13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-05, with 2,677 holding rows worth $4,630,829,000 by the sum of the rows.
- Accession
- 0001403438-14-000007
- Filer
- CIK 1403438
- Filed
- 2014-08-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 2,677 entries on the cover page, a total value of $17,166,593,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,630,829,000 with VALUE read as thousands by filing date, 13F file number 028-12526. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The cover page states a total of $17,166,593,000, 271% more than the sum of the rows, $4,630,829,000. This page uses the sum of the rows.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 69,633 | $1,693,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 106,660 | $1,693,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,448 | $1,693,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 49,516 | $1,693,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 81,434 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 14,204 | $1,693,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 117,776 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 23,186 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 73,145 | $1,693,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 45,481 | $1,693,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 763,961 | $1,693,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 53,780 | $1,693,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 36,641 | $1,693,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 470,089 | $1,693,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 46,842 | $1,693,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 161,092 | $1,693,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 135,418 | $1,693,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 317,050 | $1,693,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 24,670 | $1,693,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 12,863 | $1,693,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 70,419 | $1,693,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,645 | $1,693,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 7,900 | $1,693,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 42,127 | $1,693,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 7,334 | $1,693,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 7,728 | $1,693,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 7,202 | $1,693,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 133,678 | $1,693,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 4,965 | $1,693,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,181 | $1,693,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 45,003 | $1,693,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 44,011 | $1,693,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 134,738 | $1,693,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 17,931 | $1,693,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 17,151 | $1,693,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 35,980 | $1,693,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 21,528 | $1,693,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,780 | $1,693,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 42,361 | $1,693,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 75,532 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 4,859,727 | $1,693,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 58,609 | $1,693,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 13,876 | $1,693,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 17,111 | $1,693,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 14,157 | $1,693,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 69,638 | $1,693,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 18,193 | $1,693,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 30,306 | $1,693,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 50,820 | $1,693,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,240 | $1,693,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 50,733 | $1,693,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 78,617 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 31,084 | $1,693,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 26,786 | $1,693,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 198,783 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 62,468 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 130,164 | $1,693,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 110,078 | $1,693,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 21,777 | $1,693,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 817,253 | $1,693,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 28,185 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 17,120 | $1,693,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 37,308 | $1,693,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 389,095 | $1,693,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 121,774 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 9,587 | $1,693,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,559 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 12,604 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 45,237 | $1,693,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 8,416 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 94,806 | $1,693,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 18,716 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 10,705 | $1,693,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 40,064 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 59,247 | $1,693,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 17,561 | $1,693,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 19,429 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 770,261 | $1,693,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 33,103 | $1,693,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 13,273 | $1,693,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 206,539 | $1,693,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 15,738 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 32,970 | $1,693,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,113,042 | $1,693,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEUCRIUM COMMODITY TR | 88166A102 | CORN FD SHS | 13,713 | $1,693,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 46,133 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 17,988 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 32,764 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 25,830 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 23,318 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 384,753 | $1,693,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 546,449 | $1,693,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 14,698 | $1,693,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 22,090 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 661,384 | $1,693,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 27,764 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 7,598 | $1,693,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12,969 | $1,693,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 3,316 | $1,693,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 11,284 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 14,039 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 66,661 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 109,323 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 350,180 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 8,367 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 10,077 | $1,693,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 44,200 | $1,693,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 9,972 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 422,356 | $1,693,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 9,231 | $1,693,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 16,259 | $1,693,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 16,624 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 4,540 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,051 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 48,408 | $1,693,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 197,294 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 5,191 | $1,693,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 4,994 | $1,693,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 29,245 | $1,693,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 7,639 | $1,693,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 77,969 | $1,693,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 21,655 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 24,347 | $1,693,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 159,246 | $1,693,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 11,415 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 9,499 | $1,693,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 15,532 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74348A608 | SHT 7-10 YR TR | 13,137 | $1,693,000 | thousands by filing date | |
| UNITED STS 12 MONTH OIL FD L | 91288V103 | UNIT BEN INT | 7,258 | $1,693,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 8,090 | $1,693,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 7,925 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 77,349 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 45,844 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 12,647 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 45,424 | $1,693,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 670,697 | $1,693,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 81,739 | $1,693,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 113,899 | $1,693,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 124,929 | $1,693,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 276,800 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 10,987 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 700,152 | $1,693,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 139,887 | $1,693,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 28,728 | $1,693,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 50,909 | $1,693,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 14,040 | $1,693,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 19,812 | $1,693,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 23,651 | $1,693,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 25,192 | $1,693,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 31,537 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 31,211 | $1,693,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 141,460 | $1,693,000 | thousands by filing date | |
| Mkt Vectors Semiconductor ETF | 57060U233 | Equity | 8,373 | $1,693,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 1,875,272 | $1,693,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 51,695 | $1,693,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 2,264 | $1,693,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 278,548 | $1,693,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 2,069,555 | $1,693,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 4,660 | $1,693,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 38,880 | $1,693,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 26,552 | $1,693,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 52,098 | $1,693,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 59,110 | $1,693,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 291,028 | $1,693,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 40,722 | $1,693,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 4,621 | $1,693,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 264,383 | $1,693,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 25,925 | $1,693,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 48,515 | $1,693,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 18,273 | $1,693,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 10,950 | $1,693,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 44,899 | $1,693,000 | thousands by filing date | |
| EATON VANCE NJ MUNI INCOME T | 27826V106 | SH BEN INT | 12,083 | $1,693,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 62,882 | $1,693,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 8,694 | $1,693,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 19,626 | $1,693,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 8,583 | $1,693,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 21,826 | $1,693,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 9,266 | $1,693,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 12,261 | $1,693,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 456,153 | $1,693,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 10,711 | $1,693,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 12,842 | $1,693,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 23,497 | $1,693,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 13,693 | $1,693,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 23,250 | $1,693,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 41,691 | $1,693,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 9,959 | $1,693,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 11,131 | $1,693,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 17,352 | $1,693,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 41,266 | $1,693,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 19,249 | $1,693,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 136,508 | $1,693,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 17,122 | $1,693,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 151,496 | $1,693,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 146,477 | $1,693,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 72,465 | $1,693,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 23,875 | $1,693,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 48,993 | $1,693,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 41,957 | $1,693,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 10,109 | $1,693,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 13,052 | $1,693,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 11,657 | $1,693,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 22,165 | $1,693,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 12,292 | $1,693,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 140,144 | $1,693,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 114,310 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 31,494 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 85,831 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 199,302 | $1,693,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 110,627 | $1,693,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 23,818 | $1,693,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 43,106 | $1,693,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 25,718 | $1,693,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 10,571 | $1,693,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 11,905 | $1,693,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 28,592 | $1,693,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 5,890 | $1,693,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 54,994 | $1,693,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 7,427 | $1,693,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 24,830 | $1,693,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 29,654 | $1,693,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 16,086 | $1,693,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 130,878 | $1,693,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 120,477 | $1,693,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 13,570 | $1,693,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 874,998 | $1,693,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 42,228 | $1,693,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,509 | $1,693,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 16,599 | $1,693,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 113,615 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 216,445 | $1,693,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 48,578 | $1,693,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,125 | $1,693,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,632 | $1,693,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 21,684 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 133,013 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 18,771 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,940,619 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 275,459 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 425,854 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 540,337 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 3,779,487 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 147,632 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 886,687 | $1,693,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 890,131 | $1,693,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 132,644 | $1,693,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 1,118,488 | $1,693,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 35,704 | $1,693,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 247,889 | $1,693,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 20,369 | $1,693,000 | thousands by filing date | |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 45,200 | $1,693,000 | thousands by filing date | |
| THERAVANCE INC | 88338T104 | COMMON STOCK | 7,286 | $1,693,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 121,870 | $1,693,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 16,723 | $1,693,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 6,415 | $1,693,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 7,121 | $1,693,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 200,322 | $1,693,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 24,333 | $1,693,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 55,124 | $1,693,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 51,248 | $1,693,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 19,853 | $1,693,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 263,902 | $1,693,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 10,265 | $1,693,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 18,434 | $1,693,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 359,388 | $1,693,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 19,137 | $1,693,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 12,973 | $1,693,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 15,495 | $1,693,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 35,709 | $1,693,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 46,340 | $1,693,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 30,090 | $1,693,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 47,931 | $1,693,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 25,235 | $1,693,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 97,217 | $1,693,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 23,497 | $1,693,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 61,887 | $1,693,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 2,714 | $1,693,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 11,035 | $1,693,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 16,025 | $1,693,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 24,306 | $1,693,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 20,824 | $1,693,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 57,723 | $1,693,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 1,410 | $1,693,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,597 | $1,693,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 14,543 | $1,693,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 10,520 | $1,693,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 3,390 | $1,693,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 3,724 | $1,693,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 27,546 | $1,693,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 10,772 | $1,693,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 52,900 | $1,693,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 1,492,569 | $1,693,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 50,610 | $1,693,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 575,361 | $1,693,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 26,354 | $1,693,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 10,418 | $1,693,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 98,878 | $1,693,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 352,458 | $1,693,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 25,575 | $1,693,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 56,955 | $1,693,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 17,254 | $1,693,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 20,850 | $1,693,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 8,281 | $1,693,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 65,220 | $1,693,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 59,818 | $1,693,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 9,757 | $1,693,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 114,357 | $1,693,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 7,927 | $1,693,000 | thousands by filing date | |
| NW Biotherapeutics | 66737P600 | USD | 71,342 | $1,693,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 105,889 | $1,693,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 40,287 | $1,693,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 9,719 | $1,693,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 31,859 | $1,693,000 | thousands by filing date | |
| 38259p508 | COM | 44,349 | $1,693,000 | thousands by filing date | ||
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 181,074 | $1,693,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 14,585 | $1,693,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5,692 | $1,693,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 24,868 | $1,693,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 120,496 | $1,693,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 6,982 | $1,693,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 79,745 | $1,693,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 39,123 | $1,693,000 | thousands by filing date | |
| Cohen Steers Pfd Secs Inc Fdfd | 19248X307 | ETF | 81,012 | $1,693,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 15,464 | $1,693,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 9,540 | $1,693,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 117,183 | $1,693,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 14,730 | $1,693,000 | thousands by filing date | |
| LOOMIS SAYLES INVESTMENT GRADE BOND FUND CLASS Y | 543487136 | Mutual Fund | 23,788 | $1,693,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 81,599 | $1,693,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 206,125 | $1,693,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 603,641 | $1,693,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 42,939 | $1,693,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 41,034 | $1,693,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 214,693 | $1,693,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 47,173 | $1,693,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 80,441 | $1,693,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 49,324 | $1,693,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 327,423 | $1,693,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 1,852 | $1,693,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 15,069 | $1,693,000 | thousands by filing date | |
| WASATCH INTERNATIONAL GROWTH INVESTOR | 936793405 | COM | 58,121 | $1,693,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 219,960 | $1,693,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 18,679 | $1,693,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 19,727 | $1,693,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 4,111 | $1,693,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 56,567 | $1,693,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 365,315 | $1,693,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 54,658 | $1,693,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 13,811 | $1,693,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 6,933 | $1,693,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 45,754 | $1,693,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 186,249 | $1,693,000 | thousands by filing date | |
| SHYD | 57061R486 | ETF | 22,999 | $1,693,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 4,096 | $1,693,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 11,687 | $1,693,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 90,632 | $1,693,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 22,957 | $1,693,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 89,490 | $1,693,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 160,653 | $1,693,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,565 | $1,693,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 783,497 | $1,693,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 44,848 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 9,402 | $1,693,000 | thousands by filing date | |
| PROSHARES TR | 74348A376 | SHRT SMALLCAP60 | 13,706 | $1,693,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 116,133 | $1,693,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 60,763 | $1,693,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 12,025 | $1,693,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 76,712 | $1,693,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 190,620 | $1,693,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 15,254 | $1,693,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 505,581 | $1,693,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 98,470 | $1,693,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 22,784 | $1,693,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 22,341 | $1,693,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 40,572 | $1,693,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 24,396 | $1,693,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 3,099 | $1,693,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 47,103 | $1,693,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 22,844 | $1,693,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 73,369 | $1,693,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 123,830 | $1,693,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 54,589 | $1,693,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 266,421 | $1,693,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,719 | $1,693,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 11,679 | $1,693,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 293,392 | $1,693,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 14,500 | $1,693,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 108,846 | $1,693,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 116,572 | $1,693,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 11,165 | $1,693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 112,978 | $1,693,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 51,523 | $1,693,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 19,590 | $1,693,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 11,222 | $1,693,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 417,981 | $1,693,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 7,086 | $1,693,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 41,543 | $1,693,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 8,905 | $1,693,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 10,110 | $1,693,000 | thousands by filing date | |
| PIMCO COMMODITY REAL RETURN STRATEGY FUND INSTITUTIONAL CLASS | 722005667 | OPEN END TAXABLE NO LOAD FUND | 154,051 | $1,693,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,810 | $1,693,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 18,429 | $1,693,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 47,090 | $1,693,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 23,582 | $1,693,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 8,127 | $1,693,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 44,467 | $1,693,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 18,707 | $1,693,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 305,903 | $1,693,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 40,592 | $1,693,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 7,785 | $1,693,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 13,524 | $1,693,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 45,014 | $1,693,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 16,210 | $1,693,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 32,343 | $1,693,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 39,349 | $1,693,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 4,995 | $1,693,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 117,537 | $1,693,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 111,148 | $1,693,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 37,488 | $1,693,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 35,111 | $1,693,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,287 | $1,693,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 385,486 | $1,693,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 56,836 | $1,693,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 8,872 | $1,693,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 2,266 | $1,693,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 5,595 | $1,693,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 6,286 | $1,693,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 13,184 | $1,693,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 12,971 | $1,693,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 15,611 | $1,693,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 8,323 | $1,693,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 7,835 | $1,693,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 113,387 | $1,693,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 9,945 | $1,693,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 39,948 | $1,693,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 74,719 | $1,693,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 4,690 | $1,693,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 70,879 | $1,693,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 20,324 | $1,693,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 21,825 | $1,693,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 16,793 | $1,693,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 78,857 | $1,693,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 48,937 | $1,693,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 25,869 | $1,693,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 38,134 | $1,693,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 15,662 | $1,693,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 54,148 | $1,693,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 324,741 | $1,693,000 | thousands by filing date | |
| SEI High Yield Bond | 783925647 | CEF | 102,942 | $1,693,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 115,629 | $1,693,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 5,642 | $1,693,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 47,078 | $1,693,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 20,670 | $1,693,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 12,000 | $1,693,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 34,367 | $1,693,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 10,124 | $1,693,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 34,273 | $1,693,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 61,826 | $1,693,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 28,383 | $1,693,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 12,389 | $1,693,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 30,315 | $1,693,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 84,177 | $1,693,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 17,406 | $1,693,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 18,409 | $1,693,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 33,991 | $1,693,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 9,238 | $1,693,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 80,956 | $1,693,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 8,125 | $1,693,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 7,817 | $1,693,000 | thousands by filing date | |
| POWERSHARES INDIA ETF TR | 73935L100 | INDIA PORT | 15,801 | $1,693,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 6,966 | $1,693,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 41,063 | $1,693,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 18,751 | $1,693,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 19,306 | $1,693,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 19,201 | $1,693,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 18,932 | $1,693,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 42,801 | $1,693,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 32,291 | $1,693,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 242,053 | $1,693,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 64,945 | $1,693,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 11,233 | $1,693,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 14,759 | $1,693,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 31,760 | $1,693,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 46,632 | $1,693,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 78,434 | $1,693,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 391,000 | $1,693,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 26,725 | $1,693,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 102,808 | $1,693,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 28,664 | $1,693,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 19,128 | $1,693,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 11,225 | $1,693,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 19,255 | $1,693,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 24,050 | $1,693,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 5,230 | $1,693,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 62,061 | $1,693,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 154,108 | $1,693,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 76,049 | $1,693,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 47,257 | $1,693,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,072,477 | $1,693,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000007 | this filing | 2014-08-05 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001403438-14-000009 | base | 2014-08-05 | acceptance time not in the bulk data set |