13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 2,700 holding rows worth $14,684,479,000.
- Accession
- 0001403438-17-000002
- Filer
- CIK 1403438
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 2,700 entries on the cover page, a total value of $14,684,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,684,479,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEFLEX INCORPORATED | 879369106 | COM | 2,034 | $394,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 8,821 | $393,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 15,741 | $392,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 4,808 | $391,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,329 | $391,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 25,174 | $391,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 21,363 | $391,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U304 | DEP SHS REPSTG | 15,470 | $391,000 | thousands by filing date | |
| PRINCIPAL ACTIVE HIGH YIELD ETF | 74255Y102 | COM | 9,504 | $390,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 53,840 | $389,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 10,616 | $389,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 18,850 | $388,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 6,091 | $387,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 9,752 | $387,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,006 | $387,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,692 | $387,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 12,718 | $386,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 19,207 | $386,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 24,935 | $386,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 5,818 | $385,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 2,410 | $385,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 27,894 | $384,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 31,655 | $383,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 27,676 | $382,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,297 | $382,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 9,427 | $380,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,289 | $380,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 32,963 | $380,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 375,000 | $380,000 | thousands by filing date | principal |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 10,894 | $379,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,652 | $379,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 15,324 | $378,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,215 | $377,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 21,378 | $377,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 41,900 | $376,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 10,622 | $376,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B548 | DEV EUR PA | 13,865 | $376,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 19,669 | $375,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 5,025 | $375,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 9,107 | $375,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,205 | $374,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 35,137 | $374,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 68,242 | $374,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 7,326 | $373,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 7,459 | $373,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 2,735 | $372,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 14,750 | $372,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 8,344 | $371,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 7,187 | $371,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 29,927 | $370,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 11,821 | $370,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,063 | $370,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 7,576 | $370,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 29,465 | $370,000 | thousands by filing date | |
| INC RESH HLDGS INC | 45329R109 | CL A | 8,072 | $370,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 24,911 | $370,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 6,502 | $369,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G805 | DRONE ECONMY STG | 13,178 | $369,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 24,361 | $368,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,960 | $368,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 10,248 | $368,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 6,298 | $367,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 6,700 | $366,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 18,598 | $366,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 6,726 | $365,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 2,987 | $364,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092881 | MSCI MATLS INDEX | 12,002 | $364,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 181,059 | $364,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 28,141 | $364,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 3,558 | $363,000 | thousands by filing date | |
| FQF TR | 351680707 | QUANT NEUT ANT | 18,150 | $361,000 | thousands by filing date | |
| RAPID7 INC COM | 753422104 | Stock | 24,625 | $360,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 15,038 | $360,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 3,785 | $358,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 13,272 | $358,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 10,225 | $357,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 12,950 | $357,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 11,518 | $357,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 9,143 | $357,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 23,695 | $356,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 4,232 | $356,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 28,823 | $355,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 20,771 | $355,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 34,522 | $355,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 26,035 | $354,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 9,069 | $354,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 7,458 | $353,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 8,208 | $353,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 98,887 | $352,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 6,837 | $352,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 22,585 | $352,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 9,206 | $352,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 13,177 | $351,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 8,766 | $350,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 10,383 | $350,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 11,316 | $349,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,888 | $349,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 16,796 | $347,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,600 | $345,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 5,381 | $345,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 6,801 | $345,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 12,898 | $344,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 9,264 | $344,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR | 30151E608 | KNLDG LD WD ETF | 11,976 | $344,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 19,167 | $343,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 20,041 | $343,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 8,855 | $342,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 6,859 | $342,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 10,703 | $342,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 5,332 | $342,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 6,995 | $341,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 12,550 | $340,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 19,792 | $339,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 4,509 | $339,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 13,685 | $339,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 16,302 | $338,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 11,760 | $337,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 19,250 | $336,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 16,272 | $336,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y264 | IBILLION INDEX | 12,311 | $336,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,444 | $335,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 29,032 | $335,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,723 | $333,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B487 | IQ ENCH BD US | 17,098 | $333,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 14,228 | $332,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 8,547 | $332,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 3,068 | $331,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 35,306 | $330,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 20,232 | $329,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 8,429 | $329,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 27,400 | $329,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 7,169 | $328,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 41,100 | $328,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 6,401 | $327,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 106,556 | $326,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 46,713 | $325,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 10,013 | $325,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 5,163 | $324,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,971 | $324,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 21,818 | $324,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 8,668 | $324,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 22,715 | $324,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 5,889 | $322,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 12,932 | $322,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 11,342 | $321,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 16,792 | $321,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 7,218 | $320,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 24,015 | $320,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 67,140 | $320,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,856 | $318,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 6,726 | $318,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 3,928 | $316,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 39,500 | $316,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 3,654 | $315,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 2,450 | $315,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,302 | $315,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 13,441 | $315,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 16,753 | $314,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 7,087 | $314,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 17,846 | $314,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 305,000 | $314,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551100 | COM | 20,898 | $312,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 18,461 | $312,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 9,130 | $311,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 16,869 | $311,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 8,050 | $310,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 6,487 | $310,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 25,012 | $310,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 7,594 | $310,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 7,080 | $310,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 4,559 | $309,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,608 | $309,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 17,722 | $309,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 10,865 | $308,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 11,757 | $308,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 24,099 | $308,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 11,238 | $308,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 4,372 | $307,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 6,472 | $307,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 37,714 | $306,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,644 | $305,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,758 | $305,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,446 | $304,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 14,566 | $304,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 89,204 | $304,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 23,088 | $304,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 3,125 | $303,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 13,172 | $303,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 10,566 | $303,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P405 | CMN | 11,101 | $302,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 19,248 | $302,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 17,558 | $302,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q486 | ALPS DORESEY | 11,591 | $302,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 18,614 | $301,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 18,200 | $301,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 36,328 | $301,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 22,737 | $301,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 6,673 | $300,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 14,810 | $300,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 11,691 | $300,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 6,414 | $299,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 7,758 | $299,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 20,414 | $299,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 11,159 | $299,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P707 | RIVR FRNT DYN | 4,979 | $299,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 5,393 | $299,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 19,419 | $297,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 25,550 | $297,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 5,596 | $296,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 11,660 | $296,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,999 | $295,000 | thousands by filing date | |
| ISHARES TR | 46434V456 | MSCI INTL QUALTY | 11,232 | $295,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,585 | $295,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 26,912 | $295,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 46,726 | $295,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 11,542 | $295,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,581 | $294,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 3,287 | $293,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,857 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 12,497 | $293,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 4,684 | $292,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 4,089 | $292,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1,857 | $291,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,332 | $291,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 8,987 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 5,574 | $291,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 2,790 | $290,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 30,528 | $290,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 5,470 | $290,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 24,920 | $290,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 20,673 | $290,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 37,919 | $289,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 14,722 | $288,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,397 | $288,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 10,940 | $288,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 3,443 | $286,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 22,146 | $286,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 18,969 | $286,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,354 | $284,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 13,648 | $283,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $282,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 6,296 | $282,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 48,820 | $282,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 275,000 | $282,000 | thousands by filing date | principal |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 3,077 | $281,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 9,651 | $281,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 12,000 | $281,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,724 | $280,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,355 | $280,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 27,784 | $280,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 20,690 | $280,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 7,858 | $279,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 4,246 | $279,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,400 | $279,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J800 | MLTFACTR MATLS | 9,080 | $279,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 8,124 | $278,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 10,437 | $278,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 3,733 | $278,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 4,192 | $278,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 16,540 | $278,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 54,332 | $277,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 2,347 | $277,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,640 | $276,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 8,962 | $276,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 13,602 | $276,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 4,121 | $275,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 10,208 | $275,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,656 | $274,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 6,171 | $274,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 2,940 | $274,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 21,136 | $274,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 16,860 | $274,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 19,560 | $274,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,531 | $273,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 5,208 | $273,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 7,200 | $273,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 6,688 | $273,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 18,562 | $273,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 13,360 | $273,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 9,788 | $272,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 28,529 | $272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 8,570 | $272,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,268 | $271,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1,475 | $271,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,525 | $270,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 6,227 | $269,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 18,500 | $269,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,903 | $269,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 13,406 | $267,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 17,766 | $267,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 4,372 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R861 | STATE STRET SPDR | 13,524 | $266,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 7,915 | $265,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 5,438 | $265,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 2,915 | $264,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 5,145 | $264,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 23,600 | $264,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F619 | SPINOFF | 11,972 | $264,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 13,164 | $263,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 6,964 | $263,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 4,297 | $262,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 16,425 | $262,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,925 | $261,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 7,620 | $261,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 19,591 | $261,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 5,817 | $261,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,192 | $260,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 2,835 | $260,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 5,012 | $260,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 4,887 | $260,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,510 | $259,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,234 | $259,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 16,994 | $259,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,847 | $259,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 2,945 | $259,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 12,135 | $258,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 4,699 | $258,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 6,533 | $258,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,478 | $257,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 18,711 | $256,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 5,734 | $255,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,709 | $255,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 7,588 | $255,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 17,752 | $255,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 3,165 | $254,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 5,973 | $254,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 4,725 | $254,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 7,585 | $253,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 12,300 | $253,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 13,664 | $252,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 21,746 | $252,000 | thousands by filing date | |
| 1ST CONSTITUTION BANCORP | 31986N102 | COM | 13,675 | $252,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 3,732 | $251,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,354 | $251,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,583 | $251,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 20,953 | $251,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,926 | $250,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 3,329 | $249,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 1,735 | $249,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,454 | $249,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 31,900 | $249,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 11,316 | $249,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 7,118 | $248,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 17,153 | $247,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 5,513 | $247,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 40,591 | $247,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 250,000 | $247,000 | thousands by filing date | principal |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,215 | $247,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 28,144 | $247,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 3,162 | $246,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J875 | MLTFCTR CONSMR | 9,424 | $246,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 7,120 | $245,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 11,525 | $245,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,124 | $245,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 3,317 | $244,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 19,433 | $244,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 12,850 | $244,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,578 | $244,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 34,985 | $243,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 9,191 | $243,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 24,903 | $243,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 8,266 | $242,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 8,889 | $241,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 4,791 | $241,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 11,769 | $241,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 13,515 | $241,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 4,514 | $241,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 33,881 | $241,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 3,460 | $240,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 8,869 | $240,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 24,597 | $240,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108409 | CWP ENHANCED DIV | 9,167 | $239,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 8,252 | $239,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 3,982 | $238,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 5,212 | $238,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 11,078 | $238,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 17,245 | $238,000 | thousands by filing date | |
| ISHARES EDGE MSCI MIN VOL EAFE CURRENCY HEDGED ETF | 46435G714 | ETF | 9,265 | $238,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 9,973 | $237,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,112 | $236,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 2,245 | $234,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,946 | $234,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,574 | $234,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 8,055 | $234,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 50,696 | $234,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 16,722 | $233,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 8,636 | $233,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 69,965 | $232,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 33,185 | $232,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,843 | $231,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 8,193 | $231,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 9,224 | $231,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 5,372 | $231,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q650 | WRKPLC EQL PRT | 7,214 | $231,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 5,046 | $230,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 11,656 | $230,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 21,040 | $230,000 | thousands by filing date | |
| SELECT MED HLDGS CORP | 81619Q105 | COM | 17,374 | $229,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 136,235 | $229,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,032 | $228,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 13,460 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 8,826 | $227,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 98,534 | $227,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,336 | $226,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 7,818 | $226,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 2,781 | $225,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,500 | $225,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 3,561 | $225,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,200 | $225,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 6,891 | $225,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 13,647 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 16,173 | $225,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 40,336 | $225,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 18,441 | $225,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 19,566 | $225,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,637 | $224,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 6,481 | $224,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 2,555 | $224,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 2,442 | $224,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 12,042 | $223,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 23,849 | $223,000 | thousands by filing date | |
| RIVERVIEW BANCORP INC | 769397100 | COM | 30,410 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 6,285 | $223,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 4,591 | $222,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 4,919 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 7,848 | $222,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 8,317 | $221,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,181 | $221,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 16,434 | $221,000 | thousands by filing date | |
| Allegiance Bancshares | 01748H107 | COM | 5,882 | $221,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 8,912 | $220,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F601 | URANI NUCLE ETF | 4,408 | $219,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 6,325 | $219,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P207 | EMER MKT COR DIV | 7,417 | $219,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 4,173 | $219,000 | thousands by filing date | |
| DBX ETF TR | 233051697 | XTRACK MSCI EURO | 7,542 | $218,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 6,174 | $217,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 15,288 | $217,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 15,065 | $217,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,972 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 12,959 | $216,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 3,860 | $216,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 5,046 | $216,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 9,041 | $216,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061409 | GLOBAL VALUE ETF | 9,748 | $216,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 4,685 | $216,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 5,383 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,299 | $215,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 10,496 | $215,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 6,571 | $215,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 5,836 | $215,000 | thousands by filing date | |
| WISDOMTREE EMERGING MARKETS CONSUMER GROWTH FUND | 97717W539 | ETF | 9,490 | $215,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,027 | $213,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 19,182 | $213,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 10,762 | $213,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 12,894 | $213,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 7,520 | $213,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,239 | $213,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 8,582 | $212,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,407 | $211,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 9,849 | $211,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 909 | $210,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 10,495 | $210,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 14,061 | $210,000 | thousands by filing date | |
| ETF MANAGER GROUP COMMODITY | 26923H101 | SIT RISING RTE | 8,993 | $210,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 30,002 | $209,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 18,145 | $209,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 4,823 | $209,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 8,308 | $209,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 6,460 | $208,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,960 | $207,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 3,675 | $207,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 18,206 | $206,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,635 | $205,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 13,000 | $205,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 38,276 | $205,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 7,302 | $204,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 2,966 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,300 | $204,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 30,748 | $204,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 15,192 | $204,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 4,728 | $203,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 3,698 | $203,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,623 | $203,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 16,606 | $203,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,048 | $203,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 3,619 | $202,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 3,724 | $202,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 10,544 | $202,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,027 | $201,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 8,636 | $201,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 13,365 | $200,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 2,009 | $200,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 14,101 | $200,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 2,863 | $200,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,061 | $199,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,280 | $199,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 10,148 | $197,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,668 | $196,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 49,119 | $195,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000002 | this filing | 2017-05-15 | acceptance time not in the bulk data set |