13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 2,861 holding rows worth $28,309,489,000.
- Accession
- 0001403438-17-000007
- Filer
- CIK 1403438
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 2,861 entries on the cover page, a total value of $28,309,489,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $28,309,489,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 63,998 | $1,967,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 75,800 | $1,967,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 103,325 | $1,960,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 141,153 | $1,955,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 89,641 | $1,947,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 90,662 | $1,947,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 69,746 | $1,942,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 22,462 | $1,942,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 68,049 | $1,939,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,340 | $1,936,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 59,181 | $1,934,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 56,301 | $1,933,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 31,013 | $1,925,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 118,540 | $1,914,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 22,151 | $1,907,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 86,953 | $1,901,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 17,639 | $1,900,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 38,715 | $1,899,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 17,313 | $1,898,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 50,409 | $1,896,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 54,876 | $1,892,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 119,726 | $1,892,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 24,763 | $1,891,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 40,000 | $1,886,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 25,114 | $1,884,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 73,295 | $1,884,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 112,556 | $1,883,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 49,335 | $1,882,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 12,026 | $1,880,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 15,891 | $1,873,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 5,844 | $1,873,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 70,583 | $1,872,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 59,530 | $1,869,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 13,927 | $1,868,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 61,491 | $1,864,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 42,514 | $1,851,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 31,243 | $1,843,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 118,995 | $1,842,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 28,292 | $1,839,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 18,880 | $1,838,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 64,730 | $1,834,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 17,563 | $1,828,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 20,281 | $1,821,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 15,936 | $1,819,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 31,362 | $1,819,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 137,818 | $1,810,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 124,168 | $1,808,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 108,911 | $1,802,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 23,875 | $1,801,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 20,865 | $1,798,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 9,496 | $1,795,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 111,469 | $1,794,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 34,704 | $1,782,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 111,447 | $1,781,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 23,246 | $1,780,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 17,049 | $1,778,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 27,731 | $1,778,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 19,000 | $1,775,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 24,908 | $1,770,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 54,105 | $1,767,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 14,879 | $1,764,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 37,226 | $1,758,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 261,000 | $1,754,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 68,727 | $1,753,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 29,185 | $1,752,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 16,431 | $1,751,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 33,363 | $1,746,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 56,578 | $1,740,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 16,127 | $1,739,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 71,807 | $1,736,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 25,358 | $1,733,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 17,930 | $1,732,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 25,585 | $1,732,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 34,672 | $1,731,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 45,970 | $1,724,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 11,598 | $1,722,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3,854 | $1,720,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 73,429 | $1,720,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 81,205 | $1,720,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 87,294 | $1,719,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 61,487 | $1,711,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 25,090 | $1,708,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 29,607 | $1,703,000 | thousands by filing date | |
| WISDOMTREE DYNAMIC LONG/SHORT | 97717x313 | INDX FD | 55,205 | $1,701,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 77,527 | $1,700,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 61,465 | $1,697,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 35,799 | $1,687,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 16,676 | $1,686,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 49,124 | $1,683,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 46,640 | $1,680,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 49,872 | $1,671,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 111,236 | $1,671,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 277,116 | $1,671,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 15,271 | $1,667,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 25,750 | $1,665,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 34,594 | $1,663,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 28,832 | $1,662,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7,372 | $1,659,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 16,459 | $1,659,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 62,170 | $1,659,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 22,800 | $1,658,000 | thousands by filing date | put |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 7,257 | $1,657,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 37,543 | $1,657,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 51,836 | $1,651,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 94,950 | $1,633,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 93,052 | $1,631,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 58,197 | $1,628,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 14,750 | $1,624,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 73,601 | $1,623,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 127,893 | $1,622,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 58,632 | $1,615,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 63,124 | $1,614,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 22,795 | $1,611,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 53,802 | $1,610,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 34,954 | $1,607,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 26,698 | $1,598,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 14,410 | $1,596,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 31,518 | $1,595,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 25,468 | $1,595,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 34,503 | $1,595,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 47,840 | $1,592,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 48,293 | $1,585,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 68,771 | $1,582,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 27,354 | $1,579,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 10,406 | $1,574,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 27,152 | $1,570,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 79,128 | $1,566,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 31,346 | $1,566,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 36,540 | $1,560,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 11,800 | $1,559,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 31,378 | $1,554,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 30,107 | $1,552,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 74,652 | $1,551,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 196,227 | $1,550,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 28,418 | $1,543,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 60,733 | $1,543,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 131,671 | $1,542,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 22,024 | $1,541,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 29,433 | $1,541,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 49,130 | $1,541,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 81,099 | $1,539,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 60,924 | $1,533,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 29,690 | $1,531,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 26,629 | $1,529,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 15,428 | $1,528,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 62,838 | $1,527,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 32,433 | $1,519,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 17,995 | $1,517,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 95,956 | $1,515,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 14,992 | $1,512,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 18,830 | $1,511,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 27,109 | $1,510,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 24,708 | $1,509,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 24,183 | $1,508,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 29,629 | $1,502,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 12,067 | $1,497,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 15,121 | $1,496,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 116,053 | $1,496,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 115,395 | $1,496,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 125,446 | $1,493,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 82,110 | $1,492,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 48,360 | $1,490,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 142,003 | $1,490,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 55,052 | $1,489,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 39,899 | $1,488,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 21,847 | $1,485,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 51,202 | $1,482,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 62,801 | $1,482,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 15,252 | $1,481,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 99,057 | $1,478,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 224,754 | $1,477,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 22,507 | $1,475,000 | thousands by filing date | |
| NATIXIS ETF TR | 63873X109 | SEEYOND INTL ETF | 32,682 | $1,475,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,144 | $1,473,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 162,371 | $1,473,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 87,301 | $1,473,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 52,798 | $1,473,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 36,491 | $1,470,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 18,094 | $1,468,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 21,038 | $1,467,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,935 | $1,465,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 151,535 | $1,465,000 | thousands by filing date | |
| JOHN HANCOCK MULTIFACTOR HEALTHCARE ETF | 47804J503 | ETF | 48,035 | $1,460,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 39,772 | $1,459,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 66,958 | $1,458,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,810 | $1,456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 27,093 | $1,454,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 14,733 | $1,449,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 17,598 | $1,448,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 130,089 | $1,447,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 21,893 | $1,445,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,636 | $1,443,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 18,965 | $1,438,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 46,905 | $1,436,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 49,371 | $1,435,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 18,161 | $1,435,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 28,287 | $1,434,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 66,978 | $1,433,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 43,145 | $1,432,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 28,563 | $1,427,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 8,857 | $1,426,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 26,448 | $1,425,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 50,531 | $1,424,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 43,794 | $1,419,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 158,922 | $1,418,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 24,349 | $1,413,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 40,320 | $1,412,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 66,513 | $1,409,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 112,326 | $1,407,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 62,567 | $1,404,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 82,748 | $1,402,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 30,911 | $1,401,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 91,166 | $1,388,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 7,319 | $1,388,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 22,006 | $1,383,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 21,285 | $1,382,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 90,681 | $1,379,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 32,758 | $1,378,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12,962 | $1,374,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 33,198 | $1,374,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,859 | $1,370,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 18,988 | $1,368,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 80,136 | $1,366,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 243,210 | $1,364,000 | thousands by filing date | |
| PROSHARES TR | 74347B383 | ULTRASHRT S&P500 | 29,249 | $1,364,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 23,501 | $1,363,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 77,816 | $1,356,000 | thousands by filing date | |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 97,430 | $1,354,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 64,197 | $1,351,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 26,092 | $1,349,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 51,352 | $1,349,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P863 | CALIF MUN INCM | 26,581 | $1,345,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 49,775 | $1,343,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 116,773 | $1,341,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 74,795 | $1,340,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 39,676 | $1,324,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 56,140 | $1,323,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 31,410 | $1,322,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 8,199 | $1,320,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 31,030 | $1,320,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 34,832 | $1,319,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 24,377 | $1,318,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 16,519 | $1,315,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 53,800 | $1,314,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 43,428 | $1,314,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 69,524 | $1,313,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 72,331 | $1,312,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 11,684 | $1,312,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 10,557 | $1,309,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 102,603 | $1,308,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 21,230 | $1,307,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 45,474 | $1,303,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 63,604 | $1,302,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 147,787 | $1,299,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 23,690 | $1,298,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 14,300 | $1,296,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 28,209 | $1,294,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 56,280 | $1,294,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 31,078 | $1,292,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 53,615 | $1,289,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 35,845 | $1,289,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 71,448 | $1,285,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 36,664 | $1,285,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 52,526 | $1,284,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 49,538 | $1,283,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 43,123 | $1,282,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 8,567 | $1,277,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 44,790 | $1,275,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 15,201 | $1,274,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 13,751 | $1,272,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 90,327 | $1,270,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 4,896 | $1,269,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 32,552 | $1,267,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 133,109 | $1,265,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 16,660 | $1,264,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 88,136 | $1,263,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 91,964 | $1,260,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 20,488 | $1,256,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 85,940 | $1,254,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 63,429 | $1,252,000 | thousands by filing date | |
| JANUS HENDERSON SMALL/MID CAP GROWTH ALPHA ETF | 47103U209 | ETF | 35,021 | $1,252,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 48,004 | $1,252,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 71,790 | $1,248,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 87,409 | $1,248,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 42,170 | $1,247,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,078 | $1,246,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 40,820 | $1,241,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 21,700 | $1,241,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 64,526 | $1,239,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 15,623 | $1,235,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 26,405 | $1,231,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 23,029 | $1,228,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 45,915 | $1,228,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 73,098 | $1,228,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 38,504 | $1,228,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 75,475 | $1,227,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 36,921 | $1,226,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 13,259 | $1,217,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 13,878 | $1,215,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 57,616 | $1,215,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 19,772 | $1,213,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 29,174 | $1,212,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 120,284 | $1,211,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 48,779 | $1,206,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 46,257 | $1,206,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 56,718 | $1,205,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 39,944 | $1,204,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 39,516 | $1,204,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 12,330 | $1,202,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 17,696 | $1,201,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 18,577 | $1,193,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 13,481 | $1,193,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 79,742 | $1,190,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 11,280 | $1,189,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 18,717 | $1,188,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 18,472 | $1,188,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24,550 | $1,184,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 20,443 | $1,184,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 20,446 | $1,184,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 5,494 | $1,183,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 66,488 | $1,180,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 55,341 | $1,178,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 28,195 | $1,178,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 25,790 | $1,177,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 64,829 | $1,174,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T332 | NT BCOMCL 36 | 38,307 | $1,174,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 92,888 | $1,173,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 24,097 | $1,172,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 47,116 | $1,172,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 19,545 | $1,168,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 29,212 | $1,165,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 16,725 | $1,164,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 25,739 | $1,164,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 54,564 | $1,164,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 19,349 | $1,162,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 17,535 | $1,161,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 45,195 | $1,159,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 57,088 | $1,158,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 36,390 | $1,154,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 14,430 | $1,153,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P855 | INSTL PFD SECS | 57,221 | $1,149,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 33,248 | $1,147,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 23,248 | $1,139,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 7,465 | $1,139,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 77,255 | $1,136,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J404 | CMN | 32,972 | $1,133,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P200 | ST STR TOTAL ETF | 22,735 | $1,131,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 28,869 | $1,131,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 24,047 | $1,130,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 7,614 | $1,127,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 24,003 | $1,125,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 22,236 | $1,124,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,005 | $1,123,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 85,099 | $1,123,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 42,607 | $1,122,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 16,937 | $1,122,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 59,235 | $1,121,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 18,300 | $1,117,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 12,550 | $1,115,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 14,419 | $1,113,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 15,858 | $1,112,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 51,406 | $1,110,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 9,837 | $1,110,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 181,193 | $1,107,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 17,925 | $1,103,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 25,148 | $1,103,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 90,410 | $1,099,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 17,347 | $1,098,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 15,884 | $1,096,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 23,877 | $1,092,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 40,566 | $1,091,000 | thousands by filing date | |
| ELKHORN S&P HIGH QUALITY PREFERRED ETF | 287711501 | ETF | 45,340 | $1,090,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 4,593 | $1,088,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 16,843 | $1,087,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,203 | $1,086,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 23,701 | $1,086,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 11,860 | $1,084,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 59,951 | $1,082,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 59,100 | $1,081,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 165,737 | $1,081,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 33,897 | $1,079,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 16,410 | $1,079,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 19,055 | $1,075,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 33,798 | $1,074,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 44,929 | $1,073,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 67,930 | $1,071,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 66,406 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 16,355 | $1,069,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 7,146 | $1,067,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 47,635 | $1,067,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 18,516 | $1,066,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 25,849 | $1,065,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 990 | $1,057,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 45,282 | $1,057,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 20,505 | $1,057,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 24,619 | $1,056,000 | thousands by filing date | |
| J P MORGAN EXCHANGETRADED F DIV RTN EU ETF | 46641Q605 | Stock | 17,367 | $1,052,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 80,570 | $1,048,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 66,750 | $1,048,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 11,503 | $1,045,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 24,834 | $1,040,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 51,472 | $1,038,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 30,757 | $1,037,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 73,936 | $1,037,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 99,206 | $1,036,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 38,284 | $1,036,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 16,389 | $1,029,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 114,362 | $1,029,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 21,007 | $1,028,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 69,337 | $1,028,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 21,349 | $1,026,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 75,570 | $1,025,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 9,997 | $1,025,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 36,565 | $1,021,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 35,606 | $1,020,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 27,296 | $1,019,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 40,572 | $1,016,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 11,502 | $1,015,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 32,412 | $1,014,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 69,763 | $1,014,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 6,884 | $1,012,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 182,913 | $1,010,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 40,265 | $1,010,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 30,835 | $1,007,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 45,426 | $1,006,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 6,069 | $1,002,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 10,063 | $1,000,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 51,518 | $999,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 8,114 | $997,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 66,839 | $996,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 30,217 | $996,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 9,296 | $994,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 17,930 | $992,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 33,189 | $991,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 39,450 | $990,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 19,548 | $989,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 51,258 | $989,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 22,292 | $989,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 28,393 | $985,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 4,781 | $980,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 22,832 | $979,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 120,145 | $978,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 38,684 | $977,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 21,066 | $976,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 13,013 | $975,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 9,250 | $975,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 9,306 | $974,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 45,531 | $974,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 17,956 | $973,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 58,344 | $973,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 82,181 | $973,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 31,414 | $973,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 113,610 | $972,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 43,861 | $970,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 61,647 | $969,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 12,186 | $967,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 52,132 | $967,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 19,121 | $967,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 10,512 | $966,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 180,880 | $966,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 19,392 | $966,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 25,817 | $962,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 32,987 | $962,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 81,643 | $962,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 84,975 | $960,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 49,377 | $959,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 261,798 | $958,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 25,245 | $956,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 28,705 | $956,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R803 | RBA QUALIN ETF | 38,956 | $955,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 74,933 | $952,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 21,979 | $948,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 38,276 | $947,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 15,913 | $946,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 23,349 | $946,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 59,113 | $945,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 16,738 | $944,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,871 | $943,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 20,986 | $943,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 12,347 | $942,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 14,673 | $942,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 7,624 | $942,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 64,402 | $942,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 22,745 | $942,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 32,482 | $941,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 70,777 | $941,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 8,034 | $939,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 26,727 | $938,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 13,286 | $936,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 16,698 | $936,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 13,876 | $934,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 99,587 | $934,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J859 | MULTI INTL ETF | 31,637 | $933,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 18,832 | $927,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 27,172 | $927,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 63,903 | $925,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 23,841 | $925,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 147,130 | $924,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 54,300 | $924,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 3,929 | $924,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000007 | this filing | 2017-11-14 | acceptance time not in the bulk data set |