13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-19, with 1,228 holding rows worth $628,725,315.
- Accession
- 0001415889-18-000637
- Filer
- CIK 1418539
- Filed
- 2018-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,229 entries on the cover page, a total value of $628,725,315 stated on the cover page (in dollars after the unit check, H1), rows summing to $628,725,315 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JPMORGAN CHASE & CO DEPOSITARY | 481246700 | PFD | 127 | $3,317 | dollars, detected | |
| AEGON NV $2 PFD | 007924608 | PREFERRED | 125 | $3,314 | dollars, detected | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 104 | $3,308 | dollars, detected | |
| T-Mobile US,Inc. | 872590104 | COM | 54 | $3,296 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 200 | $3,270 | dollars, detected | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $3,232 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 115 | $3,212 | dollars, detected | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 75 | $3,209 | dollars, detected | |
| MACYS INC COM | 55616P104 | Stock | 106 | $3,161 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 100 | $3,109 | dollars, detected | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 100 | $3,109 | dollars, detected | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 12 | $3,093 | dollars, detected | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 73 | $3,076 | dollars, detected | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 29 | $3,062 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 104 | $3,052 | dollars, detected | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 60 | $3,014 | dollars, detected | |
| MANUF TRADERS 1.35975 12/28/20 | 564759PS1 | CORPORATE BONDS AND NOTES | 3,000 | $2,996 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 175 | $2,991 | dollars, detected | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 40 | $2,921 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 60 | $2,897 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 50 | $2,861 | dollars, detected | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,000 | $2,830 | dollars, detected | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 114 | $2,818 | dollars, detected | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 55 | $2,812 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 200 | $2,764 | dollars, detected | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 50 | $2,720 | dollars, detected | |
| BofA Preferred | 060505740 | PFD | 105 | $2,702 | dollars, detected | |
| DAIWA HOUSE INDUS UNSP ADR | 234062206 | COM | 70 | $2,701 | dollars, detected | |
| AEGON NV PFD | 007924509 | PREFERRED | 108 | $2,695 | dollars, detected | |
| BERKLEY CORPORATION | 084423409 | PUBLIC | 105 | $2,630 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 40 | $2,620 | dollars, detected | |
| CAPITAL ONE FINL CORP | 14040H600 | COM | 101 | $2,619 | dollars, detected | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $2,573 | dollars, detected | |
| HASBRO INC COM | 418056107 | Stock | 30 | $2,529 | dollars, detected | |
| Keyence Corp | J32491102 | Common Stock | 4 | $2,464 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 32 | $2,415 | dollars, detected | |
| ROYAL BK CDA COM | 780087102 | Stock | 31 | $2,396 | dollars, detected | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 65 | $2,393 | dollars, detected | |
| Pentair Inc | H6169Q108 | PNR | 35 | $2,385 | dollars, detected | |
| TRIAD HOSPITALS | 89579K109 | COM | 61 | $2,358 | dollars, detected | |
| RENAISSANCERE HOLDINGS 5.375% | G7498P119 | PUBLIC | 93 | $2,319 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 19 | $2,316 | dollars, detected | |
| PRUDENTIAL FIN 5.75%52 | 744320607 | ps | 91 | $2,291 | dollars, detected | |
| National Retail Properties Inc | 637417809 | Preferred Stock | 91 | $2,287 | dollars, detected | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 40 | $2,222 | dollars, detected | |
| SNAP ON INC COM | 833034101 | Stock | 15 | $2,213 | dollars, detected | |
| HERSHEY CO COM | 427866108 | Stock | 22 | $2,177 | dollars, detected | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $2,176 | dollars, detected | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,000 | $2,140 | dollars, detected | |
| WOLTERS KLUWER N V SPONSORED A | 977874205 | COM | 40 | $2,134 | dollars, detected | |
| AON CORP | 037389103 | COMMON STOCK | 15 | $2,105 | dollars, detected | |
| LEXARIA BIOSCIENCE CORP | 52886N307 | COM | 2,000 | $2,100 | dollars, detected | |
| VENTAS REALTY LP 5.450% PREFER | 92276M204 | PREFERR | 84 | $2,095 | dollars, detected | |
| SAMPO OYJ-A SHS-UNSP ADR | 79588J102 | COM | 75 | $2,091 | dollars, detected | |
| MAKITA CORP | 560877300 | COMMON STOCK | 42 | $2,082 | dollars, detected | |
| INVESCO LTD SHS | G491BT108 | Stock | 65 | $2,081 | dollars, detected | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 81 | $2,057 | dollars, detected | |
| RYOHIN KEIKAKU CO UNSP ADR | 78392U105 | COM | 30 | $2,008 | dollars, detected | |
| PUBLIC STORAGE | 74460W826 | PFD | 77 | $2,004 | dollars, detected | |
| STERICYCLE INC | 858912108 | COM | 34 | $1,990 | dollars, detected | |
| QIAGEN NV | N72482123 | SHS NEW | 61 | $1,971 | dollars, detected | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 77 | $1,968 | dollars, detected | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 76 | $1,945 | dollars, detected | |
| Ferguson PLC ADR | 31502A105 | ADR | 250 | $1,894 | dollars, detected | |
| US BANCORP 5.15% PFD SERIES H | 902973791 | PREFERR | 74 | $1,880 | dollars, detected | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 300 | $1,872 | dollars, detected | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 73 | $1,857 | dollars, detected | |
| VINCI SA ADR | 927320101 | ADR | 75 | $1,847 | dollars, detected | |
| VALEO SA ADR | 919134304 | COM | 55 | $1,824 | dollars, detected | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 37 | $1,769 | dollars, detected | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $1,760 | dollars, detected | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 100 | $1,745 | dollars, detected | |
| AGTECH HOLDINGS LT ORDF | G0135Z103 | UNLSTD FOREIGN ORDRY | 15,000 | $1,739 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25 | $1,728 | dollars, detected | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 100 | $1,717 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $1,702 | dollars, detected | |
| CISCO SYSTEMS INC | 17275RAE2 | Convertible/ | 1,667 | $1,702 | dollars, detected | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 109 | $1,696 | dollars, detected | |
| WILLIAMS COS INC COM | 969457100 | Stock | 68 | $1,690 | dollars, detected | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 175 | $1,668 | dollars, detected | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 196 | $1,666 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 43 | $1,655 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 40 | $1,634 | dollars, detected | |
| ASSA ABLOY AB ADR | 045387107 | FOREIGN | 150 | $1,625 | dollars, detected | |
| Carlsberg As | 142795202 | Equity | 65 | $1,564 | dollars, detected | |
| FITBIT INC | 33812L102 | CL A | 300 | $1,530 | dollars, detected | |
| COMPASS GROUP PLC SPONSORED AD | 20449X401 | ADUS | 70 | $1,458 | dollars, detected | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 300 | $1,458 | dollars, detected | |
| PUBLIC STO | 74460W842 | Preferred Stock | 55 | $1,452 | dollars, detected | |
| REINSURANCE GROUP OF AMERICA | 759351703 | PFD | 51 | $1,444 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 50 | $1,423 | dollars, detected | |
| CENTEX CORP | 152312104 | COMMON STOCK | 60 | $1,384 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 500 | $1,380 | dollars, detected | |
| TELENOR ASA-NOK | 87944W105 | COMMON STOCK | 60 | $1,367 | dollars, detected | |
| EQUINOX GOLD CORP | 54755T100 | Equities | 1,550 | $1,340 | dollars, detected | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 58 | $1,335 | dollars, detected | |
| UNITI GROUP INC | 91325V108 | COM | 80 | $1,300 | dollars, detected | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 62 | $1,295 | dollars, detected | |
| AMC NETWORKS INC | 00164V103 | CL A | 25 | $1,293 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19 | $1,281 | dollars, detected | |
| AKCEA THERAPEUTICS INC | 00972L107 | COM | 50 | $1,281 | dollars, detected | |
| BB&T CORPORATION | 054937602 | PFD | 51 | $1,274 | dollars, detected | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20 | $1,262 | dollars, detected | |
| EGALET CORP | 28226B104 | COM | 2,000 | $1,260 | dollars, detected | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $1,253 | dollars, detected | |
| Komatsu Ltd. | 500458401 | COM | 36 | $1,211 | dollars, detected | |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 26 | $1,200 | dollars, detected | |
| AMERICAN FINL GROUP INC 6 25 1 563 PFD | 025932609 | PREFERRED | 45 | $1,164 | dollars, detected | |
| VORNADO REALTY 5.4 PFDPFD SER L | 929042844 | PREFERRED STOCK | 47 | $1,128 | dollars, detected | |
| DIGITAL RLTY TR - PFD G | 253868889 | EQPFD | 45 | $1,125 | dollars, detected | |
| Continental AG | 210771200 | Equity | 20 | $1,108 | dollars, detected | |
| ASHTEAD GROUP PLC | 045055100 | COMMON STK | 10 | $1,106 | dollars, detected | |
| CHARLES + COLVARD LTD | 159765106 | COM | 800 | $1,088 | dollars, detected | |
| KIMCO RLTY CORP DEP1/1000PFD K | 49446R745 | PFD | 46 | $1,071 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 57 | $1,066 | dollars, detected | |
| SOUTHERN C | 842587206 | Preferred Stock | 40 | $1,066 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $1,057 | dollars, detected | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 42 | $1,057 | dollars, detected | |
| Public Storage 5.3 | 74460W800 | PFD | 42 | $1,046 | dollars, detected | |
| Qwest Corporation 7.50% Notes | 74913G303 | PFD | 40 | $1,008 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 35 | $1,007 | dollars, detected | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 8 | $983 | dollars, detected | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 26 | $972 | dollars, detected | |
| QWEST CORP | 74913G501 | PFD | 41 | $966 | dollars, detected | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $915 | dollars, detected | |
| US BANCORP | 902973155 | Common Stock | 37 | $858 | dollars, detected | |
| COMPAGNIE FIN RICHEMONTAG SWI | 204319107 | ADUS | 95 | $850 | dollars, detected | |
| MYLAN NV | N59465109 | SHS EURO | 20 | $823 | dollars, detected | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 20 | $822 | dollars, detected | |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $800 | dollars, detected | |
| PUBLIC STORAGE CL A | 74460W792 | PFDs, REITs, | 30 | $776 | dollars, detected | |
| AMPLIFY ENERGY CORP | 032113102 | COMMON | 74 | $753 | dollars, detected | |
| ASSOC BRITISH FOODS UNSP ADR | 045519402 | COM | 20 | $708 | dollars, detected | |
| PPL Corp. 5.9% | 69352P202 | PRD | 28 | $708 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 10 | $700 | dollars, detected | |
| KBC GROUP | 48241F104 | USD | 16 | $697 | dollars, detected | |
| BOJANGLES INC | 097488100 | COM | 50 | $693 | dollars, detected | |
| PUBLIC STORAGE 5.20% SERIES X | 74460W107 | PREFERR | 27 | $662 | dollars, detected | |
| ENTERGY ARKANSAS | 29364D761 | PFD | 27 | $657 | dollars, detected | |
| ARKEMA SPO | 041232109 | USD | 5 | $655 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 16 | $612 | dollars, detected | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 200 | $604 | dollars, detected | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $576 | dollars, detected | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5 | $557 | dollars, detected | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 10 | $529 | dollars, detected | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $503 | dollars, detected | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 18 | $481 | dollars, detected | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 9 | $463 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,014 | $429 | dollars, detected | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 5 | $428 | dollars, detected | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 289 | $407 | dollars, detected | |
| SPROTT RESOURCE HLDGS INC COM | 85209D101 | Stock | 3,000 | $293 | dollars, detected | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 20 | $260 | dollars, detected | |
| CPI CARD GROUP INC | 12634H101 | COM | 80 | $241 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $232 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 39 | $190 | dollars, detected | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 10 | $185 | dollars, detected | |
| Conseco Inc | 208464883 | com | 7 | $152 | dollars, detected | |
| KROGER CO COM | 501044101 | Stock | 6 | $144 | dollars, detected | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 200 | $144 | dollars, detected | |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $138 | dollars, detected | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $137 | dollars, detected | |
| OCLARO INC | 67555N107 | Equities | 14 | $134 | dollars, detected | |
| Dawson Geophysical Co Ne | 239360100 | COM | 17 | $115 | dollars, detected | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 21 | $108 | dollars, detected | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 20 | $100 | dollars, detected | |
| LEHMAN BRO HLDG PFD | 05252E204 | PFDs, REITs, | 600 | $90 | dollars, detected | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 50 | $87 | dollars, detected | |
| WINDSTREAM CORP | 97381W104 | COM | 61 | $86 | dollars, detected | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 3 | $82 | dollars, detected | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7 | $68 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1 | $64 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 0 | $50 | dollars, detected | Amount filed as zero, left out of ratios. |
| TELECOMUNICACOES DE SAO PAUL | 87929A102 | SPON ADR PFD | 3 | $46 | dollars, detected | |
| BON-TON STORES INC | 09776J101 | COM | 1,027 | $41 | dollars, detected | |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $40 | dollars, detected | |
| AMPLIFY ENERGY CORP WT EXP 050422 | 032113110 | Common Stock | 324 | $39 | dollars, detected | |
| PATRIOT GOLD CORP | 70337F103 | Equities | 500 | $38 | dollars, detected | |
| ADVANSIX INC | 00773T101 | COM | 1 | $35 | dollars, detected | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2 | $34 | dollars, detected | |
| HERITAGE GLOBAL INC | 42727E107 | Equities | 50 | $20 | dollars, detected | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 4 | $12 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 1 | $7 | dollars, detected | |
| PACIFIC BLUE ENERGY CORP | 69404A104 | Equities | 1,000 | $4 | dollars, detected | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 0 | $1 | dollars, detected | Amount filed as zero, left out of ratios. |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ESCROW LEHMAN BROS HLDGS INC C | 524esc100 | COM | 1,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SOUTHMARK CORP | 844544809 | COMMON STOCK | 124 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 15 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 3,100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 20,092 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 5,516 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ECOTALITY INC | 27922Y202 | COM NEW | 833 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 374 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| HYPERDYNAMICS CORP | 448954206 | COM | 13 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 3,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 10,008 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MicroIslet, Inc. | 59507q106 | COM | 3,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ABAKAN INC | 00258J107 | COM | 98,700 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 1,400 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Seventy Seven Energy-Escrow | 818ESC998 | COM | 50 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Independence Resources Plc Spon Adr(nv) | 45378C102 | COM | 62 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GREEN ENERGY GROUP INC | 393036108 | Equities | 165 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MYZIPSOFT INC | 628703100 | Equities | 311 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ORBIT BRANDS CORP | 68556C108 | Equities | 100,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AAB NATIONAL CO | 000303107 | Equities | 181 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CORE MED GROUP INC | 218684108 | Equities | 146 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SUPER DEAL COM INC | 00210R106 | Equities | 153 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| USA PERFORMANCE PRODUCTS INC | 90341L102 | Equities | 40 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| USAS DIGITAL INC | 90341K104 | Equities | 162 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CLASSIFIED AD INC | 00089Y109 | Equities | 156 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL HOLDINGS | 02503V109 | Equities | 200 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 400 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| BROADCASTER INC NEW XXX | 11132B202 | Equities | 100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CDEX INC | 12507E205 | Equities | 200 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| UNILIFE CORP | 90478E305 | Equities | 3,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-18-000637 | this filing | 2018-04-19 | acceptance time not in the bulk data set |