13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-09, with 3,545 holding rows worth $64,033,078,000.
- Accession
- 0001403438-20-000008
- Filer
- CIK 1403438
- Filed
- 2020-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,545 entries on the cover page, a total value of $64,033,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,033,078,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,002 | $263,000 | thousands by filing date | |
| ALBERTSONS COMPANIES INC COMMON STOCK | 013091103 | Stock | 19,025 | $263,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 38,738 | $263,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 5,245 | $263,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 40,168 | $263,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 22,184 | $262,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 68,223 | $261,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 10,310 | $261,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 11,671 | $261,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 25,780 | $261,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 42,560 | $260,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 2,485 | $259,000 | thousands by filing date | |
| PARTNERS BANCORP | 70213Q108 | COM | 46,001 | $259,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 19,569 | $259,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 9,899 | $257,000 | thousands by filing date | |
| JPMorgan BetaBuilders Dev Asia | 46641Q688 | ETF | 11,330 | $256,000 | thousands by filing date | |
| KNIGHT-SWIFT TRANSN HLDGS IN | 499049104 | CL A | 6,267 | $255,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 5,019 | $254,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G772 | INFRAC ACT MLP | 18,782 | $254,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 9,266 | $254,000 | thousands by filing date | |
| HEALTHCARE MERGER CORP | 42227L102 | COM CL A | 24,978 | $254,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 10,913 | $253,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 4,007 | $253,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 3,400 | $252,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 6,929 | $252,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 1,374 | $252,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 62,920 | $252,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J834 | MULTFCTR EMRNG | 10,278 | $252,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092790 | QLTY FCTOR ETF | 6,430 | $251,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 76,113 | $251,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 3,338 | $250,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6,430 | $250,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 3,128 | $250,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 4,511 | $249,000 | thousands by filing date | |
| KONTOOR BRANDS INC | 50050N103 | COM | 10,298 | $249,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 7,695 | $249,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 74,150 | $249,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 9,126 | $249,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 6,883 | $248,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 16,961 | $248,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 51,152 | $248,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 9,361 | $247,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 18,039 | $247,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 6,886 | $246,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 15,278 | $245,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 4,516 | $245,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 27,319 | $245,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 16,159 | $245,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 6,088 | $244,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,536 | $244,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 2,168 | $244,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 60,851 | $243,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 5,316 | $243,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,405 | $243,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 12,705 | $243,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 90,667 | $243,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 17,315 | $243,000 | thousands by filing date | |
| VAXART INC NEW | 92243A200 | COM | 36,574 | $243,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 31,161 | $243,000 | thousands by filing date | |
| AXOSFINLINC | 05465C100 | STOK | 10,402 | $242,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 3,869 | $242,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 27,029 | $242,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 18,478 | $242,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 12,076 | $241,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 25,535 | $241,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 106,901 | $241,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,202 | $240,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 7,510 | $240,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,591 | $239,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 24,818 | $239,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,004 | $238,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 29,756 | $238,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 22,544 | $238,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 5,495 | $238,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 19,646 | $238,000 | thousands by filing date | |
| PAGERDUTY INC COM | 69553P100 | Stock | 8,735 | $237,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,243 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 8,880 | $237,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 17,054 | $237,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 26,732 | $236,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,855 | $236,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 29,489 | $236,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 6,276 | $236,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 5,935 | $236,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,726 | $235,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 12,660 | $235,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 29,466 | $235,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P884 | US MID CP MLTFCT | 7,108 | $235,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 4,276 | $235,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,409 | $235,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 20,235 | $234,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 19,086 | $234,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 19,596 | $234,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 5,533 | $233,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 7,253 | $233,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $233,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78470E106 | ST STR MSCI EAFE | 3,385 | $232,000 | thousands by filing date | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 5,887 | $231,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 7,652 | $231,000 | thousands by filing date | |
| EAST RES ACQUISITION CO | 274681204 | UNIT 07/01/2027 | 22,803 | $230,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 15,017 | $229,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 4,073 | $229,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,310 | $229,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 16,689 | $228,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 9,908 | $228,000 | thousands by filing date | |
| BIONTECH SE SPONSORED ADS | 09075V102 | ADR | 3,272 | $227,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,389 | $227,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P850 | MUNICIPAL GRN BD | 8,461 | $227,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 28,139 | $227,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 2,022 | $226,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 6,869 | $226,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 18,448 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 20,007 | $226,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 17,539 | $226,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | 46138J783 | ETF | 10,304 | $226,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767876 | EMRNG MKT CONS | 8,000 | $226,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 29,934 | $225,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 37,683 | $225,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G780 | VIRTUS REAL AS | 11,925 | $225,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 225,000 | $225,000 | thousands by filing date | principal |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 42,415 | $225,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 2,700 | $224,000 | thousands by filing date | put |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 22,710 | $224,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 18,415 | $224,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 3,658 | $224,000 | thousands by filing date | |
| INVESCO S&P 500 EQUAL WEIGHT ENERGY ETF | 46137V365 | ETF | 9,966 | $224,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 171,365 | $223,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 26,357 | $223,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 32,007 | $223,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 4,200 | $222,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 23,708 | $222,000 | thousands by filing date | |
| UNITY BIOTECHNOLOGY INC | 91381U101 | COM | 64,075 | $222,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 12,170 | $221,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 21,024 | $221,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 10,564 | $220,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 14,514 | $220,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 15,481 | $220,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,468 | $219,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 15,195 | $219,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 15,947 | $219,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 9,126 | $219,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 16,400 | $219,000 | thousands by filing date | |
| LISTED FDS TR | 53656F847 | CORE ALT FD | 7,871 | $218,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 12,278 | $218,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 51,551 | $217,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 25,285 | $217,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 2,644 | $216,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 2,346 | $216,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 36,743 | $216,000 | thousands by filing date | |
| DBX ETF TR | 233051242 | CMN | 7,192 | $216,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 19,067 | $216,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,970 | $215,000 | thousands by filing date | |
| PROGYNY INC COM | 74340E103 | Stock | 7,274 | $214,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 2,276 | $214,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 42,052 | $214,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 6,218 | $213,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 23,855 | $213,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 4,059 | $213,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 8,051 | $213,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 22,405 | $212,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 5,147 | $211,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,670 | $211,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 8,871 | $211,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,000 | $210,000 | thousands by filing date | put |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 11,148 | $210,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 13,877 | $208,000 | thousands by filing date | |
| SLEEP NUMBER CORP | 83125X103 | COM D | 4,250 | $208,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 210,000 | $208,000 | thousands by filing date | principal |
| INVESCO EXCH TRD SLF IDX FD | 46138J569 | BULSHS 2021 MUNI | 8,203 | $208,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 3,997 | $207,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 25,241 | $207,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 8,262 | $206,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,811 | $206,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,256 | $206,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 10,589 | $206,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,699 | $206,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 7,855 | $206,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 20,847 | $205,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 6,695 | $205,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 15,015 | $205,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 21,810 | $205,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C318 | US EQTY PWR BUF | 7,485 | $205,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 5,372 | $205,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2028 MUNICIPAL BOND ETF | 46138J486 | UIE | 8,011 | $205,000 | thousands by filing date | |
| INVESCO HIG INCM 2023 TARG T | 46135X108 | COM | 25,848 | $205,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 2,931 | $204,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 3,393 | $204,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 7,105 | $204,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 3,100 | $204,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,361 | $203,000 | thousands by filing date | |
| SCHNEIDER NATIONAL INC | 80689H102 | CL B | 8,210 | $203,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,001 | $203,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 40,600 | $203,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 15,211 | $202,000 | thousands by filing date | |
| SONOS INC | 83570H108 | COM | 13,284 | $202,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 1,746 | $202,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 14,395 | $202,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2026 MUNICIPAL BOND ETF | 46138J510 | UIE | 7,905 | $202,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 43,444 | $202,000 | thousands by filing date | |
| SHIFT4 PMTS INC CL A | 82452J109 | Stock | 4,159 | $201,000 | thousands by filing date | |
| CARDIFF ONCOLOGY INC | 14147L108 | COM | 14,150 | $201,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 32,443 | $201,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,673 | $200,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 7,833 | $200,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 15,397 | $200,000 | thousands by filing date | |
| DBX ETF TR ETF X TRACKERS SHORT DUR HIGH YIELD BOND ETF | 233051283 | ETF | 4,356 | $200,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 11,073 | $199,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,614 | $199,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 25,370 | $198,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 22,162 | $198,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 22,802 | $197,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E131 | S&P SMLCAP HIG | 12,583 | $197,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 19,262 | $197,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 15,477 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,610 | $196,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 18,972 | $196,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 12,325 | $195,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 32,082 | $195,000 | thousands by filing date | |
| WILLSCOT HLDGS CORP | 971378104 | COM CL A | 11,680 | $195,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 31,533 | $195,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 12,845 | $195,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 31,900 | $194,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,669 | $194,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 10,565 | $192,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 11,065 | $191,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 13,403 | $189,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 32,253 | $188,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 18,312 | $187,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 58,507 | $187,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 15,812 | $186,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 13,744 | $186,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,239 | $186,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 20,216 | $183,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,825 | $183,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 24,803 | $181,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 50,999 | $180,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,808 | $180,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 44,525 | $179,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 13,594 | $179,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,639 | $179,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 11,547 | $177,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 35,991 | $176,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 15,850 | $176,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 42,767 | $176,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 16,582 | $176,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 23,650 | $175,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 11,819 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,408 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 13,193 | $173,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,592 | $171,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 42,513 | $171,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A607 | SOYBEAN FD | 10,652 | $169,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 67,758 | $168,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 27,626 | $168,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 13,470 | $165,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 13,239 | $165,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 28,567 | $165,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 14,121 | $164,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 15,029 | $164,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 15,973 | $163,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 13,497 | $163,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 13,891 | $163,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 13,273 | $162,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 17,551 | $162,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 10,675 | $162,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 14,225 | $160,000 | thousands by filing date | |
| POWERFLEET INC | 73931J109 | COMMON STOCK | 28,000 | $158,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 46,833 | $157,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 10,411 | $157,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 12,892 | $156,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 37,757 | $156,000 | thousands by filing date | |
| ARCIMOTO INC | 039587100 | COM | 23,645 | $156,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 10,275 | $155,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 10,000 | $154,000 | thousands by filing date | |
| JUMIA TECHNOLOGIES AG SPONSORED ADS | 48138M105 | ADR | 19,300 | $154,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 17,709 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 11,186 | $153,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 15,267 | $153,000 | thousands by filing date | |
| FORTRESS VALUE ACQUISITION C | 34962V106 | COM CL A | 11,225 | $152,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 12,089 | $151,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,102 | $150,000 | thousands by filing date | |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 13,408 | $149,000 | thousands by filing date | |
| AMERICAS GOLD AND SILVER COR | 03062D100 | COM | 56,500 | $149,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 20,712 | $149,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 76,411 | $149,000 | thousands by filing date | |
| SPARTAN ENERGY ACQUISITION C | 846784106 | CL A COM STK | 10,308 | $149,000 | thousands by filing date | |
| CERUS CORP | 157085101 | COM | 23,475 | $147,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 12,428 | $147,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,574 | $146,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 39,063 | $146,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 13,482 | $146,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 10,779 | $146,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 11,045 | $145,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 16,355 | $144,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,664 | $144,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 21,277 | $143,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,352 | $143,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 15,282 | $143,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 93,100 | $143,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,475 | $140,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 40,057 | $140,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 50,584 | $140,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 31,360 | $140,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 19,359 | $140,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 10,340 | $139,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 17,423 | $139,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 13,595 | $138,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 23,913 | $136,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 23,514 | $136,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 14,903 | $135,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 30,521 | $135,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 27,709 | $134,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 44,503 | $134,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 29,588 | $134,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 27,508 | $134,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 20,257 | $134,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,910 | $132,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 11,643 | $130,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 10,537 | $129,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 35,809 | $129,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 26,806 | $128,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 16,858 | $128,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,311 | $127,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 36,191 | $126,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 14,356 | $125,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 13,058 | $124,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 15,059 | $123,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 30,619 | $122,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 14,371 | $121,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 14,340 | $120,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 24,101 | $119,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 10,761 | $118,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 17,360 | $118,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 15,666 | $118,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 15,127 | $117,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,748 | $117,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 16,125 | $117,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 38,482 | $117,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 11,259 | $116,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 17,564 | $115,000 | thousands by filing date | |
| IMMATICS N.V | N44445109 | SHS | 10,873 | $115,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,952 | $115,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 15,062 | $114,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 41,602 | $114,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,855 | $114,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 13,784 | $112,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 19,831 | $111,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 18,287 | $110,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 90274D382 | ETRACS ALER MLP | 11,734 | $110,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 43,776 | $110,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 45,196 | $108,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 15,714 | $107,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 11,459 | $107,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 30,800 | $107,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,779 | $107,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 23,543 | $106,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 10,505 | $106,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 17,844 | $106,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 39,600 | $105,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 13,000 | $105,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 19,750 | $104,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 18,742 | $104,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION COM U | G9108L173 | SHS | 13,178 | $104,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 14,831 | $102,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 14,714 | $102,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,646 | $102,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 10,661 | $101,000 | thousands by filing date | |
| IBIO INC | 451033203 | COM NEW | 49,910 | $101,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 18,674 | $100,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 11,148 | $100,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 10,000 | $100,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,377 | $100,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 43,874 | $100,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 10,760 | $98,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 19,672 | $95,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,037 | $95,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,746 | $95,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 17,151 | $95,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 10,310 | $94,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 21,240 | $93,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 12,400 | $93,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 17,502 | $92,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 14,470 | $92,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,963 | $91,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 33,453 | $91,000 | thousands by filing date | |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 12,700 | $90,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 26,500 | $90,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 24,768 | $88,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 19,225 | $87,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 128,335 | $87,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 15,917 | $85,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 36,308 | $85,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,230 | $85,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 98,328 | $85,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 14,395 | $84,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 12,000 | $84,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 11,306 | $83,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,661 | $82,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 13,310 | $81,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 12,436 | $81,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 22,011 | $81,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 18,420 | $81,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,897 | $80,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 81,300 | $78,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 25,840 | $77,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 11,757 | $76,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 31,112 | $73,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 44,790 | $72,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,370 | $69,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 19,439 | $67,000 | thousands by filing date | |
| UBS AG ETRACS SILVER SHARES COVERED CALL ETNS DUE APRIL 21, 2033 ETP 2022-2 | 22542D449 | ETF | 10,648 | $66,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 138,940 | $66,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 16,860 | $65,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 16,422 | $65,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 81,532 | $65,000 | thousands by filing date | |
| ZIX CORP | 98974P100 | COM | 11,100 | $65,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 11,458 | $64,000 | thousands by filing date | |
| ARCADIA BIOSCIENCES INC COM | 039014204 | Stock | 22,750 | $64,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 24,107 | $61,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 13,617 | $61,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 20,100 | $61,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 32,208 | $60,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 42,250 | $60,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,945 | $58,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 16,035 | $57,000 | thousands by filing date | |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 11,050 | $56,000 | thousands by filing date | |
| NEURONETICS INC | 64131A105 | COM | 11,400 | $55,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 17,953 | $53,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 17,404 | $52,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,250 | $52,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 44,140 | $52,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,144 | $51,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,928 | $51,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,000 | $51,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 20,590 | $50,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,689 | $50,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 20,025 | $50,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,584 | $50,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 25,033 | $49,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 30,000 | $49,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,618 | $49,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 13,240 | $48,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $48,000 | thousands by filing date | principal |
| AKERNA CORP | 00973W102 | COM | 13,073 | $48,000 | thousands by filing date | |
| MARRIOTT VACTINS WORLDWID CO | 57164YAB3 | NOTE 1.500% 9/1 | 47,000 | $46,000 | thousands by filing date | principal |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 55,824 | $45,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 23,915 | $44,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 10,870 | $44,000 | thousands by filing date | |
| AIM IMMUNOTECH INC | 00901B105 | COM | 20,500 | $44,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 22,078 | $43,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,956 | $41,000 | thousands by filing date | |
| TREVI THERAPEUTICS INC COM | 89532M101 | Stock | 10,000 | $40,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 62,055 | $40,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 57,182 | $40,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 60,640 | $39,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 15,309 | $38,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 22,034 | $38,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 11,378 | $38,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 11,483 | $37,000 | thousands by filing date | |
| POLYMET MNG CORP | 731916409 | COM | 10,245 | $37,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 34,583 | $37,000 | thousands by filing date | |
| Allena Pharmaceuticals, Inc. | 018119107 | COM | 25,000 | $37,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 42,381 | $36,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 43,302 | $36,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 15,000 | $36,000 | thousands by filing date | |
| FIRST EAGLE ALTR CAP BDC INC | 26943B100 | COM | 14,543 | $36,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 50,000 | $35,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 17,992 | $34,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 12,434 | $34,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 122,841 | $34,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 21,716 | $33,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 29,706 | $33,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 18,955 | $32,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES IN | 34984VAC4 | NOTE 9.000% 8/0 | 50,000 | $31,000 | thousands by filing date | principal |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 13,683 | $31,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 10,000 | $30,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 11,208 | $30,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 19,100 | $30,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 15,108 | $30,000 | thousands by filing date | |
| BLOCK INC | 852234AD5 | NOTE 0.500% 5/1 | 14,000 | $30,000 | thousands by filing date | principal |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 30,000 | $30,000 | thousands by filing date | principal |
| SOUTHWEST AIRLS CO | 844741BG2 | NOTE 1.250% 5/0 | 22,000 | $29,000 | thousands by filing date | principal |
| RH | 74967XAA1 | BOND | 14,000 | $29,000 | thousands by filing date | principal |
| AYTU BIOSCIENCE INC | 054754700 | COM PAR | 24,100 | $29,000 | thousands by filing date | |
| CHF SOLUTIONS INC | 12542Q706 | COM PAR | 100,000 | $29,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 16,317 | $28,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 17,569 | $28,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,779 | $28,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 16,876 | $28,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 12,895 | $27,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 25,000 | $25,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 22,203 | $24,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,575 | $24,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 24,059 | $23,000 | thousands by filing date | |
| ONCOLYTICS BIOTECH INC | 682310875 | COM NEW | 13,510 | $23,000 | thousands by filing date | |
| Indivior Pharmaceuticals Inc | 04546C106 | COMMON STOCK | 33,900 | $23,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 54,712 | $23,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 15,650 | $23,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 11,895 | $23,000 | thousands by filing date | principal |
| OPGEN INC | 68373L307 | COM | 10,150 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-20-000008 | this filing | 2020-11-09 | acceptance time not in the bulk data set |