13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-17, with 894 holding rows worth $477,133,811.
- Accession
- 0001415889-16-007278
- Filer
- CIK 1418539
- Filed
- 2016-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 894 entries on the cover page, a total value of $477,133,811 stated on the cover page (in dollars after the unit check, H1), rows summing to $477,133,811 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPEDIA INC | 30212PAH8 | Convertible/ | 14,000 | $15,748 | dollars, detected | |
| GENERAL ELECTRIC CO | 369604BC6 | Convertible/ | 15,000 | $15,718 | dollars, detected | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 500 | $15,705 | dollars, detected | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 300 | $15,624 | dollars, detected | |
| SAN MATEO CA | 799022BY3 | Convertible/ | 15,000 | $15,607 | dollars, detected | |
| WAUKEGAN II | 942860MY0 | Convertible/ | 15,000 | $15,570 | dollars, detected | |
| EXPRESS SCRIPTS INC | 302182100 | COM | 220 | $15,517 | dollars, detected | |
| INDUSTRY CA PFA TAX | 45656TCG1 | Convertible/ | 15,000 | $15,510 | dollars, detected | |
| FORD MOTOR CREDIT | 345397VM2 | Convertible/ | 13,000 | $15,334 | dollars, detected | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 200 | $15,208 | dollars, detected | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 600 | $15,156 | dollars, detected | |
| GEN MOTORS FINL | 37045XAB2 | Convertible/ | 14,000 | $15,059 | dollars, detected | |
| PA ECODEV FA WS | 708692BC1 | Convertible/ | 15,000 | $15,051 | dollars, detected | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 200 | $14,968 | dollars, detected | |
| NORDSON CORP | 655663102 | COM | 150 | $14,945 | dollars, detected | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 500 | $14,925 | dollars, detected | |
| COACH INC | 189754104 | COM | 400 | $14,624 | dollars, detected | |
| AUTODESK INC COM | 052769106 | Stock | 200 | $14,466 | dollars, detected | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 500 | $14,435 | dollars, detected | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,000 | $14,110 | dollars, detected | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,500 | $13,995 | dollars, detected | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 427 | $13,993 | dollars, detected | |
| BLACKROCK CORE BOND TRUST | 09249E104 | Equities | 975 | $13,855 | dollars, detected | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 15,000 | $13,607 | dollars, detected | |
| INGERSOLL-RAND PLC | G4766G101 | Equities | 200 | $13,588 | dollars, detected | |
| PROTO LABS INC | 743713109 | COM | 220 | $13,180 | dollars, detected | |
| AMPHENOL CORP NEW | 032095101 | COM | 200 | $12,984 | dollars, detected | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 150 | $12,971 | dollars, detected | |
| MORGAN STANLEY | 61760LFF7 | Convertible/ | 13,000 | $12,962 | dollars, detected | |
| VALE S A | 91912E109 | SPONSORED ADS | 2,350 | $12,925 | dollars, detected | |
| GAMCO NATURAL RESOURCES | 36249M106 | Common | 1,666 | $12,862 | dollars, detected | |
| TUCSON AZ WTR | 898797CG8 | Convertible/ | 10,000 | $12,823 | dollars, detected | |
| CITRIX SYSTEMS INC | 177376100 | COM | 150 | $12,783 | dollars, detected | |
| NY ST DORM AUTH PER | 64990EUT2 | Convertible/ | 10,000 | $12,761 | dollars, detected | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,000 | $12,690 | dollars, detected | |
| TX TRANS ST HWY FD | 88283LJW7 | Convertible/ | 10,000 | $12,671 | dollars, detected | |
| AZ BD REGENTS UNIV | 04048RLZ7 | Convertible/ | 10,000 | $12,598 | dollars, detected | |
| PHOENIX AZ WST WTR | 71883PJP3 | Convertible/ | 10,000 | $12,540 | dollars, detected | |
| NC MUN PWR CA ELEC | 658203X82 | Convertible/ | 10,000 | $12,531 | dollars, detected | |
| LOWER CO RIV AUTH T | 54811GZS2 | Convertible/ | 10,000 | $12,456 | dollars, detected | |
| AUSTIN TX WTR & WST | 052476Q35 | Convertible/ | 10,000 | $12,410 | dollars, detected | |
| PHOENIX AZ WTR | 71883RNK5 | Convertible/ | 10,000 | $12,404 | dollars, detected | |
| KLEIN TX ISD | 498531FE7 | Convertible/ | 10,000 | $12,391 | dollars, detected | |
| NEW YORK N Y | 64966LS77 | Convertible/ | 10,000 | $12,384 | dollars, detected | |
| PA ST TPK COMMN TPK | 709224FX2 | Convertible/ | 10,000 | $12,298 | dollars, detected | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 109 | $12,290 | dollars, detected | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,839 | $12,193 | dollars, detected | |
| JEA FL ELEC SYS REV | 46613C2F1 | Convertible/ | 10,000 | $12,188 | dollars, detected | |
| AZ TRANS BRD HWY | 040654VE2 | Convertible/ | 10,000 | $12,112 | dollars, detected | |
| NY ST DORM AUTH S/T | 64990ADN2 | Convertible/ | 10,000 | $12,051 | dollars, detected | |
| OHIO ST WTR DEV AUTH WTR POLLUTN CTL REV, LN FD REV BDS | 67766WVL3 | Revenue Supported Bonds - non-taxable | 10,000 | $11,954 | dollars, detected | |
| ARIZONA WTR INFRASTRUCTURE FIN AUTH REV, WTR QUALITY REV REF BDS | 040688MM2 | Revenue Supported Bonds - non-taxable | 10,000 | $11,885 | dollars, detected | |
| AZ ST TRANS BRD HWY | 040654UL7 | Convertible/ | 10,000 | $11,806 | dollars, detected | |
| AZ ST TRANS BRD HWY | 040654UD5 | Convertible/ | 10,000 | $11,804 | dollars, detected | |
| PIMA CN AZ SWR | 721876RH5 | Convertible/ | 10,000 | $11,796 | dollars, detected | |
| BROWARD CNTY FL ARP | 114894RP5 | Convertible/ | 10,000 | $11,776 | dollars, detected | |
| DRIPPING SPRING TX | 262061NX8 | Convertible/ | 10,000 | $11,675 | dollars, detected | |
| MI ST BLDG AUTH | 594615BA3 | Convertible/ | 10,000 | $11,666 | dollars, detected | |
| BOSTON BEER INC CL A | 100557107 | Stock | 75 | $11,645 | dollars, detected | |
| AZ ST TRANSN BRD | 040647DP1 | Convertible/ | 10,000 | $11,474 | dollars, detected | |
| AZ TRANS EXCISE TAX | 040649KZ7 | Convertible/ | 10,000 | $11,474 | dollars, detected | |
| TRAVELERS COMPANIES INC | 89417E113 | COM | 100 | $11,455 | dollars, detected | |
| PHOENIX AZ CVC IMP | 718849BD3 | Convertible/ | 10,000 | $11,450 | dollars, detected | |
| AFLAC INC COM | 001055102 | Stock | 159 | $11,406 | dollars, detected | |
| REGL TRAN DST CO CO | 75913TJE5 | Convertible/ | 10,000 | $11,375 | dollars, detected | |
| MA ST | 57582NSJ5 | Convertible/ | 10,000 | $11,344 | dollars, detected | |
| KOPIN CORP | 500600101 | COMMON STOCK | 5,200 | $11,336 | dollars, detected | |
| AZ ST LOTTERY | 040624AV0 | Convertible/ | 10,000 | $11,246 | dollars, detected | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 100 | $11,233 | dollars, detected | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 721 | $11,176 | dollars, detected | |
| PHOENIX AZ WTR | 71883RJQ7 | Convertible/ | 10,000 | $11,115 | dollars, detected | |
| ROSEMONT IL | 777543SS9 | Convertible/ | 10,000 | $11,104 | dollars, detected | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 200 | $11,102 | dollars, detected | |
| DIGITALGLOBE INC | 25389M877 | COM | 400 | $11,000 | dollars, detected | |
| MO ST HWY/TRANS | 60636WJH9 | Convertible/ | 10,000 | $10,959 | dollars, detected | |
| IN ST FA REV | 455057XG9 | Convertible/ | 10,000 | $10,945 | dollars, detected | |
| IRVING TX WWKS/SWR | 463831KM8 | Convertible/ | 10,000 | $10,839 | dollars, detected | |
| NEWMONT CORP | 651639106 | COM | 275 | $10,805 | dollars, detected | |
| GREATER AZ DEV AUTH | 391577RK1 | Convertible/ | 10,000 | $10,784 | dollars, detected | |
| MA ST WTR RES AUTH | 576051BG0 | Convertible/ | 10,000 | $10,755 | dollars, detected | |
| NETAPP INC COM | 64110D104 | Stock | 300 | $10,746 | dollars, detected | |
| ENERGY NW WA ELEC R | 29270CWA9 | Convertible/ | 10,000 | $10,715 | dollars, detected | |
| COPART INC COM | 217204106 | Stock | 200 | $10,712 | dollars, detected | |
| TENNESSEE ST | 880541MN4 | Convertible/ | 10,000 | $10,654 | dollars, detected | |
| MO ST HLTH/ED | 6069017U4 | Convertible/ | 10,000 | $10,589 | dollars, detected | |
| CNT PUGET SND WA | 155048AY7 | Convertible/ | 10,000 | $10,587 | dollars, detected | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 400 | $10,520 | dollars, detected | |
| WELLS FARGO & CO | 949746NX5 | Convertible/ | 10,000 | $10,490 | dollars, detected | |
| PRUDENTIAL FINANCIAL INC | 744320706 | PRF | 400 | $10,460 | dollars, detected | |
| MP WSTRN ST UNIV | 606432BT8 | Convertible/ | 10,000 | $10,363 | dollars, detected | |
| NYC NY HDC MFH | 64972CCX9 | Convertible/ | 10,000 | $10,353 | dollars, detected | |
| SKECHERS U S A INC | 830566105 | CL A | 450 | $10,305 | dollars, detected | |
| AFLAC INC | 001055AN2 | Convertible | 10,000 | $10,272 | dollars, detected | |
| Southern Company | 842587107 | COM | 200 | $10,260 | dollars, detected | |
| Empire District Electric Co/Th | 291641108 | COM | 300 | $10,242 | dollars, detected | |
| KING ETC WA SD #408 | 494619BR9 | Convertible/ | 10,000 | $10,240 | dollars, detected | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 400 | $10,172 | dollars, detected | |
| REDMOND WA | 757674KM7 | Convertible | 10,000 | $10,073 | dollars, detected | |
| TAMPA BAY FL WTR | 875124FA2 | Convertible | 10,000 | $10,001 | dollars, detected | |
| GILBERT AZ MPC | 375306AU1 | Convertible | 10,000 | $10,001 | dollars, detected | |
| SYSCOCORP | 871829107 | COM | 204 | $9,998 | dollars, detected | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 270 | $9,990 | dollars, detected | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 1,194 | $9,791 | dollars, detected | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 200 | $9,654 | dollars, detected | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 700 | $9,611 | dollars, detected | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 950 | $9,576 | dollars, detected | |
| TRANSCANADA CORP | 89353D107 | COM | 200 | $9,512 | dollars, detected | |
| INVENTURE FOODS INC | 461212102 | COM | 1,000 | $9,400 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 520 | $9,334 | dollars, detected | |
| MERCADOLIBREINC | 58733R102 | STOK | 50 | $9,249 | dollars, detected | |
| COLONY CAP INC | 19624R106 | CL A | 500 | $9,115 | dollars, detected | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 50 | $9,104 | dollars, detected | |
| HOMEAWAY INC | 43799AHW5 | Convertible | 10,000 | $8,986 | dollars, detected | |
| CENOVUS ENERGY INC | 15135U109 | COM | 622 | $8,938 | dollars, detected | |
| CATERPILLAR FINL SVCS CORP | 14912L4D0 | Convertible/ | 8,000 | $8,896 | dollars, detected | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 500 | $8,805 | dollars, detected | |
| American Express Company | 025816109 | COM | 135 | $8,645 | dollars, detected | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 500 | $8,630 | dollars, detected | |
| COLUMBIA HCA HLTHCARE CP | 197677107 | Equities | 100 | $8,434 | dollars, detected | |
| INTREXON CORP | 46122T102 | COM | 300 | $8,406 | dollars, detected | |
| JEFFERIES GROUP | 472319AK8 | Convertible/ | 8,000 | $8,367 | dollars, detected | |
| RAYONIER INC COM | 754907103 | REIT | 315 | $8,360 | dollars, detected | |
| HORTONWORKS INC | 440894103 | COM | 1,000 | $8,350 | dollars, detected | |
| HERTZ CORP | 428040BJ7 | Convertible/ | 8,000 | $8,200 | dollars, detected | |
| WABTEC COM | 929740108 | Stock | 100 | $8,165 | dollars, detected | |
| BANK OF AMERICA | 06051GEM7 | Convertible/ | 7,000 | $8,142 | dollars, detected | |
| HUSKY ENERGY INC | 448055AF0 | Convertible/ | 7,000 | $8,061 | dollars, detected | |
| KLA TENCOR CORP XXX | 48CSH9974 | Equities | 115 | $8,017 | dollars, detected | |
| DIVIDEND CAPITAL | 25537M100 | COM | 1,065 | $7,967 | dollars, detected | |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 3,500 | $7,945 | dollars, detected | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 100 | $7,896 | dollars, detected | |
| BANK AMER CORP 5.625 07/01/2020 | 06051GEC9 | Corp Bond | 7,000 | $7,857 | dollars, detected | |
| LENNOX INTL INC COM | 526107107 | Stock | 50 | $7,852 | dollars, detected | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 148 | $7,831 | dollars, detected | |
| EXPEDIA INC | 30212PAB1 | Convertible/ | 7,000 | $7,716 | dollars, detected | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 100 | $7,614 | dollars, detected | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $7,530 | dollars, detected | |
| WEBMD HEALTH CORP | 94770V102 | COM | 150 | $7,455 | dollars, detected | |
| BANCFIRST CORP | 05945F103 | COM | 101 | $7,324 | dollars, detected | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 600 | $7,074 | dollars, detected | |
| UNDER ARMOUR INC | 904311107 | CL A | 180 | $6,962 | dollars, detected | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 300 | $6,954 | dollars, detected | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 200 | $6,930 | dollars, detected | |
| FAIRFAX FINANCE PFD | 303901607 | PFDs, REITs, | 500 | $6,752 | dollars, detected | |
| CARA THERAPEUTICS INC | 140755109 | COM | 800 | $6,680 | dollars, detected | |
| Comcast Corp | 20030N101 | COM | 100 | $6,634 | dollars, detected | |
| ROPER TECHNOLOGIES INC 3 12/15/2020 | 776743AA4 | Corp Bond | 6,000 | $6,237 | dollars, detected | |
| NC EASTERN MUNI PWR | 658196PP9 | Convertible/ | 5,000 | $6,235 | dollars, detected | |
| AMERICAN TOWER CO | 029912BD3 | Convertible/ | 6,000 | $6,222 | dollars, detected | |
| Eaton Corp | 278062AC8 | Corp Bond | 6,000 | $6,202 | dollars, detected | |
| AETNA INC NOTE M/W CLBL | 008117AP8 | NOTE M/W CLBL | 6,000 | $6,103 | dollars, detected | |
| UNDER ARMOUR INC | 904311206 | CL C | 180 | $6,095 | dollars, detected | |
| ECOLAB INC COM | 278865100 | Stock | 50 | $6,086 | dollars, detected | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 1,300 | $6,019 | dollars, detected | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 200 | $6,010 | dollars, detected | |
| FAU FIN CORP FL | 31200CAM8 | Convertible/ | 5,000 | $5,986 | dollars, detected | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 14 | $5,929 | dollars, detected | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 144 | $5,900 | dollars, detected | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $5,830 | dollars, detected | |
| AVONDALE AZ | 054314DX4 | Convertible/ | 5,000 | $5,769 | dollars, detected | |
| WABCO HLDGS INC | 92927K102 | COM | 50 | $5,677 | dollars, detected | |
| INVENSENSE INC | 46123D205 | COM | 761 | $5,647 | dollars, detected | |
| BIOGEN INC COM | 09062X103 | Stock | 18 | $5,635 | dollars, detected | |
| NEW JERSEY ST TRANSN TR FD AUTH, TRANSPORTATION SYSTEM REV BDS, BUILD | 646136XS5 | Taxable Municipal Bonds | 5,000 | $5,598 | dollars, detected | |
| Suncor Energy Inc. | 867229106 | COM | 200 | $5,556 | dollars, detected | |
| PACTIV LLC | 880394AE1 | Convertible/ | 5,000 | $5,550 | dollars, detected | |
| MIAMI-DADE CN FL | 59333NQM8 | Convertible/ | 5,000 | $5,546 | dollars, detected | |
| XPO INC COM | 983793100 | Stock | 150 | $5,501 | dollars, detected | |
| CVS HEALTH CORP | 126650BW9 | Convertible/ | 5,000 | $5,465 | dollars, detected | |
| METLIFE INC COM | 59156R108 | Stock | 122 | $5,420 | dollars, detected | |
| CA ST PUB WKS B | 130685VM9 | Convertible/ | 5,000 | $5,402 | dollars, detected | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 111 | $5,306 | dollars, detected | |
| SERVICEMASTER CO LP | 817609AB6 | Fixed Income | 5,000 | $5,288 | dollars, detected | |
| JEFFERSON COUNTY MO | 473143DQ5 | Convertible/ | 5,000 | $5,275 | dollars, detected | |
| S VY SWR DST UT | 84059QBX3 | Convertible/ | 5,000 | $5,275 | dollars, detected | |
| AMERICAN INTL GR | 02687QDG0 | Convertible/ | 5,000 | $5,272 | dollars, detected | |
| BANK OF AMERICA | 060505DP6 | Convertible/ | 5,000 | $5,236 | dollars, detected | |
| NASDAQ INC | 631103AE8 | Convertible/ | 5,000 | $5,234 | dollars, detected | |
| Prudential PLC 6.75% PrpCl 9/0 | g7293h114 | PFD | 200 | $5,230 | dollars, detected | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $5,226 | dollars, detected | |
| ST LOUIS MO PKG | 791676BK4 | Convertible/ | 5,000 | $5,201 | dollars, detected | |
| WIRECARD AG SHS | D22359133 | Common Stock | 100 | $5,200 | dollars, detected | |
| WELLS FARGO | 94974BFR6 | cb | 5,000 | $5,185 | dollars, detected | |
| Accenture Plc Class A | G1151C101 | COM | 42 | $5,131 | dollars, detected | |
| AARON'S INC | 002535201 | COMMON STOCK | 200 | $5,084 | dollars, detected | |
| TN HSG DEV AGCY | 880461FM5 | Convertible/ | 5,000 | $5,082 | dollars, detected | |
| JP MORGAN CHASE & | 073902PN2 | Convertible | 5,000 | $5,064 | dollars, detected | |
| ANTARES PHARMA INC | 036642106 | COM | 3,000 | $5,040 | dollars, detected | |
| GOLDCORP INC NEW | 380956409 | COM | 300 | $4,956 | dollars, detected | |
| CANADIANNATLRYCOF | 136375102 | STOK | 75 | $4,905 | dollars, detected | |
| TJX Companies Inc | 872540109 | COM | 65 | $4,861 | dollars, detected | |
| Intrcontinentalexchange | 45865V100 | COM | 18 | $4,848 | dollars, detected | |
| EBAY INC. COM | 278642103 | Stock | 144 | $4,738 | dollars, detected | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 400 | $4,720 | dollars, detected | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 69 | $4,589 | dollars, detected | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 400 | $4,588 | dollars, detected | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 420 | $4,498 | dollars, detected | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 28 | $4,454 | dollars, detected | |
| FITBIT INC | 33812L102 | CL A | 300 | $4,452 | dollars, detected | |
| CENCORA INC | 03073E108 | COM | 55 | $4,443 | dollars, detected | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 128 | $4,435 | dollars, detected | |
| YAHOO INC | 984332106 | COM | 100 | $4,310 | dollars, detected | |
| OCCIDENTAL PETRO CORP | 674599015 | Equities | 59 | $4,302 | dollars, detected | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 244 | $4,277 | dollars, detected | |
| ATHERSYS INC | 04744L106 | COM | 2,000 | $4,260 | dollars, detected | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 106 | $4,235 | dollars, detected | |
| AT&T INC | 00206RAJ1 | Convertible/ | 4,000 | $4,213 | dollars, detected | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 200 | $4,148 | dollars, detected | |
| PPG INDS INC COM | 693506107 | Stock | 40 | $4,134 | dollars, detected | |
| MGC | 921910873 | COM | 55 | $4,056 | dollars, detected | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 500 | $4,005 | dollars, detected | |
| VWO | 922042858 | SHS | 104 | $3,914 | dollars, detected | |
| Vanguard Real Estate | 922908553 | SHS | 45 | $3,903 | dollars, detected | |
| ADMINISTRADORA FONDOS PENSIO | 00709P108 | SPONSORED ADR | 633 | $3,773 | dollars, detected | |
| PRAXAIR INC | 74005P104 | COM | 30 | $3,625 | dollars, detected | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 5,000 | $3,600 | dollars, detected | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 30 | $3,562 | dollars, detected | |
| GENTEX CORP COM | 371901109 | Stock | 200 | $3,512 | dollars, detected | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 100 | $3,445 | dollars, detected | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,200 | $3,420 | dollars, detected | |
| PROSHARES TR | 74347X641 | SHRT RL EST FD | 200 | $3,410 | dollars, detected | |
| V F CORP COM | 918204108 | Stock | 60 | $3,363 | dollars, detected | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 50 | $3,279 | dollars, detected | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 201 | $3,260 | dollars, detected | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 26 | $3,116 | dollars, detected | |
| CITIGROUP INC | 172967EH0 | Convertible/ | 3,000 | $3,113 | dollars, detected | |
| BUNGE LTD | G16962105 | COM | 52 | $3,080 | dollars, detected | |
| FIRST HORIZON NAT | 320517AB1 | Convertible/ | 3,000 | $3,062 | dollars, detected | |
| PNC FINANCIAL SERVICES GROUP | 693475832 | PREFERRED STOCK | 120 | $3,061 | dollars, detected | |
| PS BUSINESS PKS INC CALIF S R1 | 69360J669 | PFD | 114 | $2,940 | dollars, detected | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 2,120 | $2,862 | dollars, detected | |
| WHOLE FOODS MKT INC | 966837106 | COM | 100 | $2,835 | dollars, detected | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 200 | $2,800 | dollars, detected | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 210 | $2,787 | dollars, detected | |
| APACHE CORP | 037411105 | COM | 43 | $2,746 | dollars, detected | |
| HANESBRANDS INC | 410345102 | COM | 108 | $2,727 | dollars, detected | |
| STERICYCLE INC | 858912108 | COM | 34 | $2,725 | dollars, detected | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 50 | $2,704 | dollars, detected | |
| EQUINOX GOLD CORP | 54755T100 | Equities | 10,000 | $2,612 | dollars, detected | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 35 | $2,595 | dollars, detected | |
| FLUOR CORP | 343412102 | COM | 50 | $2,566 | dollars, detected | |
| CPI CARD GROUP INC | 12634H101 | COM | 400 | $2,416 | dollars, detected | |
| BB & T CORP | 054937107 | COM | 64 | $2,414 | dollars, detected | |
| YELLOW MEDIA INC 22 WTS | 985572114 | Equities | 827 | $2,396 | dollars, detected | |
| HASBRO INC COM | 418056107 | Stock | 30 | $2,380 | dollars, detected | |
| SECURITY NATL FINL CORP CL A | 814785309 | COMMON STOCK | 392 | $2,297 | dollars, detected | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 200 | $2,288 | dollars, detected | |
| DEVON ENERGY CORP | 25179MAV5 | Convertible/ | 2,000 | $2,269 | dollars, detected | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 350 | $2,258 | dollars, detected | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 60 | $2,247 | dollars, detected | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 7,223 | $2,203 | dollars, detected | |
| YAMANA GOLD INC | 98462Y100 | COM | 500 | $2,155 | dollars, detected | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 109 | $2,067 | dollars, detected | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $2,064 | dollars, detected | |
| Danaher Corporation | 235851102 | COM | 25 | $1,960 | dollars, detected | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 40 | $1,898 | dollars, detected | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 312 | $1,884 | dollars, detected | |
| DIAMONDS TRUST SERIES I | 252787106 | EXCHANGE TRADED | 10 | $1,828 | dollars, detected | |
| CISCO SYSTEMS INC | 17275RAE2 | Convertible/ | 1,667 | $1,807 | dollars, detected | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 215 | $1,793 | dollars, detected | |
| PEPSICO INC | 713448BH0 | Convertible/ | 1,667 | $1,771 | dollars, detected | |
| KOHLS CORP | 500255104 | COM | 40 | $1,750 | dollars, detected | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20 | $1,744 | dollars, detected | |
| IBM CORP | 459200GJ4 | Convertible/ | 1,666 | $1,739 | dollars, detected | |
| TWITTER INC | 90184L102 | COM | 75 | $1,729 | dollars, detected | |
| DNOW INC | 67011P100 | COMMON STOCK | 75 | $1,607 | dollars, detected | |
| MARATHON OIL CORP | 565849106 | COM | 100 | $1,581 | dollars, detected | |
| Valeant Pharma Intl | 91911X104 | COM | 60 | $1,473 | dollars, detected | |
| Keyence Corp | J32491102 | Common Stock | 2 | $1,450 | dollars, detected | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 25 | $1,439 | dollars, detected | |
| PANDORA MEDIA INC | 698354107 | COM | 100 | $1,433 | dollars, detected | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 19 | $1,411 | dollars, detected | |
| LEHMAN BROS HLDGS | 525ESCGU7 | Convertible/ | 20,000 | $1,400 | dollars, detected | |
| SASOL LTD | 803866300 | SPONSORED ADR | 50 | $1,366 | dollars, detected | |
| GOPRO INC | 38268T103 | CL A | 80 | $1,334 | dollars, detected | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 21 | $1,331 | dollars, detected | |
| FIREEYE INC | 31816Q101 | COM | 88 | $1,296 | dollars, detected | |
| SIRIUS XM HOLDINGS INC COM | 82966U103 | Stock | 300 | $1,251 | dollars, detected | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 10 | $1,242 | dollars, detected | |
| ADVISORS DISCIPLINED | 00771K193 | Unit Trusts | 2 | $1,240 | dollars, detected | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 20 | $1,032 | dollars, detected | |
| COMMUNITY HEALT | 12543DAR1 | Convertible/ | 1,000 | $1,006 | dollars, detected | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 200 | $992 | dollars, detected | |
| MANITOWOC COMPANY INC | 563571108 | COM | 202 | $967 | dollars, detected | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11 | $958 | dollars, detected | |
| CHARLES + COLVARD LTD | 159765106 | COM | 800 | $928 | dollars, detected | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 20 | $911 | dollars, detected | |
| GOLDEN OCEAN GRP LTD | G39637106 | Equities | 200 | $810 | dollars, detected | |
| BOJANGLES INC | 097488100 | COM | 50 | $798 | dollars, detected | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 57 | $796 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 50 | $783 | dollars, detected | |
| MYLAN NV | N59465109 | SHS EURO | 20 | $762 | dollars, detected | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 13 | $706 | dollars, detected | |
| ABAKAN INC | 00258J107 | COM | 98,700 | $691 | dollars, detected | |
| Schwab US REIT ETF | 808524847 | SHS | 16 | $682 | dollars, detected | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $682 | dollars, detected | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 200 | $660 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 55 | $641 | dollars, detected | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 24 | $619 | dollars, detected | |
| FORTIVE CORP COM | 34959J108 | Stock | 12 | $611 | dollars, detected | |
| KROGER CO COM | 501044101 | Stock | 18 | $534 | dollars, detected | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 100 | $527 | dollars, detected | |
| ARKEMA SPO | 041232109 | USD | 5 | $463 | dollars, detected | |
| AURICO METALS | 05157J108 | COM | 520 | $433 | dollars, detected | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 50 | $408 | dollars, detected | |
| SPROTT RES CORP | 85207D103 | EQUS | 1,000 | $361 | dollars, detected | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,248 | $337 | dollars, detected | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 34 | $302 | dollars, detected | |
| PEABODY ENERGY CORP | 704549104 | COM | 193 | $299 | dollars, detected | |
| SPECTRA7 MICROSYSTEMS INC | 84761T109 | Equities | 1,000 | $293 | dollars, detected | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 50 | $271 | dollars, detected | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 10 | $228 | dollars, detected | |
| CONTANGO SILVER GOLD INC | 21077F100 | COMMON STOCK | 10 | $200 | dollars, detected | |
| SOLARCITY CORP | 83416T100 | COM | 9 | $176 | dollars, detected | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 6 | $165 | dollars, detected | |
| JANEL CORP | 47077R109 | Equities | 40 | $165 | dollars, detected | |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 15 | $150 | dollars, detected | |
| Dawson Geophysical Co Ne | 239360100 | COM | 17 | $130 | dollars, detected | |
| OCLARO INC | 67555N107 | Equities | 14 | $120 | dollars, detected | |
| CAPSTONE THERAPEUTIC | 14068E113 | Equities | 2,000 | $120 | dollars, detected | |
| Conseco Inc | 208464883 | com | 7 | $107 | dollars, detected | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 11 | $103 | dollars, detected | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 4 | $76 | dollars, detected | |
| Arbutus Biopharma Corp | 03879J100 | Common Shares, without par value | 20 | $69 | dollars, detected | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 3 | $67 | dollars, detected | |
| PATRIOT GOLD CORP | 70337F103 | Equities | 500 | $56 | dollars, detected | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 7 | $52 | dollars, detected | |
| TELECOMUNICACOES DE SAO PAUL | 87929A102 | SPON ADR PFD | 3 | $43 | dollars, detected | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 1 | $42 | dollars, detected | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 200 | $37 | dollars, detected | |
| LEHMAN BRO HLDG PFD | 5252E204 | PFDs, REITs, | 600 | $36 | dollars, detected | The CUSIP as filed is malformed. |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2 | $25 | dollars, detected | |
| DIGERATI TECHNOLOGIES | 25375L206 | COM | 100 | $23 | dollars, detected | |
| E DIGITAL CORPORATN | 26841y103 | COM | 300 | $22 | dollars, detected | |
| HERITAGE GLOBAL INC | 42727E107 | Equities | 50 | $22 | dollars, detected | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 0 | $19 | dollars, detected | Amount filed as zero, left out of ratios. |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 8 | $18 | dollars, detected | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 4 | $15 | dollars, detected | |
| PHARMOS CORP COM PAR $.03 | 717139307 | Common Stock | 1,000 | $12 | dollars, detected | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 0 | $11 | dollars, detected | Amount filed as zero, left out of ratios. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1 | $11 | dollars, detected | |
| LEADIS TECH INC | 52171N103 | Equities | 2,500 | $8 | dollars, detected | |
| North American Palladium Ltd | 65704X109 | Com | 1 | $4 | dollars, detected | |
| CLENERGEN CORP | 185635109 | Equities | 10,000 | $3 | dollars, detected | |
| TEL OFFSHORE TRUST | 872382106 | MUTUAL FUNDS - | 7 | $2 | dollars, detected | |
| BRITANNIA MNG INC | 11040Y104 | COM | 945 | $2 | dollars, detected | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 57 | $1 | dollars, detected | |
| PACIFIC BLUE ENERGY CORP | 69404A104 | Equities | 1,000 | $1 | dollars, detected | |
| GREENFORENERGYINC | 39303X109 | STOK | 1,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SOUTHMARK CORP | 844544809 | COMMON STOCK | 124 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 15 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| WASHINGTON MUTUAL INC COMMON | 939ESC968 | COMMON STOCK | 2,500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Notis Global Inc | 66980B100 | Common / Ordinary Stock | 100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| LEHMAN BROTHE | 525ESC711 | ESC | 20,092 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| PHARMAGEN INC. | 71715W106 | COM | 630 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ESCROW GEN MOTORS CORP SE | 370ESC121 | EQUITY | 400 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 374 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| LASERSIGHT INC NEW | 517924304 | COM | 2 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| DIAMOND EQUITIES INC | 252592100 | COM | 3,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MicroIslet, Inc. | 59507q106 | COM | 3,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| TRANS GLOBAL GROUP INC | 89324A109 | COMMON STOCK | 5 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 1,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| Laidlaw EGY Group | 50730N101 | COMM | 700,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VITRO TECH | 92851M108 | COM | 500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| OMDA OIL GAS INC COM NEW | 67087W203 | Stock | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| UNITY ONE CAPITAL | 913991006 | Equities | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ESECURESOFT CO | 296423106 | Equities | 148 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| NEXPRISE INC | 65333Q202 | Equities | 1 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CUIDAO HLDG CORP | 229905302 | Equities | 150 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GOLDEN ARCH RESOURCES | 38079K101 | Equities | 4,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| COUGAR OIL & GAS CANADA INC | 22208A101 | Equities | 2,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GENERAL MOTORS 8.25XXXESCROW P | 370escbw4 | COM | 15,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GENERAL MOTORS CORP 9.25 | 370ESC9S6 | PFDs, REITs, | 15,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GREEN ENERGY GROUP INC | 393036108 | Equities | 165 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MYZIPSOFT INC | 628703100 | Equities | 311 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ORBIT BRANDS CORP | 68556C108 | Equities | 100,000 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AAB NATIONAL CO | 000303107 | Equities | 181 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CORE MED GROUP INC | 218684108 | Equities | 146 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SUPER DEAL COM INC | 00210R106 | Equities | 153 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| USA PERFORMANCE PRODUCTS INC | 90341L102 | Equities | 40 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| USAS DIGITAL INC | 90341K104 | Equities | 162 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CLASSIFIED AD INC | 00089Y109 | Equities | 156 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL HOLDINGS | 02503V109 | Equities | 200 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| mPhase Technologies Inc | 62472C102 | CS | 400 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| CDEX INC | 12507E205 | Equities | 200 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| EARTHWORKS ENTERTAINMENT INC | 27032F200 | Equities | 44 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| ONCOLOGIX TECH INC | 68230M209 | Equities | 1,250 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| SPORTSEND INC | 84920D102 | Equities | 50 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| VIE FINCL GRP | 92660P300 | Equities | 6 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GENER8 MARTIME INC 17WT | Y26889116 | Equities | 5 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| BIGHUB.COM INC | 089865109 | Equities | 500 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| GUINNESS EXPLORATION | 40204A107 | Equities | 100 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| LIFEAPPS BRANDS INC | 53190A205 | Equities | 66 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
| MIRACOR DIAGNOSTICS | 60461S104 | Equities | 1,215 | $0 | dollars, detected | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-16-007278 | this filing | 2016-10-17 | acceptance time not in the bulk data set |