13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 2,861 holding rows worth $28,309,489,000.
- Accession
- 0001403438-17-000007
- Filer
- CIK 1403438
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 2,861 entries on the cover page, a total value of $28,309,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,309,489,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLDMAN SACHS ETF TR | 381430545 | HEDGE IND ETF | 9,057 | $463,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 18,865 | $463,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X578 | EM EX ST-OWNED | 15,610 | $462,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 45,207 | $462,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,620 | $462,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 3,300 | $460,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 27,418 | $460,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 14,766 | $460,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 76,454 | $460,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,866 | $459,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,261 | $459,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 76,442 | $459,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 16,134 | $458,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,217 | $456,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 7,042 | $456,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 9,707 | $455,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 33,961 | $455,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 26,722 | $455,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 4,686 | $454,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 11,944 | $454,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 5,853 | $453,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 20,163 | $453,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 11,320 | $453,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,290 | $452,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 17,866 | $451,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 12,069 | $450,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 9,140 | $449,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 25,525 | $449,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 11,217 | $449,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 6,665 | $448,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 127,860 | $448,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 7,004 | $447,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 8,224 | $447,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 41,470 | $447,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,189 | $446,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 35,502 | $446,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 17,422 | $446,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 10,868 | $444,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,968 | $442,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 10,396 | $442,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 14,693 | $442,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 32,357 | $440,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 14,957 | $440,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 12,236 | $439,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 4,787 | $438,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 7,521 | $438,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 7,720 | $438,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 10,755 | $437,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 8,092 | $437,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,731 | $437,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 28,096 | $437,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 7,167 | $436,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 11,285 | $436,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 8,402 | $435,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10,484 | $435,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,878 | $434,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 14,372 | $434,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 10,329 | $433,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 32,913 | $433,000 | thousands by filing date | |
| WORLD GOLD TR | 98146B104 | SPDR GLD MINIS | 3,636 | $432,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 9,931 | $430,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 12,003 | $430,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 42,870 | $430,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 2,400 | $429,000 | thousands by filing date | put |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 16,401 | $429,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 10,959 | $428,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 7,656 | $428,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,763 | $427,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 41,485 | $427,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 39,091 | $426,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 18,112 | $426,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 9,185 | $425,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,309 | $425,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 14,964 | $425,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L761 | CR SCD US BD | 8,327 | $425,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 7,922 | $424,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 13,238 | $424,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 5,746 | $423,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 19,466 | $423,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 11,494 | $422,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 22,380 | $421,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,745 | $418,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 16,445 | $417,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 14,094 | $416,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 25,600 | $415,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 7,398 | $414,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 3,670 | $413,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 26,387 | $413,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C864 | EMERGING MKT | 15,440 | $413,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 4,071 | $412,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,785 | $412,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 11,803 | $412,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 11,913 | $412,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 7,165 | $411,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 24,456 | $410,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,421 | $410,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 10,336 | $410,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 48,807 | $410,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 19,828 | $410,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,872 | $409,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 4,767 | $409,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,420 | $408,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 43,545 | $408,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 119,743 | $406,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 3,505 | $406,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 91,076 | $406,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 10,603 | $405,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 8,465 | $404,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,681 | $403,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 3,543 | $403,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G603 | HRZNS S&P500 COV | 8,165 | $403,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 69,312 | $402,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 15,395 | $401,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 7,938 | $401,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 13,685 | $401,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 30,306 | $401,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,226 | $399,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 34,233 | $399,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 8,835 | $398,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 54,131 | $398,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,729 | $398,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 16,139 | $397,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VYQ9 | MTNF 6/2 | 384,000 | $397,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 7,260 | $396,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 15,464 | $396,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 8,509 | $396,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 22,983 | $396,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 51,776 | $396,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 10,846 | $395,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,729 | $395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 10,240 | $395,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 2,198 | $395,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,240 | $393,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 26,473 | $393,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 7,382 | $393,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 27,694 | $392,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 56,397 | $391,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,806 | $391,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 29,798 | $391,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,108 | $391,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 6,750 | $391,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 9,332 | $390,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 400 | $389,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 22,506 | $389,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 24,810 | $388,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 4,450 | $388,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 47,050 | $388,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 6,270 | $387,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 57,634 | $386,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 8,916 | $385,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,981 | $385,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 6,815 | $384,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 10,226 | $384,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 64,265 | $384,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 10,902 | $384,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 12,382 | $381,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 10,147 | $381,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,560 | $379,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 14,900 | $379,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 36,836 | $379,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 14,242 | $379,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 8,107 | $379,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,012 | $378,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 16,471 | $378,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 19,781 | $378,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,432 | $377,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 7,249 | $376,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 375,000 | $376,000 | thousands by filing date | principal |
| NMI HLDGS INC | 629209305 | COM | 30,241 | $375,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 10,599 | $375,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738R787 | DEVELOPED INTL | 7,425 | $375,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,567 | $374,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 11,295 | $373,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 16,125 | $373,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 12,282 | $373,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 13,919 | $373,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 7,750 | $372,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,641 | $372,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 14,290 | $372,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 12,298 | $372,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 15,326 | $371,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,641 | $371,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 5,325 | $371,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 14,496 | $371,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 21,122 | $370,000 | thousands by filing date | |
| B. RILEY FINANCIAL INC | 05580M108 | COM | 21,688 | $370,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 5,813 | $370,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 7,736 | $370,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 47,005 | $369,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 7,871 | $368,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,551 | $367,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 10,437 | $367,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 9,624 | $367,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 31,701 | $367,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 13,300 | $366,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,861 | $366,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 13,342 | $366,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,593 | $366,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 3,024 | $365,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 2,043 | $365,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,203 | $365,000 | thousands by filing date | |
| Proshares VIX Short-Term | 74347W171 | Equity | 11,234 | $365,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 10,880 | $363,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 6,526 | $363,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 7,863 | $363,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 6,146 | $363,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 57,811 | $362,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U407 | LONG TERM CARE | 14,308 | $362,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 4,213 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 5,486 | $361,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,558 | $361,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A128 | ST STR SP1500VT | 3,765 | $361,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 14,271 | $361,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 8,842 | $361,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 10,922 | $361,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 9,183 | $360,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,676 | $360,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 3,002 | $360,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 83,575 | $359,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 21,790 | $358,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 35,418 | $358,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,711 | $358,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,723 | $357,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 15,946 | $357,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 13,262 | $357,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 15,644 | $357,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 23,208 | $357,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 17,690 | $356,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 12,326 | $355,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 33,948 | $355,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,568 | $354,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 7,572 | $354,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 17,211 | $354,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,582 | $354,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 7,519 | $354,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 15,286 | $352,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 40,589 | $352,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 51,953 | $352,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 12,936 | $352,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 9,136 | $352,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 10,080 | $351,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 14,271 | $351,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 15,682 | $350,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 5,086 | $349,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 13,497 | $349,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 28,220 | $347,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 14,899 | $346,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 15,746 | $345,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,077 | $345,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 6,075 | $344,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,828 | $344,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 39,947 | $344,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 39,089 | $344,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 21,917 | $343,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 4,309 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 10,127 | $342,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 9,393 | $341,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,633 | $341,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 19,330 | $341,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 5,527 | $340,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 9,602 | $340,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,604 | $339,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,014 | $339,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 18,054 | $339,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 10,734 | $339,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 8,068 | $338,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 47,602 | $338,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 5,872 | $337,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 23,636 | $337,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 20,900 | $336,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 24,331 | $336,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 6,156 | $335,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,800 | $334,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,617 | $334,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 11,034 | $333,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 20,447 | $333,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,383 | $333,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 9,250 | $333,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 24,774 | $332,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,000 | $331,000 | thousands by filing date | put |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 2,818 | $331,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 9,940 | $331,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 8,216 | $331,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 18,780 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 13,185 | $330,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,300 | $329,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 3,947 | $329,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 19,137 | $329,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 35,590 | $329,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 8,323 | $328,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 22,374 | $328,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 12,228 | $328,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,925 | $327,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 11,752 | $327,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 29,599 | $326,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R761 | CMN | 15,929 | $326,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 21,952 | $326,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 38,055 | $326,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 2,014 | $324,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 8,975 | $324,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 15,945 | $323,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,402 | $323,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 16,806 | $323,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,739 | $322,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 18,428 | $322,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B365 | S&P SMLCP HIG VO | 13,050 | $322,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 2,079 | $321,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 42,692 | $320,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,856 | $319,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 47,777 | $319,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 12,434 | $319,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 12,416 | $319,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 4,944 | $318,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 7,033 | $318,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 11,402 | $318,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 93,902 | $318,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 9,929 | $317,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,450 | $317,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 168,759 | $317,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,574 | $317,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 2,546 | $316,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 11,784 | $316,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 7,624 | $315,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 10,878 | $315,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 10,743 | $314,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 15,225 | $314,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,581 | $313,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,959 | $313,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 20,493 | $313,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 36,566 | $313,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 19,534 | $312,000 | thousands by filing date | |
| PROSHARES TR II | 74347W742 | PROSHS SHT EUR | 7,660 | $311,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 11,637 | $310,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 6,344 | $310,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 12,564 | $310,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 15,952 | $310,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 18,147 | $308,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 25,637 | $308,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 68,615 | $308,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,075 | $307,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,182 | $307,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 22,392 | $307,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 8,260 | $307,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 8,226 | $306,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 68 | $306,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 3,675 | $306,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 14,665 | $305,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 22,445 | $304,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,635 | $304,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,531 | $304,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 12,846 | $304,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,651 | $302,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 295,000 | $302,000 | thousands by filing date | principal |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 9,389 | $301,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 8,964 | $301,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 13,332 | $301,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,197 | $300,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,880 | $299,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,692 | $299,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,557 | $299,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 5,668 | $299,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 295,000 | $299,000 | thousands by filing date | principal |
| ISHARES TR | 46435G516 | COM | 4,495 | $298,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 7,471 | $298,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 295,000 | $298,000 | thousands by filing date | principal |
| EATON VANCE | 27826G109 | SH BEN INT | 21,862 | $297,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 9,516 | $296,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 8,920 | $296,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 41,992 | $296,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,645 | $295,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 6,231 | $295,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,391 | $294,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 36,900 | $294,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 29,046 | $292,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,539 | $292,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 17,570 | $292,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,277 | $291,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 6,576 | $291,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 18,370 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 19,282 | $291,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 15,045 | $291,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,716 | $290,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 3,438 | $290,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 8,798 | $290,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,396 | $290,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,267 | $290,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 5,416 | $290,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,056 | $289,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,182 | $289,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 75,849 | $289,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 6,429 | $288,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,444 | $288,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 18,256 | $288,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F635 | ISRAEL ETF | 9,678 | $288,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 7,583 | $288,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 9,468 | $287,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 14,929 | $287,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 3,635 | $286,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 7,081 | $286,000 | thousands by filing date | |
| ADVISORSHARES NEW TECH AND MEDIA ETF | 00768Y552 | ETF | 13,475 | $286,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 11,181 | $285,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 54,159 | $285,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 5,300 | $284,000 | thousands by filing date | put |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,143 | $284,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 13,144 | $284,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 37,848 | $284,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,686 | $283,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,157 | $283,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,898 | $283,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,804 | $283,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 8,351 | $282,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 9,652 | $282,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 3,517 | $282,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,676 | $282,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,673 | $282,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,698 | $282,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 5,563 | $282,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 5,878 | $281,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,920 | $281,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,173 | $281,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 23,235 | $280,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 15,447 | $280,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,495 | $279,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 15,354 | $279,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 3,154 | $278,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,923 | $278,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 3,727 | $278,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 4,320 | $278,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 19,647 | $278,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,260 | $277,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,768 | $277,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,429 | $276,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 4,537 | $276,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,454 | $276,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 15,718 | $275,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 3,669 | $275,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 6,550 | $275,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 96 | $274,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,386 | $274,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 2,908 | $274,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 50,200 | $274,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 22,952 | $273,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 5,525 | $273,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 5,609 | $273,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,530 | $272,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 2,186 | $272,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 11,868 | $271,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15,233 | $270,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 14,375 | $270,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,411 | $270,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 3,348 | $270,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 21,264 | $270,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 26,726 | $270,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 27,123 | $270,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 9,321 | $269,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 3,586 | $269,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,190 | $269,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 12,189 | $268,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,914 | $268,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 5,011 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,998 | $267,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 9,398 | $266,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,559 | $266,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,434 | $265,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,357 | $265,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 17,944 | $265,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,531 | $265,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 10,157 | $264,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 25,803 | $264,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 30,560 | $264,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,837 | $264,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 14,969 | $263,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,443 | $263,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,098 | $262,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,950 | $262,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,026 | $261,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 20,396 | $261,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,307 | $260,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 7,852 | $260,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,907 | $260,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 10,679 | $259,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,547 | $259,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,653 | $259,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 4,959 | $259,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,673 | $259,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,573 | $258,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 54,833 | $258,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 6,480 | $258,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B548 | DEV EUR PA | 9,250 | $258,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,108 | $257,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 5,250 | $257,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,470 | $257,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 8,023 | $257,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,548 | $256,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 7,306 | $255,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,838 | $255,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 19,030 | $255,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 30,416 | $255,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 17,610 | $255,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,005 | $255,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000007 | this filing | 2017-11-14 | acceptance time not in the bulk data set |