13F-HR/A filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR/A for the quarter ended 2022-09-30, filed 2023-03-02, with 134 holding rows worth $705,912,435.
- Accession
- 0001398344-23-005308
- Filer
- CIK 1278960
- Filed
- 2023-03-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, amendment of type restatement, 134 entries on the cover page, a total value of $705,912,435 stated on the cover page (in dollars after the unit check, H1), rows summing to $705,912,435 with VALUE read as dollars as filed, 13F file number 028-10791. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Scorpio Tankers Inc (Exchange) | 80918TAD1 | Note 3.0000% 15-May-2025 | 21,100,000 | $28,691,253 | dollars as filed | principal |
| INFINERA CORP | 45667GAF0 | CNV | 28,000,000 | $27,910,400 | dollars as filed | principal |
| HARMONIC INC | 413160AD4 | BOND | 15,000,000 | $23,793,500 | dollars as filed | principal |
| SPY | 78462F103 | SHS | 66,000 | $23,573,880 | dollars as filed | put |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 20,169,000 | $19,235,512 | dollars as filed | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 115,000 | $18,965,800 | dollars as filed | put |
| SPY | 78462F103 | SHS | 50,000 | $17,859,000 | dollars as filed | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 250,000 | $17,847,500 | dollars as filed | put |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 18,203,000 | $17,073,200 | dollars as filed | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 13,043,000 | $15,389,001 | dollars as filed | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 30,500,000 | $14,733,533 | dollars as filed | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 7,785,000 | $14,440,202 | dollars as filed | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 21,937,000 | $13,835,995 | dollars as filed | principal |
| INFINERA CORP | 45667GAC7 | BOND | 14,933,000 | $13,714,529 | dollars as filed | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 15,781,000 | $13,058,778 | dollars as filed | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 20,000,000 | $13,055,000 | dollars as filed | principal |
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 11,875,000 | $12,845,781 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 19,500,000 | $12,793,300 | dollars as filed | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 11,161,000 | $12,368,620 | dollars as filed | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 16,000,000 | $11,988,000 | dollars as filed | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 14,000,000 | $11,741,450 | dollars as filed | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 11,000,000 | $11,714,890 | dollars as filed | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 15,520,000 | $10,653,963 | dollars as filed | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 14,500,000 | $10,579,925 | dollars as filed | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 13,500,000 | $10,279,350 | dollars as filed | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 12,450,000 | $10,043,311 | dollars as filed | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 589,495 | $9,974,255 | dollars as filed | |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 15,000,000 | $9,884,850 | dollars as filed | principal |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 11,450,000 | $9,616,092 | dollars as filed | principal |
| Impinj Inc | 453204AC3 | Note 1.1250% 15-May-2027 | 9,500,000 | $9,525,967 | dollars as filed | principal |
| NOVA LTD | 66980MAB2 | BOND | 7,500,000 | $9,401,000 | dollars as filed | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 11,500,000 | $9,380,550 | dollars as filed | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,250,000 | $9,348,818 | dollars as filed | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 8,500,000 | $8,346,610 | dollars as filed | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 9,750,000 | $8,329,262 | dollars as filed | principal |
| Coupa Software | 22266LAF3 | CONV BOND | 10,250,000 | $7,911,770 | dollars as filed | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 9,046,000 | $7,739,447 | dollars as filed | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 10,000,000 | $7,488,000 | dollars as filed | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 10,000,000 | $7,426,600 | dollars as filed | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,659,000 | $7,276,023 | dollars as filed | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 9,000,000 | $7,264,575 | dollars as filed | principal |
| PRCH 3/4 09/15/26 | 733245AA2 | FIXED INCOME | 12,000,000 | $6,924,750 | dollars as filed | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 7,500,000 | $6,887,438 | dollars as filed | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 7,707,000 | $6,831,485 | dollars as filed | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 9,431,000 | $6,524,051 | dollars as filed | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 11,750,000 | $6,487,175 | dollars as filed | principal |
| EVERBRIDGE INC | 29978AAE4 | BOND | 7,500,000 | $6,480,188 | dollars as filed | principal |
| VROOM INC | 92918VAB5 | Convertible Debt | 20,250,000 | $6,480,000 | dollars as filed | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 19,761,000 | $6,150,941 | dollars as filed | principal |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 9,605,000 | $5,690,963 | dollars as filed | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 7,500,000 | $5,512,250 | dollars as filed | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 7,500,000 | $4,826,750 | dollars as filed | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 6,500,000 | $4,804,042 | dollars as filed | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 1,600,000 | $4,752,000 | dollars as filed | |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 6,060,000 | $4,737,708 | dollars as filed | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 5,000,000 | $4,293,500 | dollars as filed | principal |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 5,500,000 | $4,237,475 | dollars as filed | principal |
| LUCID GROUP INC | 549498103 | COM | 296,100 | $4,136,517 | dollars as filed | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,000 | $4,123,000 | dollars as filed | |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 4,300,000 | $4,025,660 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 4,750,000 | $4,009,436 | dollars as filed | principal |
| INVACARE CORP | 461203AQ4 | NOTE 4.250% 3/1 | 8,500,000 | $3,948,108 | dollars as filed | principal |
| Arrival Group | 04271QAA4 | NOTE 3.500% 12/01/26 | 13,041,000 | $3,926,210 | dollars as filed | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 4,750,000 | $3,675,134 | dollars as filed | principal |
| VALARIS LTD | G9460G101 | CL A | 70,000 | $3,425,800 | dollars as filed | |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 4,670,000 | $3,342,942 | dollars as filed | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 5,000,000 | $2,983,417 | dollars as filed | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 6,307,000 | $2,829,425 | dollars as filed | principal |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 3,500,000 | $2,576,875 | dollars as filed | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 210,000 | $2,150,400 | dollars as filed | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 2,500,000 | $2,073,250 | dollars as filed | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 2,500,000 | $1,962,708 | dollars as filed | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 2,500,000 | $1,899,792 | dollars as filed | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 4,241,000 | $1,863,354 | dollars as filed | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 2,000,000 | $1,725,267 | dollars as filed | principal |
| EVENTBRITE INC | 29975EAD1 | NOTE 0.750% 9/1 | 2,500,000 | $1,698,438 | dollars as filed | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 300,000 | $1,503,000 | dollars as filed | call |
| BIORA THERAPEUTICS INC | 74319FAB3 | NOTE 7.250%12/0 | 2,500,000 | $1,478,583 | dollars as filed | principal |
| PEARL HOLDINGS ACQUISITN COR | G44525122 | UNIT 12/15/2026 | 125,000 | $1,256,875 | dollars as filed | |
| KAMAN CORP | 483548AF0 | BOND | 1,107,000 | $1,036,590 | dollars as filed | principal |
| TARGET GLOBAL ACQUISI I CORP | G8675N117 | UNIT 99/99/9999 | 100,000 | $1,006,000 | dollars as filed | |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 100,000 | $981,000 | dollars as filed | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 200,000 | $960,000 | dollars as filed | |
| BLACKLINE INC | 09239BAD1 | NOTE 3/1 | 1,000,000 | $816,250 | dollars as filed | principal |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 75,000 | $753,375 | dollars as filed | |
| AF ACQUISITION CORP | 001040104 | CMN | 75,000 | $735,000 | dollars as filed | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 60,000 | $586,800 | dollars as filed | |
| SPREE ACQUISITION CORP 1 LTD | G83745110 | UNIT 99/99/9999 | 55,000 | $556,875 | dollars as filed | |
| PROSPECTOR CAPITAL CORP | G7273A105 | COM | 52,258 | $521,012 | dollars as filed | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 50,000 | $499,500 | dollars as filed | |
| ITIQUIRA ACQUISITION CORP | G49773107 | CL A SHS | 50,000 | $497,000 | dollars as filed | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A104 | SHS CL A | 50,000 | $496,000 | dollars as filed | |
| KISMET ACQUISITION THREE COR | G5276C110 | COM | 50,000 | $495,000 | dollars as filed | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 50,000 | $491,000 | dollars as filed | |
| TELLURIAN INC NEW | 87968A104 | COM | 160,000 | $382,400 | dollars as filed | |
| DEEP LAKE CAPITAL ACQUSTN CO | G27029100 | COM | 35,000 | $348,950 | dollars as filed | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 35,322 | $348,628 | dollars as filed | |
| BLUERIVER ACQUISITION CORP | G1261Q107 | COM | 31,869 | $315,503 | dollars as filed | |
| IBERE PHARMACEUTICALS | G46843101 | SHS CL A | 30,000 | $297,300 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807107 | CL A SHS | 26,100 | $259,173 | dollars as filed | |
| M3 BRIGADE ACQUISITION III | 55407R202 | UNIT 99/99/9999 | 25,000 | $252,000 | dollars as filed | |
| KAIROS ACQUISITION CORP | G52110114 | COM | 25,000 | $249,000 | dollars as filed | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 25,000 | $249,000 | dollars as filed | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 25,000 | $248,750 | dollars as filed | |
| PONTEM CORPORATION | G71707106 | COM | 25,000 | $248,500 | dollars as filed | |
| HH&L ACQUISITION CO | G39714103 | COM | 25,000 | $248,500 | dollars as filed | |
| NEW VISTA ACQUISITION CORP | G6529L105 | CL A SHS | 25,000 | $248,500 | dollars as filed | |
| MAGNUM OPUS ACQUISITION LTD | G5S70A104 | SHS CL A | 25,000 | $248,250 | dollars as filed | |
| KERNEL GROUP HOLDINGS INC | G5259L103 | CL A SHS | 25,000 | $248,000 | dollars as filed | |
| KL ACQUISITION CORP | 49837C109 | CMN | 25,000 | $247,500 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 25,000 | $245,375 | dollars as filed | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 25,000 | $245,000 | dollars as filed | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 15,922 | $159,140 | dollars as filed | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 15,000 | $149,175 | dollars as filed | |
| NORTHERN REVIVAL ACQUISITION | G6546R101 | CL A SHS | 10,000 | $99,400 | dollars as filed | |
| MORINGA ACQUISITION CORP | G6S23K108 | COM | 10,000 | $99,300 | dollars as filed | |
| MEDICUS SCIENCES ACQUISITION | G5960S108 | CL A SHS | 10,000 | $99,000 | dollars as filed | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 10,000 | $98,400 | dollars as filed | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 10,000 | $98,300 | dollars as filed | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 10,000 | $98,100 | dollars as filed | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 10,000 | $98,000 | dollars as filed | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 10,000 | $97,900 | dollars as filed | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 5,976 | $58,744 | dollars as filed | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 4,060 | $40,072 | dollars as filed | |
| FRONTIER ACQUISITION CORP | G36826108 | CLASS A ORD SHS | 679 | $6,729 | dollars as filed | |
| ADTHEORENT HOLDING COMPANY | 00739D117 | YW EXP 12/26/202 | 27,191 | $4,889 | dollars as filed | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 986 | $2,534 | dollars as filed | |
| FINTECH EVOLUTION ACQUIS GRO | G3R19A120 | WTS | 16,666 | $1,630 | dollars as filed | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 25,000 | $1,610 | dollars as filed | |
| BYTE ACQUISITION CORP | G1R25Q113 | *W EXP 03/18/202 | 12,500 | $1,241 | dollars as filed | |
| AF ACQUISITION CORP | 001040112 | WTS | 24,999 | $1,077 | dollars as filed | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 8,200 | $820 | dollars as filed | |
| TB SA ACQUISITION CORP | G8657L121 | *W EXP 03/25/202 | 4,433 | $227 | dollars as filed | |
| QUADRO ACQUISITION ONE CORP | G52807115 | *W EXP 06/30/202 | 366 | $17 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-022129 | superseded | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-23-005308 | this filing | 2023-03-02 | acceptance time not in the bulk data set |