13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 2,644 holding rows worth $16,015,166,000.
- Accession
- 0001403438-14-000002
- Filer
- CIK 1403438
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,644 entries on the cover page, a total value of $16,015,166,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,015,166,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES U S ETF TR | 46431W101 | ENH US LCP ETF | 11,974 | $350,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 16,643 | $348,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 9,311 | $348,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 3,585 | $348,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233606 | CV PFD-E 7.25% | 15,979 | $348,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 13,881 | $347,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 6,957 | $347,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 29,457 | $345,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 46,783 | $345,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 8,659 | $345,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 37,328 | $345,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 13,080 | $344,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 9,698 | $344,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 21,420 | $344,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 4,793 | $342,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 49,234 | $342,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 16,048 | $342,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 26,493 | $341,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 12,820 | $341,000 | thousands by filing date | |
| MARKET VECTORS GLOBAL ALT | 57061R593 | COMMON | 6,089 | $341,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 5,595 | $340,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 9,068 | $340,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 8,895 | $340,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 8,533 | $340,000 | thousands by filing date | |
| ETFS WHITE METALS BASKET TR | 26923B104 | PHY WM BSK SHS | 8,930 | $340,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 18,792 | $339,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,079 | $339,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 5,131 | $339,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 18,250 | $337,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,158 | $336,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 8,118 | $336,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 10,787 | $336,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 14,320 | $335,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 27,147 | $335,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 5,145 | $334,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,860 | $334,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 9,217 | $334,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,228 | $334,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 24,353 | $334,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 27,159 | $334,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 15,957 | $334,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 28,279 | $333,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 4,304 | $332,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,876 | $332,000 | thousands by filing date | |
| Medgenics Inc New | 58436Q203 | COM NEW | 55,204 | $331,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 54,904 | $330,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 58,891 | $330,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 3,287 | $329,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,780 | $329,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 16,025 | $328,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 25,306 | $328,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 14,169 | $328,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 4,020 | $326,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 47,755 | $326,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 16,425 | $325,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 6,201 | $324,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 22,346 | $324,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 53,061 | $324,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 23,429 | $324,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,610 | $324,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 14,055 | $324,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 7,114 | $323,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,296 | $322,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,624 | $322,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 3,778 | $322,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 4,913 | $322,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 11,519 | $322,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 4,508 | $321,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 7,077 | $320,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 4,774 | $320,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 103,336 | $320,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 55,826 | $320,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 18,320 | $319,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,960 | $318,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 24,692 | $318,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 18,159 | $317,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 11,367 | $317,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 14,277 | $317,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 16,161 | $316,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 7,070 | $315,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 6,614 | $315,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 12,400 | $315,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 4,582 | $314,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 78,298 | $314,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 28,964 | $314,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 13,280 | $313,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 12,482 | $313,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 22,209 | $312,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 10,217 | $312,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 22,198 | $311,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 9,255 | $311,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 9,970 | $310,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 72,856 | $310,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 11,866 | $309,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 16,569 | $308,000 | thousands by filing date | |
| ISHARES TR | 464288216 | EMGR MKT INF ETF | 9,020 | $308,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 17,998 | $307,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 13,438 | $307,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 12,324 | $307,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 17,270 | $307,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,207 | $305,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 10,039 | $305,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 15,951 | $305,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 9,838 | $305,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 21,185 | $305,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 23,301 | $305,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 14,772 | $305,000 | thousands by filing date | |
| ISHARES GLBL INFLATION LINKED BOND FUND | 46429B812 | ETF | 6,147 | $305,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 15,365 | $303,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 9,255 | $303,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 11,597 | $302,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 33,180 | $302,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 6,163 | $301,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 5,129 | $301,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 7,517 | $300,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 6,191 | $300,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 25,123 | $300,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,579 | $300,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 25,281 | $299,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 6,148 | $298,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 3,945 | $298,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 6,727 | $297,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 11,260 | $297,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 9,434 | $297,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,108 | $297,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 8,003 | $296,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 6,689 | $296,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,312 | $296,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 13,300 | $296,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 12,230 | $296,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 44,262 | $296,000 | thousands by filing date | |
| NUVEEN NJ PREM INCOME MUN FD | 67101N106 | COM | 22,635 | $296,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 23,882 | $296,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 9,229 | $295,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 5,493 | $295,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 24,935 | $295,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 3,932 | $294,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 36,441 | $294,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 6,305 | $294,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 16,297 | $294,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 6,640 | $292,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 32,600 | $292,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 14,069 | $292,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,147 | $291,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 2,619 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 11,158 | $290,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 4,809 | $289,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 7,855 | $289,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 23,931 | $289,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 3,158 | $289,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 2,802 | $289,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 12,351 | $288,000 | thousands by filing date | |
| NUVEEN CALIFORNIA | 6706L0102 | COM | 22,286 | $288,000 | thousands by filing date | |
| UNITED STS GASOLINE FD LP | 91201T102 | UNITS | 4,796 | $287,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 5,447 | $287,000 | thousands by filing date | |
| HANCOCK JOHN INCOME SECS TR | 410123103 | COM | 20,001 | $286,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 22,631 | $286,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 81,850 | $285,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 17,534 | $285,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 12,140 | $285,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 24,793 | $285,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 23,589 | $285,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 9,535 | $284,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 39,750 | $284,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 14,025 | $283,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 6,985 | $283,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 9,617 | $283,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 14,902 | $281,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,529 | $281,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 27,997 | $281,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 13,728 | $281,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 7,139 | $280,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 11,156 | $280,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 7,639 | $280,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 6,099 | $280,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 2,768 | $278,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 6,760 | $278,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 29,500 | $278,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 33,626 | $278,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 6,450 | $278,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 11,168 | $278,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 4,344 | $277,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 2,657 | $277,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 7,795 | $277,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 135,650 | $275,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 3,585 | $274,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 24,367 | $274,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 3,482 | $273,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 11,709 | $273,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 15,345 | $273,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 26,410 | $273,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 10,750 | $273,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 17,327 | $272,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 43,866 | $272,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 4,267 | $272,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T107 | COM | 8,846 | $272,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 449 | $271,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 15,202 | $271,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 13,207 | $271,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 25,815 | $270,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 3,023 | $270,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 13,147 | $269,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 15,818 | $269,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 2,798 | $269,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 12,873 | $269,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 4,797 | $268,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 20,532 | $268,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 7,703 | $267,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,136 | $267,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,178 | $267,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 2,456 | $267,000 | thousands by filing date | |
| WISDOMTREE AUSTRALIA | 97717W810 | AUSTRALIA DIV FD | 4,578 | $267,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 4,474 | $266,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 22,044 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,417 | $266,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 6,139 | $266,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 4,714 | $265,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 5,972 | $263,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 8,657 | $263,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 18,824 | $263,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 13,564 | $262,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 22,527 | $261,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 9,479 | $260,000 | thousands by filing date | |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 19,457 | $260,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 5,133 | $260,000 | thousands by filing date | |
| OPENTABLE INC | 68372A104 | COM | 3,278 | $260,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 25,784 | $259,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 5,515 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287382 | JPX NIKKEI 400 | 4,890 | $258,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 8,048 | $258,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 13,011 | $258,000 | thousands by filing date | |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 19,139 | $257,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 8,825 | $257,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 7,442 | $257,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 8,023 | $257,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 13,351 | $256,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 9,497 | $256,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 11,670 | $256,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,066 | $255,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,938 | $255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 3,687 | $255,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 15,545 | $255,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,710 | $255,000 | thousands by filing date | |
| DWS HIGH INCOME OPPORT FD IN | 23339M204 | COM NEW | 17,731 | $255,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 8,260 | $255,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,976 | $254,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 13,256 | $254,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 5,677 | $254,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 7,055 | $253,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 16,548 | $253,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 19,671 | $253,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 18,312 | $253,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 4,457 | $252,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 3,991 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,418 | $252,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 5,204 | $252,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 17,713 | $251,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 6,388 | $251,000 | thousands by filing date | |
| DBX ETF TR XTRACK | 233051861 | MSCI UK | 9,700 | $251,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,501 | $250,000 | thousands by filing date | |
| EATON VANCE CALIF MUN BD FD | 27828C106 | COM | 23,388 | $250,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 12,166 | $250,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 3,590 | $250,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 7,381 | $250,000 | thousands by filing date | |
| ROCKVILLE FINANCIAL INC | 774188106 | COM | 17,560 | $250,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 4,838 | $249,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 4,674 | $249,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 2,509 | $249,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 4,780 | $248,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 5,998 | $248,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,333 | $248,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 2,153 | $248,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 9,913 | $248,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 14,550 | $247,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,457 | $246,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 5,079 | $246,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 5,660 | $246,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 15,495 | $246,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 9,504 | $245,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,907 | $245,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 3,238 | $245,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 8,823 | $245,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 12,506 | $245,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 4,359 | $244,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 3,928 | $244,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 18,376 | $244,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E358 | GLB X PERMETF | 10,500 | $244,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,142 | $243,000 | thousands by filing date | |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 2,530 | $242,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 18,517 | $242,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 10,078 | $242,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 6,202 | $242,000 | thousands by filing date | |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 14,969 | $241,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 11,585 | $241,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 6,862 | $240,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 4,853 | $240,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 18,140 | $240,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 16,970 | $239,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 12,160 | $239,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 10,548 | $239,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,177 | $238,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 19,299 | $238,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 15,100 | $238,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 9,490 | $237,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 6,114 | $237,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 6,034 | $237,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 16,141 | $237,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 4,523 | $236,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 29,397 | $236,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 5,117 | $236,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 11,967 | $236,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 14,053 | $236,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 7,430 | $236,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 2,311 | $235,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 5,497 | $235,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8,360 | $235,000 | thousands by filing date | |
| ROUNDY'S INC | 779268101 | COM | 23,826 | $235,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,515 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 3,960 | $234,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 18,029 | $234,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 19,228 | $233,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,670 | $233,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 22,093 | $233,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 2,329 | $233,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 26,297 | $233,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 4,641 | $233,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 16,738 | $232,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,841 | $231,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 2,979 | $231,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 20,265 | $231,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 15,602 | $230,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 3,509 | $230,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 2,281 | $230,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 5,537 | $229,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 5,486 | $229,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD NJ QLTY | 09255A100 | COM | 17,675 | $229,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D787 | VIX MID TERM | 10,500 | $229,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 5,269 | $228,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 4,064 | $228,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 23,782 | $228,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 6,667 | $227,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 2,766 | $227,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 32,214 | $227,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 9,618 | $227,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 6,320 | $227,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 12,550 | $226,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 23,653 | $226,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 7,714 | $226,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 4,696 | $226,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,799 | $225,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 12,504 | $225,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 17,350 | $225,000 | thousands by filing date | |
| GUGGENHEIM EQUAL | 40167M106 | COM SH BEN INT | 11,935 | $225,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 10,732 | $224,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 5,008 | $224,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 2,490 | $223,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,137 | $222,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 3,016 | $222,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 3,810 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 7,541 | $221,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 5,348 | $221,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 5,822 | $221,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,984 | $220,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,197 | $220,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 2,379 | $220,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 5,010 | $219,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 18,784 | $219,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 5,499 | $219,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 9,545 | $219,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 12,982 | $219,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 3,197 | $219,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,179 | $218,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 4,409 | $218,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 6,772 | $217,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 4,188 | $217,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 7,320 | $217,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,773 | $217,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 7,770 | $217,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 10,075 | $217,000 | thousands by filing date | |
| ISHARES TR | 464289503 | S&P TARGET 25 | 5,345 | $217,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371102 | LARGE GROWTH | 7,625 | $217,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,518 | $216,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 7,230 | $216,000 | thousands by filing date | |
| MICROS SYS INC | 594901100 | COM | 3,759 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 6,751 | $216,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,653 | $215,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 4,119 | $215,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 5,894 | $215,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 6,176 | $215,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 7,035 | $215,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 3,618 | $214,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 883 | $214,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 11,977 | $214,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 8,506 | $214,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 10,104 | $214,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 10,192 | $214,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 3,320 | $213,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 10,906 | $213,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 10,668 | $213,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 8,799 | $213,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 33,052 | $213,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 10,803 | $213,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 2,555 | $212,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,067 | $211,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 7,800 | $211,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 10,618 | $211,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 15,578 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 4,066 | $209,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,053 | $209,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 5,080 | $209,000 | thousands by filing date | |
| PROSHARES SHORT SMALLCAP600 | 74347R784 | COM | 14,506 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,006 | $208,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 6,662 | $207,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 10,457 | $207,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 201 | $206,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 3,201 | $206,000 | thousands by filing date | |
| UNS ENERGY CORP | 903119105 | COM | 3,444 | $206,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 12,894 | $206,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 11,395 | $205,000 | thousands by filing date | |
| WISDOMTREE TR ASIA LC DBT FD | 97717X842 | COM | 4,285 | $205,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 2,941 | $204,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 5,549 | $204,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 10,300 | $204,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 3,828 | $204,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 7,764 | $203,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 2,453 | $203,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 8,750 | $203,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 22,756 | $203,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 6,127 | $202,000 | thousands by filing date | |
| NEW IRELAND FD INCORPORATED | 645673104 | Closed End Funds - Taxable | 15,660 | $201,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 10,478 | $201,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 6,900 | $201,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 2,692 | $200,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 11,312 | $200,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 12,056 | $200,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 6,723 | $200,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 16,145 | $200,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 22,115 | $200,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 14,500 | $199,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 16,224 | $198,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 15,600 | $198,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 11,145 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 14,402 | $197,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 13,910 | $196,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 15,028 | $195,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 12,236 | $195,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,464 | $190,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,372 | $190,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 47,783 | $189,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 11,207 | $188,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 15,339 | $188,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 10,896 | $186,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 45,905 | $186,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP | 635906209 | CVPFSTKF | 12,850 | $186,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,715 | $182,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 10,309 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 14,565 | $182,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 10,815 | $182,000 | thousands by filing date | |
| ING INFRASTRUCTURE INDLS & M | 45685U100 | COM | 10,644 | $182,000 | thousands by filing date | |
| DEUTSCHE BK AG LDN BRH | 25154H558 | PS AGRI DL ETN | 25,000 | $182,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 14,961 | $181,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 11,757 | $181,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 23,315 | $180,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 12,363 | $180,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 10,876 | $179,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 10,415 | $178,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 10,853 | $178,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,023 | $177,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,596 | $177,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 11,125 | $177,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 23,598 | $177,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 19,321 | $177,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 21,820 | $177,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 13,619 | $175,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 11,675 | $174,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 25,844 | $174,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 13,052 | $174,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 30,384 | $172,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 14,100 | $171,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,835 | $170,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,934 | $170,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 11,241 | $169,000 | thousands by filing date | |
| DWS HIGH INCOME TR | 23337C208 | SHS NEW | 18,451 | $169,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 11,431 | $167,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,635 | $167,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 10,617 | $167,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 16,133 | $167,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,309 | $166,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 18,263 | $165,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 17,539 | $165,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 10,050 | $165,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,395 | $164,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 11,543 | $164,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 13,970 | $162,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 12,548 | $162,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 20,980 | $162,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 10,486 | $161,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 24,270 | $161,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 14,100 | $160,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 35,976 | $160,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000002 | this filing | 2014-02-13 | acceptance time not in the bulk data set |