13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2020-03-31, filed 2020-05-14, with 3,202 holding rows worth $46,422,419,000.
- Accession
- 0001403438-20-000004
- Filer
- CIK 1403438
- Filed
- 2020-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2020
A holdings report, 3,202 entries on the cover page, a total value of $46,422,419,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,422,419,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 35,156 | $302,000 | thousands by filing date | |
| ISHARES TR | 46435G219 | INVESTMENT GRADE | 6,147 | $302,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 8,061 | $302,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 72,105 | $301,000 | thousands by filing date | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 11,293 | $300,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 12,005 | $300,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 14,009 | $299,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 5,076 | $298,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 8,314 | $298,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 36,261 | $298,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 97,422 | $298,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 41,521 | $298,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 16,155 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,000 | $297,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 33,715 | $297,000 | thousands by filing date | |
| DATADOGINCCLASSA | 23804L103 | STOK | 8,232 | $296,000 | thousands by filing date | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 15,283 | $296,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,412 | $296,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 23,537 | $296,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,251 | $295,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 30,628 | $295,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 13,499 | $294,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 8,791 | $293,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 6,163 | $292,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 26,912 | $292,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 21,495 | $292,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 59,937 | $292,000 | thousands by filing date | |
| LEGG MASON ETF INVT TR | 52468L604 | EMRG MKTS VOLA | 14,951 | $292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 13,298 | $291,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 7,595 | $290,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 17,555 | $290,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXCHA LIQ $12.06432/SH 6/26/23 | 46090A309 | LIQ $12.06432/SH 6/26/23 | 25,236 | $290,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 3,531 | $289,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 9,009 | $288,000 | thousands by filing date | |
| IAA INC | 449253103 | COM | 9,623 | $288,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 10,906 | $287,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 27,019 | $287,000 | thousands by filing date | |
| SERVICE PPTYS TR | 81761L102 | COM SH BEN INT | 53,178 | $287,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 19,698 | $287,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 35,897 | $286,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 41,118 | $284,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 6,155 | $284,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,518 | $284,000 | thousands by filing date | |
| AMERICAN CENTY ETF TR | 025072307 | US QUALITY GROW | 7,597 | $284,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B202 | EM CORE EX ETF | 14,954 | $284,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y607 | PRIN U S SMALL | 13,180 | $284,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 8,879 | $283,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 30,365 | $283,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 45,559 | $282,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 6,874 | $282,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 13,547 | $280,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 5,016 | $279,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 30,128 | $278,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 45,349 | $278,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 6,113 | $277,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 23,046 | $276,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 32,610 | $276,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 36,667 | $276,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 25,339 | $276,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 9,927 | $275,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 13,428 | $275,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 36,285 | $275,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,062 | $274,000 | thousands by filing date | |
| PURPLE INNOVATION INC | 74640Y106 | CMN | 48,300 | $274,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 10,468 | $274,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 15,168 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 7,587 | $273,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,497 | $272,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 9,477 | $272,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 23,322 | $272,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 33,556 | $272,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 23,515 | $272,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 76,328 | $272,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X149 | FNDMTL US SHRT | 6,190 | $272,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 3,176 | $271,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 17,049 | $271,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524722 | 1000 INDEX ETF | 10,815 | $271,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 75,326 | $271,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,955 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717Y857 | US MULTIFACTOR | 11,027 | $270,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 8,466 | $269,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 6,766 | $268,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 11,784 | $268,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 12,347 | $268,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 10,158 | $268,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T503 | DEP RP PFD CV B | 9,320 | $268,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 36,208 | $267,000 | thousands by filing date | |
| ARENA PHARMACEUTICALS INC | 040047607 | COM NEW | 6,357 | $267,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 7,555 | $267,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 32,076 | $266,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 6,236 | $265,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 8,045 | $265,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 904 | $265,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 20,830 | $265,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 52,319 | $265,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 5,106 | $265,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 9,897 | $265,000 | thousands by filing date | |
| ARK ETF TR | 00214Q609 | ISRAEL INOVATE | 15,213 | $264,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 2,976 | $263,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 13,636 | $263,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 12,145 | $263,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 78,703 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R837 | CMN | 13,488 | $262,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 24,847 | $261,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 13,722 | $261,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 7,152 | $261,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 21,737 | $261,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 7,148 | $261,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 62,241 | $260,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383L105 | COM NEW | 30,161 | $260,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,601 | $259,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 5,142 | $259,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 11,122 | $259,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,000 | $258,000 | thousands by filing date | put |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 29,164 | $258,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 19,766 | $258,000 | thousands by filing date | |
| HEALTH CATALYST INC | 42225T107 | COM | 9,870 | $258,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,157 | $257,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 20,724 | $257,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 11,374 | $257,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 35,220 | $257,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 31,209 | $257,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 23,047 | $257,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 10,831 | $256,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,034 | $255,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 8,957 | $255,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 8,155 | $255,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C821 | US EQTY ULTRA B | 11,069 | $255,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,000 | $254,000 | thousands by filing date | put |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,295 | $254,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 3,346 | $254,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 34,615 | $254,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 6,004 | $253,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 3,779 | $253,000 | thousands by filing date | |
| INVESCO | 46138J536 | EXCHANGE TRADED | 10,215 | $253,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE-TRADED FD | 74255Y706 | PRINCIPAL ACTV | 11,320 | $253,000 | thousands by filing date | |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 35,652 | $252,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 21,325 | $252,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 5,460 | $252,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 3,152 | $251,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 3,128 | $251,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y116 | CSI300 CHINA1X | 8,394 | $251,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 10,135 | $250,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 30,804 | $250,000 | thousands by filing date | |
| ISHARES TR | 46435U861 | CORE DIVID ETF | 10,874 | $250,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,914 | $250,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 16,258 | $250,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 27,490 | $250,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 63,398 | $250,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 16,082 | $249,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E479 | PURBTA FTSE EM | 12,809 | $249,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 68,321 | $248,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 31,075 | $247,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,510 | $247,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 2,977 | $247,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 1,780 | $246,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A409 | SUGAR FD | 45,090 | $246,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 26,235 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y731 | CONSCIOUS COS | 13,407 | $245,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,343 | $244,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 8,292 | $243,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 22,038 | $243,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 9,931 | $243,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,662 | $243,000 | thousands by filing date | |
| HOVNANIAN ENTERPRISES INC | 442487401 | CL A NEW | 29,483 | $243,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 10,032 | $243,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 31,907 | $243,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 5,580 | $242,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 3,791 | $242,000 | thousands by filing date | |
| BRAEMAR HOTELS & RESORTS INC | 10482B200 | 5.5 CUM CV PFD B | 43,523 | $242,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 4,231 | $241,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V423 | S&P 500 VLU MOMN | 8,586 | $241,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 2,247 | $240,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B201 | JR GOLD MINERS E | 10,779 | $240,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 10,244 | $239,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 5,586 | $239,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,555 | $239,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,779 | $238,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 2,480 | $238,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R829 | S NETWRK E-COM | 13,054 | $237,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,009 | $236,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,489 | $236,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 21,712 | $235,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 38,392 | $235,000 | thousands by filing date | |
| QIAGEN NV | N72482123 | SHS NEW | 5,645 | $235,000 | thousands by filing date | |
| STATE STREET SPDR RUSSELL MOMENTU | 78468R762 | ETF | 4,256 | $235,000 | thousands by filing date | |
| O-I GLASS INC | 67098H104 | COM | 32,981 | $234,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 4,442 | $234,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 3,734 | $234,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 46,799 | $234,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 33,610 | $233,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 26,942 | $233,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 22,297 | $233,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 12,142 | $232,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 29,127 | $232,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 800 | $232,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,241 | $232,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 8,776 | $232,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 66,166 | $232,000 | thousands by filing date | |
| MOTLEY FOOL SMALL-CAP GROWTH ETF | 74933W874 | ETF | 11,100 | $231,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 21,197 | $231,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V806 | MFS SYS COR EQ | 3,348 | $231,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 6,140 | $230,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,655 | $230,000 | thousands by filing date | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 15,912 | $230,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 31,148 | $230,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 4,680 | $230,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 8,300 | $230,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L300 | SUSTANABLE US | 11,057 | $230,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 12,641 | $229,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,476 | $229,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 23,265 | $229,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 6,211 | $228,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 1,755 | $228,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 6,129 | $228,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 15,850 | $228,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 1,798 | $227,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 10,984 | $227,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 56,510 | $227,000 | thousands by filing date | |
| HUAMI CORP | 44331K103 | SPONSORED ADS | 17,324 | $227,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 53,645 | $226,000 | thousands by filing date | |
| NEW YORK LIFE INVTS ACTIVE E | 45409F827 | NYLI MACKAY MUN | 8,767 | $226,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 11,825 | $226,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 6,167 | $226,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 17,054 | $226,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 20,914 | $226,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,440 | $225,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 10,185 | $225,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 5,448 | $225,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 900 | $224,000 | thousands by filing date | put |
| HECLA MNG CO | 422704106 | COM | 122,851 | $224,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 14,375 | $223,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 18,693 | $223,000 | thousands by filing date | |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 16,567 | $222,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 165,658 | $222,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 3,832 | $222,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 6,670 | $221,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | 46138J791 | ETF | 11,197 | $221,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,750 | $221,000 | thousands by filing date | |
| TERRAFORM PWR INC | 88104R209 | COM CL A | 13,954 | $220,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,989 | $220,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 1,679 | $220,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 10,993 | $219,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 4,993 | $219,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,186 | $219,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 42,837 | $219,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 85 | $218,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y545 | VICE E T F | 11,441 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 7,784 | $217,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 8,279 | $215,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,625 | $215,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 19,677 | $215,000 | thousands by filing date | |
| OPORTUN FINANCIAL CORP | 68376D104 | COMMON STOCK | 20,416 | $215,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,509 | $215,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 20,940 | $215,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 30,907 | $214,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 11,223 | $214,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A248 | CMN | 11,388 | $214,000 | thousands by filing date | |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 12,598 | $213,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 6,033 | $213,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 10,265 | $213,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,790 | $212,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 6,919 | $212,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 7,414 | $212,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,116 | $212,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 42,228 | $212,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H107 | COMMON STOCK | 11,840 | $211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 8,924 | $210,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A420 | DEFIA QUANT ETF | 8,924 | $210,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 5,348 | $209,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 10,716 | $209,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 1,038 | $209,000 | thousands by filing date | |
| XEROX HOLDINGS CORP | 98421M106 | COM NEW | 11,011 | $209,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TRUST ACCESS | 381430453 | ACCESS HIG YLD | 4,768 | $209,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,819 | $209,000 | thousands by filing date | |
| J P MORGAN EXCHANGE-TRADED F | 46641Q100 | DIV RTN GLB EQ | 4,375 | $209,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 12,499 | $208,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 13,411 | $208,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 18,400 | $208,000 | thousands by filing date | |
| HARBORONE BANCORP INC NEW | 41165Y100 | COM NEW | 27,639 | $208,000 | thousands by filing date | |
| MFS SPECIAL VALUE TRUST | 55274E102 | CMN | 43,422 | $208,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 1,550 | $207,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 10,726 | $207,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,037 | $207,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,942 | $207,000 | thousands by filing date | |
| HELIOS TECHNOLOGIES INC | 42328H109 | COM | 5,454 | $207,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J701 | MLTFACTOR ENRG | 20,557 | $207,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 6,352 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33741X102 | SMID RISNG ETF | 14,458 | $206,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,041 | $205,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,728 | $205,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,898 | $204,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 10,215 | $204,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 35,502 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 11,868 | $204,000 | thousands by filing date | |
| RLJ LODGING TR | 74965L200 | CUM CONV PFD A | 11,635 | $204,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 8,500 | $204,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,813 | $203,000 | thousands by filing date | |
| JOUNCE THERAPEUTICS INC | 481116101 | COM | 42,730 | $203,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 5,993 | $202,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 10,279 | $202,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,721 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y806 | ALTERNATIVE INCM | 22,902 | $201,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 13,112 | $201,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A408 | mc | 16,954 | $201,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 3,627 | $200,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 10,438 | $200,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 60,179 | $200,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 17,962 | $199,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,886 | $199,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 21,906 | $199,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,726 | $198,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 47,500 | $198,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 54,394 | $197,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 225,000 | $197,000 | thousands by filing date | principal |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 14,933 | $195,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J593 | RUSL 2000 DYNM | 10,088 | $195,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,056 | $195,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 43,274 | $194,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 15,741 | $194,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 24,635 | $194,000 | thousands by filing date | |
| BEL FUSE INC | 077347300 | CL B | 19,815 | $193,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 10,791 | $193,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 26,679 | $193,000 | thousands by filing date | |
| KORU MEDICAL SYSTEMS INC | 759910102 | COMMON STOCK | 25,660 | $192,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 20,843 | $191,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 26,330 | $191,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 17,526 | $190,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 17,986 | $189,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 30,061 | $189,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 122,122 | $189,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 32,219 | $189,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,482 | $188,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 23,926 | $188,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 124,078 | $187,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 66,327 | $187,000 | thousands by filing date | |
| INSPIRE 500 ETF | 45782C201 | ETF | 10,057 | $187,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 15,525 | $186,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 12,083 | $186,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 22,235 | $186,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 19,600 | $185,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 82,946 | $185,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 56,202 | $185,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 26,074 | $184,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 43,715 | $184,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 16,759 | $183,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 13,220 | $182,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 38,776 | $182,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 12,620 | $181,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 24,271 | $181,000 | thousands by filing date | |
| 3D PRINTING ETF | 00214Q500 | ETF | 10,562 | $181,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E289 | S&P EMRNG MMTM | 15,914 | $180,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 13,547 | $179,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 14,794 | $178,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 14,043 | $177,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 13,141 | $177,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 210,000 | $176,000 | thousands by filing date | principal |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 12,284 | $175,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 16,618 | $175,000 | thousands by filing date | |
| FULGENT GENETICS INC | 359664109 | COM | 16,128 | $174,000 | thousands by filing date | |
| JEFFERIES FINANCIAL GROUP IN | 47233W109 | COM | 12,727 | $174,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 14,426 | $174,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 14,334 | $174,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 28,093 | $174,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 13,799 | $172,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 42,450 | $171,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 13,591 | $169,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 19,970 | $168,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 22,978 | $168,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 13,720 | $167,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 10,190 | $167,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,373 | $164,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 13,302 | $163,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 12,684 | $163,000 | thousands by filing date | |
| TILRAY INC | 88688T100 | COM CL 2 | 23,682 | $163,000 | thousands by filing date | |
| FFBW INC MD | 30260M103 | COM | 20,348 | $162,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 14,139 | $161,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 16,564 | $160,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $160,000 | thousands by filing date | |
| High Templar Tech Limit | 747798106 | COM | 88,182 | $159,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 16,256 | $159,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 13,758 | $158,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 11,684 | $158,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 11,900 | $158,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 12,741 | $157,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 10,952 | $157,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 50,675 | $157,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 10,215 | $157,000 | thousands by filing date | |
| INVESCO INDIA EXCHANGE-TRADE | 46137R109 | INDIA ETF | 11,166 | $155,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 51,811 | $155,000 | thousands by filing date | |
| EVOQUA WATER TECHNOLOGIES CO | 30057T105 | COM | 13,732 | $154,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 41,565 | $154,000 | thousands by filing date | |
| PROSHARES TR | 74347B417 | K1 FRE CRD OIL | 20,758 | $153,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 10,835 | $153,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 34,077 | $151,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 86,093 | $151,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 40,727 | $151,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 32,546 | $150,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 10,788 | $150,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 14,458 | $148,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 13,781 | $148,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 12,032 | $147,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 15,964 | $146,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 35,849 | $146,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 70,687 | $146,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 20,793 | $146,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 16,598 | $146,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 13,361 | $145,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 63,121 | $144,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 12,375 | $144,000 | thousands by filing date | |
| SmileDirectClub Inc | 83192H106 | COM | 30,742 | $144,000 | thousands by filing date | |
| QUANTUM CORP | 747906501 | COM | 48,006 | $142,000 | thousands by filing date | |
| RUBIUS THERAPEUTICS INC | 78116T103 | COM | 31,879 | $142,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 17,669 | $141,000 | thousands by filing date | |
| First Foundation Inc | 32026V104 | Common Stock | 13,808 | $141,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 64,360 | $141,000 | thousands by filing date | |
| HUDSON LTD | G46408103 | COM CL A | 27,966 | $140,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 13,815 | $139,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 16,161 | $137,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 11,469 | $137,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 16,967 | $137,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 22,717 | $137,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC | 89421B109 | COMMON STOCK | 14,008 | $137,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,860 | $137,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 11,065 | $136,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,174 | $135,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,907 | $134,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 53,342 | $134,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 12,205 | $134,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 21,649 | $133,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 13,357 | $133,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A200 | BLNCD MLTI AST | 11,447 | $133,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 11,244 | $133,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 16,433 | $132,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 13,319 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 12,198 | $130,000 | thousands by filing date | |
| HESS MIDSTREAM LP | 428103105 | CL A SHS | 12,686 | $129,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 16,832 | $128,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 15,877 | $128,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 22,524 | $128,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 11,002 | $127,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 32,666 | $127,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 20,610 | $127,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 120,922 | $127,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 58,461 | $126,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 13,986 | $124,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 16,234 | $123,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 11,694 | $123,000 | thousands by filing date | |
| VIKING THERAPEUTICS INC | 92686J106 | COM | 26,120 | $122,000 | thousands by filing date | |
| PACER FDS TR | 69374H634 | AMERICAN ENERGY | 11,215 | $122,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 21,565 | $122,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 11,756 | $121,000 | thousands by filing date | |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 22,567 | $121,000 | thousands by filing date | |
| FIRST TRUST INDXX GLOBALNATURAL RESOURCES INCOMEETF | 33734X838 | ETF | 14,431 | $121,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 14,639 | $121,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 15,630 | $120,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A685 | REVERSE WEIGHT | 10,000 | $120,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 10,695 | $119,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 45,763 | $119,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 115,297 | $119,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 12,612 | $118,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 14,781 | $118,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 68,587 | $118,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06745R693 | IPATH B S&P ETN | 28,472 | $118,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 21,257 | $117,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 13,117 | $117,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 34,217 | $116,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,959 | $116,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 11,135 | $116,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 11,360 | $116,000 | thousands by filing date | |
| PAYSIGN INC | 70451A104 | COM | 22,370 | $115,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 20,189 | $114,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 26,850 | $114,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 12,439 | $114,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 15,333 | $113,000 | thousands by filing date | |
| BROOKFIELD PPTY REIT INC | 11282X103 | CL A | 13,212 | $112,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 18,522 | $112,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 34,308 | $110,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 13,916 | $110,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 11,839 | $109,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 15,519 | $109,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,981 | $109,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 18,981 | $109,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 74,848 | $108,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 19,013 | $107,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 10,818 | $107,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 31,272 | $104,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 18,379 | $103,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 10,530 | $103,000 | thousands by filing date | |
| THE REALREAL INC | 88339P101 | COM | 14,500 | $102,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 29,948 | $102,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 23,600 | $101,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 21,818 | $100,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 18,020 | $100,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 13,025 | $99,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 13,429 | $99,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 22,523 | $98,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 34,910 | $97,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 64,286 | $97,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 18,514 | $96,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-20-000004 | this filing | 2020-05-14 | acceptance time not in the bulk data set |