13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2020-09-30, filed 2020-11-09, with 3,545 holding rows worth $64,033,078,000.
- Accession
- 0001403438-20-000008
- Filer
- CIK 1403438
- Filed
- 2020-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2020
A holdings report, 3,545 entries on the cover page, a total value of $64,033,078,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $64,033,078,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TIMOTHY PLAN | 887432326 | HIG DV STK ETF | 20,993 | $481,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 10,170 | $480,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 9,802 | $480,000 | thousands by filing date | |
| GCI LIBERTY INC COM CLASS A | 36164V305 | Stock | 5,855 | $480,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 2,013 | $479,000 | thousands by filing date | |
| US GOLD CORP | 90291C201 | COMMON STOCK | 52,073 | $479,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 14,999 | $478,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 42,892 | $477,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 5,922 | $477,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 23,538 | $477,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 10,295 | $477,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C789 | US EQTY BUFR JUL | 16,808 | $476,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 9,070 | $476,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 42,758 | $476,000 | thousands by filing date | |
| INNOVATOR ETFS TR II | 45783G102 | LADRD FD US EQT | 14,953 | $475,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 26,369 | $474,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 9,096 | $474,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 15,443 | $474,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E119 | MSCI SUPR EM ETF | 48,406 | $472,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 16,890 | $471,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 53,383 | $470,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 12,773 | $470,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 7,460 | $470,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 29,312 | $469,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 33,235 | $469,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 18,646 | $467,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 22,405 | $467,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 90,856 | $467,000 | thousands by filing date | |
| SAPIENS INTL CORP N V SHS | G7T16G103 | Stock | 15,243 | $466,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 7,979 | $466,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A826 | RANGE CANCER THE | 16,986 | $466,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 19,077 | $466,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 15,437 | $465,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 21,502 | $465,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 8,770 | $464,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,163 | $463,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 3,559 | $462,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 104,315 | $462,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 60,220 | $462,000 | thousands by filing date | |
| FIRST SVGS FINL GROUP INC | 33621E109 | COM | 8,479 | $461,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 34,646 | $460,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 6,786 | $459,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,518 | $459,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 10,503 | $459,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 11,367 | $459,000 | thousands by filing date | |
| FIRST TRUST DOW JONES INTERNATIONAL INTERNET ETF | 33734X770 | ETF | 11,579 | $459,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,044 | $458,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 5,126 | $457,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 41,974 | $457,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 62,428 | $456,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 4,167 | $455,000 | thousands by filing date | |
| PROSHARES TR | 74347B367 | DECLINE RETAIL | 16,113 | $454,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 9,449 | $453,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 40,167 | $452,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 5,946 | $452,000 | thousands by filing date | |
| NULL | 301505749 | NULL | 15,496 | $452,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 9,784 | $451,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 166,570 | $451,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 54,328 | $449,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 25,780 | $448,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 8,209 | $448,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 13,055 | $448,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 13,897 | $447,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 14,533 | $447,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 65,820 | $447,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 29,552 | $446,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 12,836 | $446,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 8,196 | $446,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 8,002 | $446,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,251 | $445,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 9,772 | $445,000 | thousands by filing date | |
| INSPIRE MED SYS INC COM | 457730109 | Stock | 3,444 | $444,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 16,059 | $442,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 10,037 | $442,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 29,434 | $442,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $440,000 | thousands by filing date | put |
| 10X GENOMICS INC CL A COM | 88025U109 | Stock | 3,524 | $439,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 12,868 | $439,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 42,068 | $437,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 28,407 | $437,000 | thousands by filing date | |
| ISHARES TR | 46435G847 | MSCI ACWI EXUS | 16,476 | $437,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 5,183 | $436,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 26,702 | $436,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 5,828 | $436,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 11,137 | $436,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 51,200 | $436,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 11,258 | $436,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 24,598 | $435,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X214 | EMERG MKTS ESG | 14,179 | $435,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 23,763 | $434,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 30,350 | $434,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 15,270 | $433,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 11,054 | $431,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 14,675 | $431,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 7,309 | $430,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 28,860 | $429,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 7,494 | $429,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 92,273 | $428,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 25,792 | $428,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J867 | MLTFACTR UTILS | 14,487 | $428,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 25,554 | $427,000 | thousands by filing date | |
| SMITH & WESSON BRANDS INC | 831754106 | COM | 27,540 | $427,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 13,894 | $427,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 32,865 | $426,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 13,852 | $425,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 30,269 | $425,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 6,332 | $424,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 6,670 | $424,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 23,978 | $424,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 9,533 | $424,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 10,388 | $423,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 30,806 | $423,000 | thousands by filing date | |
| KNOT OFFSHORE PARTNERS LP | Y48125101 | COM UNITS | 32,758 | $423,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 7,477 | $422,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 35,464 | $422,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 14,193 | $422,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 23,891 | $419,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,229 | $418,000 | thousands by filing date | |
| BANDWIDTH INC | 05988J103 | COM CL A | 2,396 | $418,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 7,866 | $417,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 8,796 | $417,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 56,505 | $417,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 3,688 | $417,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 22,652 | $417,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 44,060 | $417,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 17,949 | $417,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 8,696 | $417,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 21,348 | $416,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 7,049 | $416,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 11,605 | $416,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,124 | $415,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 4,846 | $415,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,470 | $414,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 60,487 | $414,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 6,254 | $413,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 23,457 | $413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 13,203 | $413,000 | thousands by filing date | |
| INARI MED INC | 45332Y109 | COM | 5,990 | $413,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 105,313 | $412,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,337 | $411,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 10,026 | $410,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 75,960 | $410,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 25,382 | $409,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 16,817 | $409,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 32,062 | $408,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 2,397 | $407,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 34,835 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 15,145 | $406,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W401 | INTL LEADERS ETF | 14,750 | $406,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,015 | $405,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 2,049 | $405,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 21,716 | $405,000 | thousands by filing date | |
| PROSHARES TR | 74347B540 | MSCI EUR DIV | 9,308 | $404,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 19,154 | $403,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 9,850 | $403,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 4,916 | $403,000 | thousands by filing date | |
| CHOICEONE FINANCIAL SVCS INC | 170386106 | COMMON STOCK | 15,469 | $403,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V522 | BLOO AN RATI ETF | 10,074 | $401,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 10,807 | $400,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 27,503 | $400,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 15,134 | $399,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 51,932 | $399,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,400 | $398,000 | thousands by filing date | put |
| ITT INC COM | 45073V108 | Stock | 6,748 | $398,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 23,649 | $398,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 7,288 | $398,000 | thousands by filing date | |
| KRANESHARES QUADRATIC INTEREST RATE VOLATILITY AND INFLATION HEDGE ETF | 500767736 | ETF | 14,501 | $398,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 9,123 | $397,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 31,320 | $397,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 54,363 | $397,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 57,077 | $396,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J635 | INVSCO BLSH 26 | 16,162 | $396,000 | thousands by filing date | |
| SPDR SER TR | 78468R127 | S&P INTERNET ETF | 3,348 | $396,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 5,781 | $395,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 15,379 | $395,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 7,013 | $395,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 153,983 | $394,000 | thousands by filing date | |
| NORTHERN LTS FD TR IV | 66538H591 | CMN | 12,674 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R738 | CMN | 18,351 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $391,000 | thousands by filing date | put |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,290 | $391,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 24,316 | $391,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 9,788 | $390,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,086 | $390,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,529 | $390,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 15,242 | $390,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 6,765 | $390,000 | thousands by filing date | |
| ARCOSA INC COM | 039653100 | Stock | 8,826 | $389,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q460 | CMN | 7,020 | $389,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 17,815 | $388,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 498 | $388,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 16,869 | $388,000 | thousands by filing date | |
| TCF FINANCIAL CORPORATION NE | 872307103 | COM | 16,550 | $387,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 20,695 | $387,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 45,727 | $386,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 15,073 | $386,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 14,385 | $385,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 16,596 | $384,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 19,061 | $384,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 18,983 | $384,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 15,788 | $383,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 17,795 | $382,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 9,350 | $382,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 24,054 | $381,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 53,649 | $380,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 11,706 | $380,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 219,708 | $380,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 3,526 | $380,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 5,164 | $379,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 16,211 | $379,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 35,661 | $379,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 8,807 | $379,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 30,520 | $378,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 42,280 | $378,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,232 | $377,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 10,392 | $377,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 33,560 | $376,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 7,511 | $376,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y624 | AUTONMOUS EV ETF | 22,220 | $376,000 | thousands by filing date | |
| CONYERS PK II ACQUISITION CO | 212896104 | COM CL A | 36,980 | $376,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 25,666 | $375,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 12,557 | $375,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 11,314 | $375,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C813 | US EQTY PWR BUF | 13,512 | $374,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 8,359 | $374,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 12,428 | $373,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 6,406 | $373,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y772 | AGING POPUL ETF | 14,519 | $373,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 15,027 | $373,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 27,785 | $373,000 | thousands by filing date | |
| CAMTEK LTD ORD | M20791105 | Stock | 24,195 | $372,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 12,494 | $372,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 14,495 | $372,000 | thousands by filing date | |
| DBX ETF TR | 233051762 | XTRACK MSCI CHNA | 9,186 | $372,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,168 | $371,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 12,901 | $371,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 10,156 | $371,000 | thousands by filing date | |
| SPROTT INC | 852066208 | COM NEW | 10,848 | $370,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 22,327 | $370,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 9,280 | $370,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 42,840 | $370,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 6,656 | $369,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 14,879 | $369,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 23,509 | $368,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C797 | US EQTY PWR BUF | 13,923 | $368,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 6,095 | $367,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 9,199 | $367,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 56,424 | $367,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 197,892 | $366,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,521 | $366,000 | thousands by filing date | |
| iShares ESG Aware MSCI USA Small-Cap ETF | 46435U663 | SHS | 13,735 | $364,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 25,001 | $364,000 | thousands by filing date | |
| CARLYLE CREDIT INCOME FUND | 92535C104 | SHS BEN INT | 36,632 | $364,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 7,641 | $364,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 12,533 | $363,000 | thousands by filing date | |
| ISHARES TR | 46435U366 | CMN | 10,845 | $363,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 34,988 | $362,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P806 | RIVRFRNT DYN EUR | 6,161 | $362,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 10,298 | $361,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 31,071 | $361,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 56,339 | $361,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 10,733 | $360,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 13,604 | $360,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 13,337 | $359,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 9,404 | $358,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D480 | X LINK GOLD SHS | 36,485 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 23,455 | $357,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 14,578 | $357,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 28,911 | $357,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 31,241 | $355,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 7,565 | $355,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 6,864 | $355,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 13,893 | $355,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 14,253 | $354,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 22,840 | $354,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 11,068 | $354,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,200 | $353,000 | thousands by filing date | put |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 25,653 | $353,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 8,922 | $353,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 32,701 | $352,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 34,931 | $352,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,261 | $351,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 3,886 | $351,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 7,873 | $351,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 61,188 | $349,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 67,639 | $349,000 | thousands by filing date | |
| AMES NATIONAL CORP | 031001100 | COMMON STOCK | 20,684 | $349,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 15,826 | $349,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 4,613 | $348,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 14,631 | $347,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 23,662 | $347,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 37,544 | $347,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 42,535 | $347,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 69,145 | $346,000 | thousands by filing date | |
| JOYY INC ADS REPSTG COM A | 46591M109 | ADR | 4,290 | $346,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 68,044 | $346,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 21,305 | $346,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 135,793 | $346,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 16,253 | $345,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 29,900 | $345,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 16,016 | $344,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 21,469 | $344,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,423 | $344,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,380 | $343,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 8,553 | $342,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 27,561 | $341,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,619 | $341,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 13,587 | $341,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 28,280 | $340,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 3,164 | $339,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 17,661 | $339,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 8,891 | $339,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,059 | $339,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 45,302 | $339,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 9,867 | $337,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 8,115 | $336,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 35,396 | $335,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 12,370 | $335,000 | thousands by filing date | |
| GOODRX HLDGS INC | 38246G108 | COM CL A | 5,999 | $334,000 | thousands by filing date | |
| FIDELITY HIGH YIELD FACTOR ETF | 316092618 | HIGH YILD ETF | 6,214 | $334,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 16,929 | $334,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 3,572 | $333,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 18,282 | $333,000 | thousands by filing date | |
| CLARIVATE PLC | G21810109 | ORD SHS | 10,749 | $333,000 | thousands by filing date | |
| RADWARE LTD | M81873107 | COMMON STOCK | 13,742 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 12,026 | $333,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 2,761 | $332,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 8,471 | $332,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 8,802 | $332,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 12,394 | $332,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,629 | $331,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 21,758 | $330,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 3,665 | $330,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 11,316 | $329,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,753 | $328,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 30,537 | $328,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 15,303 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R779 | EMERGING MKTS | 7,984 | $328,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,300 | $327,000 | thousands by filing date | put |
| O-I GLASS INC | 67098H104 | COM | 30,915 | $327,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 37,680 | $327,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,472 | $327,000 | thousands by filing date | |
| WORKIVA INC COM CL A | 98139A105 | Stock | 5,854 | $326,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 8,599 | $326,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 17,242 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 8,288 | $326,000 | thousands by filing date | |
| PROSIGHT GLOBAL INC | 74349J103 | COM | 28,743 | $326,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES INC | 57778K105 | COM | 13,023 | $325,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 20,644 | $325,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,185 | $324,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 40,931 | $324,000 | thousands by filing date | |
| SURO CAP CORP | 86887Q109 | COM NEW | 29,905 | $324,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 21,783 | $323,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 29,967 | $323,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,796 | $323,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 9,739 | $322,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 6,624 | $322,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 28,895 | $322,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 34,098 | $322,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 3,687 | $321,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,756 | $321,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 8,039 | $321,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 12,272 | $321,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430404 | ACTIVEBETA JAP | 9,635 | $320,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 9,540 | $320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 11,498 | $319,000 | thousands by filing date | |
| INVESCO BULLETSHARES (R)2027 MUNICIPAL BOND ETF | 46138J494 | UIE | 12,601 | $319,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 45,796 | $319,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 5,627 | $318,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 13,543 | $318,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 67,457 | $318,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 27,803 | $318,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 10,068 | $317,000 | thousands by filing date | |
| TIMOTHY PLAN US LARGE/MID CAP CORE ETF | 887432359 | ETF | 11,773 | $316,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,384 | $314,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 11,207 | $314,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 12,373 | $312,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 34,383 | $312,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 14,500 | $312,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 29,435 | $311,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 11,378 | $311,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 3,529 | $311,000 | thousands by filing date | |
| BILL HOLDINGS INC | 090043100 | COM | 3,088 | $310,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 14,636 | $310,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X418 | CMN | 3,705 | $310,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,161 | $309,000 | thousands by filing date | |
| VERTIV HOLDINGS CO COM CL A | 92537N108 | Stock | 17,866 | $309,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,458 | $309,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 11,764 | $308,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 33,932 | $307,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 4,350 | $306,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 12,598 | $306,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N527 | CORE BD ETF | 5,650 | $306,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 3,216 | $305,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,403 | $305,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,491 | $305,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 5,086 | $305,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 9,061 | $304,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 1,264 | $304,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 117,000 | $304,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,030 | $303,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 5,323 | $303,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 6,549 | $303,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 22,459 | $303,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 25,089 | $302,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 12,795 | $302,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 5,269 | $301,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 29,095 | $301,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 42,938 | $301,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 8,728 | $301,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 25,667 | $300,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 23,587 | $298,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 13,620 | $297,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 4,372 | $297,000 | thousands by filing date | |
| TRINITY PLACE HOLDINGS ORD | 89656D101 | COM | 210,950 | $297,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 13,647 | $296,000 | thousands by filing date | |
| 1LIFE HEALTHCARE INC | 68269G107 | COM | 10,417 | $295,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 10,042 | $294,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,650 | $294,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 3,996 | $294,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 12,785 | $293,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 23,882 | $291,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9,739 | $291,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 13,907 | $291,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 3,823 | $290,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 63,007 | $290,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 11,515 | $290,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P108 | INTL COR DIV TIL | 12,014 | $290,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 14,533 | $290,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 27,872 | $289,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 27,423 | $289,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 4,132 | $289,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J668 | BULLSHS 23 USD | 11,150 | $289,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,401 | $288,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 23,370 | $287,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,560 | $287,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 31,162 | $287,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 64,501 | $287,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 19,422 | $287,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 11,532 | $287,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 13,885 | $286,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,422 | $286,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 10,765 | $286,000 | thousands by filing date | |
| CARETRUST REIT INC COM | 14174T107 | REIT | 15,994 | $285,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,545 | $284,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y821 | CMN | 10,497 | $283,000 | thousands by filing date | |
| BEONE MEDICINES LTD SPONSORED ADS | 07725L102 | ADR | 983 | $282,000 | thousands by filing date | |
| INNOVATOR TR ETF S&P 500 ULTRA BUFFER APRIL | 45782C805 | ETF | 11,495 | $282,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 29,184 | $282,000 | thousands by filing date | |
| iShares Trust iShares USD Green Bond ETF | 46435U440 | SHS | 5,062 | $281,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 46,150 | $281,000 | thousands by filing date | |
| MR COOPER GROUP INC | 62482R107 | COM | 12,563 | $280,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 8,372 | $280,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 46,710 | $280,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 2,114 | $279,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 16,779 | $279,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 34,058 | $279,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,422 | $278,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 11,419 | $278,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 14,126 | $278,000 | thousands by filing date | |
| ISHARES TR | 46435U226 | IBONDS 21 TRM HG | 11,473 | $278,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 23,856 | $277,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 33,923 | $277,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 40,950 | $277,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 113,118 | $276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 2,748 | $275,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 4,961 | $274,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,905 | $274,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 63,534 | $274,000 | thousands by filing date | |
| ALTAIR ENGINEERING INC | 021369103 | COMMON STOCK | 6,517 | $274,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 9,345 | $273,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 2,086 | $273,000 | thousands by filing date | |
| SUMO LOGIC INC | 86646P103 | COM | 12,521 | $273,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 50,624 | $273,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 9,416 | $272,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 800 | $271,000 | thousands by filing date | put |
| ASHLAND INC | 044186104 | COM | 3,817 | $271,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,595 | $271,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 17,101 | $271,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 1,930 | $270,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,647 | $270,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 14,011 | $270,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 31,106 | $269,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 18,833 | $269,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORD ADS NEW | 16965P202 | ADR | 13,938 | $268,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 125,233 | $268,000 | thousands by filing date | |
| VanEck Vectors Energy Inc | 92189H870 | ENERGY INCOME | 7,799 | $267,000 | thousands by filing date | |
| PROSHARES TR | 74347B169 | CMN | 4,250 | $267,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 18,060 | $267,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 5,395 | $267,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 6,393 | $266,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 16,248 | $266,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 1,862 | $266,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 5,935 | $266,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 23,112 | $266,000 | thousands by filing date | |
| ACUSHNET HLDGS CORP | 005098108 | COM | 7,892 | $265,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,488 | $264,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 4,665 | $264,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,256 | $264,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 7,313 | $264,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-20-000008 | this filing | 2020-11-09 | acceptance time not in the bulk data set |