13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 2,700 holding rows worth $14,684,479,000.
- Accession
- 0001403438-17-000002
- Filer
- CIK 1403438
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 2,700 entries on the cover page, a total value of $14,684,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,684,479,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 9,719,621 | $1,176,269,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,838,242 | $667,923,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,582,846 | $293,336,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,061,585 | $264,827,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 3,618,531 | $245,711,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,047,015 | $226,239,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 4,770,477 | $220,825,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 702,028 | $218,141,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,174,855 | $183,792,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,482,037 | $175,286,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1,914,356 | $171,623,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1,615,977 | $167,722,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,978,165 | $154,194,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 4,482,198 | $129,670,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1,618,209 | $125,349,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,445,094 | $119,685,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,278,787 | $115,928,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 4,866,614 | $115,241,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 2,260,815 | $110,599,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 834,046 | $109,335,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 784,015 | $106,022,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 1,011,995 | $103,406,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 2,405,534 | $102,716,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 858,289 | $101,270,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 465,247 | $95,957,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,350,183 | $94,216,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,702,898 | $90,696,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,918,801 | $83,238,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 979,778 | $82,145,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 1,522,001 | $78,246,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1,166,366 | $77,202,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,289,699 | $69,463,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 4,683,494 | $68,847,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,671,800 | $67,524,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 670,726 | $67,093,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 772,000 | $61,521,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 726,436 | $57,926,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 385,303 | $56,755,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 390,339 | $54,484,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 492,942 | $53,750,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 481,914 | $51,050,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 916,476 | $49,572,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 405,877 | $49,383,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1,673,689 | $48,152,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1,325,630 | $46,914,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 3,677,513 | $46,741,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 3,059,882 | $45,745,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 838,504 | $45,170,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 509,484 | $44,631,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 2,187,954 | $42,884,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 305,472 | $42,643,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 776,160 | $42,293,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 304,009 | $41,315,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 342,935 | $38,983,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 326,164 | $38,927,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 287,651 | $38,798,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 751,964 | $38,576,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 272,047 | $38,206,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 362,183 | $38,065,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 674,524 | $37,848,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 383,312 | $37,181,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 3,791,752 | $36,970,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 192,325 | $36,563,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 758,871 | $36,304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 711,499 | $34,849,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 393,771 | $34,672,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 1,272,781 | $34,007,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 298,687 | $33,922,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1,232,561 | $33,895,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 796,955 | $33,789,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 309,505 | $33,677,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 240,301 | $33,082,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 954,330 | $32,963,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 389,580 | $32,935,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 633,950 | $32,763,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 644,847 | $32,368,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 316,179 | $32,108,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 509,566 | $31,924,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,076,606 | $31,824,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 375,776 | $31,471,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,345,466 | $31,322,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 589,147 | $29,905,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 199,438 | $29,551,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 847,074 | $29,162,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 920,033 | $28,861,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 137,667 | $28,785,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 430,422 | $28,046,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 444,419 | $27,741,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 177,455 | $27,653,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 332,463 | $27,478,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 481,128 | $27,463,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 285,587 | $27,322,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 1,191,455 | $26,605,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 552,931 | $26,497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 310,961 | $26,077,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 428,904 | $25,691,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 489,062 | $25,671,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 608,728 | $25,670,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 280,823 | $24,937,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 456,331 | $24,756,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 217,395 | $24,470,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 242,904 | $24,412,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 949,860 | $24,007,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 181,465 | $23,865,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 839,812 | $23,557,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 471,892 | $23,439,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 445,317 | $23,388,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 920,661 | $23,063,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 293,466 | $23,055,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 231,465 | $22,940,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 380,536 | $22,821,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 284,234 | $22,642,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 365,059 | $22,053,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 719,426 | $21,849,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 150,602 | $21,641,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 358,522 | $21,583,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 484,423 | $21,077,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 406,987 | $21,066,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 267,922 | $20,702,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 437,227 | $20,392,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 334,768 | $20,347,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 153,144 | $20,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 710,361 | $19,556,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 293,844 | $19,262,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 388,834 | $18,839,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 588,271 | $18,807,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 360,048 | $18,798,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 442,023 | $18,675,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 178,802 | $18,552,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 493,896 | $18,551,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 159,199 | $18,542,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 319,516 | $18,503,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 284,253 | $18,445,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 189,114 | $18,242,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 651,123 | $18,199,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 20,377 | $18,165,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 622,387 | $18,155,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 780,828 | $18,115,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 422,836 | $18,072,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 129,866 | $18,019,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 388,127 | $17,617,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 899,888 | $17,566,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 175,002 | $17,525,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 369,862 | $17,479,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 159,979 | $17,401,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 385,226 | $17,370,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 193,189 | $17,279,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 650,552 | $17,207,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 349,948 | $17,105,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,616,437 | $17,053,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 789,156 | $17,038,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 353,880 | $16,763,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 330,648 | $16,387,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 237,451 | $16,249,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 106,403 | $16,141,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 639,985 | $16,140,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,432,747 | $15,903,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 152,240 | $15,806,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 301,090 | $15,693,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 279,040 | $15,651,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 830,804 | $15,619,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 300,759 | $15,447,000 | thousands by filing date | |
| MGC | 921910873 | COM | 191,353 | $15,419,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 561,897 | $15,351,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 112,978 | $15,223,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 205,250 | $15,059,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 778,934 | $15,026,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 389,862 | $14,998,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 121,681 | $14,995,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 125,971 | $14,863,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C203 | S&P MDCP 400 REV | 268,749 | $14,812,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 410,721 | $14,466,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 162,317 | $14,207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 134,601 | $14,194,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 213,613 | $14,182,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 102,043 | $14,150,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 304,758 | $14,028,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 205,041 | $14,025,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 326,067 | $13,822,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 236,483 | $13,770,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 681,053 | $13,716,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 327,798 | $13,676,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 396,718 | $13,540,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 148,060 | $13,482,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 320,014 | $13,453,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 487,465 | $13,439,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 119,455 | $13,398,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 148,879 | $13,302,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 15,238 | $13,052,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,355,725 | $13,029,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 98,486 | $13,019,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 324,198 | $12,980,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,203,721 | $12,964,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 207,562 | $12,748,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 109,941 | $12,728,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 296,044 | $12,647,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 719,429 | $12,575,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 663,805 | $12,563,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 427,371 | $12,560,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 197,614 | $12,537,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 435,672 | $12,508,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 75,250 | $12,499,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 1,034,876 | $12,491,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 383,453 | $12,405,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 330,766 | $12,371,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 14,607 | $12,248,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 209,226 | $12,238,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 88,706 | $12,230,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 229,783 | $12,057,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 175,875 | $12,014,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 218,427 | $11,994,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 142,537 | $11,805,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 319,190 | $11,638,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 474,687 | $11,478,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 191,846 | $11,476,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 79,450 | $11,304,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 225,837 | $11,274,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 247,608 | $11,006,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 67,317 | $11,003,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 851,868 | $10,981,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 183,987 | $10,929,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 104,957 | $10,916,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 137,687 | $10,715,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 104,068 | $10,685,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 83,175 | $10,680,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 579,733 | $10,679,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 373,501 | $10,675,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 172,221 | $10,662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 381,755 | $10,620,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 496,212 | $10,559,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 91,328 | $10,506,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 83,496 | $10,464,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 433,970 | $10,441,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 104,009 | $10,429,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 83,367 | $10,342,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 700,530 | $10,298,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 97,342 | $10,269,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 232,668 | $10,156,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 189,257 | $10,135,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 89,533 | $10,109,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 81,044 | $9,984,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 271,796 | $9,956,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 41,546 | $9,854,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 72,138 | $9,826,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 126,416 | $9,823,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 197,960 | $9,811,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 167,089 | $9,755,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 194,707 | $9,749,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 148,992 | $9,699,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 454,239 | $9,689,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 395,459 | $9,653,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 396,746 | $9,629,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 297,991 | $9,616,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 76,977 | $9,598,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 376,752 | $9,577,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 330,749 | $9,522,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 840,899 | $9,384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 548,536 | $9,331,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 74,472 | $9,260,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 274,773 | $9,164,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 264,808 | $9,076,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 237,040 | $9,019,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 414,966 | $8,922,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 280,917 | $8,897,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 422,592 | $8,862,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 112,932 | $8,846,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 171,520 | $8,842,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 84,394 | $8,834,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 295,688 | $8,829,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 147,065 | $8,787,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 290,183 | $8,778,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 277,838 | $8,769,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 172,042 | $8,692,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 168,763 | $8,678,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 49,279 | $8,677,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 195,322 | $8,670,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 73,572 | $8,660,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 182,644 | $8,654,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 93,368 | $8,644,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 399,934 | $8,547,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 69,294 | $8,545,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 236,762 | $8,517,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 141,588 | $8,453,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 359,610 | $8,433,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 488,478 | $8,421,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 245,362 | $8,401,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 246,085 | $8,377,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 183,737 | $8,341,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 730,234 | $8,332,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 58,532 | $8,290,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 62,831 | $8,275,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 36,100 | $8,266,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 132,274 | $8,235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 269,105 | $8,229,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 146,223 | $8,216,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 70,631 | $8,212,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 84,642 | $8,208,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 69,193 | $8,188,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 55,531 | $8,142,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 789,016 | $8,127,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 159,942 | $8,127,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 62,399 | $8,087,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 560,102 | $8,082,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 103,179 | $8,053,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 132,516 | $8,053,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 238,812 | $8,051,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR MFS SYS GWT EQ | 78467V889 | CEF | 117,067 | $7,984,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 99,204 | $7,972,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 70,352 | $7,964,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 341,911 | $7,902,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 319,459 | $7,824,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 265,558 | $7,818,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 204,816 | $7,705,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 249,796 | $7,671,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 276,822 | $7,646,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 511,079 | $7,641,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 120,745 | $7,637,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 258,551 | $7,545,000 | thousands by filing date | |
| IJH | 464287507 | COM | 43,677 | $7,445,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 152,353 | $7,375,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 101,201 | $7,349,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 183,704 | $7,271,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 153,667 | $7,230,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 62,689 | $7,221,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 731,286 | $7,203,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 75,160 | $7,163,000 | thousands by filing date | |
| HORIZONS ETF TR I | 44053G108 | HORIZONS NASDAQ | 303,289 | $7,054,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 529,430 | $7,041,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 632,246 | $7,031,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N881 | VCSHS INTL HG DV | 211,908 | $7,031,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 139,430 | $6,990,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 58,782 | $6,897,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 57,853 | $6,888,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 238,552 | $6,885,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 53,339 | $6,878,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 164,420 | $6,833,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 144,693 | $6,825,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 169,983 | $6,773,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 227,696 | $6,736,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 345,749 | $6,732,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 132,512 | $6,713,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 150,389 | $6,713,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 199,234 | $6,691,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 56,782 | $6,653,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 215,372 | $6,582,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 689,747 | $6,573,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 92,321 | $6,566,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 276,247 | $6,497,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 71,798 | $6,493,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 121,647 | $6,468,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 53,840 | $6,461,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 113,474 | $6,458,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR S CORE | 73935X435 | COM | 165,010 | $6,451,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 65,065 | $6,409,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 38,553 | $6,383,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 165,442 | $6,376,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 44,634 | $6,371,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 169,507 | $6,321,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 39,163 | $6,280,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 25 | $6,265,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 92,977 | $6,243,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 205,734 | $6,205,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 54,817 | $6,132,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 242,996 | $6,124,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 471,480 | $6,115,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 175,609 | $6,106,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 63,781 | $6,104,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 49,809 | $6,097,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 177,620 | $6,096,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 57,470 | $6,039,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 126,130 | $6,011,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 48,319 | $5,999,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 161,477 | $5,998,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 56,666 | $5,978,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 54,752 | $5,976,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 111,341 | $5,939,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 92,064 | $5,902,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 696,120 | $5,896,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 42,950 | $5,853,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,169,312 | $5,811,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 112,631 | $5,771,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 127,202 | $5,729,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 52,094 | $5,728,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 376,629 | $5,713,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 70,605 | $5,684,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 304,139 | $5,654,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 59,683 | $5,644,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 126,075 | $5,606,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 408,275 | $5,602,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 50,016 | $5,538,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 152,278 | $5,537,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 25,139 | $5,513,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 148,778 | $5,499,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 35,415 | $5,474,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 71,060 | $5,460,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 73,266 | $5,452,000 | thousands by filing date | |
| BANKFINANCIAL CORP | 06643P104 | COM | 377,035 | $5,448,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 170,966 | $5,444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 121,764 | $5,442,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 431,892 | $5,438,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 875,801 | $5,412,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 263,542 | $5,405,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 469,066 | $5,404,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 90,252 | $5,386,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 35,980 | $5,375,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 40,586 | $5,354,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 220,422 | $5,330,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 152,115 | $5,306,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 188,357 | $5,302,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 360,251 | $5,285,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 53,848 | $5,272,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 215,786 | $5,261,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 171,560 | $5,238,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 48,334 | $5,233,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 93,793 | $5,222,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 38,861 | $5,219,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 163,495 | $5,173,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 568,754 | $5,159,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 43,544 | $5,156,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 92,679 | $5,143,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 94,188 | $5,097,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 111,525 | $5,097,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 134,132 | $5,053,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 116,788 | $5,053,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 104,975 | $4,992,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 46,093 | $4,982,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 44,310 | $4,980,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 191,920 | $4,963,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 181,243 | $4,944,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 99,149 | $4,942,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 218,279 | $4,924,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 46,132 | $4,909,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 159,532 | $4,880,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 119,804 | $4,862,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 91,689 | $4,835,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 291,097 | $4,821,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 53,268 | $4,815,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 207,219 | $4,799,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 40,172 | $4,795,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 69,864 | $4,788,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 366,497 | $4,772,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 57,990 | $4,761,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 43,789 | $4,729,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 70,330 | $4,720,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 58,226 | $4,718,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 144,942 | $4,716,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 94,387 | $4,715,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 432,353 | $4,704,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 228,145 | $4,700,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 19,641 | $4,671,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 74,757 | $4,669,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 120,558 | $4,668,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 186,143 | $4,646,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 379,106 | $4,636,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 93,130 | $4,613,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 459,107 | $4,559,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 48,145 | $4,539,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 78,061 | $4,538,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 228,623 | $4,492,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 186,660 | $4,476,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 64,888 | $4,472,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 176,958 | $4,468,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 47,136 | $4,462,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 206,817 | $4,461,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 153,525 | $4,435,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 404,407 | $4,424,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 107,412 | $4,424,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 87,861 | $4,410,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 173,358 | $4,402,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 36,725 | $4,401,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 148,141 | $4,391,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 63,966 | $4,378,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 173,973 | $4,375,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 115,416 | $4,374,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 62,679 | $4,360,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 50,239 | $4,345,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 195,906 | $4,318,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 115,564 | $4,313,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 101,436 | $4,309,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 176,337 | $4,308,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 50,375 | $4,306,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 426,792 | $4,302,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 54,627 | $4,294,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 11,222 | $4,289,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 61,281 | $4,279,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 100,907 | $4,268,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 76,779 | $4,266,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 36,750 | $4,266,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 186,943 | $4,251,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 85,806 | $4,207,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 268,812 | $4,193,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 80,000 | $4,189,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 66,143 | $4,187,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 54,267 | $4,186,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 40,326 | $4,155,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 205,666 | $4,132,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 50,042 | $4,100,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 64,564 | $4,099,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 99,673 | $4,091,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 91,974 | $4,069,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000002 | this filing | 2017-05-15 | acceptance time not in the bulk data set |