13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 2,780 holding rows worth $19,578,190,000.
- Accession
- 0001403438-15-000004
- Filer
- CIK 1403438
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 2,780 entries on the cover page, a total value of $19,578,190,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,578,190,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 18,512 | $822,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 17,969 | $820,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 16,846 | $818,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 64,346 | $817,000 | thousands by filing date | |
| Virtus Seix Fltg Rt Incm Cl I | 76628t678 | US TAXABLE BOND FUNDS | 92,157 | $817,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 3,729 | $816,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 145,664 | $813,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 57,960 | $813,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 7,111 | $812,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 70,808 | $811,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 9,500 | $810,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 10,271 | $809,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 56,345 | $809,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 98,685 | $809,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 24,793 | $808,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628201 | 6.5% CNV PFD D | 32,741 | $808,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 92,178 | $807,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 33,285 | $807,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 3,154 | $805,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 32,890 | $804,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 14,438 | $803,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 15,282 | $802,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 34,282 | $798,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 52,467 | $795,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 29,245 | $794,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 77,238 | $794,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 46,260 | $793,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 19,731 | $793,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 14,250 | $793,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 59,101 | $792,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 94,677 | $792,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 19,755 | $790,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 7,525 | $788,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4,422 | $788,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 36,013 | $787,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 46,387 | $785,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 48,316 | $785,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 19,266 | $783,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 19,515 | $781,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 37,303 | $781,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 63,280 | $778,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 11,613 | $778,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 22,772 | $778,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,822 | $778,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 25,482 | $777,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 13,348 | $773,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 48,366 | $773,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 12,843 | $772,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 60,432 | $769,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 44,057 | $769,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 27,355 | $766,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 21,690 | $765,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 8,366 | $765,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 203,929 | $761,000 | thousands by filing date | |
| MARKET VECTORS ETF URANIUM+NUCLEAR ENGY ETF | 57061R577 | COM | 15,426 | $759,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 12,344 | $758,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 51,825 | $756,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 54,893 | $755,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 32,354 | $755,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 5,113 | $753,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 24,848 | $752,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 23,906 | $751,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R502 | WBI BBR RNG 3000 | 29,495 | $750,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 57,145 | $749,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 23,889 | $748,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 6,450 | $748,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 11,220 | $742,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 29,027 | $741,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 28,558 | $739,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 10,632 | $738,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 50,034 | $737,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 63,349 | $736,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 7,301 | $736,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 28,534 | $736,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 10,284 | $735,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 17,450 | $735,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 44,970 | $734,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 44,191 | $733,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 24,409 | $733,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 79,791 | $732,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 6,458 | $731,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 136,056 | $731,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 26,781 | $730,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,547 | $730,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 10,509 | $729,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 25,109 | $729,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 11,755 | $728,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 26,190 | $728,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 8,164 | $727,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 43,578 | $726,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 22,248 | $725,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E143 | GBL X JPM EFF | 27,215 | $724,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 23,691 | $721,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 50,907 | $720,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 8,721 | $719,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 32,104 | $719,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 12,984 | $718,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 11,553 | $718,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R601 | WBI BBR VAL 3000 | 29,969 | $718,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 12,934 | $716,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 52,963 | $714,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 17,453 | $713,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 6,840 | $712,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 16,576 | $711,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 18,356 | $709,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 144,602 | $709,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 20,090 | $706,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,606 | $706,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 17,094 | $705,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 48,619 | $704,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 19,052 | $701,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 52,060 | $701,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 95,985 | $701,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 75,249 | $698,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,456 | $697,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 20,182 | $697,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 15,319 | $696,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 109,626 | $696,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 86,444 | $696,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 18,469 | $694,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 37,334 | $694,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 14,895 | $692,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 10,432 | $692,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 93,420 | $688,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 16,082 | $688,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 12,001 | $687,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 45,521 | $687,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 32,179 | $687,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 41,944 | $686,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 48,404 | $685,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 32,182 | $685,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 55,893 | $684,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 9,163 | $683,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 48,078 | $682,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 44,780 | $682,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 9,551 | $681,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 27,006 | $681,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 13,491 | $681,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 4,927 | $680,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 60,005 | $680,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 12,429 | $678,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,379 | $676,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 41,043 | $676,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 11,973 | $675,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 4,489 | $674,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 41,067 | $674,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 39,565 | $672,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 24,271 | $671,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 68,784 | $671,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 187,045 | $671,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 42,352 | $668,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 26,245 | $667,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 58,399 | $666,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 11,733 | $666,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 4,404 | $665,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 24,852 | $664,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 27,059 | $663,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 15,414 | $662,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 8,809 | $662,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 25,050 | $661,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 13,508 | $659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 28,056 | $658,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 54,533 | $656,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 7,513 | $654,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 5,469 | $653,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 24,425 | $653,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 10,839 | $652,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,144 | $648,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 12,050 | $647,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 75,737 | $645,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 19,465 | $644,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 57,825 | $644,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 9,641 | $642,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 83,225 | $642,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 19,298 | $640,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 5,270 | $639,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 17,012 | $639,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 45,752 | $638,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 44,087 | $638,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 33,849 | $638,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 34,945 | $638,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 84,332 | $637,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 12,624 | $637,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 82,125 | $637,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 50,832 | $636,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 20,236 | $634,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 12,375 | $632,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 20,939 | $632,000 | thousands by filing date | |
| CAUSEWAY CAP MGMT | 14949P307 | GOBL VAL INSTL | 55,512 | $632,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 25,373 | $631,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 52,103 | $629,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 19,222 | $628,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 18,588 | $628,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 38,217 | $628,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 23,887 | $627,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 11,286 | $625,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 38,573 | $624,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 19,020 | $624,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 29,215 | $622,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 23,176 | $619,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 29,012 | $619,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 9,170 | $618,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 18,284 | $618,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,440 | $618,000 | thousands by filing date | |
| Dws Strategic Muni Incm | 25159F102 | COM | 44,659 | $617,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 29,693 | $616,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 116,959 | $616,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 18,285 | $615,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 10,339 | $615,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 78,499 | $613,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 18,835 | $612,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 75,349 | $610,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 8,729 | $609,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6,024 | $609,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 12,531 | $609,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 52,277 | $608,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 17,665 | $606,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 41,941 | $606,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 23,683 | $606,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 51,746 | $604,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 12,276 | $604,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 26,477 | $603,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 15,080 | $602,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 26,930 | $601,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 78,733 | $601,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 31,381 | $600,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 13,760 | $599,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 23,262 | $596,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 11,259 | $596,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,706 | $595,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 31,358 | $595,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 12,776 | $593,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 19,723 | $593,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 11,356 | $592,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 22,665 | $590,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 8,997 | $588,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 52,670 | $588,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 10,742 | $587,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 18,132 | $586,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 6,295 | $586,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 53,925 | $585,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 100,838 | $585,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 12,119 | $585,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 12,790 | $584,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 15,862 | $583,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 26,326 | $583,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 18,798 | $582,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 6,829 | $582,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 40,194 | $581,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,626 | $580,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 6,562 | $580,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 66,254 | $580,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 8,459 | $580,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 43,049 | $579,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 14,059 | $578,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 17,200 | $578,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 40,111 | $578,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 8,111 | $577,000 | thousands by filing date | |
| LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS Y | 543487136 | Mutual Fund | 49,080 | $576,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 15,984 | $576,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 22,856 | $576,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 6,058 | $574,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 43,717 | $572,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 10,121 | $571,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 8,593 | $571,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 8,556 | $570,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 11,618 | $568,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 7,850 | $565,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 28,565 | $565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 7,421 | $562,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 7,357 | $561,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 8,045 | $561,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 3,228 | $559,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 14,978 | $559,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 22,500 | $558,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,181 | $557,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 10,952 | $557,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 21,428 | $555,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 33,239 | $555,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 8,060 | $553,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 19,576 | $553,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R205 | WBI BBR VAL 2000 | 22,481 | $552,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 39,270 | $551,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 20,584 | $551,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 10,138 | $550,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 11,422 | $550,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 15,552 | $549,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 13,686 | $549,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 24,324 | $549,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 42,635 | $549,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 21,046 | $549,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 21,254 | $548,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 15,080 | $547,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 21,275 | $547,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 101,170 | $547,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 12,381 | $545,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 14,676 | $544,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 20,761 | $543,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 33,607 | $543,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 10,298 | $541,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 60,833 | $541,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 12,838 | $540,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 22,449 | $540,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,085 | $539,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 33,657 | $539,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,606 | $537,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 39,402 | $537,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 14,284 | $536,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 16,247 | $536,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 11,411 | $535,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 38,366 | $535,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 28,620 | $532,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 5,828 | $532,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 44,544 | $529,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 20,347 | $529,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 8,898 | $528,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 3,815 | $525,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 30,908 | $525,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 7,130 | $520,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 6,770 | $520,000 | thousands by filing date | |
| ABSOLUTE SHS TR | 00400R304 | WBI BBR YLD 2000 | 22,223 | $520,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 11,721 | $519,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 29,758 | $518,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 24,730 | $518,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 37,187 | $518,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 43,987 | $517,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 16,080 | $517,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 5,211 | $517,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 32,578 | $515,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 23,197 | $514,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 32,165 | $513,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 41,000 | $513,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 35,923 | $512,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 15,981 | $512,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 14,076 | $511,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 19,344 | $510,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 10,521 | $509,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 30,152 | $508,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 7,972 | $508,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 4,573 | $507,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 4,722 | $507,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 13,533 | $506,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 9,663 | $506,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 55,936 | $506,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 11,816 | $505,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 3,066 | $504,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 16,723 | $504,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 52,279 | $504,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 16,709 | $503,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 32,917 | $500,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 21,082 | $499,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 41,491 | $498,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 28,016 | $498,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 59,165 | $498,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 16,219 | $495,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 19,414 | $495,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 9,129 | $494,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 11,395 | $493,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 7,420 | $492,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 6,873 | $491,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 8,950 | $491,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 13,598 | $489,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 9,384 | $489,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 22,846 | $488,000 | thousands by filing date | |
| PROSHARES TR II | 74347W874 | PSH ULTRA EURO | 31,372 | $488,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 8,496 | $486,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 4,813 | $484,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 46,367 | $484,000 | thousands by filing date | |
| APEXCM SMALL/MID CAP GROWTH | 90386H107 | FUND | 28,708 | $483,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 43,755 | $482,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 12,974 | $482,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 13,865 | $481,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 73,838 | $480,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 7,189 | $479,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 10,190 | $479,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 17,648 | $479,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,836 | $479,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 20,837 | $478,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,147 | $477,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 22,572 | $477,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,870 | $477,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 12,167 | $476,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,999 | $476,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 30,846 | $476,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 13,775 | $476,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 3,926 | $475,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 33,464 | $475,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 53,597 | $472,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 11,711 | $472,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 20,604 | $471,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 32,863 | $470,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 11,457 | $470,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 5,095 | $469,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 18,225 | $469,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,866 | $469,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 12,735 | $469,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 9,522 | $468,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 27,908 | $468,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 8,497 | $467,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 19,882 | $466,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 9,669 | $465,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 37,578 | $465,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 11,500 | $465,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 6,289 | $464,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 26,473 | $464,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 6,037 | $461,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 9,620 | $460,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 44,440 | $460,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 9,303 | $460,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 10,127 | $459,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 49,453 | $458,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 18,361 | $457,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 50,895 | $456,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 31,903 | $455,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,637 | $455,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 15,737 | $455,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 55,271 | $454,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,007 | $454,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 7,679 | $453,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 16,205 | $453,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 23,856 | $453,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 22,350 | $453,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 5,423 | $452,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 5,086 | $452,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 18,887 | $452,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 7,601 | $452,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 28,987 | $451,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 14,490 | $451,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 4,393 | $450,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 4,160 | $447,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 8,480 | $447,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,487 | $447,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 33,135 | $447,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 18,848 | $447,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 9,794 | $447,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 14,969 | $446,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 9,177 | $446,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 4,259 | $445,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 6,303 | $445,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 10,434 | $445,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 29,058 | $445,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 8,627 | $444,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 13,855 | $444,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 10,700 | $444,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 46,135 | $444,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 32,933 | $443,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,163 | $443,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 34,098 | $443,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,691 | $442,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 8,585 | $442,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 9,108 | $442,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 3,457 | $442,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 12,547 | $442,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 17,169 | $442,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,682 | $440,000 | thousands by filing date | |
| WESTERN ASSET INVESTMENT GRA | 95766T100 | COM | 31,666 | $440,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 24,981 | $440,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 11,263 | $439,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 8,877 | $439,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,634 | $438,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 65,249 | $438,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 4,396 | $438,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 18,502 | $436,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 3,337 | $436,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 33,549 | $436,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 8,915 | $435,000 | thousands by filing date | |
| ISHARES TR | 46429B184 | UTILITIES SECT | 8,135 | $435,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 27,684 | $434,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 10,080 | $434,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 23,218 | $433,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 6,405 | $432,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 91,024 | $432,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 28,827 | $432,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 67,737 | $430,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 32,690 | $430,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 4,261 | $429,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 76,207 | $428,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 14,200 | $427,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 7,504 | $426,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 8,583 | $426,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 28,926 | $425,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B589 | LAD 0-5Y CR BD | 16,940 | $425,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 7,242 | $423,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6,715 | $423,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G202 | VIRTUS LIFESC BT | 13,544 | $423,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,854 | $421,000 | thousands by filing date | |
| PROSHARES TR II | 74347W353 | ULTRA SILVER NEW | 9,716 | $421,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 9,597 | $420,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 9,933 | $420,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 9,632 | $419,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 46,027 | $419,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 8,762 | $418,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 115,887 | $416,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 405,000 | $415,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 4,545 | $412,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 19,231 | $412,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 25,047 | $410,000 | thousands by filing date | |
| SPDR SER TR | 78468R820 | S&P 500 BUYBCK | 8,043 | $410,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 6,334 | $409,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 15,174 | $409,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-15-000004 | this filing | 2015-05-14 | acceptance time not in the bulk data set |