13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-31, with 4,584 holding rows worth $139,951,914,122.
- Accession
- 0001403438-23-000005
- Filer
- CIK 1403438
- Filed
- 2023-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 4,584 entries on the cover page, a total value of $139,951,914,122 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,951,914,122 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK CAP INVT CORP | 092533108 | COM | 75,432 | $247,418 | dollars as filed | |
| GEO GROUP INC NEW | 36162J106 | COM | 34,434 | $246,547 | dollars as filed | |
| JPMORGAN BETABUILDERS U.S. SMALL CAP | 46641Q290 | COM | 4,336 | $246,284 | dollars as filed | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 19,576 | $245,875 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR | 35473P538 | DISRPTVE COM ETF | 9,388 | $245,843 | dollars as filed | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 28,323 | $245,842 | dollars as filed | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 7,264 | $245,668 | dollars as filed | |
| Golden Entertainment Inc | 381013101 | Common Stock | 5,877 | $245,659 | dollars as filed | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 19,813 | $244,295 | dollars as filed | |
| HNI CORP COM | 404251100 | Stock | 8,640 | $243,476 | dollars as filed | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 19,647 | $243,033 | dollars as filed | |
| EVANS BANCORP INC | 29911Q208 | COM | 9,711 | $242,095 | dollars as filed | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 18,706 | $241,682 | dollars as filed | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 39,092 | $241,586 | dollars as filed | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 3,389 | $241,027 | dollars as filed | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y508 | mc | 5,624 | $240,827 | dollars as filed | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 9,234 | $240,685 | dollars as filed | |
| ENOVA INTL INC | 29357K103 | COM | 4,528 | $240,527 | dollars as filed | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 38,158 | $240,014 | dollars as filed | |
| LYFT INC | 55087P104 | CL A COM | 24,960 | $239,362 | dollars as filed | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 7,895 | $239,219 | dollars as filed | |
| TCW ETF TRUST | 29287L106 | TRANSFRM 500 ETF | 4,628 | $238,805 | dollars as filed | |
| MANITOWOC CO INC | 563571405 | COM NEW | 12,677 | $238,708 | dollars as filed | |
| KURA SUSHI USA INC | 501270102 | CL A COM | 2,568 | $238,696 | dollars as filed | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 8,961 | $238,363 | dollars as filed | |
| EVOLUS INC | 30052C107 | COM | 32,780 | $238,311 | dollars as filed | |
| LISTED FDS TR | 53656F862 | SHARES CORE BD | 11,479 | $237,896 | dollars as filed | |
| LENDINGTREE INC | 52603B107 | COM | 10,745 | $237,572 | dollars as filed | |
| ROCKET PHARMACEUTICALS INC | 77313F106 | COM | 11,941 | $237,268 | dollars as filed | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 5,006 | $237,034 | dollars as filed | |
| FLEXSHARES TR | 33939L670 | CRE SLCT BD FD | 10,703 | $236,802 | dollars as filed | |
| ARRAY TECHNOLOGIES, INC. | 04271T100 | COM SHS | 10,455 | $236,283 | dollars as filed | |
| STERICYCLE INC | 858912108 | COM | 5,084 | $236,101 | dollars as filed | |
| MONARCH CASINO & RESORT INC | 609027107 | COM | 3,346 | $235,710 | dollars as filed | |
| NEUBERGER BERMAN ETF TRUST | 64135A408 | COMMO STRAT ETF | 11,068 | $235,638 | dollars as filed | |
| TERRENO RLTY CORP | 88146M101 | COM | 3,920 | $235,588 | dollars as filed | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 23,249 | $235,282 | dollars as filed | |
| VICOR CORP | 925815102 | COM | 4,353 | $235,062 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 5,500 | $234,740 | dollars as filed | put |
| VERITIV CORP | 923454102 | COM | 1,866 | $234,405 | dollars as filed | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 12,128 | $234,067 | dollars as filed | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 1,010 | $233,310 | dollars as filed | |
| KOREA FD INC | 500634209 | COM NEW | 10,075 | $233,136 | dollars as filed | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 48,217 | $232,890 | dollars as filed | |
| KARUNA THERAPEUTICS INC | 48576A100 | COM | 1,071 | $232,246 | dollars as filed | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 11,741 | $231,763 | dollars as filed | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,235 | $231,747 | dollars as filed | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 71,678 | $230,803 | dollars as filed | |
| TRIPADVISOR INC | 896945201 | COM | 13,979 | $230,508 | dollars as filed | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 5,850 | $230,366 | dollars as filed | |
| INNOVATOR ETFS TRUST | 45782C367 | INTRNL DEV APRL | 9,236 | $230,162 | dollars as filed | |
| MESA LABS INC COM | 59064R109 | Stock | 1,777 | $228,360 | dollars as filed | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,491 | $227,821 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 15,941 | $227,797 | dollars as filed | |
| FRANKLIN TEMPLETON ETF TR FTSE TAIWAN | 35473P686 | FTSE TAIWAN | 5,913 | $227,734 | dollars as filed | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 8,028 | $227,674 | dollars as filed | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 4,792 | $227,476 | dollars as filed | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 13,692 | $227,292 | dollars as filed | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 11,283 | $227,014 | dollars as filed | |
| SP Funds S&P 500 Sharia Industry Exclusions ETF | 886364801 | COM | 7,040 | $226,905 | dollars as filed | |
| PIMCO EQUITY SER | 72202L389 | RAFI DYN EMERG | 12,185 | $226,761 | dollars as filed | |
| DEFINITIVE HEALTHCARE CORP | 24477E103 | CLASS A COM | 20,596 | $226,556 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A834 | ALPHAMARK SM | 8,800 | $226,412 | dollars as filed | |
| IROBOT CORP | 462726100 | COM | 5,000 | $226,250 | dollars as filed | call |
| ALKERMES PLC | G01767105 | SHS | 7,221 | $226,017 | dollars as filed | |
| ANTERIX INC | 03676C100 | COMMON STOCK | 7,117 | $225,538 | dollars as filed | |
| ISHARES U S ETF TR | 46431W580 | INFLATION HEDG | 8,745 | $225,534 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33740J203 | EQUITY MARKET NE | 11,261 | $225,220 | dollars as filed | |
| GRANITESHARES PLATINUM TR | 38748T103 | SHS BEN INT | 25,419 | $224,704 | dollars as filed | |
| MINISO GROUP HLDG LTD SPONSORED ADS | 66981J102 | ADR | 13,215 | $224,523 | dollars as filed | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 10,855 | $224,316 | dollars as filed | |
| ARCONIC ROLLED PRODS CORP | 03966V107 | COM | 7,577 | $224,113 | dollars as filed | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 118,501 | $223,967 | dollars as filed | |
| EZCORP INC | 302301106 | CL A NON VTG | 26,660 | $223,411 | dollars as filed | |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 620,528 | $223,390 | dollars as filed | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 61,543 | $222,786 | dollars as filed | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 4,883 | $222,762 | dollars as filed | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 7,406 | $222,624 | dollars as filed | |
| FIRST TR EXCHNG TRADED FD VI | 33740U778 | VEST BUFFERED | 11,008 | $222,141 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 67,304 | $222,103 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 9,720 | $221,622 | dollars as filed | |
| RIVERNORTH OPPOR MUNI INCM FD | 76883F108 | COM | 13,519 | $221,306 | dollars as filed | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 36,283 | $220,964 | dollars as filed | |
| CODEXIS INC | 192005106 | COM | 78,905 | $220,934 | dollars as filed | |
| ARLO TECHNOLOGIES INC | 04206A101 | COMMON STOCK | 20,176 | $220,120 | dollars as filed | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 7,644 | $220,082 | dollars as filed | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 5,654 | $219,884 | dollars as filed | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 8,339 | $219,408 | dollars as filed | |
| COHEN & STEERS REAL ESTATE O | 19249Q103 | SHS BENFIN INT | 15,890 | $218,962 | dollars as filed | |
| METALLA ROYALTY & STREAMING | 59124U605 | COM | 50,383 | $218,662 | dollars as filed | |
| MERCANTILE BANK CORP | 587376104 | COMMON STOCK | 7,907 | $218,407 | dollars as filed | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,965 | $218,393 | dollars as filed | |
| CORE & MAIN INC CL A | 21874C102 | Stock | 6,948 | $217,764 | dollars as filed | |
| FIDELITY COVINGTON TRUST | 316092717 | INT VL FCT ETF | 9,350 | $217,762 | dollars as filed | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 54,017 | $217,687 | dollars as filed | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 16,703 | $217,642 | dollars as filed | |
| BANDWIDTH INC | 05988J103 | COM CL A | 15,851 | $216,838 | dollars as filed | |
| 908 DEVICES INC COM | 65443P102 | Stock | 31,559 | $216,495 | dollars as filed | |
| FOX CORP | 35137L204 | CL B COM | 6,779 | $216,173 | dollars as filed | |
| TELEFONICA BRASIL SA | 87936R205 | SPONSORED ADS | 23,578 | $215,269 | dollars as filed | |
| GREIF INC | 397624206 | CL B | 2,781 | $214,821 | dollars as filed | |
| ZYNEX INC | 98986M103 | COM | 22,395 | $214,768 | dollars as filed | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 8,038 | $214,385 | dollars as filed | |
| CAPITAL CITY BANK GROUP INC | 139674105 | COMMON STOCK | 6,989 | $214,133 | dollars as filed | |
| CUSHING NEXTGEN INFRASTRUCTURE | 231647207 | COM | 5,566 | $214,013 | dollars as filed | |
| CLEARPOINT NEURO INC | 18507C103 | COM | 29,450 | $213,218 | dollars as filed | |
| WISDOMTREE TR | 97717Y543 | ARTI INT INN FD | 11,153 | $212,688 | dollars as filed | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 25,825 | $212,536 | dollars as filed | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 4,376 | $211,631 | dollars as filed | |
| ASSURANT INC COM | 04621X108 | Stock | 1,679 | $211,063 | dollars as filed | |
| WALKME LTD ORD SHS | M97628107 | Stock | 21,975 | $210,960 | dollars as filed | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 17,318 | $210,587 | dollars as filed | |
| ISHARES MSCI JAPAN VALUE ETF | 46435U374 | ETF | 7,685 | $210,250 | dollars as filed | |
| FORMFACTOR INC COM | 346375108 | Stock | 6,137 | $210,008 | dollars as filed | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,655 | $209,973 | dollars as filed | |
| PROSHARES TR | 74347B250 | PSHS SH MDCAP400 | 9,146 | $209,646 | dollars as filed | |
| T ROWE PRICE EXCHANGE-TRADED | 87283Q107 | PRICE BLUE CHIP | 7,518 | $209,602 | dollars as filed | |
| QURATE RETAIL INC | 74915M100 | COM SER A | 211,489 | $209,330 | dollars as filed | |
| AIM ETF PRODUCTS TRUST | 00888H844 | ALLIANZIM US EQT | 7,494 | $208,787 | dollars as filed | |
| CARTERS INC | 146229109 | COM | 2,874 | $208,647 | dollars as filed | |
| WISDOMTREE TR | 97717X271 | DYNAMIC INTL SML | 6,646 | $208,485 | dollars as filed | |
| BGSF INC | 05601C105 | COM | 21,848 | $208,214 | dollars as filed | |
| MAXLINEAR INC | 57776J100 | COM | 6,588 | $207,917 | dollars as filed | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 44,280 | $207,671 | dollars as filed | |
| APPLIED DIGITAL CORP COM NEW | 038169207 | Stock | 22,149 | $207,093 | dollars as filed | |
| CIVISTA BANCSHARES INC | 178867107 | COMMON STOCK | 11,893 | $206,938 | dollars as filed | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 26,040 | $206,758 | dollars as filed | |
| BUTTERFLY NETWORK INC | 124155102 | COM CL A | 89,844 | $206,641 | dollars as filed | |
| NATIONAL INSTRS CORP | 636518102 | COM | 3,598 | $206,509 | dollars as filed | |
| MONRO INC | 610236101 | COMMON STOCK | 5,078 | $206,319 | dollars as filed | |
| PARTNERS BANCORP | 70213Q108 | COM | 33,306 | $206,164 | dollars as filed | |
| INNOVATOR ETFS TR ETF S&P 500 ULTRA BUFFER ETF FEBRUARY | 45782C425 | ETF | 7,389 | $205,634 | dollars as filed | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 5,617 | $205,069 | dollars as filed | |
| MASTERBRAND INC | 57638P104 | COMMON STOCK | 17,616 | $204,874 | dollars as filed | |
| ELANCO ANIMAL HEALTH INC COM | 28414H103 | Stock | 20,340 | $204,620 | dollars as filed | |
| HOME BANCORP INC | 43689E107 | COMMON STOCK | 6,155 | $204,417 | dollars as filed | |
| TRUST FOR PRFSSNL ETF MANAGERS CONVERGENCE LONG/SHORT EQUITY | 89834G760 | ETF | 12,923 | $204,339 | dollars as filed | |
| FRESHWORKS INC CLASS A COM | 358054104 | Stock | 11,612 | $204,139 | dollars as filed | |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,340 | $204,048 | dollars as filed | |
| PRIMO WATER CORPORATION | 74167P108 | COM | 16,257 | $203,863 | dollars as filed | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 3,701 | $203,639 | dollars as filed | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,270 | $203,538 | dollars as filed | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 43,711 | $203,255 | dollars as filed | |
| VERRICA PHARMACEUTICALS INC | 92511W108 | COM | 35,130 | $202,700 | dollars as filed | |
| CALERES INC | 129500104 | COM | 8,459 | $202,430 | dollars as filed | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 15,664 | $202,383 | dollars as filed | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 28,710 | $202,118 | dollars as filed | |
| REDFIN CORP | 75737F108 | COM | 16,274 | $202,117 | dollars as filed | |
| EVGO INC | 30052F100 | CL A COM | 50,528 | $202,112 | dollars as filed | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 17,124 | $202,060 | dollars as filed | |
| THOUGHTWORKS HOLDING INC | 88546E105 | COM | 26,741 | $201,895 | dollars as filed | |
| SUNPOWER CORP | 867652406 | COM | 20,595 | $201,831 | dollars as filed | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 5,500 | $201,679 | dollars as filed | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 6,138 | $201,612 | dollars as filed | |
| VANECK SOCIAL SENTIMENT ETF | 92189H839 | UIT EXCHANGE TRADED | 12,256 | $201,248 | dollars as filed | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,524 | $201,239 | dollars as filed | |
| NEXTIER OILFIELD SOLUTIONS INC | 65290C105 | COMMON STOCK | 22,442 | $200,631 | dollars as filed | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,700 | $200,340 | dollars as filed | put |
| NULL | 09071M205 | NULL | 125,210 | $199,710 | dollars as filed | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 12,037 | $198,611 | dollars as filed | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 32,266 | $198,111 | dollars as filed | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 18,570 | $197,398 | dollars as filed | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 30,119 | $197,279 | dollars as filed | |
| EAGLE POINT INCOME COMPANY I | 269817102 | COM | 14,724 | $194,210 | dollars as filed | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 12,714 | $192,237 | dollars as filed | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 11,956 | $192,133 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E616 | CMN | 10,089 | $191,287 | dollars as filed | |
| NORTHERN LTS FD TR IV | 66538H278 | MAIN THEMATC IN | 12,808 | $190,208 | dollars as filed | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 15,420 | $189,205 | dollars as filed | |
| BAIN CAP SPECIALTY FIN INC | 05684B107 | COM STK | 14,002 | $189,174 | dollars as filed | |
| ACADIA RLTY TR | 004239109 | COM SH BEN INT | 13,100 | $188,509 | dollars as filed | |
| LEONARDO DRS INC COM | 52661A108 | Stock | 10,795 | $187,185 | dollars as filed | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 38,093 | $187,037 | dollars as filed | |
| QUINSTREET INC | 74874Q100 | COM | 21,100 | $186,313 | dollars as filed | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 25,213 | $186,072 | dollars as filed | |
| JEWETT CAMERON TRADING LTD | 47733C207 | COM NEW | 42,216 | $185,636 | dollars as filed | |
| NEXTGEN HEALTHCARE INC | 65343C102 | COMMON STOCK | 11,382 | $184,616 | dollars as filed | |
| QUANTUM CORP | 747906501 | COM | 170,642 | $184,293 | dollars as filed | |
| Humacyte Inc W Exp 08/27/202 | 44486Q111 | SPAC Combination | 250,457 | $182,834 | dollars as filed | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 10,550 | $182,410 | dollars as filed | |
| DOLE PLC | G27907107 | ORD SHS | 13,490 | $182,385 | dollars as filed | |
| NUSCALE PWR CORP CL A COM | 67079K100 | Stock | 26,731 | $181,771 | dollars as filed | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 15,172 | $181,609 | dollars as filed | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 24,000 | $181,200 | dollars as filed | |
| RAMACO RES INC | 75134P600 | COM CL A | 21,424 | $180,822 | dollars as filed | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 58,223 | $180,491 | dollars as filed | |
| LUXURBAN HOTELS INC | 21985R105 | COM | 57,152 | $180,029 | dollars as filed | |
| COSTAMARE INC | Y1771G102 | SHS | 18,543 | $179,312 | dollars as filed | |
| UNITED STS 12 MONTH NAT GAS | 91288X109 | UNIT BEN INT | 15,545 | $179,136 | dollars as filed | |
| CRONOS GROUP INC | 22717L101 | COM | 90,652 | $178,584 | dollars as filed | |
| MIRION TECHNOLOGIES INC | 60471A101 | COM CL A | 21,078 | $178,109 | dollars as filed | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 16,921 | $176,657 | dollars as filed | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 15,831 | $176,514 | dollars as filed | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 12,669 | $176,099 | dollars as filed | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 101,200 | $176,088 | dollars as filed | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 23,922 | $175,943 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 17,225 | $173,976 | dollars as filed | |
| OIL STS INTL INC | 678026105 | COM | 23,289 | $173,969 | dollars as filed | |
| FUBOTV INC | 35953D104 | COM | 83,515 | $173,711 | dollars as filed | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 13,588 | $172,701 | dollars as filed | |
| BITWISE CRYPTO INDUSTRY INNOVATORS ETF | 301505624 | ETF | 21,418 | $172,415 | dollars as filed | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 12,294 | $172,116 | dollars as filed | |
| TEGNA INC COM | 87901J105 | Stock | 10,554 | $171,404 | dollars as filed | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 13,720 | $169,713 | dollars as filed | |
| BYRNA TECHNOLOGIES INC | 12448X201 | COM NEW | 33,855 | $169,614 | dollars as filed | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 98,265 | $169,016 | dollars as filed | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 16,704 | $167,707 | dollars as filed | |
| DIREXION SHS ETF TR | 25460G732 | MOONSHOT INNOVAT | 13,081 | $165,077 | dollars as filed | |
| ACCOLADE INC | 00437E102 | COM | 12,236 | $164,819 | dollars as filed | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 10,825 | $164,107 | dollars as filed | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 116,000 | $163,561 | dollars as filed | |
| TWO RDS SHARED TR | 90214Q584 | CONDCTR GBL EQTY | 12,574 | $163,399 | dollars as filed | |
| AGENUS INC | 00847G705 | COM NEW | 102,043 | $163,269 | dollars as filed | |
| CRESCENT ENERGY COMPANY CL A COM | 44952J104 | Stock | 15,603 | $162,580 | dollars as filed | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 51,340 | $162,234 | dollars as filed | |
| NU HLDGS LTD | G6683N103 | ORD SHS CL A | 20,495 | $161,706 | dollars as filed | |
| AERSALE CORPORATION | 00810F106 | COM | 10,995 | $161,627 | dollars as filed | |
| ANGI INC CLASS A | 00183L102 | CL A | 48,848 | $161,198 | dollars as filed | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 12,299 | $160,625 | dollars as filed | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 22,529 | $159,953 | dollars as filed | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 15,679 | $158,668 | dollars as filed | |
| GRANDSTAND LTD ORDINARY SHARES | G3R239101 | Stock | 15,391 | $157,604 | dollars as filed | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 46,159 | $156,941 | dollars as filed | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 42,660 | $156,561 | dollars as filed | |
| NUVEEN CORPORATE INCOME 2023 | 67079F101 | COM | 16,711 | $156,252 | dollars as filed | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 10,385 | $156,190 | dollars as filed | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 130,786 | $155,635 | dollars as filed | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 18,815 | $155,600 | dollars as filed | |
| DENNYS CORP | 24869P104 | COM | 12,602 | $155,257 | dollars as filed | |
| AMC NETWORKS INC | 00164V103 | CL A | 12,986 | $155,177 | dollars as filed | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 12,647 | $154,929 | dollars as filed | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 16,076 | $154,651 | dollars as filed | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 20,540 | $153,844 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 10,000 | $153,300 | dollars as filed | call |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,560 | $152,879 | dollars as filed | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 16,114 | $151,955 | dollars as filed | |
| SASOL LTD | 803866300 | SPONSORED ADR | 12,214 | $151,215 | dollars as filed | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 14,903 | $150,970 | dollars as filed | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 10,934 | $150,887 | dollars as filed | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 30,675 | $150,308 | dollars as filed | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 14,639 | $150,050 | dollars as filed | |
| NULL | 032108854 | NULL | 40,547 | $149,914 | dollars as filed | |
| POLESTAR AUTOMOTIVE HLDG UK | 731105201 | ADS A | 39,211 | $149,786 | dollars as filed | |
| STELLUS CAP INVT CORP | 858568108 | COM | 10,620 | $149,420 | dollars as filed | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 54,238 | $148,612 | dollars as filed | |
| BGC PARTNERS INC | 05541T101 | CL A | 33,234 | $147,225 | dollars as filed | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,970 | $147,108 | dollars as filed | |
| DIGITALBRIDGE GROUP INC | 25401T603 | CL A NEW | 10,000 | $147,100 | dollars as filed | call |
| EVOLV TECHNOLOGIES HLDNGS IN | 30049H102 | COM CL A | 24,476 | $146,856 | dollars as filed | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 31,880 | $146,648 | dollars as filed | |
| DASEKE INC | 23753F107 | COM | 20,558 | $146,579 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 19,100 | $144,584 | dollars as filed | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 26,173 | $144,475 | dollars as filed | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 81,323 | $143,942 | dollars as filed | |
| CANOPY GROWTH CORP | 138035100 | COM | 368,774 | $143,045 | dollars as filed | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 11,049 | $142,648 | dollars as filed | |
| WW INTL INC | 98262P101 | COM | 21,187 | $142,377 | dollars as filed | |
| NEWMARK GROUP INC | 65158N102 | CL A | 22,795 | $141,784 | dollars as filed | |
| DUN & BRADSTREET HLDGS INC | 26484T106 | COM | 12,135 | $140,402 | dollars as filed | |
| HIGHPEAK ENERGY INC | 43114Q105 | COMMON STOCK | 12,887 | $140,212 | dollars as filed | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 36,819 | $139,544 | dollars as filed | |
| BIG LOTS INC | 089302103 | COM | 15,729 | $138,891 | dollars as filed | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 15,130 | $138,591 | dollars as filed | |
| PCM FD INC | 69323T101 | COM | 14,345 | $138,145 | dollars as filed | |
| CENTURY ALUM CO | 156431108 | COM | 15,833 | $138,064 | dollars as filed | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 23,125 | $137,594 | dollars as filed | |
| GRAHAM CORP | 384556106 | COM | 10,200 | $135,456 | dollars as filed | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 20,795 | $135,375 | dollars as filed | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 42,202 | $134,203 | dollars as filed | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 13,100 | $130,804 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 32,528 | $130,763 | dollars as filed | |
| PAYONEER GLOBAL INC COM | 70451X104 | Stock | 27,010 | $129,918 | dollars as filed | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 21,400 | $129,900 | dollars as filed | |
| SENSUS HEALTHCARE INC | 81728J109 | COM | 41,074 | $129,383 | dollars as filed | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 31,184 | $126,919 | dollars as filed | |
| NIKOLA CORP | 654110105 | COM | 91,882 | $126,797 | dollars as filed | |
| Vivid Seats Inc | 92854T100 | Common Stock | 16,000 | $126,720 | dollars as filed | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 16,365 | $126,665 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 59,182 | $126,058 | dollars as filed | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 14,367 | $125,996 | dollars as filed | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 16,239 | $124,714 | dollars as filed | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 12,187 | $124,673 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,847 | $124,066 | dollars as filed | |
| SANA BIOTECHNOLOGY INC | 799566104 | COM | 20,625 | $122,925 | dollars as filed | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 124,000 | $122,899 | dollars as filed | principal |
| INVESCO HIGH INCOME 2024 TAR | 46136K105 | COM | 17,316 | $122,594 | dollars as filed | |
| SUNOPTA INC | 8676EP108 | COM | 18,305 | $122,460 | dollars as filed | |
| RENEW ENERGY GLOBAL PLC CL A SHS | G7500M104 | Stock | 22,344 | $122,445 | dollars as filed | |
| OLO INC | 68134L109 | COMMON STOCK | 18,806 | $121,487 | dollars as filed | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 15,388 | $121,106 | dollars as filed | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 12,085 | $120,183 | dollars as filed | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 22,209 | $119,040 | dollars as filed | |
| OMNIAB INC | 68218J103 | COM | 23,626 | $118,839 | dollars as filed | |
| STRATA CRITICAL MEDICAL INC | 092667104 | CL A COM | 29,929 | $117,920 | dollars as filed | |
| COMPASS PATHWAYS PLC | 20451W101 | SPONSORED ADS | 14,130 | $116,996 | dollars as filed | |
| NEW GERMANY FD INC | 644465106 | COM | 13,001 | $116,749 | dollars as filed | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 28,278 | $116,505 | dollars as filed | |
| GALERA THERAPEUTICS EQUICLASS EQUITY | 36338D108 | COMMON STOCK | 37,235 | $116,173 | dollars as filed | |
| AUTOLUS THERAPEUTICS PLC SPON | 05280R100 | COM | 48,675 | $115,847 | dollars as filed | |
| BIOVENTUS INC | 09075A108 | COM CL A | 40,023 | $115,666 | dollars as filed | |
| NEW YORK MTG TR INC | 649604840 | COM | 11,617 | $115,236 | dollars as filed | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,555 | $115,130 | dollars as filed | |
| YELLOW CORP | 985510106 | COM | 163,726 | $112,758 | dollars as filed | |
| CYTEK BIOSCIENCES INC | 23285D109 | COMMON STOCK | 13,000 | $111,020 | dollars as filed | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 12,760 | $110,757 | dollars as filed | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 13,698 | $109,721 | dollars as filed | |
| Berry Corp | 08579X101 | Common Stock | 15,696 | $107,987 | dollars as filed | |
| JANUS INTERNATIONAL GROUP IN | 47103N106 | COMMON STOCK | 10,128 | $107,964 | dollars as filed | |
| NEXTDECADE CORP | 65342K105 | COM | 13,148 | $107,945 | dollars as filed | |
| SKEENA RES LTD NEW | 83056P715 | COM | 22,200 | $107,226 | dollars as filed | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 21,073 | $105,576 | dollars as filed | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 36,180 | $104,560 | dollars as filed | |
| ALLOGENE THERAPEUTICS INC | 019770106 | COM | 20,850 | $103,625 | dollars as filed | |
| CI&T INC | G21307106 | CMN | 16,519 | $103,574 | dollars as filed | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 15,300 | $102,967 | dollars as filed | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 69,900 | $102,054 | dollars as filed | |
| HELLO GROUP INC ADS | 423403104 | ADR | 10,484 | $100,752 | dollars as filed | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,048 | $100,140 | dollars as filed | |
| CAREMAX INC | 14171W103 | COM | 31,965 | $99,411 | dollars as filed | |
| PIMCO NEW YORK MUN FD II | 72200Y102 | COM | 13,028 | $98,881 | dollars as filed | |
| TILRAY BRANDS INC | 88688TAB6 | NOTE 5.000%10/0 | 100,000 | $98,869 | dollars as filed | principal |
| ARTERIS INC | 04302A104 | COM | 14,400 | $98,208 | dollars as filed | |
| CHARGE ENTERPRISES INC | 159610104 | COM | 100,000 | $98,000 | dollars as filed | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 25,558 | $97,887 | dollars as filed | |
| GLOBAL X | 37954Y152 | GBL X HYDROGEN | 10,635 | $97,842 | dollars as filed | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 22,394 | $97,636 | dollars as filed | |
| FULL HSE RESORTS INC | 359678109 | COM | 14,428 | $96,668 | dollars as filed | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 10,603 | $96,594 | dollars as filed | |
| PONCE FINANCIAL GROUP INC | 732344106 | COMMON STOCK | 11,050 | $96,025 | dollars as filed | |
| ATOMERA INC | 04965B100 | COMMON STOCK | 10,900 | $95,593 | dollars as filed | |
| HOPE BANCORP INC | 43940T109 | COM | 11,281 | $94,986 | dollars as filed | |
| RETRACTABLE TECHNOLOGIES INC | 76129W105 | COM | 82,301 | $94,646 | dollars as filed | |
| AMERICAN LITHIUM CORP COM | 027259209 | COM | 47,050 | $94,571 | dollars as filed | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 54,030 | $94,553 | dollars as filed | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 13,948 | $94,149 | dollars as filed | |
| SCULPTOR CAP MGMT | 811246107 | COM CL A | 10,531 | $92,990 | dollars as filed | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 21,796 | $91,979 | dollars as filed | |
| TRUECAR INC | 89785L107 | COM | 40,000 | $90,400 | dollars as filed | |
| CURIS INC | 231269200 | COM | 108,554 | $90,100 | dollars as filed | |
| ARKO CORP | 041242108 | COMMON STOCK | 11,330 | $90,074 | dollars as filed | |
| MFA FINL INC | 55272XAA0 | BOND | 91,000 | $89,764 | dollars as filed | principal |
| AMPRIUS TECHNOLOGIES INC COMMON STOCK | 03214Q108 | Stock | 12,445 | $89,355 | dollars as filed | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,134 | $88,590 | dollars as filed | |
| SES AI CORPORATION | 78397Q109 | CL A COM | 36,265 | $88,487 | dollars as filed | |
| VUZIX CORP | 92921W300 | COM NEW | 17,300 | $88,230 | dollars as filed | |
| AMYRIS INC | 03236M200 | COM NEW | 85,505 | $88,070 | dollars as filed | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,149 | $87,281 | dollars as filed | |
| VILLAGE FARMS INTL INC | 92707Y108 | COM | 145,184 | $86,936 | dollars as filed | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,000 | $86,640 | dollars as filed | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 41,541 | $85,574 | dollars as filed | |
| 2U INC | 90214J101 | COM | 21,153 | $85,245 | dollars as filed | |
| RPC INC | 749660106 | COMMON STOCK | 11,866 | $84,840 | dollars as filed | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 17,926 | $84,252 | dollars as filed | |
| BIORA THERAPEUTICS INC | 74319F305 | COM | 21,784 | $83,868 | dollars as filed | |
| Bitfarms Ltd/Canada | 09173B107 | Common Stock | 56,882 | $83,617 | dollars as filed | |
| ALTUS POWER INC | 02217A102 | COM CL A | 15,326 | $82,760 | dollars as filed | |
| 8X8 INC | 282914100 | COMMON STOCK | 19,552 | $82,705 | dollars as filed | |
| FUELCELL ENERGY INC | 35952H601 | COM | 37,698 | $81,427 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 39,530 | $81,037 | dollars as filed | |
| PLANET LABS PBC | 72703X106 | COM CL A | 25,118 | $80,880 | dollars as filed | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 159,581 | $80,588 | dollars as filed | |
| Veru Inc | 92536C103 | Common Stock | 67,130 | $79,885 | dollars as filed | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,386 | $79,301 | dollars as filed | |
| CORMEDIX INC COM | 21900C308 | Stock | 20,000 | $79,300 | dollars as filed | |
| ZEVRA THERAPEUTICS INC COM NEW | 488445206 | Stock | 15,531 | $79,208 | dollars as filed | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,265 | $79,059 | dollars as filed | |
| PLAYBOY INC | 72814P109 | COM | 47,050 | $79,044 | dollars as filed | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 10,693 | $78,914 | dollars as filed | |
| STITCH FIX INC | 860897107 | COM CL A | 20,467 | $78,798 | dollars as filed | |
| ALTO INGREDIENTS INC | 021513106 | COMMON STOCK | 27,182 | $78,556 | dollars as filed | |
| RIMINI STR INC DEL | 76674Q107 | COM | 16,169 | $77,450 | dollars as filed | |
| GOPRO INC | 38268T103 | CL A | 18,613 | $77,058 | dollars as filed | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 15,732 | $75,986 | dollars as filed | |
| AURORA INNOVATION INC CLASS A COM | 051774107 | Stock | 25,806 | $75,870 | dollars as filed | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 28,489 | $75,496 | dollars as filed | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 55,000 | $75,350 | dollars as filed | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 26,590 | $74,984 | dollars as filed | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 51,812 | $74,609 | dollars as filed | |
| MIND MEDICINE MINDMED INC | 60255C885 | COM NEW | 20,835 | $74,381 | dollars as filed | |
| ASSERTIO HOLDINGS INC | 04546C205 | COM NEW | 13,616 | $73,799 | dollars as filed | |
| LOANDEPOT INC | 53946R106 | COM CL A | 34,712 | $73,589 | dollars as filed | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 21,061 | $73,292 | dollars as filed | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 22,888 | $73,242 | dollars as filed | |
| VERTEX ENERGY INC | 92534K107 | COM | 11,601 | $72,506 | dollars as filed | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 41,727 | $71,353 | dollars as filed | |
| EVOGENE LTD | M4119S104 | SHS | 66,585 | $71,246 | dollars as filed | |
| EXSCIENTIA PLC | 30223G102 | ADS | 12,000 | $71,040 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 32,642 | $70,834 | dollars as filed | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 13,208 | $70,531 | dollars as filed | |
| MICROVISION INC DEL | 594960304 | COM NEW | 15,197 | $69,602 | dollars as filed | |
| W & T OFFSHORE INC | 92922P106 | COM | 17,921 | $69,354 | dollars as filed | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 15,145 | $67,547 | dollars as filed | |
| BERKELEY LTS INC | 084310101 | COM | 137,711 | $67,478 | dollars as filed | |
| VERIFYME INC | 92346X206 | COM NEW | 48,778 | $67,314 | dollars as filed | |
| GLOBAL X FDS | 37954Y145 | CANNABIS ETF NEW | 10,390 | $66,289 | dollars as filed | |
| NATWEST GROUP PLC SPONS ADR | 639057207 | ADR | 10,755 | $65,821 | dollars as filed | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 10,439 | $65,348 | dollars as filed | |
| ENERGY VAULT HOLDINGS INC | 29280W109 | COM | 23,650 | $64,565 | dollars as filed | |
| COGNYTE SOFTWARE LTD | M25133105 | ORD SHS | 10,482 | $63,835 | dollars as filed | |
| ACCURAY INC DEL | 004397105 | COM | 16,144 | $62,477 | dollars as filed | |
| COMSTOCK INC | 205750300 | COM NEW | 83,125 | $60,656 | dollars as filed | |
| DENISON MINES CORP | 248356107 | COM | 48,408 | $60,510 | dollars as filed | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 11,978 | $60,010 | dollars as filed | |
| Atossa Therapeutics Inc | 04962H506 | Common Stock | 46,992 | $59,210 | dollars as filed | |
| ONCTERNAL THERAPEUTICS INC | 68236P107 | COM | 171,459 | $59,153 | dollars as filed | |
| SELECTQUOTE INC | 816307300 | COM | 30,225 | $58,939 | dollars as filed | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 13,621 | $58,571 | dollars as filed | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 16,216 | $58,053 | dollars as filed | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 24,987 | $57,220 | dollars as filed | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,790 | $56,946 | dollars as filed | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 18,954 | $56,862 | dollars as filed | |
| FORTUNA MNG CORP F | 349915108 | COM | 17,547 | $56,852 | dollars as filed | |
| PORCH GROUP INC | 733245104 | COM | 40,550 | $55,959 | dollars as filed | |
| ORGANOGENESIS HOLDINGS INC | 68621F102 | COMMON STOCK | 16,543 | $54,923 | dollars as filed | |
| DIANA SHIPPING INC | Y2066G104 | COM | 14,792 | $54,581 | dollars as filed | |
| FERROGLOBE PLC | G33856108 | SHS | 11,313 | $53,963 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 61,116 | $53,269 | dollars as filed | |
| MICROVAST HOLDINGS INC COM | 59516C106 | Stock | 32,524 | $52,038 | dollars as filed | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 21,511 | $51,842 | dollars as filed | |
| MARQETA INC | 57142B104 | CLASS A COM | 10,524 | $51,252 | dollars as filed | |
| ARDAGH METAL PACKAGING S A | L02235106 | SHS | 13,576 | $51,046 | dollars as filed | |
| MESOBLAST LTD F SPONSORED ADR 1 ADR REPS 10 ORD SHS | 590717104 | SPONS ADR | 12,875 | $50,341 | dollars as filed | |
| NEW GOLD INC CDA | 644535106 | COM | 46,076 | $49,762 | dollars as filed | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 129,754 | $49,657 | dollars as filed | |
| PRECIGEN INC | 74017N105 | COM | 43,139 | $49,610 | dollars as filed | |
| OUSTER INC COM NEW | 68989M202 | Stock | 10,019 | $49,494 | dollars as filed | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 10,461 | $49,271 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 50,000 | $48,955 | dollars as filed | principal |
| PENNYMAC CORP | 70932AAD5 | BOND | 52,000 | $48,951 | dollars as filed | principal |
| RACKSPACE TECHNOLOGY INC | 750102105 | COM | 17,921 | $48,745 | dollars as filed | |
| SURO CAP CORP | 86887Q109 | COM NEW | 14,955 | $47,781 | dollars as filed | |
| ALLOT LTD | M0854Q105 | SHS | 15,100 | $47,716 | dollars as filed | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,990 | $45,922 | dollars as filed | |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 34,000 | $45,900 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 85,449 | $45,679 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 45,000 | $45,653 | dollars as filed | principal |
| HONEST CO INC | 438333106 | COM | 27,146 | $45,604 | dollars as filed | |
| GEVO INC | 374396406 | COM PAR | 29,954 | $45,530 | dollars as filed | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 28,915 | $45,397 | dollars as filed | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 13,308 | $44,981 | dollars as filed | |
| CERUS CORP | 157085101 | COM | 18,010 | $44,305 | dollars as filed | |
| COMPASS INC | 20464U100 | CL A | 12,365 | $43,278 | dollars as filed | |
| ADMA BIOLOGICS INC | 000899104 | COM | 11,236 | $41,461 | dollars as filed | |
| Akoustis Technologies Inc | 00973N102 | COM | 12,897 | $41,012 | dollars as filed | |
| PAVMED INC | 70387R106 | COM | 100,159 | $40,845 | dollars as filed | |
| GAN LTD | G3728V109 | SHS | 24,825 | $40,713 | dollars as filed | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 10,972 | $40,706 | dollars as filed | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,416 | $40,544 | dollars as filed | |
| BLACKSKY TECHNOLOGY INC | 09263B108 | COM CL A | 18,134 | $40,257 | dollars as filed | |
| REKOR SYSTEMS INC | 759419104 | COM | 22,500 | $40,050 | dollars as filed | |
| D-MARKET ELECTR SVCS TRY 0.2 | 23292B104 | SPONSORED ADS | 23,800 | $39,984 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 10,450 | $38,977 | dollars as filed | |
| HERON THERAPEUTICS INC | 427746102 | COM | 33,525 | $38,889 | dollars as filed | |
| CITIZENS INC | 174740100 | COMMON STOCK | 16,122 | $38,854 | dollars as filed | |
| PHX MINERALS INC CL A | 69291A100 | Stock | 12,404 | $38,699 | dollars as filed | |
| CUE BIOPHARMA INC | 22978P106 | COM | 10,570 | $38,581 | dollars as filed | |
| PERFORMANCE SHIPPING INC | Y67305154 | FOREIGN | 48,000 | $37,930 | dollars as filed | |
| SmileDirectClub Inc | 83192H106 | COM | 70,956 | $37,607 | dollars as filed | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 14,410 | $37,321 | dollars as filed | |
| LILIUM N V | N52586109 | COM | 21,068 | $37,080 | dollars as filed | |
| AMERICAN RES CORP | 02927U208 | CL A | 18,300 | $35,868 | dollars as filed | |
| SNDL INC | 83307B101 | COM | 26,178 | $35,864 | dollars as filed | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 12,802 | $35,718 | dollars as filed | |
| INNOVIZ TECHNOLOGIES LTD | M5R635108 | SHS | 12,495 | $35,486 | dollars as filed | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 10,806 | $35,228 | dollars as filed | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 12,657 | $35,186 | dollars as filed | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 27,175 | $35,056 | dollars as filed | |
| ESS TECH INC | 26916J106 | COMMON STOCK | 23,611 | $34,708 | dollars as filed | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 44,697 | $34,108 | dollars as filed | |
| THE REALREAL INC | 88339P101 | COM | 15,295 | $33,955 | dollars as filed | |
| NOUVEAU MONDE GRAPHITE INC | 66979W842 | COM NEW | 11,000 | $33,440 | dollars as filed | |
| TEAM INC | 878155AE0 | NOTE 5.000% 8/0 | 35,000 | $33,040 | dollars as filed | principal |
| KULR TECHNOLOGY GROUP INC | 50125G109 | COM | 51,076 | $32,689 | dollars as filed | |
| AMERICAN WELL CORP | 03044L105 | CL A | 15,224 | $31,970 | dollars as filed | |
| CIPHER DIGITAL INC COM | 17253J106 | Stock | 11,018 | $31,511 | dollars as filed | |
| EDGIO INC | 53261M104 | COM | 46,028 | $31,023 | dollars as filed | |
| SIENTRA INC | 82621J204 | COMMON | 10,497 | $30,756 | dollars as filed | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 13,473 | $29,909 | dollars as filed | |
| SUPER GROUP SGHC LIMITED | G8588X103 | ORD SHS | 10,307 | $29,890 | dollars as filed | |
| KOPIN CORP | 500600101 | COMMON STOCK | 13,900 | $29,885 | dollars as filed | |
| ONCOCYTE CORP | 68235C107 | COM | 127,459 | $29,316 | dollars as filed | |
| HOUSTON AMERN ENERGY CORP | 44183U209 | COM | 13,760 | $29,309 | dollars as filed | |
| NN INC | 629337106 | COM | 11,830 | $28,274 | dollars as filed | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 13,052 | $28,062 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 14,505 | $27,705 | dollars as filed | |
| IMMUNIC INC | 4525EP101 | COM | 11,000 | $27,610 | dollars as filed | |
| CELLECTIS ADS | 15117K103 | COM | 14,007 | $27,559 | dollars as filed | |
| Fluent Co | 34380C102 | COM | 43,977 | $27,547 | dollars as filed | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 32,000 | $27,376 | dollars as filed | |
| REGULUS THERAPEUTICS INC | 75915K309 | COM | 18,502 | $27,198 | dollars as filed | |
| 374WATER INC | 88583P104 | COM | 11,192 | $26,749 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 16,045 | $26,153 | dollars as filed | |
| BARNWELL INDS INC | 068221100 | COM | 10,000 | $25,501 | dollars as filed | |
| AFFIMED N V | N01045108 | COM | 42,575 | $25,468 | dollars as filed | |
| AQUA METALS INC | 03837J101 | COM | 21,572 | $25,239 | dollars as filed | |
| BIONANO GENOMICS INC | 09075F107 | COM | 41,340 | $25,217 | dollars as filed | |
| ONDAS HLDGS INC | 68236H204 | COM NEW | 29,298 | $25,208 | dollars as filed | |
| ZEPP HEALTH CORPORATION SPONSORED ADR | 98945L105 | ADR | 21,803 | $24,855 | dollars as filed | |
| CANOO INC | 13803R102 | COM CL A | 51,446 | $24,663 | dollars as filed | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 10,929 | $24,591 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-23-000005 | this filing | 2023-07-31 | acceptance time not in the bulk data set |