13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-14, with 2,780 holding rows worth $19,578,190,000.
- Accession
- 0001403438-15-000004
- Filer
- CIK 1403438
- Filed
- 2015-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 2,780 entries on the cover page, a total value of $19,578,190,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,578,190,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 134,621 | $1,698,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 78,885 | $1,693,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 85,117 | $1,689,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 65,687 | $1,686,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 19,717 | $1,684,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 155,868 | $1,682,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 12,153 | $1,680,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 37,600 | $1,676,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 56,676 | $1,673,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 70,338 | $1,664,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 108,947 | $1,664,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 136,560 | $1,663,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 15,502 | $1,660,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 76,620 | $1,656,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 52,173 | $1,655,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 42,101 | $1,643,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 29,866 | $1,642,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 44,389 | $1,641,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 117,245 | $1,640,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q734 | US EQTHIVOLPT WR | 69,520 | $1,638,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 10,821 | $1,634,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 23,237 | $1,634,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 9,637 | $1,633,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 20,794 | $1,632,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 36,683 | $1,632,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 58,382 | $1,630,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 36,194 | $1,627,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 32,612 | $1,625,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 41,819 | $1,615,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 109,250 | $1,610,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 16,796 | $1,608,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 181,063 | $1,604,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 32,044 | $1,599,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 56,555 | $1,598,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 124,316 | $1,597,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 17,662 | $1,594,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 74,772 | $1,594,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 50,048 | $1,593,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 69,476 | $1,591,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 53,078 | $1,590,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 136,180 | $1,589,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 40,868 | $1,587,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 10,442 | $1,585,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 25,040 | $1,582,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 28,388 | $1,580,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 15,991 | $1,579,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 48,468 | $1,576,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 115,319 | $1,571,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 29,823 | $1,566,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A503 | VIDENT US EQUITY | 57,179 | $1,565,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 130,214 | $1,565,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 23,321 | $1,564,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 10,056 | $1,563,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 31,360 | $1,560,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 25,708 | $1,559,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 26,138 | $1,558,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 23,528 | $1,558,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 46,449 | $1,556,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 18,937 | $1,555,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 34,959 | $1,555,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 18,548 | $1,553,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 29,630 | $1,548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 30,416 | $1,547,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 27,285 | $1,546,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 11,695 | $1,546,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 152,951 | $1,545,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 7,792 | $1,543,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 69,160 | $1,542,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 8,842 | $1,542,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 23,785 | $1,539,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 69,684 | $1,537,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 58,900 | $1,536,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 23,935 | $1,532,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 51,366 | $1,531,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 41,655 | $1,530,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 48,494 | $1,530,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 22,345 | $1,528,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 27,885 | $1,527,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 214,907 | $1,526,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 50,556 | $1,524,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 25,663 | $1,523,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 30,942 | $1,523,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 12,544 | $1,518,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 31,721 | $1,505,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 6,461 | $1,504,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 24,693 | $1,502,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 25,895 | $1,500,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 10,701 | $1,495,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 69,580 | $1,492,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 24,627 | $1,485,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 30,738 | $1,476,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 49,310 | $1,475,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 26,015 | $1,471,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 35,793 | $1,468,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 25,724 | $1,463,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 14,264 | $1,461,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 49,280 | $1,458,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 13,779 | $1,448,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 121,110 | $1,445,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 39,274 | $1,431,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 42,622 | $1,431,000 | thousands by filing date | |
| DIAMOND HILL LONG/SHORT -A | 25264S403 | COMMON | 59,845 | $1,430,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 29,203 | $1,428,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 80,684 | $1,426,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 54,060 | $1,424,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,482 | $1,423,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 13,815 | $1,423,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 21,734 | $1,423,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 26,395 | $1,423,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 96,601 | $1,422,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 32,955 | $1,421,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 14,146 | $1,419,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 24,807 | $1,419,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 41,475 | $1,418,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 34,041 | $1,417,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 59,335 | $1,415,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 10,132 | $1,413,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 22,019 | $1,411,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 101,896 | $1,410,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 24,292 | $1,407,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 40,175 | $1,396,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 30,113 | $1,395,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 6,476 | $1,394,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 23,561 | $1,389,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 27,668 | $1,385,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 14,882 | $1,384,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 52,387 | $1,383,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 45,642 | $1,383,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 30,343 | $1,381,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 59,414 | $1,380,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 27,500 | $1,377,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 34,121 | $1,377,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 24,824 | $1,376,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 15,324 | $1,371,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 10,312 | $1,370,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 16,444 | $1,367,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 42,804 | $1,366,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 58,979 | $1,365,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 15,227 | $1,364,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 17,874 | $1,364,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 15,236 | $1,363,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 43,651 | $1,362,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 27,549 | $1,360,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 97,611 | $1,359,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 38,050 | $1,356,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 31,248 | $1,351,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 95,891 | $1,350,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 30,094 | $1,348,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 52,103 | $1,346,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 47,412 | $1,345,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 91,430 | $1,342,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 406,593 | $1,342,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 29,745 | $1,341,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 13,137 | $1,337,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 11,459 | $1,334,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 22,124 | $1,332,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 20,386 | $1,330,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 152,333 | $1,330,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 78,078 | $1,327,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 120,508 | $1,325,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 14,930 | $1,325,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 248,205 | $1,325,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 46,993 | $1,325,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 59,788 | $1,321,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 98,291 | $1,319,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 10,509 | $1,319,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 33,936 | $1,319,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 82,311 | $1,314,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 52,184 | $1,310,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 20,820 | $1,309,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 39,101 | $1,308,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 39,732 | $1,306,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 60,107 | $1,306,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 32,265 | $1,305,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 20,730 | $1,305,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,816 | $1,304,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 58,048 | $1,302,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 38,262 | $1,302,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 94,074 | $1,299,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 27,832 | $1,299,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 53,719 | $1,297,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 69,620 | $1,296,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 16,539 | $1,293,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 25,335 | $1,289,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 35,165 | $1,287,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 144,349 | $1,286,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 28,541 | $1,280,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 89,976 | $1,275,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 47,370 | $1,274,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 22,030 | $1,270,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 38,636 | $1,267,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 58,460 | $1,263,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 13,330 | $1,260,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 16,014 | $1,259,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 90,879 | $1,258,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 63,276 | $1,257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 39,803 | $1,257,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 44,050 | $1,253,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,225 | $1,249,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 95,362 | $1,247,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 133,344 | $1,247,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 97,283 | $1,245,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 61,406 | $1,242,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 21,453 | $1,240,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 89,168 | $1,238,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,780 | $1,233,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 22,425 | $1,233,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 71,765 | $1,229,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 16,216 | $1,229,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 998 | $1,227,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 23,967 | $1,223,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50,332 | $1,221,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 90,527 | $1,221,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 24,955 | $1,220,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 29,800 | $1,219,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 25,715 | $1,219,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 142,138 | $1,218,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 87,197 | $1,218,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 82,093 | $1,217,000 | thousands by filing date | |
| NEUBERGER BERMAN ABSOLUTE RETU | 64128R855 | Equity Mutual Fu | 110,930 | $1,217,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 54,305 | $1,216,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 65,252 | $1,216,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 18,588 | $1,211,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 48,405 | $1,210,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 23,311 | $1,209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 34,907 | $1,207,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 17,395 | $1,206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 26,659 | $1,205,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 32,469 | $1,203,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 78,552 | $1,203,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 86,014 | $1,201,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 16,083 | $1,199,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 45,291 | $1,198,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 18,306 | $1,198,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 29,358 | $1,191,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 45,082 | $1,189,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 86,851 | $1,186,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 119,287 | $1,186,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 75,346 | $1,185,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 24,936 | $1,184,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 35,853 | $1,183,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 19,969 | $1,183,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 36,426 | $1,179,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 33,208 | $1,168,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 41,770 | $1,167,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 29,229 | $1,163,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 66,289 | $1,163,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 15,336 | $1,159,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 62,275 | $1,159,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 10,119 | $1,157,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 58,499 | $1,156,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 43,121 | $1,155,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 30,278 | $1,155,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 17,519 | $1,150,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 21,620 | $1,150,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 76,223 | $1,149,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 40,415 | $1,148,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 44,767 | $1,147,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 15,065 | $1,146,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 72,116 | $1,146,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 63,223 | $1,146,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 77,784 | $1,141,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 30,900 | $1,138,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 17,814 | $1,137,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 15,865 | $1,134,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 9,983 | $1,132,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 101,959 | $1,132,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 42,839 | $1,132,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 82,173 | $1,131,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 94,657 | $1,131,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 39,668 | $1,129,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 33,022 | $1,128,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 59,474 | $1,125,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 105,117 | $1,118,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 30,845 | $1,115,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 48,196 | $1,114,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 80,200 | $1,112,000 | thousands by filing date | |
| AVENUE MUT FDS TR | 05358F301 | CRED STRA INST | 103,881 | $1,108,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 16,356 | $1,107,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 22,863 | $1,105,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 55,402 | $1,105,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 37,667 | $1,104,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 61,359 | $1,104,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 90,827 | $1,102,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 124,291 | $1,100,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 24,723 | $1,099,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 15,886 | $1,098,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 47,631 | $1,097,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 21,797 | $1,096,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 68,514 | $1,096,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 72,123 | $1,095,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 76,783 | $1,093,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 25,787 | $1,091,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 14,038 | $1,089,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,428 | $1,080,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 45,908 | $1,080,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 10,277 | $1,078,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 25,221 | $1,077,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 75,738 | $1,072,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 72,657 | $1,072,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 22,994 | $1,071,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 14,644 | $1,070,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 19,152 | $1,069,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 43,766 | $1,068,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 62,250 | $1,061,000 | thousands by filing date | |
| ABSOLUTE SHS TR WBI BBR GBL HIGH | 00400R882 | CEF | 42,969 | $1,061,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 13,314 | $1,060,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 27,614 | $1,060,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 111,982 | $1,059,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 20,628 | $1,059,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 26,276 | $1,059,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 14,775 | $1,057,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 18,060 | $1,057,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 41,498 | $1,057,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 38,074 | $1,056,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 21,091 | $1,055,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 77,196 | $1,055,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 31,011 | $1,053,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 59,005 | $1,052,000 | thousands by filing date | |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 17,791 | $1,052,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153204 | COM NEW | 30,242 | $1,051,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 110,299 | $1,048,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 49,543 | $1,048,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 18,618 | $1,046,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 16,891 | $1,046,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 75,336 | $1,043,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 19,566 | $1,041,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 4,834 | $1,037,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 15,414 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 14,432 | $1,036,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 29,372 | $1,035,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 9,124 | $1,033,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 13,438 | $1,032,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 20,026 | $1,032,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 34,801 | $1,030,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 19,434 | $1,027,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 34,577 | $1,027,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 49,220 | $1,023,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 26,850 | $1,023,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 51,360 | $1,018,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 39,904 | $1,018,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 11,810 | $1,017,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 57,408 | $1,017,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 95,018 | $1,015,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 21,572 | $1,014,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 19,512 | $1,012,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 14,401 | $1,012,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 102,665 | $1,012,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 20,441 | $1,008,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 18,650 | $1,007,000 | thousands by filing date | |
| UNIFIED SER TR | 90470K172 | TOREAD LC INST | 68,322 | $1,004,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 10,329 | $1,002,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 37,565 | $999,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 46,955 | $999,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 59,999 | $998,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 34,432 | $995,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 19,006 | $994,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 19,211 | $992,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 42,829 | $992,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 32,001 | $989,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 24,296 | $982,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 29,527 | $982,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 52,051 | $981,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 52,502 | $981,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 19,569 | $979,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 37,012 | $977,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 27,753 | $977,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 21,639 | $976,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 27,076 | $973,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 19,296 | $971,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 39,894 | $971,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 20,908 | $970,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 68,829 | $970,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 48,694 | $970,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 42,636 | $969,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 18,681 | $967,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 13,947 | $967,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 108,679 | $965,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 75,487 | $964,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 10,596 | $964,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 8,160 | $962,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 72,380 | $962,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 11,975 | $959,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 60,106 | $959,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 28,136 | $958,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 170,879 | $954,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 29,855 | $952,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 40,232 | $949,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 41,967 | $949,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 74,399 | $949,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 16,700 | $948,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 20,761 | $947,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 11,581 | $946,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 10,456 | $946,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 30,465 | $942,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 98,158 | $940,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 74,684 | $939,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 22,818 | $938,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 20,789 | $938,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 13,601 | $937,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 62,612 | $937,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 7,055 | $936,000 | thousands by filing date | |
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 81,383 | $933,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 52,780 | $932,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 72,669 | $932,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 52,188 | $932,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 124,244 | $931,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 248,974 | $931,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 20,603 | $929,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 12,701 | $929,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 67,774 | $922,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 13,113 | $922,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 53,434 | $921,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 18,334 | $920,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 128,241 | $919,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 33,977 | $918,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 26,453 | $916,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 13,414 | $915,000 | thousands by filing date | |
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 28,711 | $909,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 28,555 | $909,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 18,254 | $908,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 10,311 | $907,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 60,313 | $905,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 31,015 | $903,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 8,574 | $902,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 33,860 | $902,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 45,393 | $901,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 46,382 | $901,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 34,019 | $901,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 30,123 | $901,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,152 | $900,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 42,131 | $900,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 40,463 | $899,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 61,304 | $899,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 9,764 | $897,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 9,323 | $897,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 34,434 | $896,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 33,310 | $893,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 7,924 | $893,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20,541 | $891,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 51,055 | $890,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 42,248 | $890,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 6,360 | $890,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 16,521 | $888,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 20,057 | $885,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 38,697 | $885,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 12,910 | $884,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 14,184 | $884,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 43,872 | $881,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 99,696 | $880,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 168,450 | $879,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 127,706 | $879,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 9,307 | $877,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 7,011 | $874,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 1,133 | $873,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 122,814 | $873,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 70,916 | $873,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 91,921 | $871,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 13,176 | $870,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 19,666 | $870,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 6,355 | $864,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 23,797 | $862,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 10,402 | $861,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 4,977 | $861,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 55,552 | $859,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 59,195 | $858,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 34,891 | $858,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 16,862 | $857,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 12,195 | $856,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 222,349 | $856,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 47,153 | $855,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 14,923 | $854,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 50,109 | $854,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 15,646 | $852,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,036 | $852,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 78,096 | $852,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 29,790 | $850,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 349,366 | $849,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 9,006 | $847,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 22,476 | $847,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 25,840 | $845,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 17,235 | $845,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 126,145 | $844,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 30,493 | $844,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 61,540 | $841,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 18,566 | $839,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 50,931 | $836,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 53,094 | $836,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 18,122 | $835,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 59,790 | $835,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 15,050 | $835,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 25,043 | $834,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 74,286 | $832,000 | thousands by filing date | |
| DOMINION ENERGY MIDSTRM PRTN | 257454108 | COM UT REP LTD | 20,435 | $832,000 | thousands by filing date | |
| ETF SER TR | 26923E108 | REC CAP NAS100 | 35,926 | $832,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 170,164 | $829,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 19,409 | $827,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 35,355 | $826,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 14,152 | $825,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 38,268 | $825,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-15-000004 | this filing | 2015-05-14 | acceptance time not in the bulk data set |