13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-02-13, with 2,644 holding rows worth $16,015,166,000.
- Accession
- 0001403438-14-000002
- Filer
- CIK 1403438
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 2,644 entries on the cover page, a total value of $16,015,166,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,015,166,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SIMPSON MFG INC | 829073105 | COM | 40,450 | $1,486,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 29,599 | $1,481,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 22,929 | $1,479,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 101,001 | $1,476,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 23,152 | $1,476,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 76,540 | $1,476,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 17,568 | $1,472,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 80,855 | $1,470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 37,416 | $1,467,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22,585 | $1,464,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 251,519 | $1,464,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 447,941 | $1,461,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 30,925 | $1,459,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 83,101 | $1,458,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 29,490 | $1,455,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 81,865 | $1,443,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 3,754 | $1,442,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 80,223 | $1,442,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 13,170 | $1,441,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 15,794 | $1,435,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 11,034 | $1,433,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 41,562 | $1,432,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 82,802 | $1,424,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 119,503 | $1,424,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 104,002 | $1,423,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 50,766 | $1,420,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 24,632 | $1,409,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 32,229 | $1,409,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 36,321 | $1,408,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 17,002 | $1,404,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 44,444 | $1,401,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 39,695 | $1,398,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 8,321 | $1,397,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 111,207 | $1,396,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 47,210 | $1,393,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 11,738 | $1,389,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 26,743 | $1,386,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 267,589 | $1,386,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 19,619 | $1,384,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 150,692 | $1,383,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 153,974 | $1,381,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 30,334 | $1,380,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 113,210 | $1,378,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 28,906 | $1,373,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 16,714 | $1,372,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 47,878 | $1,372,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 22,171 | $1,371,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 105,554 | $1,371,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 80,042 | $1,370,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 37,865 | $1,369,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 60,032 | $1,367,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 15,219 | $1,366,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 104,259 | $1,366,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 49,850 | $1,365,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 41,036 | $1,357,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 40,284 | $1,356,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 42,799 | $1,351,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 21,910 | $1,350,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 25,959 | $1,349,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 68,811 | $1,344,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 15,267 | $1,344,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 37,465 | $1,342,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 147,348 | $1,336,000 | thousands by filing date | |
| DBX ETF TR | 233051408 | FUND | 51,001 | $1,333,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 51,061 | $1,333,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 86,011 | $1,332,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 212,971 | $1,331,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 16,797 | $1,322,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 43,490 | $1,319,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 162,101 | $1,318,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 12,763 | $1,317,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 15,637 | $1,315,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 25,784 | $1,313,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 32,590 | $1,313,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 48,861 | $1,311,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 12,018 | $1,308,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 42,455 | $1,301,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 26,774 | $1,295,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 43,698 | $1,295,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 23,696 | $1,291,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 26,127 | $1,290,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,559 | $1,290,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 34,737 | $1,290,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 127,770 | $1,288,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 103,287 | $1,287,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 17,386 | $1,285,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 16,770 | $1,284,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 17,274 | $1,283,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 19,473 | $1,281,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 18,939 | $1,275,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 37,943 | $1,274,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 33,805 | $1,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 46,297 | $1,274,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 101,608 | $1,273,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 26,293 | $1,268,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 19,154 | $1,265,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 15,428 | $1,260,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 71,846 | $1,260,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 53,997 | $1,258,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 26,914 | $1,256,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 28,943 | $1,253,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 79,714 | $1,241,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 37,577 | $1,239,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 65,682 | $1,237,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 13,785 | $1,235,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 78,265 | $1,233,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 8,170 | $1,230,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 34,946 | $1,225,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 18,327 | $1,222,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 25,633 | $1,222,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 37,644 | $1,222,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 13,543 | $1,221,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 94,092 | $1,209,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 21,790 | $1,209,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 31,275 | $1,206,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 58,017 | $1,205,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 21,496 | $1,205,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 9,723 | $1,204,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 103,453 | $1,200,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 141,993 | $1,198,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 26,503 | $1,197,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 21,778 | $1,197,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 36,321 | $1,196,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 46,981 | $1,196,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 16,271 | $1,195,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 25,426 | $1,194,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 13,234 | $1,192,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 25,667 | $1,191,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 14,309 | $1,188,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 13,617 | $1,187,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 22,065 | $1,181,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 12,562 | $1,181,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 19,147 | $1,181,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 63,990 | $1,181,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 24,039 | $1,180,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 140,939 | $1,178,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 34,190 | $1,176,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 10,031 | $1,175,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 21,970 | $1,173,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 24,810 | $1,172,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 16,955 | $1,169,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 16,344 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 9,628 | $1,164,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 31,322 | $1,162,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 74,137 | $1,161,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,774 | $1,160,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 61,376 | $1,157,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 57,816 | $1,156,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 17,113 | $1,155,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 64,285 | $1,153,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 83,595 | $1,152,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 21,902 | $1,150,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 22,618 | $1,150,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 9,974 | $1,148,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 22,468 | $1,146,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,993 | $1,145,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 9,801 | $1,141,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 35,161 | $1,140,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 202,363 | $1,137,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 69,295 | $1,136,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 88,537 | $1,135,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,171 | $1,134,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 8,774 | $1,129,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 17,808 | $1,127,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,280 | $1,125,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 12,533 | $1,124,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 20,979 | $1,124,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 98,354 | $1,123,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 43,983 | $1,122,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 24,647 | $1,119,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 20,573 | $1,119,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 23,764 | $1,118,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 14,222 | $1,118,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 40,345 | $1,116,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 61,451 | $1,116,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 99,608 | $1,116,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 21,717 | $1,116,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 80,177 | $1,114,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 21,109 | $1,110,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 44,466 | $1,109,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 26,700 | $1,108,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 34,441 | $1,108,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16,559 | $1,106,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 92,068 | $1,105,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 88,996 | $1,099,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 51,069 | $1,099,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 28,880 | $1,098,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 171,885 | $1,098,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 97,214 | $1,096,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 23,822 | $1,095,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 25,197 | $1,094,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 15,958 | $1,089,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 20,811 | $1,088,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 20,860 | $1,087,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 15,469 | $1,084,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 32,654 | $1,084,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 13,529 | $1,083,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 36,253 | $1,083,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 36,702 | $1,078,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 24,435 | $1,078,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 40,459 | $1,075,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 123,397 | $1,075,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 13,926 | $1,073,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 32,532 | $1,071,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 20,508 | $1,071,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 115,290 | $1,070,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 70,494 | $1,066,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 52,458 | $1,064,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 22,410 | $1,064,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 80,572 | $1,061,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 20,572 | $1,058,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 9,397 | $1,057,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 17,590 | $1,056,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 24,726 | $1,056,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 134,526 | $1,056,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 18,772 | $1,055,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 46,819 | $1,055,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 61,777 | $1,054,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 71,184 | $1,054,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 17,757 | $1,051,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 22,636 | $1,049,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 20,540 | $1,048,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 24,635 | $1,048,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 90,211 | $1,046,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 13,250 | $1,045,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 74,878 | $1,045,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 50,748 | $1,043,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 86,571 | $1,041,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,780 | $1,036,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 46,313 | $1,034,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 75,046 | $1,033,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 109,783 | $1,031,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 9,520 | $1,030,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 143,460 | $1,023,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 38,050 | $1,023,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 4,378 | $1,020,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 45,669 | $1,019,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 255,434 | $1,019,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 30,234 | $1,016,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 13,454 | $1,016,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 50,704 | $1,015,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 12,371 | $1,015,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 40,241 | $1,013,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 29,860 | $1,010,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 12,657 | $1,008,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 20,421 | $1,007,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 20,214 | $1,002,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 27,768 | $1,000,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 103,510 | $999,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 37,235 | $999,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 21,302 | $998,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 81,252 | $995,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 94,625 | $994,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 56,082 | $992,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 110,645 | $992,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 15,589 | $986,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 62,328 | $986,000 | thousands by filing date | |
| MARKET VECTORS ETF TR RARE EARTH STRATEGIC METALS ETF | 57061R536 | ETF | 27,295 | $976,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 50,767 | $971,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 74,424 | $968,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,472 | $966,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 36,285 | $965,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 58,457 | $964,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 39,728 | $963,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 61,797 | $960,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 84,735 | $958,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 41,416 | $957,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 13,093 | $952,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 215,722 | $949,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 16,316 | $945,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 28,554 | $945,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 40,020 | $944,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 177,445 | $942,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 18,237 | $941,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264F205 | COM | 13,930 | $940,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 23,735 | $938,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 22,309 | $933,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 73,033 | $932,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 50,548 | $932,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 54,362 | $931,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 15,757 | $930,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 73,434 | $928,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 130,077 | $927,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 15,592 | $927,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 33,215 | $925,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 19,868 | $924,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 52,339 | $920,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 7,662 | $917,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 8,191 | $916,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 8,897 | $915,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 58,654 | $914,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 15,125 | $912,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 28,874 | $912,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 24,737 | $907,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 51,945 | $906,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 123,241 | $906,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 33,095 | $904,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 76,315 | $902,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 19,856 | $902,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 31,539 | $901,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 8,191 | $900,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 61,120 | $900,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 36,979 | $900,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 20,488 | $895,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 5,449 | $894,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 43,285 | $892,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 9,714 | $892,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,566 | $891,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 31,036 | $889,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 801 | $889,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 63,308 | $887,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 17,462 | $887,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 12,760 | $887,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,273 | $886,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 41,178 | $886,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 24,245 | $883,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 165,421 | $883,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 67,492 | $882,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 30,107 | $882,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 9,816 | $881,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 25,431 | $881,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 16,972 | $879,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 77,888 | $878,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 43,311 | $878,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 24,907 | $876,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 11,002 | $874,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 129,781 | $873,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 18,157 | $873,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,391 | $872,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 29,516 | $871,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 49,129 | $870,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 19,215 | $869,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 19,667 | $868,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 65,523 | $866,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 33,252 | $865,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 7,774 | $860,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 157,908 | $859,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 32,598 | $857,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 31,985 | $856,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 24,033 | $855,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 23,311 | $854,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 13,142 | $854,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 13,412 | $850,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 13,372 | $850,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 7,764 | $849,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 55,562 | $848,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 70,662 | $848,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 25,981 | $848,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,772 | $847,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 65,690 | $847,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 85,493 | $846,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 10,218 | $846,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 8,288 | $845,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 93,722 | $843,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 40,282 | $842,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 49,100 | $840,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 29,624 | $840,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 9,396 | $838,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 17,786 | $834,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 8,803 | $832,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 12,853 | $831,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 17,056 | $831,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 12,888 | $829,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 8,866 | $828,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 31,140 | $827,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 30,332 | $827,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 24,662 | $825,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 19,007 | $825,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 13,241 | $824,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 16,706 | $823,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 47,035 | $823,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 68,784 | $823,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 32,940 | $823,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 5,811 | $821,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 12,042 | $820,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 14,576 | $819,000 | thousands by filing date | |
| EXCHANGE LISTED FDS TR HRZN SP500 CV C | 30151E103 | CEF | 18,510 | $818,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 15,207 | $816,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 64,387 | $816,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 14,756 | $815,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 17,725 | $814,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 10,178 | $814,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 12,893 | $813,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 33,018 | $812,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 135,729 | $810,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 5,187 | $808,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 27,201 | $808,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 39,448 | $808,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 22,571 | $808,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 13,731 | $808,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 224,131 | $807,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 11,075 | $806,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 61,436 | $806,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 54,701 | $805,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 51,571 | $804,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 32,100 | $804,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 32,337 | $804,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 22,225 | $804,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 14,564 | $803,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 40,917 | $803,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 65,122 | $803,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 119,892 | $801,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 41,057 | $801,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 22,983 | $800,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 20,372 | $798,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 10,555 | $796,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 21,482 | $794,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 31,614 | $794,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,281 | $793,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 15,160 | $793,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 34,040 | $793,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 5,709 | $792,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 62,332 | $792,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 39,197 | $791,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 14,500 | $790,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 32,042 | $788,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 28,659 | $784,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 51,700 | $784,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,461 | $782,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 33,821 | $782,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 43,679 | $777,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 10,438 | $776,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 22,025 | $774,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 11,381 | $772,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 29,833 | $771,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 11,451 | $770,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 120,533 | $770,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,263 | $769,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,379 | $769,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 64,454 | $766,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 17,115 | $765,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 12,806 | $763,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 42,966 | $763,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 38,594 | $761,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 25,916 | $760,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 18,077 | $759,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 28,580 | $759,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 53,943 | $758,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 17,402 | $756,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 27,037 | $756,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 58,240 | $756,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,043 | $754,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 55,449 | $754,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 13,119 | $752,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 47,561 | $750,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 50,222 | $748,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 32,201 | $746,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 88,331 | $746,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 6,482 | $745,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 48,184 | $745,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 16,780 | $744,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,331 | $743,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 25,081 | $743,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 46,190 | $743,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 22,565 | $742,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 80,658 | $742,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 7,728 | $741,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 37,693 | $740,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 52,555 | $739,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 26,066 | $739,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 15,620 | $738,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 26,180 | $738,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 33,445 | $738,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 15,486 | $736,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 22,225 | $734,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 48,472 | $730,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 24,406 | $730,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 64,232 | $729,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 68,633 | $729,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,334 | $726,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 56,395 | $725,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 50,862 | $724,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 63,743 | $723,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 99,124 | $722,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 43,157 | $721,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 15,116 | $719,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 57,016 | $718,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 17,002 | $717,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 31,182 | $716,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 32,073 | $713,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 20,077 | $713,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 13,991 | $713,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 17,992 | $712,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 10,332 | $712,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 38,304 | $712,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 12,309 | $710,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 33,268 | $710,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 21,514 | $710,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 38,286 | $709,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 79,608 | $709,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 46,357 | $705,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 43,149 | $705,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 60,827 | $703,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 34,296 | $703,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 34,362 | $702,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 27,033 | $701,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 21,922 | $701,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 21,751 | $700,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 56,967 | $700,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 30,510 | $700,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-14-000002 | this filing | 2014-02-13 | acceptance time not in the bulk data set |