13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 2,794 holding rows worth $26,386,134,000.
- Accession
- 0001403438-17-000004
- Filer
- CIK 1403438
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 2,794 entries on the cover page, a total value of $26,386,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,386,134,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EAGLE BANCORPORATION INC | 268948106 | COM | 3,623 | $225,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 6,799 | $225,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,302 | $225,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,882 | $225,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 12,220 | $224,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,255 | $224,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 10,134 | $223,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 11,282 | $222,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 3,730 | $222,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 30,863 | $222,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 8,129 | $221,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,305 | $221,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 4,778 | $221,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 11,600 | $221,000 | thousands by filing date | |
| DBX ETF TR | 233051440 | XTRACK RUSS 2000 | 6,920 | $221,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 9,490 | $220,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 1,954 | $219,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,343 | $219,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,206 | $219,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 10,067 | $218,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,439 | $218,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 21,035 | $218,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 6,539 | $218,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 90 | $217,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 3,144 | $217,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 24,978 | $217,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 19,032 | $217,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,347 | $217,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 20,724 | $217,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 2,582 | $216,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,810 | $216,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,084 | $216,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,245 | $215,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,246 | $214,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,583 | $214,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 8,499 | $214,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,005 | $214,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 10,806 | $214,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 2,958 | $213,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 3,721 | $213,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 6,138 | $213,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 13,879 | $213,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 6,196 | $213,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 2,936 | $213,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,080 | $213,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 2,814 | $212,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 11,580 | $212,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 4,388 | $212,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,510 | $212,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 1,509 | $212,000 | thousands by filing date | |
| ISHARES TR | 46435G516 | COM | 3,368 | $211,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,009 | $211,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,693 | $211,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,479 | $211,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 2,338 | $211,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 4,284 | $210,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,786 | $210,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 3,934 | $210,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 5,123 | $210,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,289 | $209,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 11,556 | $208,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,534 | $208,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 6,347 | $208,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,150 | $208,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 10,657 | $207,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,814 | $207,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 15,444 | $207,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 562 | $206,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 7,347 | $205,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 4,885 | $205,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 5,260 | $204,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 15,290 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347B581 | SP500 EX ENRGY | 4,025 | $204,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 9,707 | $203,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 5,705 | $203,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 17,507 | $203,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,985 | $202,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 11,521 | $202,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 30,413 | $202,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 11,595 | $201,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,696 | $201,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,231 | $200,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 13,798 | $200,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 6,867 | $200,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 15,910 | $199,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 12,840 | $197,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 16,707 | $197,000 | thousands by filing date | |
| EXTRACTION OIL AND GAS INC | 30227M105 | COM | 14,613 | $197,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 11,696 | $196,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $195,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 12,875 | $194,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 13,070 | $194,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,300 | $194,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,050 | $193,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 18,927 | $193,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,493 | $192,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 35,564 | $192,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 12,550 | $191,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 23,469 | $191,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 12,929 | $189,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 14,663 | $189,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 10,688 | $188,000 | thousands by filing date | |
| SMART SAND INC | 83191H107 | COM | 21,028 | $187,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 11,082 | $187,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 63,115 | $186,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 12,412 | $186,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 11,858 | $185,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 16,325 | $185,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,770 | $184,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 48,722 | $184,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,395 | $182,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,861 | $182,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 33,438 | $182,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,995 | $181,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 18,025 | $181,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 10,916 | $179,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 13,295 | $177,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 17,186 | $176,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 24,792 | $175,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,231 | $174,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 12,336 | $173,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 12,689 | $173,000 | thousands by filing date | |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 20,844 | $172,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 11,580 | $172,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416300 | Cmn | 11,243 | $172,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 48,493 | $171,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 13,534 | $171,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 12,465 | $170,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 13,396 | $169,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 19,883 | $168,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 19,432 | $168,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 132,177 | $168,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 16,823 | $168,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 12,612 | $166,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 18,337 | $165,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,838 | $164,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 12,143 | $163,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 14,975 | $162,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,011 | $161,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,127 | $161,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 13,600 | $161,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 17,664 | $160,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 19,515 | $159,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 12,387 | $159,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 10,967 | $158,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 19,285 | $158,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 22,594 | $157,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 15,347 | $157,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 16,204 | $156,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 16,471 | $155,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 42,610 | $154,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 10,950 | $152,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 11,097 | $152,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 11,847 | $151,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 12,326 | $151,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 15,663 | $151,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 62,286 | $151,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32,564 | $151,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 46,194 | $149,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 13,044 | $148,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 12,800 | $148,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 10,059 | $146,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 18,908 | $146,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 14,480 | $146,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 19,223 | $144,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 15,975 | $144,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 13,059 | $142,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,503 | $141,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 26,591 | $140,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 22,523 | $140,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 21,981 | $139,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 11,740 | $138,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,107 | $137,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 12,300 | $137,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 26,246 | $136,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 21,643 | $135,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 10,816 | $135,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 37,600 | $134,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 16,443 | $132,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 18,013 | $132,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 11,232 | $131,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 10,341 | $130,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 10,015 | $128,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,697 | $128,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 13,070 | $127,000 | thousands by filing date | |
| BELLEROPHON THERAPEUTICS INC | 078771102 | COM | 95,085 | $127,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 14,099 | $121,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 46,950 | $121,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 21,082 | $119,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 13,815 | $119,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 30,196 | $117,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 29,583 | $117,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 17,976 | $115,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 29,683 | $115,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 13,123 | $115,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 14,611 | $114,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 32,817 | $112,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 74,000 | $112,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 96,540 | $111,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 10,083 | $111,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 10,000 | $109,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 10,205 | $109,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 14,601 | $108,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 27,745 | $107,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,988 | $105,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 24,318 | $105,000 | thousands by filing date | |
| FULL HSE RESORTS INC | 359678109 | COM | 42,078 | $104,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 13,666 | $103,000 | thousands by filing date | |
| KAMADA LTD | M6240T109 | SHS | 17,235 | $103,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 30,021 | $103,000 | thousands by filing date | |
| NEXEO SOLUTIONS INC | 65342H102 | COM SHS | 12,375 | $103,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 29,525 | $100,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 24,368 | $100,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 10,050 | $98,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 11,050 | $98,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 28,957 | $98,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 26,895 | $97,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 11,752 | $96,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 27,855 | $94,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 11,268 | $93,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 50,400 | $93,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 17,850 | $87,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 50,000 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 11,989 | $86,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,384 | $84,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 18,052 | $82,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 15,754 | $81,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 11,750 | $81,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,073 | $81,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 27,765 | $80,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 10,546 | $79,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 15,240 | $79,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 23,200 | $77,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 12,980 | $76,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 23,902 | $75,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 19,005 | $74,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 27,925 | $71,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 14,830 | $70,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VXV9 | MTNF 6/0 | 70,000 | $70,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 12,087 | $66,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 23,555 | $64,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 17,853 | $63,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 24,458 | $63,000 | thousands by filing date | |
| BARCLAYS BANK PLC 0 06/03/2022 | 06741WCJ7 | Convertible | 62,000 | $63,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 29,130 | $62,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,719 | $59,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 21,404 | $57,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 159,004 | $57,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 37,952 | $55,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 24,612 | $54,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 18,350 | $51,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 20,722 | $50,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 19,210 | $46,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 29,942 | $46,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 14,772 | $45,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 27,549 | $44,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 19,494 | $42,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 58,000 | $40,000 | thousands by filing date | principal |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 10,000 | $38,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 16,741 | $37,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 11,975 | $32,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 25,828 | $32,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,021 | $31,000 | thousands by filing date | |
| EKSO BIONICS HLDGS INC | 282644202 | COM NEW | 13,255 | $31,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 10,625 | $31,000 | thousands by filing date | |
| CAFEPRESS INC | 12769A103 | COM | 12,000 | $30,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 20,000 | $26,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 25,000 | $26,000 | thousands by filing date | principal |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 11,397 | $24,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 13,492 | $24,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 10,000 | $22,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 14,670 | $21,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 35,960 | $21,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 24,911 | $20,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 40,000 | $19,000 | thousands by filing date | |
| UNITED STATES ANTIMONY CORP | 911549103 | COM | 45,100 | $18,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 10,000 | $18,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $17,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 30,000 | $17,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 12,263 | $13,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 35,500 | $13,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 25,005 | $11,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 10,000 | $11,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 10,000 | $10,000 | thousands by filing date | principal |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 10,000 | $10,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 15,000 | $9,000 | thousands by filing date | principal |
| PLATINUM GROUP METALS LTD | 72765Q601 | COM | 11,000 | $9,000 | thousands by filing date | |
| CONTRAVIR PHARMACEUTICALS IN | 21234W103 | COM | 15,000 | $9,000 | thousands by filing date | |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 10,000 | $8,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 10,888 | $7,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 13,726 | $6,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 13,500 | $6,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 10,200 | $5,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 83,805 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000004 | this filing | 2017-08-14 | acceptance time not in the bulk data set |