13F-HR filed by SILVERBACK ASSET MANAGEMENT LLC
SILVERBACK ASSET MANAGEMENT LLC filed this 13F-HR for the quarter ended 2022-09-30, filed 2022-11-14, with 106 holding rows worth $659,237,000.
- Accession
- 0001398344-22-022129
- Filer
- CIK 1278960
- Filed
- 2022-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2022
A holdings report, 115 entries on the cover page, a total value of $659,237,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $659,239,000 with VALUE read as thousands by filing date, 13F file number 028-10791. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 116,000 | $41,433,000 | thousands by filing date | put |
| Scorpio Tankers Inc (Exchange) | 80918TAD1 | Note 3.0000% 15-May-2025 | 21,100,000 | $28,670,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAF0 | CNV | 28,000,000 | $27,895,000 | thousands by filing date | principal |
| HARMONIC INC | 413160AD4 | BOND | 15,000,000 | $23,784,000 | thousands by filing date | principal |
| SPLUNK INC | 848637AC8 | NOTE 0.500% 9/1 | 20,169,000 | $19,236,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 115,000 | $18,966,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 50,000 | $17,859,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 250,000 | $17,848,000 | thousands by filing date | put |
| LUMENTUM HLDGS INC | 55024UAD1 | NOTE 0.500%12/1 | 18,203,000 | $17,077,000 | thousands by filing date | principal |
| INSULET CORP | 45784PAK7 | NOTE 0.375% 9/0 | 13,043,000 | $15,391,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AD7 | NOTE 0.750% 7/0 | 7,785,000 | $14,441,000 | thousands by filing date | principal |
| FUBOTV INC | 35953DAB0 | NOTE 3.250% 2/1 | 26,500,000 | $13,051,000 | thousands by filing date | principal |
| Ivanhoe Mines Ltd | 46579RAA2 | NOTE 2.500 04/15/26 | 11,875,000 | $12,973,000 | thousands by filing date | principal |
| BOX INC | 10316TAB0 | NOTE 1/1 | 11,161,000 | $12,368,000 | thousands by filing date | principal |
| ACCOLADE INC | 00437EAB8 | NOTE 0.500% 4/0 | 16,000,000 | $12,060,000 | thousands by filing date | principal |
| MESA LABS INC | 59064RAA7 | NOTE 1.375% 8/1 | 14,000,000 | $11,953,000 | thousands by filing date | principal |
| INFINERA CORP | 45667GAC7 | BOND | 12,933,000 | $11,882,000 | thousands by filing date | principal |
| OMNICELL COM | 68213NAD1 | NOTE 0.250% 9/1 | 11,000,000 | $11,715,000 | thousands by filing date | principal |
| WAYFAIR INC | 94419LAF8 | NOTE 1.000% 8/1 | 18,437,000 | $11,615,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAF6 | NOTE 12/1 | 17,500,000 | $11,430,000 | thousands by filing date | principal |
| BANDWIDTH INC | 05988JAB9 | NOTE 0.250% 3/0 | 17,500,000 | $11,419,000 | thousands by filing date | principal |
| ACCURAY INC DEL | 004397AK1 | NOTE 3.750% 6/0 | 13,096,000 | $10,657,000 | thousands by filing date | principal |
| RIDENOW GROUP INC | 781386305 | COM CL B | 589,495 | $9,974,000 | thousands by filing date | |
| Impinj Inc | 453204AC3 | Note 1.1250% 15-May-2027 | 9,500,000 | $9,553,000 | thousands by filing date | principal |
| NOVA LTD | 66980MAB2 | BOND | 7,500,000 | $9,398,000 | thousands by filing date | principal |
| PURE STORAGE INC | 74624MAB8 | NOTE 0.125% 4/1 | 8,250,000 | $9,348,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AL5 | NOTE 5.000%11/1 | 11,500,000 | $9,258,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379AA9 | NOTE | 11,450,000 | $9,239,000 | thousands by filing date | principal |
| CHEGG INC | 163092AF6 | NOTE 9/0 | 11,900,000 | $9,022,000 | thousands by filing date | principal |
| LIVEPERSON INC | 538146AD3 | NOTE 12/1 | 13,020,000 | $8,935,000 | thousands by filing date | principal |
| FASTLY INC | 31188VAB6 | NOTE 3/1 | 11,500,000 | $8,395,000 | thousands by filing date | principal |
| PATRICK INDS INC | 703343AB9 | DBCV 1.000% 2/0 | 8,500,000 | $8,346,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAB6 | NOTE 0.250% 1/1 | 11,500,000 | $7,583,000 | thousands by filing date | principal |
| NANOSTRING TECHNOLOGIES INC | 63009RAD1 | BOND | 8,950,000 | $7,540,000 | thousands by filing date | principal |
| HEALTH CATALYST INC | 42225TAB3 | BOND | 8,750,000 | $7,476,000 | thousands by filing date | principal |
| PAR TECHNOLOGY CORP | 698884AE3 | NOTE 1.500%10/1 | 10,000,000 | $7,425,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP. | 958102AP0 | NOTE 1.500% 2/0 | 7,659,000 | $7,276,000 | thousands by filing date | principal |
| FORD MTR CO | 345370CZ1 | NOTE 3/1 | 7,500,000 | $6,891,000 | thousands by filing date | principal |
| LYFT INC | 55087PAB0 | NOTE 1.500% 5/1 | 8,046,000 | $6,884,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374AB0 | Convertible Bond | 7,707,000 | $6,878,000 | thousands by filing date | principal |
| PEGASYSTEMS INC | 705573AB9 | NOTE 0.750% 3/0 | 8,000,000 | $6,460,000 | thousands by filing date | principal |
| Esperion Therapeutics Inc | 29664WAB1 | NOTE 4.000%11/15/25 | 11,750,000 | $6,169,000 | thousands by filing date | principal |
| VROOM INC | 92918VAB5 | Convertible Debt | 17,750,000 | $5,869,000 | thousands by filing date | principal |
| MAGNITE INC | 55955DAB6 | NOTE 0.250% 3/1 | 7,500,000 | $5,625,000 | thousands by filing date | principal |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 7,431,000 | $5,127,000 | thousands by filing date | principal |
| BEYOND MEAT INC | 08862EAB5 | NOTE 3/1 | 16,261,000 | $5,010,000 | thousands by filing date | principal |
| PRCH 3/4 09/15/26 | 733245AA2 | FIXED INCOME | 8,500,000 | $4,903,000 | thousands by filing date | principal |
| Akoustis Technologies Inc | 00973N102 | COM | 1,600,000 | $4,752,000 | thousands by filing date | |
| THE REALREAL INC | 88339PAB7 | NOTE 3.000% 6/1 | 7,605,000 | $4,511,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAF5 | NOTE 5.250%12/0 | 5,000,000 | $4,422,000 | thousands by filing date | principal |
| GUARDANT HEALTH INC | 40131MAB5 | NOTE 11/1 | 6,000,000 | $4,418,000 | thousands by filing date | principal |
| EVERBRIDGE INC | 29978AAE4 | BOND | 5,000,000 | $4,313,000 | thousands by filing date | principal |
| GROUPON INC | 399473AF4 | NOTE 1.125% 3/1 | 6,500,000 | $4,197,000 | thousands by filing date | principal |
| LUCID GROUP INC | 549498103 | COM | 296,100 | $4,138,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,000 | $4,123,000 | thousands by filing date | |
| Coupa Software | 22266LAF3 | CONV BOND | 5,250,000 | $4,052,000 | thousands by filing date | principal |
| DOCUSIGN INC | 256163AD8 | NOTE 1/1 | 4,300,000 | $4,026,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AQ4 | NOTE 4.250% 3/1 | 8,500,000 | $3,995,000 | thousands by filing date | principal |
| FIVERR INTL LTD | 33835LAA3 | NOTE 11/0 | 5,060,000 | $3,944,000 | thousands by filing date | principal |
| OAK STR HEALTH INC | 67181AAB3 | BOND | 4,500,000 | $3,468,000 | thousands by filing date | principal |
| UPWORK INC | 91688FAB0 | NOTE 0.250% 8/1 | 4,500,000 | $3,327,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAF4 | NOTE 3/0 | 3,750,000 | $3,162,000 | thousands by filing date | principal |
| Arrival Group | 04271QAA4 | NOTE 3.500% 12/01/26 | 9,500,000 | $2,808,000 | thousands by filing date | principal |
| BRIDGEBIO PHARMA INC | 10806XAB8 | NOTE 2.500% 3/1 | 4,000,000 | $2,383,000 | thousands by filing date | principal |
| THE REALREAL INC | 88339PAD3 | CNV | 5,307,000 | $2,322,000 | thousands by filing date | principal |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 210,000 | $2,150,000 | thousands by filing date | |
| AIRBNB INC CLASS A | 009066AB7 | CLASS A | 2,500,000 | $2,073,000 | thousands by filing date | principal |
| RINGCENTRAL INC | 76680RAH0 | NOTE 3/1 | 2,500,000 | $1,934,000 | thousands by filing date | principal |
| BENTLEY SYS INC | 08265TAD1 | NOTE 0.375% 7/0 | 2,500,000 | $1,900,000 | thousands by filing date | principal |
| AVAYA HLDGS CORP | 05351XAB7 | NOTE 2.250% 6/1 | 4,241,000 | $1,866,000 | thousands by filing date | principal |
| LENDINGTREE INC | 52603BAD9 | NOTE 0.500% 7/1 | 2,500,000 | $1,775,000 | thousands by filing date | principal |
| NEOGENOMICS INC | 64049MAA8 | Convertible Debt | 2,000,000 | $1,740,000 | thousands by filing date | principal |
| OKTA INC | 679295AF2 | NOTE 0.375% 6/1 | 2,000,000 | $1,571,000 | thousands by filing date | principal |
| BIORA THERAPEUTICS INC | 74319FAB3 | NOTE 7.250%12/0 | 2,500,000 | $1,508,000 | thousands by filing date | principal |
| AVADEL PHARMACEUTICALS, PLC | 05337M104 | COMMON STOCK-FO | 300,000 | $1,503,000 | thousands by filing date | call |
| COMMERCE.COM INC | 08975PAB4 | NOTE 0.250%10/0 | 1,750,000 | $1,288,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 1,107,000 | $1,039,000 | thousands by filing date | principal |
| ACCELERATE ACQUISITION CORP | 00439D102 | CMN | 100,000 | $981,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 200,000 | $960,000 | thousands by filing date | |
| INDUSTRIAL TECH ACQSTNS II I | 45635R207 | UNIT 03/31/2028 | 75,000 | $749,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040104 | CMN | 75,000 | $735,000 | thousands by filing date | |
| KHOSLA VENTURES ACQUT CO III | 482506102 | COM CL A | 60,000 | $587,000 | thousands by filing date | |
| ARTEMIS STRATEGIC INVT CORP | 04303A202 | UNIT 09/30/2026 | 50,000 | $498,000 | thousands by filing date | |
| ARROWROOT ACQUISITION CORP | 04282M102 | COM | 50,000 | $491,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 160,000 | $382,000 | thousands by filing date | |
| D AND Z MEDIA ACQUISITION CO | 23305Q106 | COM | 35,322 | $349,000 | thousands by filing date | |
| M3 BRIGADE ACQUISITION III | 55407R202 | UNIT 99/99/9999 | 25,000 | $252,000 | thousands by filing date | |
| SENIOR CONNECT ACQUISITN COR | 81723H108 | COM CL A | 25,000 | $249,000 | thousands by filing date | |
| CRUCIBLE ACQUISITION CORP | 22877P108 | CMN | 25,000 | $249,000 | thousands by filing date | |
| KL ACQUISITION CORP | 49837C109 | CMN | 25,000 | $247,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F105 | CLASS A COM | 25,000 | $245,000 | thousands by filing date | |
| MASON INDUSTRIAL TECHNOLGY I | 57520Y106 | COM CL A | 25,000 | $245,000 | thousands by filing date | |
| CIIG CAPITAL PARTNERS II INC | 12561U208 | UNIT 02/28/2028 | 15,922 | $159,000 | thousands by filing date | |
| VISCOGLIOSI BROS ACQUISTN CO | 92838K209 | UNIT 03/18/2027 | 15,000 | $149,000 | thousands by filing date | |
| BOA ACQUISITION CORP | 05601A109 | CMN | 10,208 | $101,000 | thousands by filing date | |
| PROPERTY SOLUTIONS ACQUISITI | 74350A108 | COM | 10,000 | $98,000 | thousands by filing date | |
| OSIRIS ACQUISITION CORP | 68829A103 | COM | 10,000 | $98,000 | thousands by filing date | |
| B RILEY PRIN 250 MERGER CORP | 05602L104 | COM | 10,000 | $98,000 | thousands by filing date | |
| NEWBURY STREET ACQUISITN COR | 65101L104 | COM | 10,000 | $98,000 | thousands by filing date | |
| ASTREA ACQUISITION CORP | 04637C106 | CMN | 10,000 | $98,000 | thousands by filing date | |
| VELOCITY ACQUISITION CORP | 92259E104 | COM CL A | 5,976 | $59,000 | thousands by filing date | |
| ONE EQUITY PARTNERS OPEN WTR | 68237L105 | CMN | 4,060 | $40,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 986 | $3,000 | thousands by filing date | |
| ACCELERATE ACQUISITION CORP | 00439D110 | *W EXP 03/15/202 | 25,000 | $2,000 | thousands by filing date | |
| GX ACQUISITION CORP II | 36260F113 | *W EXP 03/17/202 | 8,200 | $1,000 | thousands by filing date | |
| AF ACQUISITION CORP | 001040112 | WTS | 24,999 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-22-022129 | this filing | 2022-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-23-005308 | base | 2023-03-02 | acceptance time not in the bulk data set |