13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 2,419 holding rows worth $13,930,126,000.
- Accession
- 0001403438-13-000007
- Filer
- CIK 1403438
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 2,419 entries on the cover page, a total value of $13,930,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,914,396,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GABELLI UTIL TR | 36240A101 | COM | 185,320 | $1,199,000 | thousands by filing date | |
| PVR PARTNERS L P | 693665101 | COM UNIT REPTG L | 43,905 | $1,199,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 96,370 | $1,199,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 18,962 | $1,198,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 76,937 | $1,197,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 79,926 | $1,193,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 215,366 | $1,193,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 15,209 | $1,193,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 23,258 | $1,192,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 24,401 | $1,192,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 22,127 | $1,191,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 15,704 | $1,189,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 60,737 | $1,189,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 22,236 | $1,187,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 15,615 | $1,187,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 80,065 | $1,184,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 19,505 | $1,183,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 47,659 | $1,182,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 13,876 | $1,182,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 20,098 | $1,182,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 83,661 | $1,182,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 22,886 | $1,181,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 6,789 | $1,180,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 79,193 | $1,180,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 48,027 | $1,177,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 22,690 | $1,176,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 20,787 | $1,174,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 177,672 | $1,173,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 139,051 | $1,171,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 78,074 | $1,168,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 41,966 | $1,166,000 | thousands by filing date | |
| DCT INDUSTRIAL TRUST INC | 233153105 | COM | 163,122 | $1,166,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 87,783 | $1,163,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 79,355 | $1,163,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 165,001 | $1,163,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 53,467 | $1,163,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 40,763 | $1,161,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 19,239 | $1,161,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 21,125 | $1,158,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 40,843 | $1,157,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 85,751 | $1,157,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 51,279 | $1,156,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,751 | $1,154,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 23,755 | $1,153,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 17,752 | $1,152,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 94,961 | $1,145,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 13,144 | $1,143,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 15,354 | $1,141,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 95,069 | $1,139,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 70,827 | $1,135,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 33,015 | $1,132,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 44,166 | $1,132,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 40,564 | $1,126,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 85,359 | $1,122,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 45,897 | $1,121,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 74,308 | $1,116,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 142,626 | $1,115,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 44,803 | $1,112,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 28,764 | $1,109,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 14,242 | $1,108,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 22,522 | $1,106,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 108,725 | $1,104,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 51,898 | $1,104,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 9,803 | $1,103,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 13,429 | $1,101,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 55,361 | $1,096,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 26,244 | $1,095,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 257,000 | $1,092,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 13,569 | $1,091,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 43,698 | $1,087,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 88,619 | $1,085,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 70,069 | $1,083,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 12,809 | $1,081,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 41,675 | $1,081,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 18,607 | $1,081,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 20,961 | $1,079,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 24,885 | $1,079,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 13,862 | $1,077,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 14,914 | $1,077,000 | thousands by filing date | |
| MARKET VECTORS RARE EARTH/ST | 57060U472 | CMN | 113,482 | $1,077,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 38,848 | $1,076,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 34,938 | $1,075,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 21,789 | $1,073,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 51,908 | $1,072,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 11,667 | $1,071,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 26,795 | $1,070,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 54,774 | $1,068,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 14,032 | $1,066,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 19,814 | $1,066,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 49,399 | $1,066,000 | thousands by filing date | |
| ISHARES | 464289339 | TR 2015 S\&P.* AMTFR | 20,142 | $1,066,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 88,942 | $1,064,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 94,814 | $1,062,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 8,416 | $1,062,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 170,892 | $1,060,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 26,085 | $1,058,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 14,206 | $1,057,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 44,916 | $1,048,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 18,986 | $1,047,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 45,542 | $1,045,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 194,962 | $1,043,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 19,017 | $1,042,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 118,013 | $1,042,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 20,084 | $1,041,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 25,743 | $1,041,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 30,601 | $1,039,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 49,475 | $1,037,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 42,133 | $1,036,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 30,133 | $1,033,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 33,505 | $1,023,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 80,862 | $1,022,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 27,342 | $1,022,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 46,921 | $1,021,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 16,319 | $1,019,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 65,483 | $1,018,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 41,548 | $1,015,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 13,969 | $1,010,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 23,483 | $1,005,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 8,086 | $1,004,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 46,392 | $1,000,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 104,474 | $996,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 46,741 | $995,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 12,533 | $995,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 25,895 | $994,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 29,188 | $994,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 22,658 | $989,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 102,239 | $988,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 23,027 | $987,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 64,465 | $986,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 74,309 | $985,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 20,602 | $985,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 68,700 | $984,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 10,061 | $983,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 33,279 | $981,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 33,980 | $980,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 11,584 | $979,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 72,847 | $977,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 7,411 | $976,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 53,589 | $976,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 35,200 | $975,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 10,530 | $971,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 44,701 | $968,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 24,639 | $965,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 28,679 | $963,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 95,634 | $962,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 43,321 | $962,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 17,142 | $961,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 20,146 | $960,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 70,104 | $959,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 14,531 | $956,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 24,023 | $956,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 15,021 | $952,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 32,312 | $952,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 29,263 | $950,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 19,038 | $949,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 12,667 | $949,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 68,399 | $949,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 35,751 | $949,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 62,148 | $948,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 18,763 | $947,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 26,072 | $946,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 24,149 | $946,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 30,335 | $945,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 448,221 | $941,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 13,817 | $940,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 30,562 | $938,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 14,617 | $935,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 66,915 | $934,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 122,968 | $933,000 | thousands by filing date | |
| KEYCORP NEW | 493267405 | PFD 7.75% SR A | 7,472 | $931,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 29,113 | $930,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 23,092 | $930,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 53,464 | $928,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 32,393 | $928,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 34,331 | $924,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 20,399 | $924,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 69,331 | $923,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 18,795 | $919,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 23,122 | $918,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 41,523 | $916,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 79,247 | $915,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 11,751 | $915,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 22,266 | $914,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 25,498 | $913,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 29,279 | $910,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 48,262 | $908,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 174,452 | $907,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 11,274 | $907,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 15,645 | $903,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 45,910 | $903,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 51,144 | $903,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 34,745 | $897,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 751 | $896,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 11,752 | $895,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 35,691 | $893,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 57,763 | $892,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 7,904 | $890,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 30,416 | $890,000 | thousands by filing date | |
| ISHARES 2013 | 464289388 | 2013 S&P AMTFR | 17,526 | $890,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 23,751 | $887,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 22,272 | $885,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 29,575 | $884,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 21,354 | $884,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 87,092 | $883,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 50,689 | $882,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 12,922 | $881,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 52,691 | $880,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 34,124 | $879,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 35,140 | $879,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 113,950 | $877,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 42,715 | $874,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 23,095 | $873,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 68,778 | $872,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 14,497 | $869,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 3,862 | $868,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 27,732 | $868,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 57,497 | $862,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 129,201 | $862,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 26,883 | $859,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 28,943 | $858,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 28,025 | $858,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 4,605 | $856,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 25,201 | $855,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 71,988 | $853,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 26,595 | $850,000 | thousands by filing date | |
| NUVEEN CALIF QUALITY INCM MU | 670985100 | COM | 55,102 | $850,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 14,225 | $848,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 6,305 | $845,000 | thousands by filing date | |
| PROSHARES | 74347X237 | EXCHANGE TRADED | 35,535 | $843,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 90,225 | $836,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 9,217 | $836,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 43,633 | $836,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 102,606 | $836,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 24,205 | $833,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 13,838 | $831,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 32,008 | $830,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 32,319 | $828,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 4,937 | $827,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 20,187 | $827,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 14,673 | $826,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 106,711 | $826,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 15,959 | $825,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 61,995 | $823,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 30,224 | $821,000 | thousands by filing date | |
| WISDOMTREE TR DREYFUS CMM FD | 97717X859 | COM | 41,323 | $820,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 31,410 | $820,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 64,900 | $819,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 55,834 | $819,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 71,304 | $819,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 16,134 | $815,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 66,070 | $815,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 16,696 | $814,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 17,092 | $813,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 19,884 | $812,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 11,936 | $811,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 16,238 | $807,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 257,916 | $805,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 40,985 | $804,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 24,454 | $801,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 61,505 | $801,000 | thousands by filing date | |
| DEUTSCHE BANK | 25153Q708 | ELE MORN TTL22 | 48,130 | $801,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 18,848 | $800,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 136,491 | $797,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 12,497 | $795,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 20,977 | $792,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 10,235 | $792,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 58,530 | $791,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 11,102 | $789,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 104,899 | $789,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 85,143 | $788,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 57,153 | $786,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 53,069 | $785,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 52,700 | $785,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 54,612 | $784,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 35,505 | $783,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 8,241 | $782,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 61,704 | $782,000 | thousands by filing date | |
| NUVEEN MUNI HIGH INCOME OP | 670683101 | COM | 63,904 | $780,000 | thousands by filing date | |
| PROSHARES ULTRA SILVER | 74347W841 | COM | 45,787 | $778,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 20,145 | $774,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 6,395 | $774,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 11,537 | $773,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 30,608 | $773,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 16,795 | $771,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 32,357 | $770,000 | thousands by filing date | |
| RESEARCH IN MOTION LTD | 760975102 | COM | 73,397 | $768,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 16,477 | $765,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 21,643 | $763,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 49,368 | $762,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 41,405 | $762,000 | thousands by filing date | |
| PIMCO GLOBAL ADV INFL LKD BD STRAT(ILB) | 72201R791 | ETF | 15,740 | $761,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 28,045 | $760,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 9,725 | $757,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 51,470 | $754,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 54,199 | $753,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 46,270 | $752,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 5,979 | $748,000 | thousands by filing date | |
| DENALI FD INC | 24823A102 | COM | 38,310 | $746,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 43,040 | $743,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 86,212 | $741,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505103 | YORK HIINC MLP | 39,773 | $740,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 28,252 | $738,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 6,085 | $735,000 | thousands by filing date | |
| ISHARES | 464289362 | TR 2014 S\&P.* AMTFR | 14,213 | $735,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X309 | S NETWRK FUT VEH | 21,510 | $733,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 54,158 | $733,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 20,297 | $732,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 96,226 | $732,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 10,163 | $732,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 67,870 | $730,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 14,432 | $729,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 51,830 | $729,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 17,033 | $729,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060u613 | BRAZL SMCP ETF | 22,922 | $729,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 15,815 | $728,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 19,251 | $727,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 25,661 | $725,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 14,654 | $724,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 11,849 | $724,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 54,346 | $722,000 | thousands by filing date | |
| TORTOISE NORTH AMRN ENRGY CO | 89147T103 | COM | 22,821 | $722,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 104,374 | $721,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 26,039 | $716,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 51,224 | $716,000 | thousands by filing date | |
| ISHARES TR | 46429B705 | MSCI RUSS INDX | 37,230 | $715,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 46,007 | $713,000 | thousands by filing date | |
| ISHARES TR | 464289313 | 2016 S&P AMTFR | 13,040 | $712,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,708 | $710,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 20,115 | $708,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 14,980 | $707,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 99,018 | $707,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 40,312 | $707,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 9,840 | $707,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD FD V | 09255N102 | COM | 57,754 | $706,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M589 | GUGG CRP BD 2013 | 33,919 | $706,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 184,416 | $703,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 13,158 | $703,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 9,224 | $703,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 31,531 | $703,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 8,955 | $702,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 16,248 | $700,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 48,406 | $699,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 143,282 | $699,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 63,586 | $698,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 97,174 | $697,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 22,627 | $696,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 17,348 | $695,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 52,746 | $693,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 22,071 | $693,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 6,035 | $690,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 90,242 | $689,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 19,905 | $686,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 3,993 | $685,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 52,904 | $685,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 29,363 | $685,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 63,836 | $685,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 33,006 | $683,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 15,213 | $681,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 33,977 | $680,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,651 | $679,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6,406 | $679,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 22,050 | $679,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 32,199 | $677,000 | thousands by filing date | |
| Nuveen Cal Performance | 67062Q106 | COM | 46,258 | $675,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 18,010 | $674,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 13,293 | $674,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 42,312 | $673,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 13,641 | $671,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 16,756 | $670,000 | thousands by filing date | |
| ING ASIA PAC HGH DIVID EQ IN | 44983J107 | COM | 49,166 | $669,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 107,386 | $667,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 49,255 | $665,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 27,061 | $664,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 20,268 | $663,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 14,598 | $663,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 11,657 | $663,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 41,323 | $662,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 10,713 | $661,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 8,282 | $659,000 | thousands by filing date | |
| Crosstex Energy, Inc. | 22765Y104 | LTD | 33,331 | $659,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 28,628 | $659,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 4,163 | $657,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 8,412 | $656,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 59,323 | $656,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 50,856 | $654,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 47,659 | $653,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 64,756 | $652,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 46,498 | $649,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 31,219 | $648,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 83,808 | $647,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 48,387 | $646,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 26,293 | $645,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 46,590 | $643,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 21,696 | $643,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 25,566 | $642,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 67,450 | $641,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 5,330 | $640,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 14,927 | $639,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 33,823 | $639,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,052 | $639,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 9,938 | $637,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 31,715 | $636,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 21,891 | $632,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 13,166 | $632,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 4,818 | $632,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 16,141 | $630,000 | thousands by filing date | |
| HELIOS HIGH | 42327X204 | COM NEW | 77,246 | $630,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 22,725 | $629,000 | thousands by filing date | |
| NASDAQ PREM INCM & GRW FD IN | 63110R105 | COM | 40,113 | $629,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 46,450 | $628,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 8,491 | $628,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 7,513 | $624,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 39,533 | $622,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 13,762 | $621,000 | thousands by filing date | |
| MARKET VECTORS | 57060U704 | URAN NUCLR ENRGY | 44,780 | $621,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 23,088 | $619,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 12,641 | $618,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 8,185 | $618,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 32,976 | $618,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 53,429 | $615,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 9,199 | $615,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R742 | AUSTRALIA BD | 6,917 | $615,000 | thousands by filing date | |
| MORGAN STANLEY | 61760E846 | CUSHNG MLP ETN | 33,647 | $615,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 43,701 | $609,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 3,828 | $608,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 42,333 | $607,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 12,653 | $607,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 11,201 | $607,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 22,390 | $605,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 19,769 | $605,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 42,622 | $605,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 23,438 | $605,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 36,652 | $602,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,728 | $602,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 50,268 | $601,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 30,087 | $601,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 19,827 | $601,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 20,554 | $600,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 16,455 | $598,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 9,604 | $598,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 26,795 | $596,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 33,121 | $595,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 31,730 | $594,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 110,393 | $594,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 23,364 | $594,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 16,255 | $593,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 54,023 | $593,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 51,867 | $592,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q726 | BARRONS 400 ETF | 23,966 | $592,000 | thousands by filing date | |
| ENERGIZER HLDGS INC | 29266R108 | COM | 5,892 | $592,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 54,677 | $591,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 10,493 | $590,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 8,358 | $589,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 9,761 | $588,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 13,385 | $586,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 40,975 | $586,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 34,302 | $583,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 74,057 | $581,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 43,872 | $581,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 13,681 | $580,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 44,818 | $578,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 9,516 | $578,000 | thousands by filing date | |
| H & Q LIFE SCIENCES INVS | 404053100 | EXCHANGE TRADED | 32,333 | $578,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 48,929 | $578,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 15,277 | $576,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 8,175 | $575,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 153,461 | $574,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 15,230 | $574,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 28,612 | $573,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 48,330 | $573,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 9,413 | $572,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 12,518 | $572,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 8,240 | $572,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 8,824 | $571,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 10,942 | $569,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 17,806 | $569,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 38,845 | $569,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 19,780 | $569,000 | thousands by filing date | |
| PROSHARES TR II | 74347W379 | UL VIXSTFUT ETF | 7,937 | $569,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 29,950 | $568,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 14,815 | $566,000 | thousands by filing date | |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 16,782 | $565,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 6,182 | $564,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 24,727 | $563,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 11,979 | $562,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 19,614 | $562,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 25,750 | $562,000 | thousands by filing date | |
| ING U S INC | 45685E106 | COM | 20,750 | $561,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 2,622 | $561,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 14,054 | $561,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 35,260 | $560,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 26,000 | $560,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1,319 | $559,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 20,508 | $558,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 8,904 | $558,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 12,560 | $557,000 | thousands by filing date | |
| MARKET VECTORS PRE-REFUND MUNI ETF(PRB) | 57060U738 | ETF | 23,008 | $557,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 125,026 | $556,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,686 | $556,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 34,006 | $556,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-13-000007 | this filing | 2013-08-15 | acceptance time not in the bulk data set |