13F-HR filed by LPL Financial LLC
LPL Financial LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-15, with 2,419 holding rows worth $13,930,126,000.
- Accession
- 0001403438-13-000007
- Filer
- CIK 1403438
- Filed
- 2013-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A holdings report, 2,419 entries on the cover page, a total value of $13,930,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,914,396,000 with VALUE read as thousands by filing date, 13F file number 028-12526. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 75,127 | $3,459,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 111,636 | $3,452,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 173,236 | $3,444,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 130,779 | $3,425,000 | thousands by filing date | |
| H & Q HEALTHCARE INVESTORS | 404052102 | SH BEN INT | 149,004 | $3,424,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 183,466 | $3,420,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 48,331 | $3,391,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 224,816 | $3,390,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 149,685 | $3,381,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 35,028 | $3,375,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 319,196 | $3,368,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 74,716 | $3,346,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 127,332 | $3,346,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 122,335 | $3,332,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 104,126 | $3,300,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 39,769 | $3,298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 46,710 | $3,293,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 58,887 | $3,292,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 195,185 | $3,285,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 35,050 | $3,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 62,424 | $3,261,000 | thousands by filing date | |
| ING GLOBAL EQUITY DIVID & | 45684E107 | COM | 347,736 | $3,258,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 63,271 | $3,257,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 32,586 | $3,247,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 63,885 | $3,245,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 25,617 | $3,242,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 140,400 | $3,219,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 128,017 | $3,204,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 70,063 | $3,200,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 48,336 | $3,198,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 368,643 | $3,185,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 235,570 | $3,180,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 93,629 | $3,157,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 167,876 | $3,148,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 224,255 | $3,140,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 89,662 | $3,125,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 51,056 | $3,123,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 176,521 | $3,100,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 43,260 | $3,081,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 109,553 | $3,073,000 | thousands by filing date | |
| POWERSHARES EMERGING INFASTRUC TURE PORT | 73937B209 | COM | 85,712 | $3,057,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 49,345 | $3,046,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 100,561 | $3,043,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 143,173 | $3,040,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 86,724 | $3,029,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 36,121 | $3,028,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 174,814 | $3,007,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 52,662 | $3,006,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 87,622 | $2,995,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 227,455 | $2,986,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 72,439 | $2,984,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 30,862 | $2,977,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 61,487 | $2,975,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 131,609 | $2,972,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 67,026 | $2,970,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 33,323 | $2,961,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 59,167 | $2,958,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 70,375 | $2,957,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 151,602 | $2,946,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 96,511 | $2,943,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 36,086 | $2,941,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 27,102 | $2,930,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 26,149 | $2,922,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 43,577 | $2,922,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 43,913 | $2,918,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 62,310 | $2,908,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 57,921 | $2,900,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 32,504 | $2,900,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 47,165 | $2,869,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 36,197 | $2,864,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 57,836 | $2,840,000 | thousands by filing date | |
| WINDSTREAM CORP | 97381W104 | COM | 367,250 | $2,831,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 139,790 | $2,824,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 134,864 | $2,807,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 100,322 | $2,805,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 37,616 | $2,799,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 35,819 | $2,796,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 43,581 | $2,782,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 77,162 | $2,762,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 49,426 | $2,759,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 271,033 | $2,756,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 81,324 | $2,755,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 218,250 | $2,754,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 63,264 | $2,750,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 192,541 | $2,744,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 167,949 | $2,733,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 14,135 | $2,729,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 59,919 | $2,723,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 66,468 | $2,719,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 15,515 | $2,713,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 90,151 | $2,700,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 63,915 | $2,686,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 80,348 | $2,676,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 92,117 | $2,664,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 280,213 | $2,654,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 19,498 | $2,652,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 217,632 | $2,638,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 53,674 | $2,632,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 31,308 | $2,630,000 | thousands by filing date | |
| MGC | 921910873 | COM | 48,080 | $2,628,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 103,986 | $2,616,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 135,327 | $2,613,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 138,743 | $2,607,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 34,056 | $2,591,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 137,105 | $2,584,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 38,156 | $2,578,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 155,594 | $2,578,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 35,159 | $2,574,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 69,902 | $2,570,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 70,918 | $2,566,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 37,914 | $2,565,000 | thousands by filing date | |
| SIEMENS A G - ADR | 826197501 | COM | 25,317 | $2,565,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 445,641 | $2,562,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 76,557 | $2,539,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 81,845 | $2,539,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 16,336 | $2,532,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 86,192 | $2,517,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 131,965 | $2,517,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 176,179 | $2,514,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 81,396 | $2,505,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 237,766 | $2,501,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 243,953 | $2,493,000 | thousands by filing date | |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 115,692 | $2,487,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 96,260 | $2,483,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 36,965 | $2,444,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 98,215 | $2,442,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 136,371 | $2,438,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 39,732 | $2,425,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 77,874 | $2,416,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 104,641 | $2,408,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 218,095 | $2,401,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 96,371 | $2,400,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 240,173 | $2,399,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 250,766 | $2,395,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 30,943 | $2,393,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 50,183 | $2,392,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 81,641 | $2,388,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 167,858 | $2,382,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 44,954 | $2,379,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,144 | $2,378,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 4,697 | $2,377,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 63,599 | $2,375,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 57,777 | $2,373,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 44,094 | $2,366,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 19,595 | $2,364,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 49,011 | $2,358,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 32,902 | $2,356,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 79,449 | $2,345,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 40,450 | $2,342,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 150,996 | $2,337,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 32,026 | $2,332,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 176,065 | $2,331,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 62,401 | $2,326,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 41,979 | $2,325,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 19,753 | $2,322,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 42,065 | $2,319,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 33,359 | $2,317,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 105,905 | $2,313,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 57,842 | $2,312,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 35,611 | $2,292,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 35,645 | $2,290,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 12,828 | $2,287,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 66,094 | $2,274,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 77,310 | $2,271,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 79,114 | $2,263,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 12,246 | $2,262,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 88,853 | $2,254,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 62,060 | $2,247,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 20,363 | $2,236,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 40,236 | $2,235,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 97,032 | $2,235,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 45,147 | $2,232,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 58,432 | $2,227,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 165,155 | $2,226,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 31,671 | $2,217,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 137,080 | $2,215,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 108,221 | $2,208,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 15,192 | $2,199,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 22,943 | $2,197,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 195,857 | $2,196,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 190,478 | $2,191,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 159,547 | $2,189,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 169,451 | $2,171,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 169,482 | $2,168,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 29,787 | $2,166,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 123,732 | $2,157,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 27,881 | $2,155,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 72,709 | $2,154,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 154,246 | $2,152,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 120,310 | $2,151,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 56,224 | $2,150,000 | thousands by filing date | |
| PROSHARES | 74347R826 | MUTUAL FUNDS EQ | 104,080 | $2,147,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 63,243 | $2,143,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 19,404 | $2,139,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 24,824 | $2,139,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 33,643 | $2,138,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 182,182 | $2,133,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 36,467 | $2,122,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 31,793 | $2,114,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 331,580 | $2,112,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 36,176 | $2,109,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 46,533 | $2,107,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 49,465 | $2,105,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 32,092 | $2,102,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 45,368 | $2,094,000 | thousands by filing date | |
| DOW 30 PREMIUM & DIV INC FD | 260582101 | COM | 142,301 | $2,086,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 82,888 | $2,083,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 249,647 | $2,082,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 45,583 | $2,080,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 98,712 | $2,079,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 128,308 | $2,076,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 144,129 | $2,064,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 50,949 | $2,055,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 20,212 | $2,052,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 226,255 | $2,052,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 37,973 | $2,051,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 17,794 | $2,049,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 11,595 | $2,048,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 165,676 | $2,046,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 11,286 | $2,043,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 24,388 | $2,039,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 45,398 | $2,035,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 40,775 | $2,029,000 | thousands by filing date | |
| DWS MULTI MKT INCOME TR | 23338L108 | SHS | 207,905 | $2,023,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 28,952 | $2,021,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 156,513 | $2,019,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 32,567 | $2,007,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 48,553 | $2,006,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 23,521 | $2,004,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 150,833 | $2,000,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 126,000 | $2,000,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 186,423 | $2,000,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 24,281 | $1,995,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 21,783 | $1,995,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 98,922 | $1,992,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 30,689 | $1,989,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 25,910 | $1,968,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 501,802 | $1,962,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 47,480 | $1,958,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 32,705 | $1,953,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 161,968 | $1,940,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 114,119 | $1,934,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 74,806 | $1,929,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 31,222 | $1,928,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 50,371 | $1,916,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 31,408 | $1,916,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 37,834 | $1,916,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 111,925 | $1,915,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 321,154 | $1,908,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 174,686 | $1,904,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 32,019 | $1,902,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 7,527 | $1,898,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 29,104 | $1,898,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 31,501 | $1,879,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 41,160 | $1,875,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 68,378 | $1,875,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 95,240 | $1,872,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 83,470 | $1,871,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 23,344 | $1,869,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 75,761 | $1,867,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 17,050 | $1,853,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 16,277 | $1,852,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 104,655 | $1,841,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 94,801 | $1,841,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 29,562 | $1,836,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 23,656 | $1,827,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 29,080 | $1,822,000 | thousands by filing date | |
| Intrcontinentalexchange | 45865V100 | COM | 10,236 | $1,820,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 16,709 | $1,819,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 39,722 | $1,819,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 171,922 | $1,819,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 52,734 | $1,796,000 | thousands by filing date | |
| UNITED STATES COMMODITY INDE | 911717106 | Common Stock | 33,558 | $1,795,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 120,615 | $1,794,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 48,667 | $1,792,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 45,171 | $1,792,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 27,691 | $1,791,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 28,501 | $1,776,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 88,086 | $1,776,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 21,631 | $1,770,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 159,724 | $1,763,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 21,193 | $1,762,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 90,433 | $1,761,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 19,744 | $1,759,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 26,282 | $1,755,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 63,469 | $1,753,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 21,922 | $1,752,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 19,558 | $1,750,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 29,191 | $1,746,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 38,127 | $1,746,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 28,633 | $1,743,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,213 | $1,742,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 25,496 | $1,742,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 122,548 | $1,740,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 126,989 | $1,731,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 49,958 | $1,728,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 44,464 | $1,724,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 14,190 | $1,722,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 47,250 | $1,719,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 57,890 | $1,717,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 221,715 | $1,712,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 14,178 | $1,710,000 | thousands by filing date | |
| REVENUESHARES | 761396308 | EXCHANGE TRADED | 38,950 | $1,702,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 50,366 | $1,702,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 126,744 | $1,698,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 130,071 | $1,697,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 65,269 | $1,696,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 501,917 | $1,681,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 16,270 | $1,678,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 102,933 | $1,677,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 13,794 | $1,675,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 29,274 | $1,674,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 26,061 | $1,671,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 37,254 | $1,669,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 29,413 | $1,668,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 47,954 | $1,667,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 110,441 | $1,654,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 108,903 | $1,650,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 33,037 | $1,649,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 29,243 | $1,645,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 26,157 | $1,644,000 | thousands by filing date | |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 104,579 | $1,644,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 26,092 | $1,639,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 22,480 | $1,637,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 151,387 | $1,636,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 18,986 | $1,634,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 10,649 | $1,633,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 45,275 | $1,632,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 111,913 | $1,626,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 39,425 | $1,625,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,455 | $1,623,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 47,197 | $1,622,000 | thousands by filing date | |
| BLACKROCK CORPOR HI YLD III | 09255M104 | COM | 218,827 | $1,622,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 59,209 | $1,614,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 31,495 | $1,612,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 48,467 | $1,606,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 120,763 | $1,604,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 36,521 | $1,603,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 16,171 | $1,598,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 20,204 | $1,594,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 38,851 | $1,594,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 99,007 | $1,594,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 24,354 | $1,589,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 20,039 | $1,586,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 19,401 | $1,583,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 14,324 | $1,582,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 46,726 | $1,581,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 31,337 | $1,581,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 86,501 | $1,579,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 21,690 | $1,576,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 24,560 | $1,574,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 97,432 | $1,574,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 153,145 | $1,570,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 87,467 | $1,567,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 44,551 | $1,566,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 29,213 | $1,564,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 86,600 | $1,563,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 38,353 | $1,561,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 33,804 | $1,556,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 105,594 | $1,554,000 | thousands by filing date | |
| DOW 30SM ENHANCED PREM & INC | 260537105 | COM | 127,672 | $1,554,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 11,491 | $1,550,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 31,461 | $1,549,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 30,050 | $1,534,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U886 | MKTVEC LMUNETF | 84,243 | $1,533,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 15,901 | $1,531,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 25,090 | $1,530,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 20,435 | $1,529,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 27,149 | $1,529,000 | thousands by filing date | |
| PROSHRE ULT DJ-UBS CRUDE OIL | 74347W650 | CMN | 50,792 | $1,529,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 38,696 | $1,520,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 89,656 | $1,519,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES | 28716E108 | COM | 22,588 | $1,518,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 23,045 | $1,516,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 33,040 | $1,511,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 26,145 | $1,508,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 103,143 | $1,502,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 31,150 | $1,500,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 20,388 | $1,499,000 | thousands by filing date | |
| MARKET VECTORS BIOTECH ETF | 57060U183 | BIOT | 21,859 | $1,498,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 24,985 | $1,495,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 33,904 | $1,492,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 22,778 | $1,481,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 20,860 | $1,480,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 17,487 | $1,480,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 18,038 | $1,475,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 84,208 | $1,474,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 24,744 | $1,468,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 75,758 | $1,467,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 121,242 | $1,467,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 48,649 | $1,462,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 23,917 | $1,461,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 67,967 | $1,458,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 11,388 | $1,457,000 | thousands by filing date | |
| BLACKROCK CORPOR HIGH YLD FD | 09255L106 | COM | 199,414 | $1,454,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 67,011 | $1,454,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 114,359 | $1,450,000 | thousands by filing date | |
| ISHARES | 464289271 | TR 2017 S\&P.* AMTFR | 26,966 | $1,449,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 58,474 | $1,446,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 119,819 | $1,444,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 15,246 | $1,440,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 99,002 | $1,437,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 20,754 | $1,436,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 19,831 | $1,436,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 32,827 | $1,436,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 47,522 | $1,436,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 52,487 | $1,433,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 20,545 | $1,432,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 21,411 | $1,430,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 39,399 | $1,427,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 56,858 | $1,424,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 28,116 | $1,418,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 349,498 | $1,415,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 43,365 | $1,412,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 17,441 | $1,411,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 130,415 | $1,408,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 100,527 | $1,407,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 16,399 | $1,406,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 72,711 | $1,403,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 36,014 | $1,401,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 58,234 | $1,401,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 94,835 | $1,400,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 189,975 | $1,400,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 92,485 | $1,400,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 25,761 | $1,391,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 44,757 | $1,391,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 24,867 | $1,390,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 17,725 | $1,388,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 30,195 | $1,387,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 46,693 | $1,374,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 84,819 | $1,372,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 47,680 | $1,369,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 76,642 | $1,369,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 52,202 | $1,369,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 48,589 | $1,362,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 81,735 | $1,354,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 20,031 | $1,351,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 123,796 | $1,351,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 16,305 | $1,350,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 29,656 | $1,348,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 51,840 | $1,340,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 35,942 | $1,339,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 88,774 | $1,337,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 62,780 | $1,332,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 69,411 | $1,331,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 14,120 | $1,328,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 98,746 | $1,327,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 101,999 | $1,326,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 105,516 | $1,326,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 51,281 | $1,317,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 22,303 | $1,314,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 21,839 | $1,308,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 111,493 | $1,307,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 196,102 | $1,306,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 45,720 | $1,304,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 39,566 | $1,304,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 50,110 | $1,302,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 17,782 | $1,302,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 132,106 | $1,301,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 61,447 | $1,300,000 | thousands by filing date | |
| BLACKROCK REAL ASSET EQUITY | 09254B109 | COM | 149,067 | $1,295,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 111,016 | $1,291,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 43,990 | $1,288,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 23,185 | $1,287,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 94,801 | $1,276,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 41,599 | $1,274,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 26,862 | $1,274,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 28,322 | $1,273,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 68,965 | $1,270,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 31,477 | $1,266,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 50,998 | $1,263,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 43,621 | $1,260,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 7,677 | $1,259,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 14,501 | $1,259,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 30,948 | $1,256,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 101,780 | $1,255,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 23,236 | $1,252,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 12,045 | $1,252,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 97,805 | $1,251,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 50,359 | $1,249,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 12,820 | $1,247,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 83,134 | $1,245,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 76,240 | $1,238,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 53,701 | $1,238,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 62,329 | $1,237,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 82,959 | $1,234,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 44,742 | $1,233,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 23,557 | $1,223,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 28,530 | $1,222,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 27,954 | $1,222,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 44,250 | $1,220,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 27,031 | $1,218,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 35,187 | $1,217,000 | thousands by filing date | |
| NEWS CORP INC | 65248E104 | COMMON STOCK | 37,314 | $1,216,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 47,803 | $1,214,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 46,129 | $1,211,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 16,535 | $1,208,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 201,477 | $1,207,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 65,543 | $1,201,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 93,259 | $1,200,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001403438-13-000007 | this filing | 2013-08-15 | acceptance time not in the bulk data set |