13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-04-19, with 1,228 holding rows worth $628,725,315.
- Accession
- 0001415889-18-000637
- Filer
- CIK 1418539
- Filed
- 2018-04-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 1,229 entries on the cover page, a total value of $628,725,315 stated on the cover page (in dollars after the unit check, H1), rows summing to $628,725,315 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 19,425,000 | $21,236,964 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 19,995,000 | $19,536,115 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 10,285,000 | $17,680,224 | dollars, detected | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 17,307,000 | $17,094,989 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 14,775,000 | $16,850,888 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 15,785,000 | $16,520,156 | dollars, detected | |
| Apple Inc | 037833100 | COM | 77,222 | $12,956,327 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 132,938 | $12,133,231 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 10,770,000 | $10,747,266 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 9,215,000 | $10,120,835 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 9,240,000 | $9,794,400 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 142,640 | $9,742,312 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 8,640,000 | $9,107,441 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 66,961 | $9,001,567 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 8,370,000 | $8,893,125 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 153,599 | $8,510,942 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 8,212 | $8,473,059 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 8,140,000 | $8,148,954 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 5,220,000 | $8,115,064 | dollars, detected | |
| L BRANDS INC | 532716AT4 | Convertible/ | 7,205,000 | $7,655,313 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,305,000 | $7,343,790 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 6,633,000 | $7,246,553 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 7,075,000 | $7,229,023 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 166,899 | $7,158,310 | dollars, detected | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 299,955 | $7,120,932 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 7,100,000 | $6,681,214 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,045,000 | $6,616,011 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 6,260,000 | $6,386,890 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 42,022 | $6,355,407 | dollars, detected | |
| Intel Corp | 458140100 | COM | 120,495 | $6,275,396 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 119,902 | $6,239,700 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 48,446 | $6,208,363 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 27,765 | $5,999,547 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 5,640,000 | $5,957,363 | dollars, detected | |
| SUNTRUST BANKS INC | 867914103 | COM | 85,804 | $5,838,104 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 87,234 | $5,777,524 | dollars, detected | |
| CORNING INC | 219350105 | COM | 205,988 | $5,742,945 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,115,000 | $5,649,620 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 156,543 | $5,555,704 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAB1 | NOTE 2.000%10/0 | 6,260,000 | $5,551,831 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 30,881 | $5,504,150 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 118,652 | $5,230,180 | dollars, detected | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 193,372 | $5,132,093 | dollars, detected | |
| GOLDMAN SACHS GROUP (VARIABLE) | 38145GAF7 | Convertible/ | 4,960,000 | $5,014,883 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 22,447 | $4,844,529 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 62,847 | $4,689,018 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,460,000 | $4,387,626 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 261,657 | $4,210,061 | dollars, detected | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 4,285,000 | $4,197,672 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 79,052 | $3,992,126 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 53,704 | $3,988,059 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 36,080 | $3,973,490 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 73,201 | $3,805,696 | dollars, detected | |
| WORLDPAY INC | 981558109 | CL A | 45,459 | $3,738,548 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,565,000 | $3,704,730 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 46,693 | $3,701,839 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 78,408 | $3,587,151 | dollars, detected | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 2,940,000 | $3,577,127 | dollars, detected | |
| DOWDUPONT INC | 26078J100 | COM | 55,833 | $3,557,120 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,860 | $3,553,872 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 70,118 | $3,353,048 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 30,275 | $3,304,516 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 34,491 | $3,199,730 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 70,960 | $3,147,786 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 45,628 | $3,136,012 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 89,441 | $3,132,224 | dollars, detected | |
| EXACT SCIENCES CORP | 30063PAA3 | NOTE 1.000% 1/1 | 3,475,000 | $3,087,162 | dollars, detected | |
| PNC BANK (VARIABLE) | 69353RFF0 | Convertible/ | 3,045,000 | $3,051,368 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 45,865 | $2,971,117 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 51,705 | $2,816,356 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 34,634 | $2,767,603 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 12,568 | $2,758,887 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,614,000 | $2,680,186 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 88,674 | $2,593,715 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 23,330 | $2,542,270 | dollars, detected | |
| FLEX LTD | 33938EAS6 | Convertible/ | 2,399,000 | $2,517,683 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 44,153 | $2,459,785 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 7,070 | $2,389,165 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,290 | $2,375,051 | dollars, detected | |
| HYATT HOTELS CORP | 448579AD4 | Convertible/ | 2,125,000 | $2,242,542 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,135,000 | $2,153,724 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 103,025 | $2,006,927 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 1,943,000 | $1,936,621 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 72,995 | $1,849,693 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 65,801 | $1,847,034 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 1,790,000 | $1,766,748 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 29,345 | $1,739,894 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,395 | $1,668,528 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 1,595,000 | $1,658,154 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 28,390 | $1,640,374 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 1,590,000 | $1,560,638 | dollars, detected | |
| MERITAGE HOMES CORP | 59001aay8 | FIXED | 1,505,000 | $1,542,625 | dollars, detected | |
| Boeing Company | 097023105 | COM | 4,651 | $1,525,062 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,375,000 | $1,474,811 | dollars, detected | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 1,340,000 | $1,365,880 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,820 | $1,360,454 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 37,156 | $1,324,604 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 25,206 | $1,321,046 | dollars, detected | |
| AMGEN INC 2.65 05/11/2022 | 031162CP3 | Corp Bond | 1,355,000 | $1,319,192 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 28,996 | $1,306,560 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 27,130 | $1,293,287 | dollars, detected | |
| BB&T Corp | 054937875 | Preferred Stock | 47,950 | $1,275,950 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 12,874 | $1,264,484 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 38,619 | $1,233,864 | dollars, detected | |
| MARRIOTT INTL INC | 571903AK9 | Convertible/ | 1,245,000 | $1,233,083 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 1,230,000 | $1,211,449 | dollars, detected | |
| JPMorgan Chase preferred | 48127X542 | PFD | 45,725 | $1,206,683 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,105,000 | $1,159,100 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 47,486 | $1,152,960 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,930 | $1,141,590 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 18,742 | $1,084,974 | dollars, detected | |
| GOLDMAN SACHS GROUP IN DEP 1/1000 SER N | 38148b504 | Preferred | 38,990 | $1,045,712 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 13,011 | $1,043,742 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 10,338 | $1,027,597 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 1,050,000 | $994,692 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,959 | $985,172 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,664 | $981,176 | dollars, detected | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 36,850 | $965,102 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 15,638 | $963,148 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 14,099 | $878,650 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 805,000 | $851,288 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 695,000 | $847,254 | dollars, detected | |
| GLOBAL NET LEASE INC | 379378102 | COM | 48,881 | $825,111 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 11,945 | $793,626 | dollars, detected | |
| FITB 7.67122 PERP | 316773605 | PUBLIC | 26,675 | $777,576 | dollars, detected | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 46,975 | $766,632 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 755,000 | $759,017 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 64,016 | $748,347 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 6,492 | $740,338 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 69,300 | $722,799 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 570,000 | $708,096 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203RAH7 | Convertible/ | 700,000 | $700,253 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 481 | $696,171 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 9,986 | $693,328 | dollars, detected | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 675,000 | $671,938 | dollars, detected | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 665,000 | $647,184 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,971 | $630,666 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 22,205 | $615,301 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 91,500 | $614,880 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 47,100 | $612,300 | dollars, detected | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 5,776 | $610,408 | dollars, detected | |
| MONRO INC | 610236101 | COMMON STOCK | 11,325 | $607,020 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $589,472 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 198,190 | $584,661 | dollars, detected | |
| MATCH GROUP INC | 57665R106 | COM | 13,150 | $584,386 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $583,100 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 6,446 | $573,543 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 10,720 | $536,000 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 12,282 | $533,388 | dollars, detected | |
| ANDEAVOR | 03349M105 | COM | 5,159 | $518,776 | dollars, detected | |
| APPLE INC (VARIABLE) | 037833CN8 | Convertible/ | 500,000 | $505,686 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 23,750 | $497,563 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,839 | $490,920 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 2,065 | $481,930 | dollars, detected | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 470,000 | $465,531 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $462,887 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $459,624 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 29,616 | $455,198 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 18,198 | $423,649 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 8,473 | $410,938 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 4,508 | $402,159 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,373 | $392,791 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $390,110 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $378,624 | dollars, detected | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 365,000 | $369,248 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,500 | $364,640 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,804 | $338,663 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $336,000 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 25,401 | $331,483 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,243 | $324,136 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAN0 | Convertible/ | 325,000 | $322,156 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 7,679 | $320,445 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 35,000 | $316,050 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,850 | $314,568 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,735 | $294,943 | dollars, detected | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 6,581 | $294,895 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $277,400 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,325 | $277,226 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 1,756 | $274,658 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,214 | $274,296 | dollars, detected | |
| SERVICE PPTYS TR | 44106MAQ5 | Corporate Bond - Domestic | 260,000 | $270,271 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 205,000 | $265,442 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,022 | $257,401 | dollars, detected | |
| MGM RESORTS INTL | 552953BW0 | Convertible/ | 240,000 | $250,500 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 19,500 | $247,650 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $246,750 | dollars, detected | |
| GOLDMAN SACHS GROUP INC | 38145G308 | PRF | 9,257 | $246,514 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,650 | $240,545 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $239,400 | dollars, detected | |
| SPY | 78462F103 | SHS | 909 | $239,203 | dollars, detected | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 891 | $236,445 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 2,120 | $220,247 | dollars, detected | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,260 | $216,986 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 2,289 | $216,654 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 200,000 | $215,893 | dollars, detected | |
| AGNT INC | 30212W100 | COM | 18,966 | $209,385 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 895 | $207,273 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 2,063 | $207,208 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3,275 | $206,292 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,058 | $200,207 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 14,670 | $197,748 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,190 | $193,355 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 5,482 | $193,186 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 3,208 | $192,218 | dollars, detected | |
| IJH | 464287507 | COM | 992 | $186,069 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,828 | $181,198 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 3,150 | $175,959 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,490 | $175,490 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,063 | $173,620 | dollars, detected | |
| CVS HEALTH CORP | 126650BW9 | Convertible/ | 170,000 | $173,452 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 778 | $168,593 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 135,000 | $167,129 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,774 | $164,523 | dollars, detected | |
| METROPOLITAN STATE | 592573AT6 | Convertible/ | 155,000 | $163,469 | dollars, detected | |
| WASTE MGMT INC | 94106LAY5 | Convertible/ | 165,000 | $163,070 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $162,749 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 661 | $158,713 | dollars, detected | |
| WELLS FARGO & CO VAR | 949746RN3 | CORPORATE BONDS | 150,000 | $157,688 | dollars, detected | |
| WESTERN UN CO COM | 959802109 | Stock | 8,196 | $157,609 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,250 | $157,231 | dollars, detected | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 2,670 | $154,032 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $150,116 | dollars, detected | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1,354 | $148,092 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 61,218 | $146,923 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 830 | $145,383 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,245 | $145,279 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 13,603 | $144,328 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $144,240 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 9,236 | $143,805 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 10,860 | $142,700 | dollars, detected | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 8,433 | $140,409 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $140,329 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,260 | $138,659 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $136,752 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 840 | $134,224 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,725 | $133,431 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 2,550 | $133,161 | dollars, detected | |
| VTI | 922908769 | COM | 959 | $130,106 | dollars, detected | |
| NJ ST TRANS TR | 646136XR7 | Convertible/ | 100,000 | $127,163 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY | 09254E106 | COM | 10,000 | $126,400 | dollars, detected | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 4,000 | $123,960 | dollars, detected | |
| JPMorgan Chase & Co | 46625HKK5 | Pfd Stk | 120,000 | $123,300 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $121,080 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $119,776 | dollars, detected | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 8,872 | $118,619 | dollars, detected | |
| ARAPAHOE CNTY SD #6 | 038699TA2 | Convertible/ | 100,000 | $117,784 | dollars, detected | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 10,000 | $116,600 | dollars, detected | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 5,705 | $116,211 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 2,641 | $113,669 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 370 | $109,280 | dollars, detected | |
| WILLOW TRACE MET CO | 97122PBJ1 | Convertible/ | 100,000 | $108,889 | dollars, detected | |
| AMERICAN INTL | 026874107 | COM | 2,000 | $108,840 | dollars, detected | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 3,543 | $108,141 | dollars, detected | |
| ADAMS & WELD CO SD#27 | 005518VG7 | Convertible/ | 100,000 | $107,434 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,562 | $107,138 | dollars, detected | |
| ORLANDO FL SPL | 68641HGQ1 | Convertible/ | 100,000 | $106,734 | dollars, detected | |
| FT LEWIS CLG BD CO | 347753CR4 | Convertible/ | 100,000 | $106,138 | dollars, detected | |
| CLARK CTY NV | 18085PLL6 | Convertible/ | 100,000 | $105,818 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,321 | $104,928 | dollars, detected | |
| DENVER CO C&C SD #1 | 249174SM6 | Convertible/ | 100,000 | $104,583 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $104,500 | dollars, detected | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 666 | $103,277 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 80,000 | $102,184 | dollars, detected | |
| WAUKEE IA | 942830ST8 | Convertible/ | 100,000 | $102,006 | dollars, detected | |
| DENVER CO C&C S | 24919PJK1 | Convertible/ | 100,000 | $101,388 | dollars, detected | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 586 | $100,663 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 82,000 | $100,003 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,000 | $98,400 | dollars, detected | |
| BK OF AMERICA CORP PFD CUM SER C | 060505286 | Preferred | 3,655 | $95,103 | dollars, detected | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 603 | $93,059 | dollars, detected | |
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 5,610 | $92,789 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $91,860 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $90,817 | dollars, detected | |
| STONEGATE VLG M | 86181SAP3 | Convertible/ | 90,000 | $90,797 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 740 | $89,724 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 740 | $88,519 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,427 | $88,280 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 618 | $88,231 | dollars, detected | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 781 | $87,003 | dollars, detected | |
| GUNNISON ETC CO SD | 402892CV3 | Convertible/ | 75,000 | $86,936 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,079 | $84,888 | dollars, detected | |
| HCP INC | 40414L109 | COM | 3,643 | $84,627 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 461 | $84,612 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $83,288 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 1,893 | $82,824 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 2,041 | $82,734 | dollars, detected | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 1,412 | $82,108 | dollars, detected | |
| Streettracks Gold TRUST | 863307104 | Common Stock | 646 | $81,260 | dollars, detected | |
| Caterpillar Inc. | 149123101 | COM | 550 | $81,059 | dollars, detected | |
| MA ED FING ELN | 57563RJH3 | Convertible/ | 75,000 | $80,879 | dollars, detected | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 8,000 | $80,400 | dollars, detected | |
| MCKESSON CORP COM | 58155Q103 | Stock | 561 | $79,028 | dollars, detected | |
| US BANCORP DEL DEP $1.625 PFD Ser F | 902973833 | PREFERRED | 2,808 | $78,427 | dollars, detected | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 1,245 | $78,062 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $78,048 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,447 | $77,296 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $77,136 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,189 | $75,692 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 976 | $75,611 | dollars, detected | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 4,200 | $75,516 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $75,340 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 4,600 | $74,612 | dollars, detected | |
| MICHIGAN BELL TE | 594185AQ3 | Convertible/ | 65,000 | $74,378 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 545 | $74,042 | dollars, detected | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 3,228 | $73,695 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 429 | $73,372 | dollars, detected | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 2,809 | $73,231 | dollars, detected | |
| BANK OF AMERICA | 06051GEM7 | Convertible/ | 67,000 | $72,965 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 285 | $72,761 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $72,414 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 56 | $72,322 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 2,950 | $70,564 | dollars, detected | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 480 | $70,522 | dollars, detected | |
| SALT VERDE FINL CORP SR GAS REV ARIZ, SENIOR GAS REV BDS | 79575EAR9 | Revenue Supported Bonds - non-taxable | 60,000 | $70,401 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 7,478 | $70,069 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 4,900 | $69,629 | dollars, detected | |
| AMERICAN TOWER CORP | 03027XAD2 | Fixed Income | 65,000 | $68,596 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 1,700 | $68,561 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 783 | $68,431 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 687 | $68,337 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 735 | $66,954 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 3,034 | $66,839 | dollars, detected | |
| WHIRLPOOL CORP | 963320AR7 | Convertible/ | 65,000 | $66,499 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 1,099 | $66,369 | dollars, detected | |
| NASDAQ, INCpoint 4point25percent24 DUE 06 01 24 | 631103AF5 | cb | 65,000 | $66,305 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $66,145 | dollars, detected | |
| WYETH LLC | 026609AC1 | Convertible/ | 55,000 | $64,872 | dollars, detected | |
| Southern Company | 842587107 | COM | 1,450 | $64,757 | dollars, detected | |
| GENERAL MOTORS CO NOTE M/W CLBL | 37045VAE0 | NOTE M/W CLBL | 60,000 | $62,668 | dollars, detected | |
| MCKESSON CORPORA | 58155QAG8 | Convertible/ | 65,000 | $62,539 | dollars, detected | |
| CA INC | 12673PAE5 | Convertible/ | 60,000 | $62,067 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 162,807 | $61,867 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,760 | $61,600 | dollars, detected | |
| TEXTRON INCORPORA | 883203BU4 | Convertible/ | 60,000 | $61,594 | dollars, detected | |
| FIFTH THIRD BANK | 316773CP3 | Convertible/ | 60,000 | $61,473 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 510 | $61,455 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 593 | $61,419 | dollars, detected | |
| CITIGROUP INC | 172967GK1 | Convertible/ | 60,000 | $61,247 | dollars, detected | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 1,430 | $61,147 | dollars, detected | |
| CIGNA CORP 4 02/15/2022 | 125509BS7 | Corp Bond | 60,000 | $61,001 | dollars, detected | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,970 | $60,558 | dollars, detected | |
| ROCKWELL COLLINS | 774341AE1 | Convertible/ | 60,000 | $60,324 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $60,158 | dollars, detected | |
| JPMORGAN CHASE & CO | 46625hjy7 | FIXED | 60,000 | $59,857 | dollars, detected | |
| CITY OFFICE REIT INC | 178587101 | COM | 5,175 | $59,823 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 680 | $59,670 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $59,500 | dollars, detected | |
| MCDONALD'S CORP 3point25percent24 DUE 06 10 24 | 58013MES9 | cb | 60,000 | $59,454 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 50,000 | $59,254 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $58,926 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAP3 | Convertible/ | 50,000 | $58,799 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,200 | $58,092 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAK4 | Convertible/ | 50,000 | $57,395 | dollars, detected | |
| HEWLETT PACKARD STEP 22 | 42824CAN9 | Convertible/ | 55,000 | $56,956 | dollars, detected | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 514 | $56,509 | dollars, detected | |
| FIRSTMERIT CORP | 337915AA0 | Convertible/ | 55,000 | $56,379 | dollars, detected | |
| COMPUTER SCIENCES CORP NOTE M/W CLBL | 205363AN4 | NOTE M/W CLBL | 55,000 | $56,374 | dollars, detected | |
| CELGENE CORP | 151020AJ3 | Convertible/ | 55,000 | $55,784 | dollars, detected | |
| MORGAN STANLEY | 61747YDU6 | Convertible/ | 55,000 | $55,667 | dollars, detected | |
| TYSON FOODS INC | 902494AX1 | Convertible/ | 55,000 | $55,387 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 1,840 | $55,182 | dollars, detected | |
| WASTE MGMT INC | 94106LAZ2 | Convertible/ | 55,000 | $55,047 | dollars, detected | |
| JOHNSON CONTRO | 478375AG3 | Convertible/ | 55,000 | $55,032 | dollars, detected | |
| KRAFT HEINZ FOODS CO GTD FXD | 50077LAJ5 | Fixed Income | 55,000 | $54,903 | dollars, detected | |
| WOODMOOR CO W/S | 97989DAX0 | Convertible/ | 50,000 | $54,805 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $54,672 | dollars, detected | |
| GOLDMAN SACHS GROUP INC 5.75 01/24/2022 | 38141GGS7 | Corp Bond | 50,000 | $54,056 | dollars, detected | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 2,000 | $54,040 | dollars, detected | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 50,000 | $53,978 | dollars, detected | |
| BANK NEW YORK MEL VAR 23 | 06406RAC1 | Convertible/ | 55,000 | $53,455 | dollars, detected | |
| HARTFORD FINL S | 416518AB4 | Convertible/ | 50,000 | $53,276 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 2,152 | $53,270 | dollars, detected | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 152 | $53,066 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $53,064 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 50,000 | $52,781 | dollars, detected | |
| LADDER CAP CORP CL A | 505743104 | REIT | 3,500 | $52,780 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $52,554 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $52,299 | dollars, detected | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 3,700 | $52,059 | dollars, detected | |
| PEPSICO INC | 713448BH0 | Convertible/ | 51,667 | $51,901 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $51,846 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 698 | $51,736 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $51,660 | dollars, detected | |
| ADVANCE AUTO PART 4point5percent23 DUE 12 01 23 | 00751YAC0 | cb | 50,000 | $51,473 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 2,500 | $51,400 | dollars, detected | |
| MICROSOFT CORP NOTE M/W CLBL | 594918AW4 | NOTE M/W CLBL | 50,000 | $51,324 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $51,275 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $50,659 | dollars, detected | |
| INTERPUBLIC GRP COS | 460690BH2 | Convertible/ | 50,000 | $50,649 | dollars, detected | |
| CSX CORP | 126408GZ0 | Convertible/ | 50,000 | $50,644 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 328 | $50,325 | dollars, detected | |
| CORNING INC | 219350AZ8 | Convertible/ | 50,000 | $50,216 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $50,156 | dollars, detected | |
| ECOLAB INC | 278865AL4 | Convertible/ | 48,000 | $50,136 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $50,097 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $50,053 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $49,874 | dollars, detected | |
| PFIZER INC. | 717081DH3 | Corp Bonds - Non-Convert | 50,000 | $49,775 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 367 | $49,699 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 232 | $49,648 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 600 | $49,446 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 764 | $48,751 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 600 | $48,642 | dollars, detected | |
| FANUC CORP ADR FSPONSORED ADR 1 ADR REPS 0.5 ORD SHS | 307305102 | Equity | 1,909 | $48,546 | dollars, detected | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 472 | $47,696 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 296 | $47,398 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $46,600 | dollars, detected | |
| VIACOM INC | 92553PAT9 | Convertible/ | 45,000 | $45,638 | dollars, detected | |
| WELLS FARGO | 94974BFN5 | Fixed Income | 45,000 | $45,622 | dollars, detected | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 699 | $45,438 | dollars, detected | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,955 | $45,219 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 754 | $45,210 | dollars, detected | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 223 | $44,632 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 589 | $44,405 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 410 | $43,620 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 316 | $43,219 | dollars, detected | |
| Ngl Energy Partners Lp | 62913M206 | COM | 1,850 | $43,022 | dollars, detected | |
| Amgen Inc. | 031162100 | COM | 251 | $42,790 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141EM63 | Convertible/ | 40,000 | $42,673 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $42,565 | dollars, detected | |
| TE Connectivity Ltd | H8912P106 | SHS | 424 | $42,358 | dollars, detected | |
| CANOPY GROWTH CORP | 138035100 | COM | 1,600 | $41,787 | dollars, detected | |
| SKECHERS U S A INC | 830566105 | CL A | 1,050 | $40,835 | dollars, detected | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,700 | $40,256 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $40,080 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $40,066 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAJ7 | Convertible/ | 35,000 | $39,635 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 500 | $39,525 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 375 | $39,248 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 334 | $38,844 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $38,592 | dollars, detected | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 420 | $38,304 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $37,550 | dollars, detected | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 540 | $37,476 | dollars, detected | |
| Citigroup Inc. | 172967424 | COM | 555 | $37,463 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,000 | $37,390 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,000 | $37,360 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $37,320 | dollars, detected | |
| WP CAREY INC COM | 92936U109 | REIT | 600 | $37,194 | dollars, detected | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,000 | $37,160 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $37,137 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,393 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 325 | $36,270 | dollars, detected | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1,000 | $36,270 | dollars, detected | |
| WA ST COP | 9397195F3 | Convertible/ | 35,000 | $36,118 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $35,652 | dollars, detected | |
| AUTODESK INC COM | 052769106 | Stock | 280 | $35,162 | dollars, detected | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 800 | $35,008 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $34,893 | dollars, detected | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 5,000 | $34,750 | dollars, detected | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 500 | $34,735 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 429 | $34,685 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 600 | $34,614 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 402 | $34,520 | dollars, detected | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 280 | $34,426 | dollars, detected | |
| PENNSBURY PA SD | 708553PU0 | Convertible/ | 30,000 | $33,660 | dollars, detected | |
| CBOA FINANCIAL INC | 01248E111 | Equities | 12,000 | $33,000 | dollars, detected | |
| B RILEY FINANCIAL 7.50 SNR NTS | 05580M306 | COM | 1,300 | $32,994 | dollars, detected | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 240 | $32,635 | dollars, detected | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,500 | $32,595 | dollars, detected | |
| EXCELSIOR MINING CORP | 300763208 | COM | 31,900 | $31,817 | dollars, detected | |
| BALL CORP | 058498106 | COM | 800 | $31,768 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 275 | $31,468 | dollars, detected | |
| ARIZONA MINING INC | 040521106 | Equities | 10,000 | $31,376 | dollars, detected | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $31,313 | dollars, detected | |
| SNAP INC | 83304A106 | CL A | 1,970 | $31,264 | dollars, detected | |
| CA ST PB WKS BD | 130685VT4 | Convertible/ | 30,000 | $30,950 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $30,939 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $30,726 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 115 | $30,605 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $30,590 | dollars, detected | |
| SURPRISE AZ MPC W | 86888YAD3 | Convertible/ | 30,000 | $30,291 | dollars, detected | |
| ADIENT PLC | G0084W101 | ORD SHS | 506 | $30,239 | dollars, detected | |
| STORE CAP CORP | 862121100 | COM | 1,200 | $29,784 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 300 | $29,541 | dollars, detected | |
| AMGEN INC | 031162BX7 | Convertible/ | 30,000 | $29,291 | dollars, detected | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,188 | $29,058 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $29,011 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 1,095 | $28,788 | dollars, detected | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 860 | $28,569 | dollars, detected | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 2,000 | $28,380 | dollars, detected | |
| Agnc Invt Corp Dep Shs 1/1000 | 00123Q302 | Preferred Stock | 1,100 | $28,292 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 262 | $28,288 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $28,195 | dollars, detected | |
| EDWARDS LIFESCIENCES CORP | 28176E112 | COM | 200 | $27,904 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $27,704 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 810 | $27,678 | dollars, detected | |
| American Express Company | 025816109 | COM | 295 | $27,518 | dollars, detected | |
| HUTCHINSON MN PUR | 44835EDE5 | Convertible/ | 25,000 | $27,448 | dollars, detected | |
| PHOENIX AZ WTR | 71883RMB6 | Convertible/ | 25,000 | $27,443 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $27,385 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,079 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 329 | $26,833 | dollars, detected | |
| ARIZONA ST TRANSN BRD 5 07/01/2023 | 040647DQ9 | Muni Bond | 25,000 | $26,780 | dollars, detected | |
| LTC PPTYS INC COM | 502175102 | REIT | 700 | $26,600 | dollars, detected | |
| AMER STATES WTR CO COM | 029899101 | Stock | 500 | $26,530 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 146 | $26,502 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 325 | $26,455 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 172 | $26,402 | dollars, detected | |
| REYNOLDS AMERIC | 544152AA9 | Convertible/ | 25,000 | $26,380 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-18-000637 | this filing | 2018-04-19 | acceptance time not in the bulk data set |