13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 3,202 holding rows worth $46,422,419,000.
- Accession
- 0001403438-20-000004
- Filer
- CIK 1403438
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,202 entries on the cover page, a total value of $46,422,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,422,419,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 17,128 | $96,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 39,076 | $96,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 13,572 | $95,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 13,289 | $94,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 17,811 | $93,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 15,719 | $92,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 22,116 | $92,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 22,627 | $92,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 18,185 | $92,000 | thousands by filing date | |
| OVINTIV INC | 69047Q102 | COM | 33,760 | $91,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 10,915 | $91,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 11,450 | $91,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 29,410 | $91,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 10,084 | $90,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 18,041 | $90,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 20,225 | $90,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 14,516 | $88,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 53,500 | $88,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 99,800 | $88,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 14,571 | $87,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 13,345 | $86,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 12,058 | $85,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 40,924 | $85,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 21,316 | $84,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 18,321 | $82,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 11,136 | $81,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 20,331 | $81,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 31,020 | $81,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 66,456 | $81,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,714 | $80,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 13,265 | $80,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 14,208 | $80,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 14,530 | $78,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 212,968 | $77,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 30,684 | $76,000 | thousands by filing date | |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 15,177 | $76,000 | thousands by filing date | |
| LIVENT CORP | 53814L108 | COM | 14,398 | $76,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,006 | $76,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 118,000 | $76,000 | thousands by filing date | principal |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 20,023 | $76,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 12,970 | $74,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 52,700 | $74,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 10,400 | $73,000 | thousands by filing date | |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 12,105 | $73,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 13,891 | $72,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 14,500 | $72,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 14,268 | $72,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 29,357 | $72,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 39,221 | $71,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,497 | $70,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 11,656 | $70,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 22,746 | $69,000 | thousands by filing date | |
| TURTLE BEACH CORP | 900450206 | COMMON STOCK | 10,900 | $68,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 23,825 | $68,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 33,252 | $68,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 64,807 | $67,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 10,504 | $67,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,589 | $67,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 15,871 | $66,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 10,012 | $66,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 89,490 | $66,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 15,691 | $65,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 12,586 | $65,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 34,280 | $63,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 17,728 | $63,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 14,513 | $62,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 40,278 | $62,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 142,850 | $61,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 10,567 | $60,000 | thousands by filing date | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 12,286 | $59,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 63,907 | $58,000 | thousands by filing date | |
| ADT INC DEL COM | 00090Q103 | Stock | 13,106 | $57,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 11,482 | $57,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 22,295 | $57,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 10,400 | $56,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 12,837 | $56,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 31,165 | $55,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 12,675 | $55,000 | thousands by filing date | |
| ATENTO S A | L0427L105 | SHS | 50,000 | $55,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 54,707 | $55,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 133,935 | $55,000 | thousands by filing date | |
| BNY MELLON HIGH YIELD STRATE | 09660L105 | SH BEN INT | 23,778 | $54,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 16,304 | $53,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 61,335 | $52,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 72,775 | $52,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,511 | $52,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 12,518 | $52,000 | thousands by filing date | |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 15,709 | $51,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 10,673 | $50,000 | thousands by filing date | |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 61,620 | $50,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 13,124 | $50,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 13,777 | $48,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 66,658 | $45,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 41,496 | $43,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 24,354 | $43,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 43,302 | $43,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 23,050 | $43,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 100,500 | $42,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,622 | $41,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 23,791 | $41,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,177 | $40,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 22,325 | $40,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 25,033 | $40,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 11,309 | $40,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 23,731 | $40,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 112,283 | $39,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 20,888 | $38,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 50,000 | $38,000 | thousands by filing date | principal |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 10,387 | $37,000 | thousands by filing date | |
| PLAYAGS INC | 72814N104 | COM | 13,224 | $35,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,531 | $35,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 11,098 | $34,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 19,339 | $33,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,631 | $33,000 | thousands by filing date | |
| INVESTCORP CR MGMT BDC INC | 46090R104 | COM | 13,440 | $33,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 24,939 | $31,000 | thousands by filing date | |
| ONCOSEC MED INC | 68234L306 | COM | 24,544 | $31,000 | thousands by filing date | |
| MARKER THERAPEUTICS INC | 57055L107 | COM | 15,650 | $30,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 21,857 | $29,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 11,306 | $29,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 16,472 | $29,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 15,610 | $29,000 | thousands by filing date | |
| SCYNEXIS INC COM NEW | 811292101 | Common Stock | 37,000 | $29,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 39,195 | $29,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 13,672 | $28,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 22,078 | $28,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 17,500 | $28,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 46,823 | $27,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 20,867 | $27,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 13,112 | $27,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 155,676 | $27,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,535 | $26,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 11,250 | $26,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 12,901 | $26,000 | thousands by filing date | |
| CORREVIO PHARMA CORP | 22026V105 | COM | 66,764 | $26,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 12,509 | $25,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 11,480 | $25,000 | thousands by filing date | |
| ANTERO MIDSTREAM CORP COM | 03676B102 | Stock | 11,305 | $24,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 16,814 | $23,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 17,723 | $23,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 25,000 | $23,000 | thousands by filing date | principal |
| POLYMET MINING CORP | 731916102 | COM | 98,902 | $23,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 32,952 | $22,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 27,086 | $22,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 12,049 | $22,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 11,175 | $21,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 58,311 | $21,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 17,754 | $20,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 16,217 | $19,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 146,120 | $18,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 10,512 | $18,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAW3 | NOTE 4.625% 3/0 | 20,000 | $18,000 | thousands by filing date | principal |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 40,000 | $18,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 04545L107 | COM | 28,400 | $18,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 42,346 | $17,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 41,906 | $17,000 | thousands by filing date | |
| CURIS INC | 231269200 | COM | 23,140 | $16,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 10,260 | $16,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 45,100 | $15,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 17,000 | $15,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 14,000 | $15,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,072 | $14,000 | thousands by filing date | |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 15,355 | $14,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 10,481 | $14,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 77,096 | $14,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 10,876 | $14,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 12,639 | $13,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 15,625 | $13,000 | thousands by filing date | |
| ZOSANO PHARMA CORP | 98979H202 | COM NEW | 24,000 | $13,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 31,577 | $12,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 12,083 | $12,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 47,842 | $12,000 | thousands by filing date | |
| CAESARS ENTMT CORP | 127686AA1 | NOTE | 11,895 | $12,000 | thousands by filing date | principal |
| CONFORMIS INC | 20717E101 | COM | 18,350 | $12,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 21,173 | $11,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 63,238 | $11,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 13,475 | $11,000 | thousands by filing date | |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 12,800 | $9,000 | thousands by filing date | put |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,272 | $9,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 23,315 | $9,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 30,410 | $9,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 14,500 | $8,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 22,022 | $8,000 | thousands by filing date | |
| TANZANIAN GOLD CORP | 87601A107 | COM | 16,462 | $8,000 | thousands by filing date | |
| HEXINDAI INC | 428295109 | ADR | 18,000 | $8,000 | thousands by filing date | |
| DOCUMENT SEC SYS INC COM NEW | 25614T200 | Stock | 41,925 | $8,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,585 | $6,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 24,711 | $6,000 | thousands by filing date | |
| VALARIS PLC XXX SHS CL A | G9402V109 | COM | 13,157 | $6,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,200 | $6,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 24,735 | $6,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 10,259 | $6,000 | thousands by filing date | |
| OUTLOOK THERAPEUTICS INC | 69012T206 | COM | 10,775 | $6,000 | thousands by filing date | |
| LIBBEY INC | 529898108 | COM | 11,598 | $6,000 | thousands by filing date | |
| NABRIVA THERAPEUTICS PLC | G63637105 | SHS | 10,000 | $6,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 17,000 | $5,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 20,012 | $5,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 22,653 | $5,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 14,825 | $5,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,661 | $3,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 20,498 | $3,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 14,000 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-20-000004 | this filing | 2020-05-14 | acceptance time not in the bulk data set |