13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 2,794 holding rows worth $26,386,134,000.
- Accession
- 0001403438-17-000004
- Filer
- CIK 1403438
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 2,794 entries on the cover page, a total value of $26,386,134,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $26,386,134,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 49,457 | $423,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 8,392 | $422,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 12,272 | $422,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,233 | $421,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 13,865 | $421,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 19,879 | $421,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 26,410 | $421,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 32,623 | $421,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 22,519 | $420,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 9,257 | $419,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 41,351 | $418,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q585 | SPROTT JR GLD | 12,552 | $418,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 10,528 | $417,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,643 | $417,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 6,651 | $417,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 9,806 | $416,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,918 | $416,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 25,407 | $416,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,215 | $415,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 12,374 | $415,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 89,705 | $415,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 8,051 | $414,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 90,300 | $414,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 11,560 | $413,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 24,525 | $413,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,842 | $413,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 11,540 | $412,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,471 | $410,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 7,824 | $409,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 40,679 | $409,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 15,561 | $408,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 8,821 | $408,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 12,615 | $408,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 21,424 | $408,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 13,972 | $408,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 21,518 | $407,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 23,618 | $407,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 23,108 | $407,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 10,769 | $407,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100,997 | $407,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 19,833 | $406,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 4,655 | $406,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 9,709 | $405,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,252 | $405,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 5,363 | $404,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 6,379 | $404,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 22,911 | $404,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 26,311 | $402,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,436 | $402,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y834 | MADRONA GLB BD | 15,468 | $402,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,950 | $401,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 8,286 | $401,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 14,822 | $401,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 24,314 | $400,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 9,803 | $399,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,127 | $399,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 12,283 | $398,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 8,596 | $396,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 5,048 | $396,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 37,257 | $396,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 7,756 | $395,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,968 | $394,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 27,787 | $394,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 5,148 | $393,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,247 | $393,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 15,954 | $393,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 58,666 | $392,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 15,948 | $392,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,485 | $392,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 12,077 | $392,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 122,968 | $391,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,202 | $390,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,192 | $390,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 8,342 | $390,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 15,885 | $390,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,670 | $389,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 8,479 | $389,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 4,468 | $388,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 27,108 | $388,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 10,784 | $388,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 15,495 | $388,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 7,020 | $387,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 58,858 | $387,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 21,404 | $387,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 22,372 | $386,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 22,346 | $385,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 9,230 | $385,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 18,469 | $385,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 15,739 | $384,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 23,389 | $384,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VYQ9 | MTNF 6/2 | 384,000 | $384,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 3,503 | $383,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 6,853 | $383,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 38,070 | $383,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 24,882 | $382,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 8,869 | $382,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 15,310 | $382,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 5,688 | $380,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 34,714 | $379,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 10,496 | $379,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 16,090 | $379,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 12,439 | $379,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 14,894 | $378,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 1,820 | $378,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 14,402 | $378,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 68,242 | $378,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 375,000 | $378,000 | thousands by filing date | principal |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 13,476 | $377,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 6,630 | $377,000 | thousands by filing date | |
| INVITAE CORP | 46185L103 | COM | 39,445 | $377,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 7,613 | $377,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 33,343 | $376,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 48,005 | $376,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y669 | GARTMAN GLD/EU | 32,487 | $376,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 13,429 | $375,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,383 | $375,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 5,530 | $374,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 13,177 | $374,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 4,606 | $372,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 6,856 | $371,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 18,600 | $371,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 6,550 | $371,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B548 | DEV EUR PA | 13,565 | $371,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 14,655 | $370,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 23,570 | $368,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 10,040 | $368,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,882 | $368,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 15,581 | $368,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 11,436 | $367,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 14,859 | $366,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,110 | $366,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,456 | $366,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 15,254 | $366,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,357 | $364,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,129 | $363,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,570 | $363,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 19,677 | $362,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 35,958 | $362,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 22,978 | $362,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 18,780 | $360,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 4,049 | $360,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 5,345 | $359,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 15,788 | $358,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,456 | $357,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,562 | $357,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 5,953 | $356,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 11,342 | $356,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 23,861 | $354,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 15,207 | $354,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,045 | $353,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 7,721 | $353,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 22,104 | $352,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 12,950 | $351,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 10,898 | $351,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 9,257 | $351,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 19,536 | $351,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 4,089 | $350,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 12,481 | $349,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 46,928 | $348,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 6,812 | $348,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 39,064 | $348,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 15,540 | $348,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 28,778 | $347,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 66,439 | $347,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,277 | $346,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 11,985 | $346,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,997 | $346,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 11,548 | $346,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 5,237 | $344,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,708 | $343,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,990 | $343,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 7,545 | $341,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 23,415 | $341,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 3,155 | $340,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 7,001 | $340,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 7,227 | $340,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 11,811 | $340,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 40,106 | $339,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 1,886 | $339,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,707 | $339,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,948 | $338,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 11,235 | $338,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 7,296 | $338,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 9,948 | $338,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 61,307 | $338,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 3,460 | $338,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,734 | $337,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 26,766 | $336,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 15,434 | $336,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 20,861 | $336,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,657 | $336,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 18,780 | $336,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 24,321 | $335,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 10,922 | $335,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 14,778 | $334,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 12,268 | $334,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 5,312 | $334,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,146 | $334,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 6,375 | $334,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 5,096 | $333,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 54,453 | $333,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 10,803 | $332,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 18,142 | $332,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 24,774 | $331,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 34,274 | $331,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 6,538 | $331,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 41,300 | $330,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,940 | $329,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 4,535 | $329,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,499 | $329,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 68,615 | $329,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3,581 | $328,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,391 | $327,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 37,395 | $327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,929 | $327,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 6,906 | $327,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 4,269 | $327,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 37,383 | $327,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 12,174 | $327,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 45,102 | $327,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 7,399 | $326,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 18,845 | $326,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,056 | $326,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 18,635 | $325,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 4,718 | $325,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,325 | $324,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,609 | $324,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 21,706 | $324,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 10,745 | $323,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 2,931 | $323,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 18,587 | $323,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,690 | $323,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,901 | $323,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 23,733 | $323,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 3,345 | $323,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 12,416 | $323,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 17,094 | $322,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 10,205 | $322,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 8,588 | $320,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 11,643 | $320,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 43,155 | $319,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 8,292 | $319,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B365 | S&P SMLCP HIG VO | 13,050 | $319,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 4,137 | $318,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 16,854 | $318,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 11,415 | $318,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 27,878 | $317,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 3,763 | $317,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,720 | $317,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 8,616 | $317,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3,885 | $317,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 17,762 | $317,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 12,246 | $317,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 31,378 | $317,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 8,469 | $316,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 7,705 | $316,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,695 | $315,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 17,479 | $315,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 8,453 | $314,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 14,334 | $314,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 13,207 | $314,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 23,323 | $313,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 5,603 | $312,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 305,000 | $312,000 | thousands by filing date | principal |
| NCR VOYIX CORPORATION | 62886E108 | COM | 7,607 | $311,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 23,487 | $311,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 20,370 | $311,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,767 | $310,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 9,237 | $310,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 10,524 | $309,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 10,517 | $309,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 42,561 | $308,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,040 | $307,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 24,286 | $307,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 11,078 | $307,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 33,370 | $307,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 4,246 | $306,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 20,454 | $306,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,154 | $305,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430107 | ACTIVEBETA INT | 11,017 | $305,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 11,510 | $305,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 12,100 | $305,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 295,000 | $305,000 | thousands by filing date | principal |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 11,386 | $305,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 3,891 | $304,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 3,468 | $304,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 7,462 | $303,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 6,058 | $303,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,574 | $302,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 26,294 | $301,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 9,591 | $300,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,980 | $299,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 18,337 | $299,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 3,436 | $299,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 35,500 | $299,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,830 | $298,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 4,827 | $298,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 21,374 | $298,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 8,033 | $298,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,397 | $297,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 18,664 | $297,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 22,459 | $297,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 7,679 | $297,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,763 | $296,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 11,979 | $295,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,473 | $294,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 42,042 | $293,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 180,959 | $293,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 18,194 | $292,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 4,295 | $291,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,491 | $291,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 6,715 | $291,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 3,143 | $291,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 13,322 | $290,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 14,355 | $290,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 20,839 | $290,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 13,203 | $289,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 5,549 | $289,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,130 | $289,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 11,633 | $289,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 7,562 | $288,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,211 | $288,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 11,245 | $288,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,348 | $288,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 10,885 | $288,000 | thousands by filing date | |
| WISDOMTREE WESTERN ASSET UNCONSTRAINED BOND FUND | 97717X479 | ETF | 5,724 | $288,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,129 | $287,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 12,609 | $287,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 4,890 | $286,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,093 | $286,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 46,932 | $285,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 17,475 | $284,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 19,077 | $284,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,323 | $284,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,073 | $284,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 16,545 | $284,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,759 | $284,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 31,822 | $284,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 8,188 | $283,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,942 | $283,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 14,467 | $283,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,744 | $282,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 18,831 | $282,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F619 | SPINOFF | 12,477 | $282,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 9,755 | $281,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 17,038 | $281,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 5,316 | $281,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,455 | $280,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 5,716 | $280,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $280,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 300 | $279,000 | thousands by filing date | put |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,403 | $279,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,079 | $278,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 18,381 | $278,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 11,892 | $278,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,667 | $277,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 14,089 | $277,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,674 | $277,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,779 | $277,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 23,337 | $276,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 275,000 | $276,000 | thousands by filing date | principal |
| BIO-TECHNE CORP | 09073M104 | COM | 2,348 | $275,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 3,628 | $275,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 8,011 | $274,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,179 | $273,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 10,381 | $273,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 8,897 | $272,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 2,246 | $272,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,325 | $272,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 11,302 | $272,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 12,678 | $271,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 21,342 | $271,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 13,964 | $270,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,291 | $270,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 7,375 | $270,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 7,093 | $270,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,804 | $270,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,936 | $269,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,735 | $268,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,929 | $268,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 15,503 | $268,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 14,572 | $267,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,840 | $267,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 12,704 | $267,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,506 | $267,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,532 | $266,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 14,915 | $266,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,097 | $266,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 5,136 | $266,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,986 | $265,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 6,612 | $265,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,420 | $265,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,064 | $264,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,270 | $263,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,635 | $262,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 10,346 | $262,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 225,612 | $262,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 18,375 | $262,000 | thousands by filing date | |
| ISHARES INC | 46434G863 | COM | 4,065 | $261,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 15,782 | $261,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 10,045 | $261,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 33,244 | $261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,867 | $261,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 9,691 | $261,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,192 | $260,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 13,000 | $259,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 9,704 | $259,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,872 | $259,000 | thousands by filing date | |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 9,400 | $258,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 7,119 | $258,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,820 | $258,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,808 | $257,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 7,315 | $256,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,579 | $256,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R858 | WBI PWR FACTOR | 10,500 | $256,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 10,172 | $255,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 25,181 | $255,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 37,794 | $255,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 19,398 | $255,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 12,480 | $255,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 23,478 | $255,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 6,494 | $253,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 7,848 | $252,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 71,936 | $251,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,005 | $251,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 11,316 | $251,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 4,579 | $250,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 14,680 | $250,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 3,948 | $250,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 8,017 | $250,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 4,052 | $249,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,917 | $249,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 12,673 | $249,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 25,056 | $247,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,847 | $246,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 7,287 | $246,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,515 | $246,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 6,534 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,875 | $245,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 6,042 | $244,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 8,843 | $244,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 9,692 | $244,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 8,332 | $243,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 17,228 | $243,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,858 | $243,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 9,665 | $243,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 7,468 | $242,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 9,962 | $241,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 3,043 | $241,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 18,577 | $241,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 9,103 | $241,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,173 | $240,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,563 | $239,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 9,537 | $239,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 7,702 | $238,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 6,510 | $237,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 6,838 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 9,450 | $237,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W812 | INT RT HD LONG | 9,249 | $237,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,410 | $237,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 96,107 | $237,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 15,144 | $236,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 8,630 | $236,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,804 | $236,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 6,088 | $236,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 3,431 | $236,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,184 | $235,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 15,797 | $235,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 3,952 | $235,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 4,952 | $235,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 888 | $234,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,205 | $234,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,296 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 4,141 | $234,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,469 | $233,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 14,822 | $233,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,287 | $233,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,473 | $232,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 16,151 | $232,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 68,589 | $231,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,460 | $231,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 17,803 | $231,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 22,131 | $231,000 | thousands by filing date | |
| FIRSTCASH HOLDINGS INC. | 33767D105 | Common Stock | 3,942 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 15,332 | $230,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,016 | $230,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 4,994 | $228,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 8,044 | $228,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 52,562 | $228,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 8,765 | $228,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 7,383 | $227,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,625 | $227,000 | thousands by filing date | |
| iShares MSCI Intl Momentum Factor ETF | 46434V449 | SHS | 8,039 | $226,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 15,215 | $226,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 7,110 | $226,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,555 | $226,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 12,893 | $226,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 85,806 | $226,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,318 | $225,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 6,105 | $225,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000004 | this filing | 2017-08-14 | acceptance time not in the bulk data set |