13F-HR filed by SONORA INVESTMENT MANAGEMENT, LLC
SONORA INVESTMENT MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-17, with 894 holding rows worth $477,133,811.
- Accession
- 0001415889-16-007278
- Filer
- CIK 1418539
- Filed
- 2016-10-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 894 entries on the cover page, a total value of $477,133,811 stated on the cover page (in dollars after the unit check, H1), rows summing to $477,133,811 with VALUE read as dollars, detected, 13F file number 028-17012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 15,550,000 | $14,486,691 | dollars, detected | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 12,803,000 | $13,268,133 | dollars, detected | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 11,785,000 | $12,852,485 | dollars, detected | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 12,610,000 | $12,247,311 | dollars, detected | |
| Qualcomm Incorporated | 747525103 | COM | 173,354 | $11,874,719 | dollars, detected | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 11,320,000 | $11,408,862 | dollars, detected | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 9,815,000 | $11,001,241 | dollars, detected | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 11,375,000 | $10,806,250 | dollars, detected | |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 10,660,000 | $10,785,681 | dollars, detected | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 9,855,000 | $10,520,015 | dollars, detected | |
| L BRANDS INC | 532716AS6 | Convertible/ | 8,780,000 | $10,118,950 | dollars, detected | |
| GAP INC FIXED RT NT | 364760AK4 | FIXED INCOME | 9,430,000 | $10,029,155 | dollars, detected | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 7,034,000 | $9,519,112 | dollars, detected | |
| Apple Inc | 037833100 | COM | 73,422 | $8,300,306 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAP5 | Convertible/ | 7,785,000 | $8,076,938 | dollars, detected | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 7,760,000 | $8,070,710 | dollars, detected | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,595,000 | $7,965,490 | dollars, detected | |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 7,623,000 | $7,822,037 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAR3 | NOTE | 7,645,000 | $7,643,853 | dollars, detected | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 7,740,000 | $7,451,221 | dollars, detected | |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 6,500,000 | $7,385,040 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763AAB4 | NOTE 2.750%12/1 | 8,185,000 | $7,320,107 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 5,530,000 | $6,923,505 | dollars, detected | |
| JUNIPER NETWORKS | 48203RAG9 | cb | 6,440,000 | $6,829,311 | dollars, detected | |
| CSX Corporation | 126408103 | COM | 202,480 | $6,175,652 | dollars, detected | |
| VALERO ENERGY CORP | 91913YAR1 | Convertible/ | 5,425,000 | $6,093,236 | dollars, detected | |
| CORNING INC | 219350105 | COM | 246,543 | $5,830,742 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAT9 | Convertible/ | 5,285,000 | $5,390,700 | dollars, detected | |
| Wells Fargo & Company | 949746101 | COM | 115,321 | $5,106,401 | dollars, detected | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 4,780,000 | $5,049,114 | dollars, detected | |
| Verizon Communications Inc | 92343V104 | COM | 94,290 | $4,901,176 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 39,507 | $4,666,970 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 124,813 | $4,573,148 | dollars, detected | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 3,715,000 | $4,466,099 | dollars, detected | |
| LIVE NATION ENTERTAINMENT IN | 538034AJ8 | NOTE 2.500 5/1 | 3,875,000 | $4,197,400 | dollars, detected | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 82,674 | $4,170,915 | dollars, detected | |
| REPUBLIC SERVICES INC | 760759AH3 | CORPORATE BONDS | 3,700,000 | $4,074,570 | dollars, detected | |
| PepsiCo,Inc. | 713448108 | COM | 34,525 | $3,755,284 | dollars, detected | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 3,047,000 | $3,752,350 | dollars, detected | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,617 | $3,588,748 | dollars, detected | |
| SEASPAN CORP | Y75638109 | SHS | 260,803 | $3,476,504 | dollars, detected | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 3,420,000 | $3,388,297 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 25,349 | $3,261,924 | dollars, detected | |
| Adobe Inc | 00724F101 | COM | 29,712 | $3,224,983 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 55,463 | $3,194,681 | dollars, detected | |
| Procter & Gamble Co | 742718109 | COM | 34,257 | $3,074,564 | dollars, detected | |
| WELLS FARGO 6.625 PFD PFD SER | 949746465 | PFD | 101,475 | $3,021,926 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 89,200 | $3,021,190 | dollars, detected | |
| EXXON MOBIL CORP | 30231G102 | COM | 33,902 | $2,958,985 | dollars, detected | |
| PNC FINANCIAL 6.125% $1.53125 PFD | 693475857 | PREFERRED | 101,355 | $2,956,525 | dollars, detected | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,859,000 | $2,698,716 | dollars, detected | |
| LEXMARK INTL | 529772AE5 | Convertible | 2,475,000 | $2,624,334 | dollars, detected | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 51,274 | $2,608,308 | dollars, detected | |
| COGNEX CORP | 192422103 | COM | 48,406 | $2,558,717 | dollars, detected | |
| MOSAIC CO | 61945A107 | COMMON STOCK | 103,193 | $2,524,101 | dollars, detected | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 26,400 | $2,510,828 | dollars, detected | |
| GENUINE PARTS CO COM | 372460105 | Stock | 24,374 | $2,448,368 | dollars, detected | |
| Schlumberger Limited | 806857108 | COM | 30,625 | $2,408,329 | dollars, detected | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,035,000 | $2,406,978 | dollars, detected | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 88,115 | $2,370,294 | dollars, detected | |
| Costco Wholesale Corporation | 22160K105 | COM | 15,077 | $2,299,327 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 71,223 | $2,259,180 | dollars, detected | |
| 3M CO COM | 88579Y101 | Stock | 12,416 | $2,187,985 | dollars, detected | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 2,205,000 | $2,165,061 | dollars, detected | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 23,931 | $2,155,944 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAK6 | Convertible/ | 1,835,000 | $2,018,500 | dollars, detected | |
| CVS Health Corporation | 126650100 | COM | 22,590 | $2,010,284 | dollars, detected | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 75,383 | $1,962,219 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,364 | $1,900,798 | dollars, detected | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 14,280 | $1,801,279 | dollars, detected | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 33,094 | $1,753,974 | dollars, detected | |
| XEROX CORP | 984121103 | COM | 170,879 | $1,731,004 | dollars, detected | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,510,000 | $1,702,676 | dollars, detected | |
| RAYTHEON CO | 755111507 | COM NEW | 12,098 | $1,646,843 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 37,107 | $1,613,054 | dollars, detected | |
| CARDINAL HEALTH INC | 14149YBA5 | Convertible/ | 1,495,000 | $1,594,165 | dollars, detected | |
| PHILLIPS 66 COM | 718546104 | Stock | 19,140 | $1,541,727 | dollars, detected | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 1,540,000 | $1,537,883 | dollars, detected | |
| VANTIV INC | 92210H105 | CL A | 27,186 | $1,529,756 | dollars, detected | |
| RPM INTL INC COM | 749685103 | Stock | 28,250 | $1,517,590 | dollars, detected | |
| USBANCORPDEL | 902973304 | COM NEW | 35,010 | $1,501,579 | dollars, detected | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 19,621 | $1,479,816 | dollars, detected | |
| LEGGETT & PLATT INC | 524660107 | COM | 29,881 | $1,361,976 | dollars, detected | |
| ADVANTAGE OIL & GAS LTD | 00762L101 | Equities | 176,890 | $1,243,537 | dollars, detected | |
| ADVANCED AUTO PARTS INC | 00751YAA4 | Convertible/ | 1,095,000 | $1,208,190 | dollars, detected | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 40,491 | $1,203,393 | dollars, detected | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 257,330 | $1,201,731 | dollars, detected | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 30,775 | $1,201,148 | dollars, detected | |
| L BRANDS INC | 532716AT4 | Convertible/ | 1,040,000 | $1,199,900 | dollars, detected | |
| CORNING INC | 219350BB0 | Convertible/ | 1,145,000 | $1,180,061 | dollars, detected | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 49,155 | $1,111,886 | dollars, detected | |
| HUNTSMAN CORP | 447011107 | COM | 64,305 | $1,046,242 | dollars, detected | |
| 3M CO | 604059AE5 | Convertible/ | 725,000 | $994,603 | dollars, detected | |
| QUALCOMM INC NOTE M/W CLBL | 747525AE3 | NOTE M/W CLBL | 945,000 | $986,072 | dollars, detected | |
| AT&T Inc | 00206R102 | COM | 24,166 | $981,381 | dollars, detected | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 32,394 | $978,954 | dollars, detected | |
| GENERAL ELEC CO | 369604103 | COM | 32,822 | $972,192 | dollars, detected | |
| Gilead Sciences,Inc. | 375558103 | COM | 12,215 | $966,447 | dollars, detected | |
| Berkshire Hathaway Inc | 084670702 | COM | 6,610 | $954,947 | dollars, detected | |
| Lockheed Martin Corporation | 539830109 | COM | 3,969 | $951,449 | dollars, detected | |
| KLA TENCOR CO | 482480AC4 | Convertible/ | 890,000 | $922,495 | dollars, detected | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 915,000 | $875,962 | dollars, detected | |
| DOVER CORP COM | 260003108 | Stock | 11,745 | $864,902 | dollars, detected | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 10,566 | $820,978 | dollars, detected | |
| TARGET CORP | 87612E110 | COM | 11,566 | $794,353 | dollars, detected | |
| Wells Fargo & 5.85 PFD PFD Ser Q | 949746556 | PFD | 29,105 | $778,559 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 7,534 | $775,374 | dollars, detected | |
| HEALTHCARE RLTY TR | 421946104 | COM | 22,430 | $763,966 | dollars, detected | |
| Waste Management, Inc. | 94106L109 | COM | 11,508 | $733,750 | dollars, detected | |
| NIKE,Inc. Class B | 654106103 | COM | 13,783 | $725,656 | dollars, detected | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 66,676 | $712,766 | dollars, detected | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 14,095 | $706,160 | dollars, detected | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 71,610 | $682,443 | dollars, detected | |
| PAYCHEX INC | 704326107 | COM | 11,338 | $656,134 | dollars, detected | |
| LOWES CO INC | 548661AH0 | Convertible/ | 475,000 | $655,071 | dollars, detected | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 92,266 | $622,796 | dollars, detected | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 27,280 | $614,346 | dollars, detected | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 31,156 | $608,788 | dollars, detected | |
| Philip Morris International Inc. | 718172109 | COM | 6,255 | $608,111 | dollars, detected | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 23,675 | $604,423 | dollars, detected | |
| NICHOLAS APPLEGATE | 65370G109 | EXCHANGE TRADED | 98,000 | $581,140 | dollars, detected | |
| Altria Group Inc | 02209S103 | COM | 8,918 | $563,885 | dollars, detected | |
| ORACLE CORP | 68389XAS4 | Convertible/ | 500,000 | $542,070 | dollars, detected | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,638 | $519,681 | dollars, detected | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 22,647 | $510,463 | dollars, detected | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 59,233 | $505,257 | dollars, detected | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 57,573 | $481,310 | dollars, detected | |
| SONOCO PRODS CO | 835495102 | COM | 9,016 | $476,320 | dollars, detected | |
| Boeing Company | 097023105 | COM | 3,536 | $465,869 | dollars, detected | |
| CMS ENERGY CORP COM | 125896100 | Stock | 10,839 | $455,367 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 6,820 | $454,113 | dollars, detected | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 6,304 | $445,945 | dollars, detected | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 11,408 | $443,657 | dollars, detected | |
| Intel Corp | 458140100 | COM | 11,642 | $439,499 | dollars, detected | |
| CYS INVTS INC | 12673A108 | COM | 50,000 | $436,000 | dollars, detected | |
| Coca-Cola Company | 191216100 | COM | 10,234 | $433,106 | dollars, detected | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 59,468 | $426,980 | dollars, detected | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,614 | $421,560 | dollars, detected | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 26,400 | $421,080 | dollars, detected | |
| US Bancorp | 902973817 | PFD | 16,330 | $419,028 | dollars, detected | |
| TESORO CORP | 881609101 | COM | 5,159 | $410,439 | dollars, detected | |
| Oracle Corporation | 68389X105 | COM | 9,612 | $377,542 | dollars, detected | |
| MERCK &COINC | 589331107 | COM | 5,811 | $362,647 | dollars, detected | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 12,844 | $354,880 | dollars, detected | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 23,115 | $352,041 | dollars, detected | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,459 | $309,615 | dollars, detected | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 6,200 | $308,388 | dollars, detected | |
| CANOE FINANCIAL LP EIT INCOME FD UN | 13780R109 | Common Stock | 35,000 | $294,700 | dollars, detected | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 19,000 | $292,790 | dollars, detected | |
| WASTE MGMT INC | 94106LAG4 | Convertible/ | 205,000 | $290,655 | dollars, detected | |
| MCDONALDS CORP | 58013MEX8 | Convertible/ | 280,000 | $290,373 | dollars, detected | |
| LOCKHEED MARTIN CORP 2.5 11/23/2020 | 539830BF5 | Corp Bond | 280,000 | $289,076 | dollars, detected | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 10,770 | $280,774 | dollars, detected | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,150 | $277,760 | dollars, detected | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,155 | $276,422 | dollars, detected | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,210 | $272,056 | dollars, detected | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 30,401 | $266,617 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 21,500 | $261,440 | dollars, detected | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 3,207 | $258,548 | dollars, detected | |
| WHIRLPOOL CORP | 963320AQ9 | Convertible/ | 250,000 | $254,757 | dollars, detected | |
| Starbucks Corporation | 855244109 | COM | 4,501 | $243,681 | dollars, detected | |
| Honeywell Technologies | 438516106 | COM | 2,034 | $237,144 | dollars, detected | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,000 | $235,750 | dollars, detected | |
| GLOBAL NET LEASE INC | 379378102 | COM | 28,625 | $233,580 | dollars, detected | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 90,000 | $232,200 | dollars, detected | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 5,327 | $216,207 | dollars, detected | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 15,000 | $207,150 | dollars, detected | |
| Prologis,Inc. | 74340W103 | COM | 3,850 | $206,129 | dollars, detected | |
| HCP INC | 40414L109 | COM | 5,425 | $205,879 | dollars, detected | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,764 | $200,095 | dollars, detected | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,178 | $194,402 | dollars, detected | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 8,340 | $192,904 | dollars, detected | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,000 | $189,600 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAN2 | Convertible/ | 170,000 | $188,913 | dollars, detected | |
| DOVER CORP | 260003AC2 | Convertible/ | 135,000 | $176,957 | dollars, detected | |
| SILVER WHEATON CORP | 828336107 | COM | 6,507 | $175,884 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 2,430 | $175,252 | dollars, detected | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 145,000 | $173,237 | dollars, detected | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,280 | $169,860 | dollars, detected | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,774 | $165,627 | dollars, detected | |
| ENERPLUS RES FD UNIT TR G NEW | 29274D604 | COM | 25,630 | $164,288 | dollars, detected | |
| CELGENE CORP | 151020104 | COM | 1,558 | $162,858 | dollars, detected | |
| Walt Disney Co | 254687106 | COM | 1,709 | $158,698 | dollars, detected | |
| VERIZON COMMUNICATIONS INC 5.15 09/15/2023 | 92343VBR4 | Corp Bond | 136,000 | $158,392 | dollars, detected | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 3,100 | $153,667 | dollars, detected | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 4,178 | $147,275 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 175 | $146,529 | dollars, detected | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,708 | $140,654 | dollars, detected | |
| NORTHROP GRUMMAN | 666807BE1 | Convertible/ | 130,000 | $139,084 | dollars, detected | |
| EDISON INTL COM | 281020107 | Stock | 1,914 | $138,287 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 2,500 | $136,275 | dollars, detected | |
| MONSANTO CO NEW | 61166W101 | COM | 1,287 | $131,531 | dollars, detected | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,715 | $130,619 | dollars, detected | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 4,554 | $129,379 | dollars, detected | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 1,300 | $128,095 | dollars, detected | |
| PFIZER INC | 717081DB6 | Convertible | 115,000 | $127,982 | dollars, detected | |
| KIMBERLY-CLARK CORP | 494368AS2 | Convertible/ | 97,000 | $127,511 | dollars, detected | |
| SALT VERDE AZ FC | 79575EAS7 | Convertible/ | 100,000 | $126,630 | dollars, detected | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,020 | $124,766 | dollars, detected | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 8,000 | $124,640 | dollars, detected | |
| SPY | 78462F103 | SHS | 567 | $122,642 | dollars, detected | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 8,125 | $120,006 | dollars, detected | |
| AMERICAN INTL | 026874107 | COM | 2,000 | $118,680 | dollars, detected | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 3,300 | $116,985 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 651 | $113,717 | dollars, detected | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 8,321 | $113,665 | dollars, detected | |
| BECTON DICKINSON & CO | 075887109 | COM | 631 | $113,410 | dollars, detected | |
| AETNA INC | 00817YAH1 | Convertible | 105,000 | $112,963 | dollars, detected | |
| RAYTHEON CO | 755111AF8 | Convertible/ | 80,000 | $112,601 | dollars, detected | |
| WYNDHAM WORLDWIDE CORP | 98310WAH1 | Convertible | 110,000 | $110,593 | dollars, detected | |
| AbbVie,Inc. | 00287Y109 | COM | 1,720 | $108,480 | dollars, detected | |
| AUTOZONE INC COM | 053332102 | Stock | 140 | $107,568 | dollars, detected | |
| 0 | 000000000 | 0 | 6,000 | $106,680 | dollars, detected | |
| TOLL BROTHERS INC | 88947EAQ3 | Convertible/ | 100,000 | $106,625 | dollars, detected | |
| Union Pacific Corporation | 907818108 | COM | 1,075 | $104,845 | dollars, detected | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,634 | $104,380 | dollars, detected | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,000 | $104,020 | dollars, detected | |
| STARWOOD HOTELS & RE | 85590AAN4 | Convertible | 90,000 | $102,942 | dollars, detected | |
| Mondelez International,Inc. Class A | 609207105 | COM | 2,313 | $101,541 | dollars, detected | |
| McDonalds Corporation | 580135101 | COM | 876 | $101,096 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 1,302 | $100,814 | dollars, detected | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $99,894 | dollars, detected | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 2,000 | $96,880 | dollars, detected | |
| Eli Lilly and Company | 532457108 | COM | 1,205 | $96,680 | dollars, detected | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 1,350 | $96,660 | dollars, detected | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 8,035 | $96,581 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 2,224 | $94,067 | dollars, detected | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 6,148 | $92,650 | dollars, detected | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 933 | $92,518 | dollars, detected | |
| HUMANA INC COM | 444859102 | Stock | 522 | $92,337 | dollars, detected | |
| Visa Inc | 92826C839 | COM | 1,100 | $90,970 | dollars, detected | |
| ILLUMINA INC | 452327109 | COM | 500 | $90,830 | dollars, detected | |
| QWEST COMMUNICATIONS INTL | 749121109 | COMMON STOCK | 1,100 | $89,166 | dollars, detected | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 5,950 | $87,644 | dollars, detected | |
| MEDTRONIC INC | 585055106 | COM | 1,014 | $87,610 | dollars, detected | |
| SUMMER ENERGY HLDG INC | 865634109 | Equities | 54,500 | $87,200 | dollars, detected | |
| CENTURYLINK INC | 156700106 | COM | 3,175 | $87,090 | dollars, detected | |
| CURRENCYSHARES CHINESE RENMI | 23131C107 | CHIN RENMINBI | 1,178 | $86,995 | dollars, detected | |
| UGI CORP NEW COM | 902681105 | Stock | 1,875 | $84,825 | dollars, detected | |
| EXELIXIS INC COM | 30161Q104 | Stock | 6,500 | $83,135 | dollars, detected | |
| BCE INC COM NEW | 05534B760 | Stock | 1,800 | $83,124 | dollars, detected | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 2,584 | $81,163 | dollars, detected | |
| CACI INTL INC CL A | 127190304 | Stock | 800 | $80,720 | dollars, detected | |
| MERITAGE HOMES CORP | 59001AAQ5 | Convertible/ | 70,000 | $78,050 | dollars, detected | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 2,000 | $76,560 | dollars, detected | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 3,500 | $75,390 | dollars, detected | |
| VTI | 922908769 | COM | 667 | $74,272 | dollars, detected | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 720 | $73,116 | dollars, detected | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 753 | $73,074 | dollars, detected | |
| NORDSTROM INC | 655664100 | COM | 1,400 | $72,632 | dollars, detected | |
| SCANA CORP NEW | 80589M102 | COM | 1,000 | $72,370 | dollars, detected | |
| Eaton Corp. | 278058102 | COM | 1,100 | $72,281 | dollars, detected | |
| FORD HLDG LLC | 345277AE7 | Convertible/ | 50,000 | $72,065 | dollars, detected | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 800 | $70,848 | dollars, detected | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 2,160 | $68,990 | dollars, detected | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 4,828 | $68,075 | dollars, detected | |
| Charles Schwab Corp | 808513105 | COM | 2,150 | $67,876 | dollars, detected | |
| CONAGRA FOODS INC | 205887102 | COM | 1,425 | $67,132 | dollars, detected | |
| ANHEUSER BUSCH COS INC | 035229103 | COMMON STOCK | 500 | $65,705 | dollars, detected | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 2,725 | $65,564 | dollars, detected | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 596 | $65,179 | dollars, detected | |
| SAN JOSE CALIF ARPT REV | 798136TS6 | COM | 55,000 | $64,599 | dollars, detected | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,343 | $64,422 | dollars, detected | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 1,000 | $64,210 | dollars, detected | |
| MasterCard, Inc | 57636Q104 | COM | 630 | $64,115 | dollars, detected | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 2,810 | $64,068 | dollars, detected | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $63,474 | dollars, detected | |
| Texas Instruments Incorporated | 882508104 | COM | 900 | $63,162 | dollars, detected | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 3,427 | $61,789 | dollars, detected | |
| RMR GROUP INC | 74967R106 | CL A | 1,621 | $61,501 | dollars, detected | |
| GOLDMAN SACHS CAP I | 38143VAA7 | Corporate Bond - Domestic | 50,000 | $60,935 | dollars, detected | |
| Concho Resources Inc. | 20605P101 | COM | 440 | $60,434 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 650 | $60,138 | dollars, detected | |
| Accelerate Diagnostics | 00430H102 | COM | 2,195 | $59,836 | dollars, detected | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 5,000 | $59,550 | dollars, detected | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 3,079 | $59,425 | dollars, detected | |
| VERIZON COMMUNICATIONS INC | 362320BA0 | Convertible/ | 45,000 | $59,239 | dollars, detected | |
| HOLOGIC INC | 436440101 | COM | 1,524 | $59,177 | dollars, detected | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 739 | $58,646 | dollars, detected | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 700 | $58,618 | dollars, detected | |
| Fairfax Finl HLDGS LTD Sub VTG | 303901102 | COM | 100 | $58,616 | dollars, detected | |
| LOS ANGELES CA | 544495WB6 | Convertible/ | 50,000 | $58,015 | dollars, detected | |
| COLONY STARWOOD | 19625X102 | Common Stock | 2,000 | $57,400 | dollars, detected | |
| BAXTER INTL INC | 071813109 | COM | 1,200 | $57,120 | dollars, detected | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 2,000 | $56,700 | dollars, detected | |
| CAMARILLO CA CDC TA | 13177LEH2 | Convertible/ | 50,000 | $56,685 | dollars, detected | |
| CA ST PUB WRKS BD LS | 130685TZ3 | Convertible/ | 50,000 | $56,304 | dollars, detected | |
| Mallinckrodt Plc | G5785G107 | SHS | 803 | $56,033 | dollars, detected | |
| MINNESOTA ST | 604129SZ0 | Convertible | 55,000 | $55,205 | dollars, detected | |
| INVESCO ADVANTAGE MUNI INCOME | 46132E107 | SH BEN INT | 4,334 | $53,265 | dollars, detected | |
| CHICAGO IL TRANS | 167723CV5 | Convertible/ | 50,000 | $52,731 | dollars, detected | |
| FRESNO CA WTR SY | 358240FC8 | Convertible/ | 40,000 | $52,542 | dollars, detected | |
| Stryker Corporation | 863667101 | COM | 450 | $52,385 | dollars, detected | |
| PIMA CN AZ IDA L | 72177LAS8 | Convertible/ | 50,000 | $52,166 | dollars, detected | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 2,800 | $51,996 | dollars, detected | |
| VEREIT INC | 92339V100 | COM | 5,000 | $51,850 | dollars, detected | |
| MESA AZ | 590485VV7 | Convertible/ | 50,000 | $50,812 | dollars, detected | |
| INDEPENDENT C CA | 45385LHC0 | Convertible/ | 50,000 | $50,596 | dollars, detected | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 179,807 | $50,346 | dollars, detected | |
| CAMECO CORP COM | 13321L108 | Stock | 5,875 | $50,290 | dollars, detected | |
| RENO ETC IND CLNY N | 75987LAS1 | Convertible/ | 50,000 | $50,165 | dollars, detected | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 40,000 | $49,204 | dollars, detected | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 2,900 | $48,691 | dollars, detected | |
| REPUBLICBANKAZ NA | 760838102 | Equities | 10,000 | $48,500 | dollars, detected | |
| NVIDIA Corp | 67066G104 | COM | 700 | $47,964 | dollars, detected | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 1,950 | $47,795 | dollars, detected | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 900 | $47,331 | dollars, detected | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 565 | $47,228 | dollars, detected | |
| Duke Energy | 26441C105 | Common | 585 | $46,823 | dollars, detected | |
| YUM BRANDS INC COM | 988498101 | Stock | 500 | $45,405 | dollars, detected | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 555 | $45,326 | dollars, detected | |
| FIRST TR EXCHANGE-TRADED FD | 33733E306 | DJ INTERNT IDX | 547 | $44,613 | dollars, detected | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 317 | $43,581 | dollars, detected | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 2,000 | $43,580 | dollars, detected | |
| CHARLES SCHWAB 5.950per PFD SER D PERP MTY NON CUM CALL 6/01/21 @25 | 808513600 | Preferred | 1,575 | $42,872 | dollars, detected | |
| MOOG INC CL A | 615394202 | Stock | 700 | $41,678 | dollars, detected | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 320 | $41,606 | dollars, detected | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 300 | $40,955 | dollars, detected | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 1,180 | $40,804 | dollars, detected | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 324 | $40,672 | dollars, detected | |
| NESTLE SA ADR | 641069406 | COM | 500 | $39,510 | dollars, detected | |
| Market Vectors Small Cap India | 57061r551 | COM | 850 | $39,491 | dollars, detected | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 1,000 | $38,190 | dollars, detected | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 1,500 | $38,085 | dollars, detected | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 1,750 | $37,835 | dollars, detected | |
| WESTROCK CO | 96145D105 | COM | 780 | $37,814 | dollars, detected | |
| PEORIA AZ W/W | 712851AJ3 | Convertible/ | 35,000 | $37,754 | dollars, detected | |
| MIAMI-DADE CNTY FL | 59333FKF6 | Convertible/ | 35,000 | $37,370 | dollars, detected | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 1,480 | $37,355 | dollars, detected | |
| COCONINO ETC AZ | 191800CY5 | Convertible/ | 35,000 | $37,154 | dollars, detected | |
| MIDDLEBYCORP | 596278101 | STOK | 300 | $37,086 | dollars, detected | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 700 | $36,883 | dollars, detected | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 350 | $35,704 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E5H8 | Convertible | 35,000 | $35,193 | dollars, detected | |
| EVANSVILLE IND REDEV | 299398BK2 | Convertible/ | 30,000 | $34,819 | dollars, detected | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 227 | $34,663 | dollars, detected | |
| VAN KAMPEN DYNAMIC FUND | 921166104 | Equities | 2,937 | $34,539 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 177 | $34,313 | dollars, detected | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 2,102 | $34,305 | dollars, detected | |
| COCA COLA CONS INC | 191098102 | COM | 229 | $33,989 | dollars, detected | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 900 | $33,786 | dollars, detected | |
| REPUBLIC SERVICES INC | 760761AB2 | Convertible/ | 30,000 | $33,160 | dollars, detected | |
| CST BRANDS INC | 12646R105 | COM | 680 | $32,701 | dollars, detected | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 30,000 | $32,694 | dollars, detected | |
| AZ HLTH FAC AUTH | 040507NS0 | Convertible/ | 30,000 | $32,470 | dollars, detected | |
| SEATTLE GENETICS INC | 812578102 | COM | 600 | $32,406 | dollars, detected | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 1,225 | $32,352 | dollars, detected | |
| HILTON HEAD ISL SC | 432841NM2 | Convertible/ | 30,000 | $32,327 | dollars, detected | |
| Australia & New Zealand Bankin | 052528304 | ADR | 1,500 | $31,875 | dollars, detected | |
| UNIV AZ MED CTR | 914062EC4 | Convertible/ | 25,000 | $31,795 | dollars, detected | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 2,228 | $31,777 | dollars, detected | |
| International Business Machines Corporation | 459200101 | COM | 200 | $31,770 | dollars, detected | |
| ALTIUS MINERALS CORP F | 020936100 | FOREIGN CANADIAN | 3,700 | $31,402 | dollars, detected | |
| EL PASO CO COP | 283365KB9 | Convertible/ | 30,000 | $31,233 | dollars, detected | |
| THE ALLSTATE 6.25 PFD CALLE | 020002853 | PFD | 1,140 | $31,225 | dollars, detected | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 800 | $30,992 | dollars, detected | |
| UNION CARBIDE CORP | 905572AD5 | Convertible/ | 25,000 | $30,969 | dollars, detected | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 450 | $30,299 | dollars, detected | |
| WELLTOWER INC | 42217K106 | COM | 400 | $29,908 | dollars, detected | |
| ANHEUSER-BUSCH INC | 035229CW1 | Convertible/ | 27,000 | $29,264 | dollars, detected | |
| DALLAS TX WW/SWR SYS | 235416Z56 | Convertible/ | 25,000 | $28,909 | dollars, detected | |
| SAFEWAY INC NT | 786514BA6 | Fixed Income | 29,000 | $28,891 | dollars, detected | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 600 | $28,692 | dollars, detected | |
| TOTAL S A ADR F | 89151E113 | cs | 600 | $28,620 | dollars, detected | |
| CARE CAP PPTYS INC | 141624106 | COM | 1,000 | $28,500 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 245 | $28,285 | dollars, detected | |
| CONTRA COSTA CA P | 21226PKD9 | Convertible/ | 25,000 | $27,920 | dollars, detected | |
| CHEMTRADE LOGISTICS INCOME | 16387P103 | COMMON STK | 2,000 | $27,860 | dollars, detected | |
| MERRILL LYNCH CAP TR III 7.375% PFD SHS MA | 59025d207 | PREFERRED EQUITY | 1,055 | $27,599 | dollars, detected | |
| GREATER ORLANDO AVIATION AUTH | 392274ZX7 | Convertible/ | 25,000 | $27,548 | dollars, detected | |
| FIRST TR COMBINED SER | 33735N730 | Unit Trusts | 30 | $27,535 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141ED48 | Convertible/ | 25,000 | $27,369 | dollars, detected | |
| VIACOM INC | 92553P201 | CL B | 715 | $27,242 | dollars, detected | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 1,500 | $27,195 | dollars, detected | |
| ALLSTATE COR PFD | 020002804 | PFDs, REITs, | 1,000 | $27,190 | dollars, detected | |
| TIME WARNER COMPANIES INC | 887315AM1 | DEBENTURE - UNSECURED | 20,000 | $27,064 | dollars, detected | |
| UNIV TX UNIV | 915137W90 | Convertible/ | 25,000 | $27,034 | dollars, detected | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 650 | $27,021 | dollars, detected | |
| AUSTIN TX CMNTY | 052405AX5 | Convertible/ | 25,000 | $26,985 | dollars, detected | |
| ARCONIC INC NOTE M/W CLBL | 013817AV3 | NOTE M/W CLBL | 25,000 | $26,938 | dollars, detected | |
| Lowes Companies,Inc. | 548661107 | COM | 373 | $26,934 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BQ5 | NOTE M/W CLBL | 25,000 | $26,932 | dollars, detected | |
| Hartford Financial Serv | 416518504 | COM | 850 | $26,818 | dollars, detected | |
| Wells Fargo & Co New | 949746366 | COM | 1,000 | $26,780 | dollars, detected | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,000 | $26,560 | dollars, detected | |
| WESTERN REFNG INC | 959319104 | COM | 1,000 | $26,460 | dollars, detected | |
| MS ST UNIV ED BLD | 605699JB4 | Convertible/ | 25,000 | $26,413 | dollars, detected | |
| ASSOCIATED BANC PFD | 045488400 | PFDs, REITs, | 1,000 | $26,410 | dollars, detected | |
| Chubb Corporation | 171232101 | Equity | 210 | $26,387 | dollars, detected | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 40,000 | $26,355 | dollars, detected | |
| CLARK CNTY NEV | 180848GA5 | Convertible/ | 25,000 | $26,354 | dollars, detected | |
| SALT RIVER PRJ AZ | 79575DXA3 | Convertible/ | 25,000 | $26,264 | dollars, detected | |
| CENTRAL WA UNIV SYS | 155839CN1 | Convertible/ | 25,000 | $26,226 | dollars, detected | |
| GENERAL ELEC CAP $1.219 PFD | 369622410 | PREFERRED | 1,000 | $26,210 | dollars, detected | |
| DEKALB CN IL CUSD #4 | 240685GS0 | Convertible/ | 25,000 | $26,177 | dollars, detected | |
| MARICOPA AZ CCD | 566795LB4 | Convertible/ | 25,000 | $26,099 | dollars, detected | |
| NATL GEN PFD | 636220808 | PFDs, REITs, | 1,000 | $26,020 | dollars, detected | |
| RESMED INC COM | 761152107 | Stock | 400 | $25,916 | dollars, detected | |
| PHOENIX AZ CVC IMP | 71884ARN1 | Convertible/ | 25,000 | $25,788 | dollars, detected | |
| Analog Devices,Inc. | 032654105 | COM | 400 | $25,780 | dollars, detected | |
| GOODYEAR AZ PUB IMP | 382512BQ3 | Convertible/ | 25,000 | $25,746 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP 4.875% | 369622428 | PREFERRED | 1,000 | $25,740 | dollars, detected | |
| IRVINE CA SPL T | 46360TDV2 | Convertible/ | 25,000 | $25,721 | dollars, detected | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,800 | $25,614 | dollars, detected | |
| MARION COUNTY FL | 56879EFJ3 | Convertible/ | 25,000 | $25,533 | dollars, detected | |
| Wells Fargo & Co 8.0% PFD Non Cum Cl J | 949746879 | Pfd Stk | 945 | $25,524 | dollars, detected | |
| MORGAN STANLEY | 61747YDT9 | Convertible | 25,000 | $25,402 | dollars, detected | |
| WESLACO TX | 950868LX5 | Convertible | 25,000 | $25,395 | dollars, detected | |
| UINV S AL | 914845MJ8 | Convertible | 25,000 | $25,182 | dollars, detected | |
| Allstate Corp 5.62 | 020002408 | PFD | 940 | $25,098 | dollars, detected | |
| FL DEP OF CHILD/FAM | 34061MAS5 | Convertible/ | 25,000 | $25,091 | dollars, detected | |
| MS DEV BK SPL OBG | 60534QRG8 | Convertible | 25,000 | $25,081 | dollars, detected | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 775 | $25,033 | dollars, detected | |
| NOVATO CA RDA | 66988TBB8 | Convertible/ | 25,000 | $25,019 | dollars, detected | |
| BINGHAMTON NY SD | 090473LB3 | Convertible | 25,000 | $25,019 | dollars, detected | |
| ANCHORAGE AK | 033161RA0 | Convertible | 25,000 | $25,003 | dollars, detected | |
| METRO WA DC ARPT | 592646RR6 | Convertible | 25,000 | $25,003 | dollars, detected | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 400 | $24,608 | dollars, detected | |
| B & G FOODS INC | 05508R106 | COM | 500 | $24,590 | dollars, detected | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 340 | $24,517 | dollars, detected | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 502 | $23,986 | dollars, detected | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 1,000 | $23,970 | dollars, detected | |
| ST JUDE MED INC | 790849103 | COM | 300 | $23,928 | dollars, detected | |
| Salesforce.com, Inc | 79466L302 | COM | 334 | $23,824 | dollars, detected | |
| NEW YORK MTG TR INC | 649604808 | PFD-C CONV | 1,000 | $23,810 | dollars, detected | |
| iShares Silver Trust | 46428Q109 | COM | 1,300 | $23,660 | dollars, detected | |
| ALKERMES PLC | G01767105 | SHS | 500 | $23,515 | dollars, detected | |
| Tesla Motors, Inc | 88160R101 | COM | 115 | $23,463 | dollars, detected | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 1,000 | $23,370 | dollars, detected | |
| VODAFONE GP PLC | 92857W209 | ADR | 800 | $23,320 | dollars, detected | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 200 | $23,208 | dollars, detected | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 500 | $23,050 | dollars, detected | |
| ARISTA NETWORKS INC | 040413106 | COM | 270 | $22,972 | dollars, detected | |
| EGALET CORP | 28226B104 | COM | 3,000 | $22,830 | dollars, detected | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 207 | $22,736 | dollars, detected | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,459 | $22,615 | dollars, detected | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 276 | $22,433 | dollars, detected | |
| GENERAL ELECTRIC CAP CORP | 36966R4C7 | Convertible/ | 19,000 | $22,213 | dollars, detected | |
| AMER MUNI POWER OH | 02765UDA9 | Convertible/ | 20,000 | $22,048 | dollars, detected | |
| UNIV PL WA | 91480QDS6 | Convertible/ | 20,000 | $21,926 | dollars, detected | |
| WASHINGTON ST | 93974CGB0 | Convertible/ | 20,000 | $21,876 | dollars, detected | |
| DOUGLAS CO SD #1 | 258887CQ9 | Convertible/ | 20,000 | $21,854 | dollars, detected | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 400 | $21,772 | dollars, detected | |
| GOLDMAN SACHS GROUP | 38141E2V0 | Convertible/ | 20,000 | $21,644 | dollars, detected | |
| SEMPRA COM | 816851109 | Stock | 200 | $21,438 | dollars, detected | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 500 | $21,295 | dollars, detected | |
| CABOT CORP | 127055101 | COM | 406 | $21,278 | dollars, detected | |
| OPKO HEALTH INC | 68375N103 | COM | 2,000 | $21,180 | dollars, detected | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 210 | $20,983 | dollars, detected | |
| EL PASO CO COP | 283365JS4 | Convertible/ | 20,000 | $20,862 | dollars, detected | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 5,000 | $20,800 | dollars, detected | |
| BANNING CA FIN AGY | 066614AN8 | Convertible/ | 20,000 | $20,562 | dollars, detected | |
| NORTHERN TR CORP COM | 665859104 | Stock | 300 | $20,397 | dollars, detected | |
| GENERAL ELECTRIC CAP | 36962G5H3 | Convertible | 20,000 | $20,016 | dollars, detected | |
| SPECTRA ENERGY CORP | 847560109 | COM | 468 | $20,007 | dollars, detected | |
| ARIZONA MINING INC | 040521106 | Equities | 10,000 | $19,772 | dollars, detected | |
| BRUKER CORP | 116794108 | COM | 855 | $19,366 | dollars, detected | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 838 | $19,282 | dollars, detected | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 400 | $19,244 | dollars, detected | |
| NEW SR INVT GROUP INC | 648691103 | COM | 1,666 | $19,226 | dollars, detected | |
| FORD MTR CO COM | 345370860 | Stock | 1,554 | $18,759 | dollars, detected | |
| AZ ST CTFS PART | 040588E31 | Convertible/ | 15,000 | $18,733 | dollars, detected | |
| CAN APARTMENT PROP REAL ESTA | 134921105 | FOR | 800 | $18,656 | dollars, detected | |
| AMBARELLA INC | G037AX101 | SHS | 250 | $18,403 | dollars, detected | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 119 | $18,376 | dollars, detected | |
| CITY OF SAN ANTONIO | 7962533W0 | Convertible/ | 15,000 | $18,368 | dollars, detected | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 502 | $18,362 | dollars, detected | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,250 | $18,245 | dollars, detected | |
| AUSTIN TX ISD | 052430KT1 | Convertible/ | 15,000 | $18,167 | dollars, detected | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 380 | $18,130 | dollars, detected | |
| HARRIS CNTY TX | 414005QD3 | Convertible/ | 15,000 | $17,891 | dollars, detected | |
| CORPUS CHRISTI TX | 2201125R3 | Convertible/ | 15,000 | $17,881 | dollars, detected | |
| BENTON CNTY WA SD#1 | 082887NB2 | Convertible/ | 15,000 | $17,880 | dollars, detected | |
| UnitedHealth Group Inc | 91324P102 | COM | 127 | $17,780 | dollars, detected | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $17,720 | dollars, detected | |
| MARICOPA AZ SD #4 | 567137F25 | Convertible/ | 15,000 | $17,702 | dollars, detected | |
| WI S HLTH ED FA | 97710B4W9 | Convertible/ | 15,000 | $17,672 | dollars, detected | |
| UNIV CA | 91412GDY8 | Convertible/ | 15,000 | $17,558 | dollars, detected | |
| NOBLE ENERGY INC | 655044105 | COM | 490 | $17,513 | dollars, detected | |
| BRF SA | 10552T107 | SPONSORED ADR | 1,000 | $17,060 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $16,868 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 376 | $16,859 | dollars, detected | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 1,000 | $16,850 | dollars, detected | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,525 | $16,821 | dollars, detected | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 334 | $16,723 | dollars, detected | |
| AZ BD REGENTS UNIV | 040484DC8 | Convertible/ | 15,000 | $16,608 | dollars, detected | |
| LONE STAR CLG SYS T | 542269AM7 | Convertible | 15,000 | $16,601 | dollars, detected | |
| CA INC | 12673PAC9 | Convertible/ | 15,000 | $16,579 | dollars, detected | |
| PROSHARES TR | 74347R883 | PSHS ULSHT SP500 | 1,010 | $16,554 | dollars, detected | |
| HP INCORPORATION NOTE M/W CLBL | 428236BV4 | NOTE M/W CLBL | 15,000 | $16,439 | dollars, detected | |
| BALL CORP | 058498106 | COM | 200 | $16,390 | dollars, detected | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,000 | $16,370 | dollars, detected | |
| SPECTRAL MEDICAL INCORPORATED | 847577103 | Foreign Equity | 13,000 | $16,250 | dollars, detected | |
| LINKEDIN CORP | 53578A108 | COM | 85 | $16,245 | dollars, detected | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 400 | $15,992 | dollars, detected | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 100 | $15,933 | dollars, detected | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 300 | $15,897 | dollars, detected | |
| Netflix, Inc | 64110L106 | COM | 161 | $15,867 | dollars, detected | |
| AMERICAN TOWER CORP | 029912201 | COMMON STOCK | 140 | $15,866 | dollars, detected | |
| PAN AMERN SILVER CORP | 697900108 | COM | 900 | $15,858 | dollars, detected |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001415889-16-007278 | this filing | 2016-10-17 | acceptance time not in the bulk data set |