13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2023-06-30, filed 2023-07-31, with 4,584 holding rows worth $139,951,914,122.
- Accession
- 0001403438-23-000005
- Filer
- CIK 1403438
- Filed
- 2023-07-31
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2023
A holdings report, 4,584 entries on the cover page, a total value of $139,951,914,122 stated on the cover page (in dollars after the unit check, H1), rows summing to $139,951,914,122 with VALUE read as dollars as filed, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| USA TODAY CO INC | 36472T109 | COM | 10,668 | $24,002 | dollars as filed | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,000 | $23,900 | dollars as filed | |
| PROTARA THERAPEUTICS INC | 74365U107 | COM STK | 10,000 | $23,900 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 10,605 | $23,437 | dollars as filed | |
| AKARI THERAPEUTICS PLC | 00972G108 | ADR | 134,453 | $22,857 | dollars as filed | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 34,138 | $22,804 | dollars as filed | |
| SHARECARE INC | 81948W104 | COM | 13,028 | $22,799 | dollars as filed | |
| PRECISION BIOSCIENCES INC | 74019P108 | COM | 43,155 | $22,700 | dollars as filed | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 44,000 | $21,921 | dollars as filed | principal |
| TRX GOLD CORPORATION | 87283P109 | COM | 48,532 | $21,500 | dollars as filed | |
| Allbirds Inc | 01675A109 | COM | 16,759 | $21,116 | dollars as filed | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 12,440 | $20,775 | dollars as filed | |
| TMC THE METALS CO INC | 87261Y106 | COMMON STOCK | 12,540 | $20,440 | dollars as filed | |
| APPHARVEST INC | 03783T103 | COM | 54,628 | $20,212 | dollars as filed | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 12,085 | $20,061 | dollars as filed | |
| LUCID DIAGNOSTICS INC | 54948X109 | COM | 14,400 | $20,016 | dollars as filed | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 31,004 | $19,954 | dollars as filed | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 15,872 | $19,840 | dollars as filed | |
| VAXART INC NEW | 92243A200 | COM | 26,925 | $19,655 | dollars as filed | |
| EMX RTY CORP | 26873J107 | COM | 10,340 | $19,646 | dollars as filed | |
| UR-ENERGY INC | 91688R108 | COM | 18,533 | $19,460 | dollars as filed | |
| Viewra, Inc | 92672L107 | COM | 55,254 | $19,460 | dollars as filed | |
| RITE AID CORP | 767754872 | COM | 12,533 | $18,924 | dollars as filed | |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 16,000 | $18,392 | dollars as filed | principal |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 35,242 | $18,322 | dollars as filed | |
| VIVOS THERAPEUTICS INC | 92859E108 | COM | 35,484 | $18,097 | dollars as filed | |
| Cango Inc/KY | 137586103 | ADS | 15,440 | $18,063 | dollars as filed | |
| WAYFAIR INC | 94419LAM3 | NOTE 0.625%10/0 | 21,000 | $18,006 | dollars as filed | principal |
| ABSCI CORPORATION | 00091E109 | COM | 11,800 | $17,936 | dollars as filed | |
| TRITIUM DCFC LIMITED | Q9225T108 | ORDINARY SHARES | 16,174 | $17,630 | dollars as filed | |
| PROTERRA INC | 74374T109 | COM | 14,617 | $17,540 | dollars as filed | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 10,000 | $17,400 | dollars as filed | |
| CLENE INC | 185634102 | COM | 19,607 | $17,252 | dollars as filed | |
| NUVVE HOLDING CORP | 67079Y100 | COMMON STOCK | 28,351 | $16,869 | dollars as filed | |
| CANO HEALTH INC | 13781Y103 | COM | 12,060 | $16,763 | dollars as filed | |
| POLYMET MNG CORP | 731916409 | COM | 21,071 | $16,646 | dollars as filed | |
| APPLIED UV INC | 03828V402 | COM NEW | 17,900 | $16,604 | dollars as filed | |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $16,082 | dollars as filed | principal |
| WHEELS UP EXPERIENCE INC | 96328L205 | COM CL A | 13,085 | $15,309 | dollars as filed | |
| Algoma Stl Group Inc W Exp 10/19/202 | 015658115 | SPAC Combination | 12,600 | $15,246 | dollars as filed | |
| THERATECHNOLOGIES INC COM | 88338H100 | COM | 17,790 | $14,966 | dollars as filed | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 16,016 | $14,414 | dollars as filed | |
| INTEGRA RES CORP | 45826T509 | COM | 12,120 | $13,334 | dollars as filed | |
| TATTOOED CHEF INC | 87663X102 | COM | 24,120 | $13,169 | dollars as filed | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 54,050 | $12,972 | dollars as filed | |
| SYNLOGIC INC | 87166L100 | COM | 30,088 | $12,938 | dollars as filed | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 21,210 | $11,880 | dollars as filed | |
| DEXCOM INC | 252131AK3 | NOTE 0.250%11/1 | 11,000 | $11,712 | dollars as filed | principal |
| COMPUGEN LTD | M25722105 | ORD | 10,100 | $11,514 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 10,000 | $11,477 | dollars as filed | principal |
| ENTHUSIAST GAMING HLDGS INC | 29385B109 | COM | 22,399 | $11,423 | dollars as filed | |
| CINGULATE INC | 17248W105 | COMMON STOCK | 12,255 | $11,397 | dollars as filed | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 28,286 | $11,032 | dollars as filed | |
| AGEX THERAPEUTICS INC | 00848H108 | COM | 12,293 | $10,980 | dollars as filed | |
| VACASA INC | 91854V107 | COM | 16,000 | $10,856 | dollars as filed | |
| FEMASYS INC | 31447E105 | cs | 21,032 | $10,726 | dollars as filed | |
| CYBIN INC | 23256X100 | COM | 27,930 | $10,558 | dollars as filed | |
| UPSTART HLDGS INC | 91680MAB3 | NOTE 0.250% 8/1 | 15,000 | $10,244 | dollars as filed | principal |
| MOMENTUS INC | 60879E101 | COM | 32,356 | $10,192 | dollars as filed | |
| AMPRIUS TECHNOLOGIES INC | 03214Q116 | *W EXP 09/14/202 | 20,250 | $9,720 | dollars as filed | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 12,016 | $9,613 | dollars as filed | |
| GOLDMINING INC | 38149E101 | COM | 10,500 | $9,462 | dollars as filed | |
| FLOTEK INDS INC DEL | 343389102 | COM | 12,590 | $9,241 | dollars as filed | |
| ASTRA SPACE INC | 04634X103 | COM CL A | 24,494 | $9,028 | dollars as filed | |
| ELECTRAMECCANICA VEHS | 284849205 | COM | 14,178 | $8,799 | dollars as filed | |
| PLURI INC | 72942G104 | COM | 10,510 | $8,429 | dollars as filed | |
| CORENERGY INFRASTRUCTURE TR | 21870UAC0 | NOTE 5.875% 8/1 | 10,000 | $8,298 | dollars as filed | principal |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 18,505 | $8,262 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 10,000 | $7,329 | dollars as filed | principal |
| ENERGOUS CORP | 29272C103 | COM | 30,346 | $7,283 | dollars as filed | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 33,000 | $7,196 | dollars as filed | principal |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 15,952 | $6,677 | dollars as filed | |
| ATERIAN INC | 02156U101 | COM | 13,874 | $6,382 | dollars as filed | |
| RUBICON TECHNOLOGIES INC CL A | 78112J109 | Stock | 17,000 | $6,290 | dollars as filed | |
| TENAX THERAPEUTICS INC | 88032L506 | COM | 20,000 | $6,000 | dollars as filed | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 10,406 | $5,986 | dollars as filed | |
| CERBERUS CYBER SENTINEL CORP | 15672X102 | COM | 30,000 | $5,340 | dollars as filed | |
| SONO GROUP N V | N81409109 | COM | 18,000 | $5,238 | dollars as filed | |
| SEASTAR MEDICAL HOLDING CORP | 81256L104 | COMMON | 10,000 | $5,200 | dollars as filed | |
| ZOMEDICA CORP COM | 98980M109 | Stock | 25,110 | $5,022 | dollars as filed | |
| MULLEN AUTOMOTIVE INC | 62526P208 | Common Stock | 12,977 | $1,397 | dollars as filed | |
| IDEANOMICS INC | 45166V106 | COM | 17,385 | $1,295 | dollars as filed | |
| NUVVE HOLDING | 67079Y118 | Rights and Bearer Warrants; Warrants (except Bearer) | 10,000 | $600 | dollars as filed | |
| OUSTER INC | 68989M129 | *W EXP 09/29/202 | 14,805 | $457 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-23-000005 | this filing | 2023-07-31 | acceptance time not in the bulk data set |