13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 2,700 holding rows worth $14,684,479,000.
- Accession
- 0001403438-17-000002
- Filer
- CIK 1403438
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 2,700 entries on the cover page, a total value of $14,684,479,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $14,684,479,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 40,014 | $4,059,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 173,873 | $4,044,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 196,320 | $4,042,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 39,704 | $4,037,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 157,563 | $4,030,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 36,429 | $4,017,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 31,787 | $4,001,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 201,829 | $3,996,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 32,540 | $3,955,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 48,521 | $3,946,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 31,754 | $3,945,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 43,691 | $3,941,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 319,655 | $3,941,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 39,540 | $3,930,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 79,801 | $3,928,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 336,070 | $3,908,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 116,775 | $3,883,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 83,207 | $3,877,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 98,402 | $3,866,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 20,227 | $3,858,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 143,924 | $3,850,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 86,025 | $3,838,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 827,957 | $3,833,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J602 | mc | 111,422 | $3,821,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 73,748 | $3,811,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 64,320 | $3,807,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 35,699 | $3,791,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 118,812 | $3,781,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 63,090 | $3,781,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 154,346 | $3,778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 103,597 | $3,775,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 82,692 | $3,752,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 88,119 | $3,738,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 89,709 | $3,728,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 46,816 | $3,719,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 128,880 | $3,709,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 125,373 | $3,709,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 57,086 | $3,706,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 119,517 | $3,696,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 236,731 | $3,693,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 41,666 | $3,682,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 23,351 | $3,677,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 431,273 | $3,674,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 210,326 | $3,672,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 19,526 | $3,666,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 528,309 | $3,640,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 113,069 | $3,635,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 24,667 | $3,632,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 209,664 | $3,632,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 42,460 | $3,630,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 57,292 | $3,623,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 26,606 | $3,619,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42,576 | $3,612,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 85,031 | $3,610,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 20,812 | $3,605,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 75,292 | $3,605,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 169,428 | $3,587,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 27,862 | $3,586,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 61,348 | $3,585,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 151,559 | $3,577,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 30,516 | $3,502,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 140,969 | $3,499,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 148,291 | $3,498,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 59,660 | $3,498,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 236,760 | $3,492,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 105,354 | $3,488,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 83,570 | $3,484,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 44,417 | $3,480,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 59,618 | $3,470,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 159,204 | $3,432,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 52,337 | $3,429,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 403,488 | $3,426,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 163,402 | $3,420,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 12,408 | $3,384,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 135,000 | $3,368,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 28,442 | $3,357,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 66,918 | $3,347,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 36,899 | $3,333,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 120,870 | $3,330,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 54,967 | $3,323,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 236,968 | $3,310,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 29,803 | $3,309,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 24,490 | $3,307,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 244,417 | $3,307,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 227,900 | $3,289,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 16,822 | $3,286,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 298,250 | $3,284,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 79,656 | $3,280,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 201,858 | $3,278,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 38,794 | $3,276,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 40,321 | $3,276,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 116,545 | $3,274,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 97,405 | $3,268,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 134,438 | $3,261,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,642 | $3,256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 153,511 | $3,253,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 58,217 | $3,244,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 126,234 | $3,240,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 166,826 | $3,230,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 56,983 | $3,228,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 13,569 | $3,225,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 286,277 | $3,212,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 19,235 | $3,207,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 26,550 | $3,196,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 77,097 | $3,196,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 440,141 | $3,195,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 91,285 | $3,194,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 42,954 | $3,185,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 26,549 | $3,168,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 114,224 | $3,161,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 59,190 | $3,160,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 421,482 | $3,157,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 60,212 | $3,155,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 402,945 | $3,151,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 234,687 | $3,145,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 30,497 | $3,139,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 26,770 | $3,136,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 49,667 | $3,132,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 36,799 | $3,116,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 69,686 | $3,116,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 102,999 | $3,107,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 275,526 | $3,105,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,576 | $3,105,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 232,319 | $3,104,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 149,185 | $3,088,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 58,122 | $3,084,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 233,752 | $3,081,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 77,889 | $3,081,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 22,194 | $3,064,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 537,591 | $3,048,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 244,164 | $3,047,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 123,897 | $3,045,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 20,237 | $3,044,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 131,797 | $3,042,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 13,011 | $3,026,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 37,953 | $3,018,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,897 | $3,013,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 120,891 | $2,991,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 64,855 | $2,968,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 33,907 | $2,965,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 124,804 | $2,965,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 50,518 | $2,955,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N873 | VCSHS US SMCP HG | 73,954 | $2,954,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 57,982 | $2,949,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 113,567 | $2,947,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 26,342 | $2,945,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 46,200 | $2,936,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 169,853 | $2,930,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 112,243 | $2,905,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 26,752 | $2,899,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 108,177 | $2,899,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 57,473 | $2,884,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 68,495 | $2,876,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 17,197 | $2,872,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 35,302 | $2,866,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 230,726 | $2,863,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 134,642 | $2,862,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 62,220 | $2,859,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 44,927 | $2,833,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 187,837 | $2,808,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 50,755 | $2,807,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 413,864 | $2,806,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 25,936 | $2,803,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 33,607 | $2,786,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 9,862 | $2,781,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 44,764 | $2,779,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 218,022 | $2,778,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 109,158 | $2,775,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 60,950 | $2,767,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 21,959 | $2,764,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 303,967 | $2,763,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 146,453 | $2,758,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 40,159 | $2,738,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 120,238 | $2,736,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 82,571 | $2,734,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 84,406 | $2,732,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 9,370 | $2,726,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 135,953 | $2,725,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 32,163 | $2,719,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 458,382 | $2,718,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 54,373 | $2,716,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,064 | $2,704,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 85,243 | $2,702,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 108,216 | $2,697,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 23,620 | $2,691,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 16,792 | $2,689,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 47,502 | $2,688,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 24,957 | $2,687,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 60,439 | $2,684,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 27,522 | $2,681,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 11,710 | $2,674,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 62,808 | $2,667,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 186,706 | $2,664,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 17,536 | $2,658,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 77,716 | $2,654,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 304,519 | $2,649,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 133,950 | $2,648,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 160,462 | $2,643,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 30,273 | $2,620,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 150,145 | $2,619,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 83,966 | $2,611,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 81,638 | $2,597,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 162,061 | $2,591,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 60,730 | $2,590,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 15,999 | $2,585,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 60,418 | $2,580,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 82,164 | $2,575,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 21,596 | $2,555,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 75,638 | $2,554,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 98,114 | $2,552,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 34,165 | $2,548,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 205,203 | $2,542,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 34,882 | $2,540,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 101,786 | $2,535,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 157,992 | $2,528,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 28,893 | $2,525,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 111,626 | $2,523,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 71,825 | $2,516,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 97,014 | $2,509,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 94,745 | $2,496,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 175,416 | $2,479,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,033 | $2,464,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 56,251 | $2,464,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 25,105 | $2,460,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 65,545 | $2,459,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 45,404 | $2,454,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 59,977 | $2,451,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 79,840 | $2,442,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 64,724 | $2,429,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 62,186 | $2,418,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 30,755 | $2,407,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 148,703 | $2,405,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 16,418 | $2,400,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 163,624 | $2,397,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 60,525 | $2,396,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 441,181 | $2,396,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 28,468 | $2,391,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 97,225 | $2,391,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 70,113 | $2,375,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 40,274 | $2,372,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 118,914 | $2,369,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 71,930 | $2,366,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 93,213 | $2,366,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 96,976 | $2,365,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 64,225 | $2,361,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 51,442 | $2,356,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 121,526 | $2,345,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 40,628 | $2,341,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 209,640 | $2,340,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 15,046 | $2,336,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 161,236 | $2,333,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 189,917 | $2,328,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 58,099 | $2,321,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 57,531 | $2,318,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 38,228 | $2,317,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 161,979 | $2,315,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 32,276 | $2,308,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 262,487 | $2,297,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 44,029 | $2,297,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 20,377 | $2,296,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 172,994 | $2,294,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 18,273 | $2,284,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 68,158 | $2,283,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 24,829 | $2,276,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 17,264 | $2,270,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 82,122 | $2,263,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 135,466 | $2,261,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 14,052 | $2,248,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 9,718 | $2,247,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 12,689 | $2,242,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 34,412 | $2,241,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 29,491 | $2,235,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 20,493 | $2,226,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 17,638 | $2,225,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 86,837 | $2,201,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 26,736 | $2,201,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 73,775 | $2,201,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 96,394 | $2,200,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 140,797 | $2,194,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 16,566 | $2,190,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 25,909 | $2,185,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 52,440 | $2,184,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 27,300 | $2,183,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 53,630 | $2,180,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 70,692 | $2,179,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 301,378 | $2,173,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 67,357 | $2,166,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 18,284 | $2,162,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 80,661 | $2,160,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 126,554 | $2,159,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 86,933 | $2,158,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 27,360 | $2,157,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 62,532 | $2,156,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 425,950 | $2,155,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 19,521 | $2,152,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 117,277 | $2,152,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 51,387 | $2,152,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 33,796 | $2,151,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 58,779 | $2,142,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 24,931 | $2,139,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 23,056 | $2,139,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 43,351 | $2,136,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 19,291 | $2,135,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 10,933 | $2,133,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 37,453 | $2,131,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 36,209 | $2,110,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 139,456 | $2,107,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 110,157 | $2,106,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 82,719 | $2,104,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 38,419 | $2,101,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 14,420 | $2,098,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 33,444 | $2,095,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 72,766 | $2,094,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 132,456 | $2,093,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 108,028 | $2,086,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W606 | IT RT HDG HGYL | 22,967 | $2,086,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 1,675 | $2,084,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 41,951 | $2,084,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 41,955 | $2,083,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 18,012 | $2,082,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 58,907 | $2,078,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 72,130 | $2,075,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 152,952 | $2,066,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,386 | $2,064,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 139,087 | $2,046,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 40,537 | $2,041,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,878 | $2,040,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D365 | VELOCITY SHS SHO | 76,060 | $2,039,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 28,084 | $2,032,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 101,264 | $2,031,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 76,317 | $2,025,000 | thousands by filing date | |
| Vaneck Long Muni ETF | 92189F536 | ETF | 103,544 | $2,023,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 74,062 | $2,022,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 121,388 | $2,021,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 28,745 | $2,019,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 57,090 | $2,017,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 41,848 | $2,016,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 7,047 | $2,009,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 26,529 | $2,008,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 99,023 | $2,007,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 39,295 | $2,006,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 58,279 | $1,997,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 28,805 | $1,994,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 61,641 | $1,993,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 96,062 | $1,992,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 34,713 | $1,985,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 58,689 | $1,981,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 55,647 | $1,977,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 131,552 | $1,975,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 28,832 | $1,974,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 130,166 | $1,971,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 16,962 | $1,970,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 35,430 | $1,962,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 35,000 | $1,961,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 86,456 | $1,960,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II VCSHS EMRG VOLTY | 92647N857 | CEF | 72,254 | $1,957,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5,959 | $1,956,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 107,847 | $1,954,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 46,711 | $1,952,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 38,071 | $1,951,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 47,075 | $1,948,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 27,537 | $1,938,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 75,488 | $1,934,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 139,857 | $1,927,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 39,128 | $1,925,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 32,872 | $1,925,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 47,895 | $1,923,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 318,392 | $1,923,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 68,958 | $1,913,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 10,176 | $1,904,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 350,153 | $1,901,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 82,071 | $1,900,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 46,507 | $1,898,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 69,626 | $1,894,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 12,558 | $1,886,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 45,817 | $1,886,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 57,794 | $1,876,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X186 | EURO STOXX 50 | 48,829 | $1,876,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 29,717 | $1,875,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 88,411 | $1,875,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 19,569 | $1,871,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 60,242 | $1,869,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 69,806 | $1,869,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 115,767 | $1,867,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 68,069 | $1,866,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 31,443 | $1,866,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 49,735 | $1,858,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 25,939 | $1,857,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 71,153 | $1,852,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 183,613 | $1,849,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 141,785 | $1,849,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 53,584 | $1,846,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 182,279 | $1,843,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 41,947 | $1,839,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 40,561 | $1,834,000 | thousands by filing date | |
| GUGGENHEIM S&P HIGH INCOME INFRASTRUCTURE ETF | 18383Q721 | ETF | 66,747 | $1,834,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 17,866 | $1,814,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 21,214 | $1,808,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 13,778 | $1,806,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 97,330 | $1,806,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 22,162 | $1,800,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 72,464 | $1,799,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 68,038 | $1,796,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 34,251 | $1,775,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,726 | $1,768,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 57,416 | $1,762,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 19,638 | $1,762,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 62,351 | $1,761,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 15,971 | $1,755,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 70,136 | $1,755,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 18,544 | $1,751,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 28,464 | $1,749,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 22,292 | $1,747,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 69,111 | $1,744,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 37,014 | $1,742,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 82,569 | $1,740,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 33,212 | $1,737,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 30,543 | $1,737,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 66,301 | $1,733,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 976 | $1,731,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 9,924 | $1,729,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 27,148 | $1,725,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 28,558 | $1,725,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 81,424 | $1,723,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,599 | $1,720,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 34,677 | $1,719,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 64,705 | $1,704,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 122,899 | $1,703,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 210,398 | $1,702,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 128,392 | $1,697,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 131,727 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 92,173 | $1,692,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 119,764 | $1,685,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 26,584 | $1,685,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 50,592 | $1,681,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 27,058 | $1,677,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 66,617 | $1,672,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 65,722 | $1,672,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 57,238 | $1,667,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 41,995 | $1,663,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 134,272 | $1,656,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 73,632 | $1,645,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 87,546 | $1,645,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 20,096 | $1,641,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 71,522 | $1,640,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 42,235 | $1,640,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 21,579 | $1,638,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 119,808 | $1,634,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 55,443 | $1,633,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 146,921 | $1,619,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 65,288 | $1,617,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 27,128 | $1,616,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 138,044 | $1,612,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 19,268 | $1,608,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 119,183 | $1,608,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 169,368 | $1,606,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 128,043 | $1,603,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 7,624 | $1,599,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 14,128 | $1,598,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 53,699 | $1,598,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 17,783 | $1,596,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 7,808 | $1,593,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 174,815 | $1,593,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 13,137 | $1,592,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 31,135 | $1,584,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 84,791 | $1,582,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 74,939 | $1,577,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 43,206 | $1,577,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 39,462 | $1,575,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 23,373 | $1,567,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 50,863 | $1,564,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 112,937 | $1,563,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 97,756 | $1,562,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 2,560 | $1,561,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 98,479 | $1,561,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 80,628 | $1,558,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 60,946 | $1,558,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 22,746 | $1,553,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 31,185 | $1,550,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 207,866 | $1,549,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 47,708 | $1,541,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 27,479 | $1,540,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 21,416 | $1,539,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 115,197 | $1,538,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 14,770 | $1,534,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 30,725 | $1,532,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 121,416 | $1,532,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 22,113 | $1,526,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 28,263 | $1,523,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 121,486 | $1,521,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 75,876 | $1,517,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 30,009 | $1,516,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 42,376 | $1,516,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 20,685 | $1,514,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 79,536 | $1,511,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 85,022 | $1,508,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 80,391 | $1,507,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 88,430 | $1,506,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 15,052 | $1,500,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 114,632 | $1,491,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-17-000002 | this filing | 2017-05-15 | acceptance time not in the bulk data set |