC5 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| PHOENIX AZ WTR | 71883RJQ7 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| U.S. BANCORP | 91159HHH6 | COM | 10,000 | $10,000 | thousands by filing date | |
| Atlas Finl SrNt 6.625. Cl 4/20 | g06207123 | PFD | 400 | $10,000 | thousands by filing date | |
| AMERICAN EXPRESS | 0258M0DK2 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| IN ST FA REV | 455057XG9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| MO ST HWY/TRANS | 60636WJH9 | Convertible/ | 10,000 | $10,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 500 | $9,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $9,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 190 | $9,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 242 | $9,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 185 | $9,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 100 | $9,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 146 | $9,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 100 | $9,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 150 | $9,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 315 | $9,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 106 | $9,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 186 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $9,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 22 | $9,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 200 | $9,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 439 | $9,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 125 | $9,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 111 | $9,000 | thousands by filing date | |
| Two Harbors Investment Corp Se | 90187B309 | Com | 350 | $9,000 | thousands by filing date | |
| HOMEAWAY INC | 43739QAB6 | NOTE 0.125 4/0 | 10,000 | $9,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B107 | Equities | 44,230 | $9,000 | thousands by filing date | |
| GENERAL ELECTRIC CO | 36962G4D3 | Convertible/ | 9,000 | $9,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $8,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 126 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 50 | $8,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 72 | $8,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 200 | $8,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 400 | $8,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 988 | $8,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 57 | $8,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 1,000 | $8,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 721 | $8,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $8,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 98 | $8,000 | thousands by filing date | |
| AARON'S INC | 002535201 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| JPMORGAN CHASE & CO DEP SHS 1/ | 48127R461 | PREFERR | 333 | $8,000 | thousands by filing date | |
| ALLY FINL INC | 361860208 | COM | 300 | $8,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46637G124 | COM | 326 | $8,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $8,000 | thousands by filing date | |
| BB&T CORP 5.625% PFD | 054937404 | ps | 338 | $8,000 | thousands by filing date | |
| Oxford Lane Capital, 7.50% Pfd Series 2023 | 691543300 | preferred stock | 300 | $8,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 1,400 | $8,000 | thousands by filing date | |
| OCADO GROUP PLC | G6718L106 | COM | 750 | $8,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 250 | $8,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI RED PFD SER A | 09627J508 | REIT | 300 | $8,000 | thousands by filing date | |
| NATIONAL GENERAL HOLDINGS CORP | 636220857 | COM | 400 | $8,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC DEP SHS EA REP 1/40 SER D | 05990K882 | PREFERRED | 300 | $8,000 | thousands by filing date | |
| FEDERAL NTNL MORT | 3135G0U27 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| BURLINGTN NO SANT | 12189TBC7 | Convertible/ | 8,000 | $8,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 326 | $8,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 111 | $7,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 91 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 60 | $7,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 90 | $7,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 353 | $7,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 100 | $7,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 500 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 52 | $7,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $7,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 152 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 150 | $7,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 542 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 38 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 180 | $7,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 100 | $7,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 245 | $7,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 600 | $7,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 390 | $7,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $7,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 70 | $7,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 26 | $7,000 | thousands by filing date | |
| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 7,000 | $7,000 | thousands by filing date | |
| Colgate Palmolive | 172967333 | CL | 262 | $7,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 5,000 | $7,000 | thousands by filing date | |
| BNY MELLON | 064058209 | PFD | 301 | $7,000 | thousands by filing date | |
| VEREIT INCORPORATION PFD SER F | 92339V209 | Preferred Stock | 300 | $7,000 | thousands by filing date | |
| UNITED STATES CELLULAR SR NT 120163 | 911684504 | Preferred | 300 | $7,000 | thousands by filing date | |
| FAIRFAX FINANCE PFD | 303901607 | PFDs, REITs, | 500 | $7,000 | thousands by filing date | |
| EXPEDIA INC | 30212PAH8 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| Apollo Global Management LLC | 037612405 | PRD | 310 | $7,000 | thousands by filing date | |
| State Street Corp 6 percent Pfd | 857477889 | com | 280 | $7,000 | thousands by filing date | |
| HUSKY ENERGY INC | 448055AF0 | Convertible/ | 7,000 | $7,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 100 | $6,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28 | $6,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 104 | $6,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 124 | $6,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 110 | $6,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 86 | $6,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 406 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $6,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 200 | $6,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 200 | $6,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 250 | $6,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200 | $6,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 275 | $6,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 160 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 103 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 54 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 600 | $6,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 200 | $6,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 140 | $6,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 380 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-19-000095 | this filing | 2019-01-25 | acceptance time not in the bulk data set |