13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-05, with 2,677 holding rows worth $4,630,829,000 by the sum of the rows.
- Accession
- 0001403438-14-000007
- Filer
- CIK 1403438
- Filed
- 2014-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 2,677 entries on the cover page, a total value of $17,166,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,630,829,000 with VALUE read as thousands by filing date, 13F file number 028-12526. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $17,166,593,000, 271% more than the sum of the rows, $4,630,829,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CHEMTURA CORP | 163893209 | COM NEW | 9,391 | $1,693,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 10,070 | $1,693,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 4,497 | $1,693,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 13,805 | $1,693,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 63,610 | $1,693,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 17,219 | $1,693,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 23,862 | $1,693,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 11,852 | $1,693,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 9,357 | $1,693,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 32,897 | $1,693,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 9,599 | $1,693,000 | thousands by filing date | |
| POLYPORE INTL INC | 73179V103 | COM | 10,000 | $1,693,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 12,428 | $1,693,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 32,831 | $1,693,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 33,959 | $1,693,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 59,878 | $1,693,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 41,179 | $1,693,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 10,590 | $1,693,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 19,044 | $1,693,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 19,034 | $1,693,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 7,811 | $1,693,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 5,783 | $1,693,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 54,570 | $1,693,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 19,025 | $1,693,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 12,559 | $1,693,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 56,102 | $1,693,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 12,627 | $1,693,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 38,880 | $1,693,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 7,953 | $1,693,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 23,911 | $1,693,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 3,076 | $1,693,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 18,772 | $1,693,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 7,615 | $1,693,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 40,653 | $1,693,000 | thousands by filing date | |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 121,233 | $1,693,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 10,000 | $1,693,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 25,145 | $1,693,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,171 | $1,693,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 4,781 | $1,693,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 3,809 | $1,693,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 14,357 | $1,693,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 8,684 | $1,693,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 9,785 | $1,693,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 15,792 | $1,693,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 8,905 | $1,693,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 2,699 | $1,693,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 30,898 | $1,693,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 11,029 | $1,693,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 2,869 | $1,693,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 19,276 | $1,693,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 29,831 | $1,693,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 18,000 | $1,693,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 18,886 | $1,693,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 13,401 | $1,693,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 65,964 | $1,693,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 37,556 | $1,693,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 10,729 | $1,693,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 46,626 | $1,693,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 72,880 | $1,693,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 2,850 | $1,693,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 39,320 | $1,693,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 6,264 | $1,693,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 45,676 | $1,693,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 30,217 | $1,693,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 17,002 | $1,693,000 | thousands by filing date | |
| DRYSHIPS INC. | 262498AB4 | NOTE 5.000%12/0 | 12,000 | $1,693,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 8,134 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 171,459 | $1,693,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 8,701 | $1,693,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 60,173 | $1,693,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 47,300 | $1,693,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,548 | $1,693,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 19,997 | $1,693,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 126,765 | $1,693,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 16,380 | $1,693,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 50,895 | $1,693,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 39,772 | $1,693,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 33,484 | $1,693,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 14,715 | $1,693,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 27,308 | $1,693,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 44,550 | $1,693,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 3,700 | $1,693,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 28,552 | $1,693,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 39,488 | $1,693,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 3,217 | $1,693,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 46,745 | $1,693,000 | thousands by filing date | |
| ZOGENIX INC | 98978L105 | COM | 86,994 | $1,693,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 50,639 | $1,693,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 65,286 | $1,693,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 11,000 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 346,618 | $1,693,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 3,235 | $1,693,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 52,768 | $1,693,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 27,936 | $1,693,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 11,635 | $1,693,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 33,640 | $1,693,000 | thousands by filing date | |
| NORTHSTAR RLTY FIN CORP | 66704R100 | COM | 70,625 | $1,693,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 56,015 | $1,693,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 16,574 | $1,693,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 10,721 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 20,792 | $1,693,000 | thousands by filing date | |
| ROYCE FOCUS TR | 78080N108 | COM | 12,963 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 679,737 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 525,865 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 1,328,032 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 6,074 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 160,781 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 63,562 | $1,693,000 | thousands by filing date | |
| ISHARES INC MSCI UTD KINGD | 464286699 | COM | 66,317 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 6,267 | $1,693,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 1,090,058 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 20,227 | $1,693,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 30,666 | $1,693,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 12,451 | $1,693,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 11,306 | $1,693,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 54,033 | $1,693,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 34,269 | $1,693,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 10,043 | $1,693,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 8,298 | $1,693,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 250,140 | $1,693,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 9,009 | $1,693,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 16,000 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 246,165 | $1,693,000 | thousands by filing date | |
| MAGELLAN PETROLEUM CORP | 559091301 | com | 17,700 | $1,693,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 298,763 | $1,693,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 141,563 | $1,693,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 284,989 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 340,897 | $1,693,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 2,747 | $1,693,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 10,650 | $1,693,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 641,507 | $1,693,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 363,889 | $1,693,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 74,884 | $1,693,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 22,135 | $1,693,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 150,648 | $1,693,000 | thousands by filing date | |
| Revenueshares Etf Trust | 761396100 | LARGECAP FD | 115,772 | $1,693,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 480,794 | $1,693,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 115,912 | $1,693,000 | thousands by filing date | |
| Market Vectors Etf | 57060U878 | HG YLD MUN ETF | 442,527 | $1,693,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 52,359 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 24,213 | $1,693,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 150,514 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 16,131 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 31,834 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 44,529 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 27,810 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 23,281 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 50,865 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 47,470 | $1,693,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 25,510 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 28,696 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 39,902 | $1,693,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 99,467 | $1,693,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 39,744 | $1,693,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 38,839 | $1,693,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 37,000 | $1,693,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 13,828 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS PHARM ETF T | 57060U217 | ETF | 11,974 | $1,693,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 31,489 | $1,693,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS ML | 75885Y107 | COM | 51,414 | $1,693,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 338,720 | $1,693,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 102,303 | $1,693,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 25,283 | $1,693,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 28,286 | $1,693,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 73,887 | $1,693,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 55,009 | $1,693,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 53,061 | $1,693,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 184,130 | $1,693,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 13,553 | $1,693,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 116,280 | $1,693,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 72,683 | $1,693,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 186,809 | $1,693,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 30,047 | $1,693,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 11,339 | $1,693,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 22,100 | $1,693,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6,578 | $1,693,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 371,709 | $1,693,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 6,303 | $1,693,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 128,603 | $1,693,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 42,658 | $1,693,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 38,629 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 43,408 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 13,690 | $1,693,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 232,839 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 47,249 | $1,693,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 18,280 | $1,693,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 10,000 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 5,880 | $1,693,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 23,022 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 9,776 | $1,693,000 | thousands by filing date | |
| PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT | 71672U101 | COM | 33,684 | $1,693,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 37,688 | $1,693,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 15,793 | $1,693,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 9,199 | $1,693,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 39,161 | $1,693,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 50,631 | $1,693,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 93,239 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 14,167 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 61,775 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 16,559 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 24,007 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 45,846 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 11,903 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 11,259 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 91,392 | $1,693,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 48,997 | $1,693,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 31,059 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 56,482 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 172,523 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 21,055 | $1,693,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 18,852 | $1,693,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 20,761 | $1,693,000 | thousands by filing date | |
| MINES MGMT INC | 603432105 | COM | 12,235 | $1,693,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 207,681 | $1,693,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 68,487 | $1,693,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 18,270 | $1,693,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 10,776 | $1,693,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 25,310 | $1,693,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 11,701 | $1,693,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 106,524 | $1,693,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 23,838 | $1,693,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 58,774 | $1,693,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 84,498 | $1,693,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 266,446 | $1,693,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 77,693 | $1,693,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 111,272 | $1,693,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 11,589 | $1,693,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 22,635 | $1,693,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 11,050 | $1,693,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,079 | $1,693,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 25,856 | $1,693,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 61,561 | $1,693,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 20,589 | $1,693,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 145,865 | $1,693,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 324,795 | $1,693,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 15,994 | $1,693,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 22,897 | $1,693,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 68,003 | $1,693,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 161,360 | $1,693,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 76,907 | $1,693,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 81,083 | $1,693,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 31,154 | $1,693,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 23,594 | $1,693,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 19,033 | $1,693,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 11,952 | $1,693,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 21,386 | $1,693,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 63,787 | $1,693,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23338T101 | COM | 27,674 | $1,693,000 | thousands by filing date | |
| EAGLE ROCK ENERGY PARTNERS L | 26985R104 | UNIT | 325,792 | $1,693,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 122,534 | $1,693,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 50,119 | $1,693,000 | thousands by filing date | |
| IPASS INC | 46261V108 | COM | 20,000 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 1,532,240 | $1,693,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 13,477 | $1,693,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 16,678 | $1,693,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 23,793 | $1,693,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 122,307 | $1,693,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 45,529 | $1,693,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,524,033 | $1,693,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 14,260 | $1,693,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 45,529 | $1,693,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 32,950 | $1,693,000 | thousands by filing date | |
| LUCAS ENERGY INC | 549333201 | COM NEW | 16,000 | $1,693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 7,001 | $1,693,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 12,586 | $1,693,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 31,855 | $1,693,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 58,693 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 10,736 | $1,693,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 31,783 | $1,693,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 11,719 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 876,272 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 260,772 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 30,489 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 396,347 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 293,092 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 101,200 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 11,118 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 336,868 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 48,644 | $1,693,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 54,577 | $1,693,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 27,665 | $1,693,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 31,781 | $1,693,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 13,275 | $1,693,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 10,919 | $1,693,000 | thousands by filing date | |
| PIMCO All Asset All Authority | 72200Q182 | Com | 238,764 | $1,693,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 165,071 | $1,693,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 43,600 | $1,693,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 204,107 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 28,902 | $1,693,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 50,017 | $1,693,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 17,162 | $1,693,000 | thousands by filing date | |
| WET SEAL INC/THE-CLASS A | 961840105 | CL A | 16,545 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 48,009 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 89,780 | $1,693,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 85,000 | $1,693,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 39,610 | $1,693,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 13,000 | $1,693,000 | thousands by filing date | |
| VELOCITYSHARES INV VIX SH-TM | 22542D795 | INVR | 84,206 | $1,693,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 33,431 | $1,693,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 28,876 | $1,693,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 23,365 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 11,535 | $1,693,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 41,348 | $1,693,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,615 | $1,693,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 23,900 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 9,534 | $1,693,000 | thousands by filing date | |
| ENDEAVOUR INTERNATIONAL CORP | 29259G200 | COM | 20,357 | $1,693,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 25,901 | $1,693,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 14,392 | $1,693,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 14,968 | $1,693,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 29,986 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 105,872 | $1,693,000 | thousands by filing date | |
| DEJOUR ENTERPRISES LTD | 24486R103 | COM | 20,000 | $1,693,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 20,878 | $1,693,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 16,800 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 26,696 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 199,851 | $1,693,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 186,449 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 110,758 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 221,607 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 258,331 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 12,300 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 13,938 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 13,096 | $1,693,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 144,361 | $1,693,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 62,807 | $1,693,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 50,713 | $1,693,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 77,056 | $1,693,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 2,899,309 | $1,693,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 25,909 | $1,693,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 91,530 | $1,693,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 154,060 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 16,845 | $1,693,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 28,149 | $1,693,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 32,110 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74348A590 | PSHS ULDOW30 NEW | 10,901 | $1,693,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 7,505 | $1,693,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 21,666 | $1,693,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 79,096 | $1,693,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461654 | LOW VOL EM DIV | 11,764 | $1,693,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 85,917 | $1,693,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 11,537 | $1,693,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 53,278 | $1,693,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 5,500 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M613 | GUG RAYM JAMES S | 28,508 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 50,517 | $1,693,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 20,398 | $1,693,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L308 | US LC TRENDP ETN | 122,212 | $1,693,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L209 | US MC TRENDP ETN | 7,524 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 71,369 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 9,632 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 320,825 | $1,693,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 37,769 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 184,839 | $1,693,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 55,535 | $1,693,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P150 | CHINA TRNDP ETF | 17,167 | $1,693,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 12,111 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 31,523 | $1,693,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 13,791 | $1,693,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 7,840 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 71,623 | $1,693,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 50,435 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 182,986 | $1,693,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 105,560 | $1,693,000 | thousands by filing date | |
| DIAMOND HILL LONG/SHORT -A | 25264S403 | COMMON | 86,617 | $1,693,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 8,919 | $1,693,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 85,831 | $1,693,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 14,683 | $1,693,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 29,056 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 4,875 | $1,693,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 10,500 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 12,195 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 8,075 | $1,693,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 19,700 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 58,533 | $1,693,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 7,840 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 5,835 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 60,127 | $1,693,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 58,767 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 436,945 | $1,693,000 | thousands by filing date | |
| HELIOS MULTI SEC HI INC FD I | 42327Y202 | COM NEW | 14,966 | $1,693,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 24,319 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 14,990 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 354,019 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 40,465 | $1,693,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 64,685 | $1,693,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 72,856 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 50,289 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 27,473 | $1,693,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 182,505 | $1,693,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 22,045 | $1,693,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 148,734 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 24,329 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 14,945 | $1,693,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 21,729 | $1,693,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 43,092 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 42,296 | $1,693,000 | thousands by filing date | |
| SCHOONER FUND CLASS I | 89834E773 | Equity Mutual Fu | 13,325 | $1,693,000 | thousands by filing date | |
| CGG SPONS ADR | 12531Q105 | ADR | 13,326 | $1,693,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 6,064 | $1,693,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 24,289 | $1,693,000 | thousands by filing date | |
| SAMSON OIL AND GAS LIMITED ADR | 796043107 | ADR | 32,916 | $1,693,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 39,889 | $1,693,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 13,474 | $1,693,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 61,641 | $1,693,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 333,509 | $1,693,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 12,000 | $1,693,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 13,550 | $1,693,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,547 | $1,693,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 29,000 | $1,693,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 45,133 | $1,693,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 29,310 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 20,210 | $1,693,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 87,811 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U308 | MV STEEL INDEX | 23,516 | $1,693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 53,300 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 28,919 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U829 | GAMING ETF | 4,061 | $1,693,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 33,723 | $1,693,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,010 | $1,693,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 81,860 | $1,693,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 14,703 | $1,693,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 27,156 | $1,693,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 6,269 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 12,810 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 19,932 | $1,693,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 25,000 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 99,612 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 19,352 | $1,693,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 147,895 | $1,693,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 28,666 | $1,693,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 17,738 | $1,693,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 25,514 | $1,693,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 17,882 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 38,793 | $1,693,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 33,262 | $1,693,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 21,700 | $1,693,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 5,287 | $1,693,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 29,207 | $1,693,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 175,153 | $1,693,000 | thousands by filing date | |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 40,464 | $1,693,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 34,844 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 15,835 | $1,693,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 98,541 | $1,693,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 43,645 | $1,693,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 61,701 | $1,693,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 29,060 | $1,693,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 59,500 | $1,693,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 40,533 | $1,693,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 3,525 | $1,693,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 27,967 | $1,693,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 15,536 | $1,693,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 37,763 | $1,693,000 | thousands by filing date | |
| FIRST TRUST | 33737J208 | CANADA ALPHA | 24,146 | $1,693,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 17,114 | $1,693,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 6,542 | $1,693,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 33,913 | $1,693,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 18,501 | $1,693,000 | thousands by filing date | |
| VIRTUS TOTAL | 92829A103 | COM | 10,607 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 22,305 | $1,693,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 25,870 | $1,693,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 18,599 | $1,693,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 14,104 | $1,693,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 5,785 | $1,693,000 | thousands by filing date | |
| PROSHARES VIX | 74347W684 | VIX MDTRM FUTR | 11,772 | $1,693,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 22,500 | $1,693,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 176,630 | $1,693,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 12,013 | $1,693,000 | thousands by filing date | |
| SPDR S&P | 78463X723 | CONSM SPLS ETF | 11,780 | $1,693,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,335 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 29,324 | $1,693,000 | thousands by filing date | |
| REVENUESHARES FINANCIALS | 761396506 | S&P500 FINL FD | 14,892 | $1,693,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 7,568 | $1,693,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 56,138 | $1,693,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 89,588 | $1,693,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 14,550 | $1,693,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 17,000 | $1,693,000 | thousands by filing date | |
| PROSHARES TR II | 74347W387 | UL DJUBSNATG NEW | 7,302 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 2,769 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 2,168 | $1,693,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 10,759 | $1,693,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 18,894 | $1,693,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 70,547 | $1,693,000 | thousands by filing date | |
| Constellation Brands Inc Cl B | 21036P207 | Com | 6,450 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 2,764 | $1,693,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 11,199 | $1,693,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 13,069 | $1,693,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 45,000 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347X310 | CMN | 4,765 | $1,693,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 22,000 | $1,693,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 22,098 | $1,693,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 11,587 | $1,693,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 18,218 | $1,693,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 18,336 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U779 | GULF STS ETF | 10,856 | $1,693,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 16,753 | $1,693,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 15,273 | $1,693,000 | thousands by filing date | |
| COLUMBIA ETF TR | 19761R406 | SEL LC GRW ETF | 5,337 | $1,693,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 40,000 | $1,693,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505400 | FORENSIC ACCTG | 6,885 | $1,693,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000007 | this filing | 2014-08-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001403438-14-000009 | base | 2014-08-05 | acceptance time not in the bulk data set |