13F-HR filed by Register Financial Advisors LLC
Register Financial Advisors LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 794 holding rows worth $156,652,448.
- Accession
- 0001398344-23-003393
- Filer
- CIK 1962636
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 794 entries on the cover page, a total value of $156,652,448 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,652,448 with VALUE read as dollars as filed, 13F file number 028-23069. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BRIGHTHOUSE FINL INC | 10922N509 | Common Stock | 1,000 | $23,020 | dollars as filed | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 606 | $22,635 | dollars as filed | |
| TYSON FOODS INC CL A | 902494103 | Stock | 362 | $22,554 | dollars as filed | |
| NERDY INC | 64081V109 | CL A COM | 10,000 | $22,500 | dollars as filed | |
| Amgen Inc. | 031162100 | COM | 85 | $22,236 | dollars as filed | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 193 | $22,170 | dollars as filed | |
| ALLY FINL INC COM | 02005N100 | Stock | 900 | $22,005 | dollars as filed | |
| Fidelity | 316146232 | Fidelity Real Estate Index | 1,503 | $21,845 | dollars as filed | |
| Altria Group Inc | 02209S103 | COM | 477 | $21,804 | dollars as filed | |
| ITERIS INC NEW | 46564T107 | COM | 7,000 | $21,770 | dollars as filed | |
| Celanese US Holdings LLC | 15089QAM6 | Corporate Bond - Domestic | 22,000 | $21,699 | dollars as filed | |
| VMWARE, INC. | 928563402 | CL A COM | 176 | $21,606 | dollars as filed | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 57 | $21,559 | dollars as filed | |
| HARTFORD MIDCAP FUND | 41664M870 | MUTUAL | 890 | $21,340 | dollars as filed | |
| COHERENT CORP COM | 19247G107 | Stock | 600 | $21,060 | dollars as filed | |
| AMG TIMESSQUARE SMALL | 00170K166 | COM | 2,029 | $20,980 | dollars as filed | |
| FIDELITY SALEM STREET TRUST | 316146331 | EMRG MKT IDX FD | 2,212 | $20,856 | dollars as filed | |
| Netflix, Inc | 64110L106 | COM | 70 | $20,642 | dollars as filed | |
| NEXTDOOR HOLDINGS INC | 65345M108 | COM CL A | 10,000 | $20,600 | dollars as filed | |
| VANGUARD EXPLORER INV | 921926101 | EQUITY FUNDS | 220 | $20,539 | dollars as filed | |
| FIDELITY LOW-PRICED STOCK | 316345305 | MFD | 439 | $20,269 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME I | 46645V675 | ETF | 1,483 | $20,225 | dollars as filed | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 205 | $20,223 | dollars as filed | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 800 | $20,040 | dollars as filed | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 147 | $19,919 | dollars as filed | |
| GOLDMAN SACHS BK USA CD | 38149M5C3 | COM | 20,000 | $19,845 | dollars as filed | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 275 | $19,756 | dollars as filed | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 900 | $19,404 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 184 | $19,364 | dollars as filed | |
| ALCOA CORP COM | 013872106 | Stock | 425 | $19,325 | dollars as filed | |
| FIRST TR EXCHANGE ETF TRADED FD VI NASDAQ OIL & GAS | 33738R845 | ETF | 687 | $19,209 | dollars as filed | |
| BLOOM ENERGY CORP | 093712107 | COM | 1,000 | $19,120 | dollars as filed | |
| ALPINE INCOME PROPERTY TRUST | 02083X103 | REIT | 1,000 | $19,080 | dollars as filed | |
| WESTWOOD FUNDS | 90386K720 | COM | 2,599 | $18,974 | dollars as filed | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 87 | $18,663 | dollars as filed | |
| COLUMBIA STRATEGIC | 19763P580 | COM | 1,311 | $18,454 | dollars as filed | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 647 | $18,421 | dollars as filed | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 486 | $18,410 | dollars as filed | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 437 | $18,341 | dollars as filed | |
| ASPEN INSURANCE HLDG LTD-CALLABLE | G05384204 | Pref | 1,000 | $18,010 | dollars as filed | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 370 | $17,823 | dollars as filed | |
| ALLEGION PLC | G0176J109 | ORD SHS | 166 | $17,473 | dollars as filed | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 500 | $17,415 | dollars as filed | |
| GENUINE PARTS CO COM | 372460105 | Stock | 100 | $17,351 | dollars as filed | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 287 | $17,176 | dollars as filed | |
| CSX Corporation | 126408103 | COM | 533 | $16,512 | dollars as filed | |
| DELL TECHNOLOGIES INC CL C | 24703L202 | Stock | 401 | $16,128 | dollars as filed | |
| CENOVUS ENERGY INC | 15135U109 | COM | 800 | $15,528 | dollars as filed | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 311 | $15,479 | dollars as filed | |
| Nuveen Core Impact Bond R6 | 87245R672 | Mutual Fund | 1,753 | $15,479 | dollars as filed | |
| LOOMIS SAYLES GROWTH | 543488845 | COM | 944 | $15,395 | dollars as filed | |
| VIATRIS INC COM | 92556V106 | Stock | 1,369 | $15,232 | dollars as filed | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 1,000 | $15,100 | dollars as filed | |
| Costco Wholesale Corporation | 22160K105 | COM | 33 | $15,065 | dollars as filed | |
| INVESCO MAIN STREET SMALL CAP Y | 00900R465 | NTF EQUITY FUNDS | 837 | $14,930 | dollars as filed | |
| WALMART INC | 931142EK5 | COM | 15,000 | $14,900 | dollars as filed | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 230 | $14,874 | dollars as filed | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 434 | $14,853 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R795 | NASDAQ TRANSN | 588 | $14,829 | dollars as filed | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 118 | $14,811 | dollars as filed | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 210 | $14,753 | dollars as filed | |
| DESIGNER BRANDS INC | 250565108 | CL A | 1,500 | $14,670 | dollars as filed | |
| HEALTHCARE RLTY TR CL A COM | 42226K105 | REIT | 754 | $14,527 | dollars as filed | |
| TPG SPECIALTY LENDING IN | 87265KAF9 | COM | 15,000 | $14,453 | dollars as filed | |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 2,250 | $14,445 | dollars as filed | |
| ON HLDG AG NAMEN AKT A | H5919C104 | Stock | 825 | $14,157 | dollars as filed | |
| APA CORPORATION COM | 03743Q108 | Stock | 300 | $14,004 | dollars as filed | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 45 | $13,968 | dollars as filed | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 1,773 | $13,916 | dollars as filed | |
| ALPHASIMPLEX | 63872T729 | COM | 1,330 | $13,659 | dollars as filed | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 2,104 | $13,631 | dollars as filed | |
| T ROWE PRICE INTERNATIONAL DISCOVERY | 77956H302 | Com | 240 | $13,623 | dollars as filed | |
| Uber Technologies | 90353T100 | COM | 550 | $13,602 | dollars as filed | |
| WARNER BROS DISCOVERY INC COM SER A | 934423104 | Stock | 1,424 | $13,501 | dollars as filed | |
| GROCERY OUTLET HLDG CORP COM | 39874R101 | Stock | 462 | $13,486 | dollars as filed | |
| AMG RIVER ROAD SMALL CAP VALUE I | 00171A852 | EQUITY FUNDS | 952 | $13,238 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 254 | $13,084 | dollars as filed | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 325 | $12,977 | dollars as filed | |
| EDISON INTL COM | 281020107 | Stock | 200 | $12,724 | dollars as filed | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 200 | $12,598 | dollars as filed | |
| BLAIR WILLIAM SM MID CAP GRWTH | 093001295 | MF | 483 | $12,526 | dollars as filed | |
| MACYS INC COM | 55616P104 | Stock | 600 | $12,390 | dollars as filed | |
| ISHARES TR | 464288687 | COM | 402 | $12,285 | dollars as filed | |
| VANGUARD MID-CAP GROWTH FUND | 921946307 | Mutual Fund | 647 | $12,178 | dollars as filed | |
| CULLEN INTER HIGH | 230001703 | COM | 1,263 | $12,162 | dollars as filed | |
| NECESSITY RET 7.375 PFD | 02607T505 | COM | 600 | $12,120 | dollars as filed | |
| US TREASUR NT 2 11/26UST NOTE DUE 11/15/26 | 912828U24 | TREASURY | 13,000 | $12,019 | dollars as filed | |
| FORD MOTOR CREDIT CO LLC | 34540TB68 | COM | 12,000 | $11,901 | dollars as filed | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 80 | $11,674 | dollars as filed | |
| CELANESE US HOLDINGS LLC | 15089QAJ3 | COM | 12,000 | $11,592 | dollars as filed | |
| TORTOISE MIDSTREAM ENERGY FUND | 89148B200 | COM | 330 | $11,412 | dollars as filed | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 65 | $11,411 | dollars as filed | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 334 | $11,207 | dollars as filed | |
| ONESPAN INC | 68287N100 | COM | 1,000 | $11,190 | dollars as filed | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 271 | $11,129 | dollars as filed | |
| FEDERAL RLTY INVT TR NEW | 313745101 | SH BEN INT NEW | 110 | $11,114 | dollars as filed | |
| BLUE OWL CAPITAL CORP | 69121kac8 | FIXED | 12,000 | $11,087 | dollars as filed | |
| PETIQ INC | 71639T106 | COMMON STOCK | 1,200 | $11,064 | dollars as filed | |
| iShares Silver Trust | 46428Q109 | COM | 500 | $11,010 | dollars as filed | |
| RADIAN GROUP INC | 750236aw1 | FIXED | 12,000 | $10,995 | dollars as filed | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 600 | $10,938 | dollars as filed | |
| ARTIVION INC | 228903100 | COM | 900 | $10,908 | dollars as filed | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 225 | $10,816 | dollars as filed | |
| NEUBERGER BERMAN EQ I | 641224498 | MUTUAL | 830 | $10,730 | dollars as filed | |
| EVERPURE INC CL A | 74624M102 | Stock | 400 | $10,704 | dollars as filed | |
| KEURIG DR PEPPER INC COM | 49271V100 | Stock | 300 | $10,698 | dollars as filed | |
| GXO LOGISTICS INCORPORATED COMMON STOCK | 36262G101 | Stock | 250 | $10,673 | dollars as filed | |
| THE REAL BROKERAGE INC | 75585H206 | COM NEW | 10,000 | $10,500 | dollars as filed | |
| OWL ROCK CAPITAL CORP | 69121KAE4 | COM | 12,000 | $10,478 | dollars as filed | |
| HESS CORP | 42809H107 | COM | 73 | $10,353 | dollars as filed | |
| Rithm Capital Corp 7.125 Pfd S | 64828T508 | PRD | 600 | $10,320 | dollars as filed | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 400 | $10,196 | dollars as filed | |
| VOLKSWAGEN AG | 928662600 | COM | 650 | $10,169 | dollars as filed | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 8,900 | $10,146 | dollars as filed | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,200 | $10,098 | dollars as filed | |
| FS KKR CAPITAL CORP | 302635AH0 | COM | 12,000 | $10,018 | dollars as filed | |
| NIO INC SPON ADS | 62914V106 | ADR | 1,000 | $9,750 | dollars as filed | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 200 | $9,724 | dollars as filed | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 127 | $9,561 | dollars as filed | |
| WCM FOCUSED INTERNATIONAL | 461418444 | International Equities, EAFE, Large Cap Growth | 478 | $9,395 | dollars as filed | |
| LUCID GROUP INC | 549498103 | COM | 1,365 | $9,323 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 200 | $9,310 | dollars as filed | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 750 | $9,210 | dollars as filed | |
| INVESCO LIMITED TERM | 001419837 | COM | 834 | $9,137 | dollars as filed | |
| GENERAC HLDGS INC | 368736104 | COM | 90 | $9,059 | dollars as filed | |
| CATALENT INC USD 0.01 | 148806102 | COM | 200 | $9,002 | dollars as filed | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 210 | $8,944 | dollars as filed | |
| CALVERT INCOME I | 131582793 | BOND FUNDS | 594 | $8,665 | dollars as filed | |
| Philip Morris International Inc. | 718172109 | COM | 84 | $8,482 | dollars as filed | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50 | $8,482 | dollars as filed | |
| ZOOM COMMUNICATIONS INC CL A | 98980L101 | Stock | 124 | $8,400 | dollars as filed | |
| AMERICAN CENTURY MID CAP VALUE I | 025076647 | AVUAX | 542 | $8,369 | dollars as filed | |
| USBANCORPDEL | 902973304 | COM NEW | 191 | $8,348 | dollars as filed | |
| BLOOMIN BRANDS INC | 094235108 | COM | 411 | $8,270 | dollars as filed | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 274 | $7,790 | dollars as filed | |
| ServiceNow,Inc. | 81762P102 | COM | 20 | $7,765 | dollars as filed | |
| OCCIDENTAL PETE CORP WT EXP 080327 | 674599162 | Stock | 187 | $7,710 | dollars as filed | |
| BAIRD AGGREGATE BOND FUND INST'L CLASS | 057071854 | M | 791 | $7,591 | dollars as filed | |
| FRANKLIN INVS SECS TR | 353612625 | COM | 1,000 | $7,500 | dollars as filed | |
| HOLOGIC INC | 436440101 | COM | 100 | $7,481 | dollars as filed | |
| WYNN RESORTS LTD | 983134107 | COM | 90 | $7,422 | dollars as filed | |
| CHEWYINCCLASSCLASSA | 16679L109 | STOK | 200 | $7,416 | dollars as filed | |
| INVESCO MAIN STREET MID CAP Y | 00900R531 | OPMYX | 280 | $7,390 | dollars as filed | |
| ALLEGRO MICROSYSTEMS INC | 01749D105 | COM | 245 | $7,355 | dollars as filed | |
| IVY GLOBAL NAT RES CL | 465899508 | MUTUAL | 434 | $7,233 | dollars as filed | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 141 | $7,212 | dollars as filed | |
| PACER FDS TR | 69374H873 | DEVELOPED MRKT | 260 | $7,085 | dollars as filed | |
| AMERICAN CENTURY GROWTH | 025083205 | MFC | 192 | $7,027 | dollars as filed | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 281 | $6,961 | dollars as filed | |
| INSTEEL INDS INC | 45774W108 | COM | 250 | $6,880 | dollars as filed | |
| FED REPUBLIC OF BRAZIL | 105756AL4 | COM | 5,000 | $6,788 | dollars as filed | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 400 | $6,752 | dollars as filed | |
| Cigna Corporation | 125523100 | COM | 20 | $6,627 | dollars as filed | |
| DFA FIVE-YEAR GLOBAL FIXED-INCOME I | 233203884 | BOND FUNDS | 654 | $6,432 | dollars as filed | |
| SCHNEIDER ELEC SA ADR | 80687P106 | COM | 230 | $6,431 | dollars as filed | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 182 | $6,360 | dollars as filed | |
| Lowes Companies,Inc. | 548661107 | COM | 31 | $6,250 | dollars as filed | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 4,000 | $6,080 | dollars as filed | |
| ISHARES TR | 464287168 | COM | 50 | $6,055 | dollars as filed | |
| Vanguard Equity Income Adml | 921921300 | ETF | 72 | $6,053 | dollars as filed | |
| ADIENT PLC | G0084W101 | ORD SHS | 174 | $6,023 | dollars as filed | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 46 | $6,001 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 260 | $5,821 | dollars as filed | |
| REALTY INCOME CORP COM | 756109104 | REIT | 90 | $5,709 | dollars as filed | |
| GLOBUS MED INC CL A | 379577208 | Stock | 75 | $5,570 | dollars as filed | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 145 | $5,495 | dollars as filed | |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 194 | $5,420 | dollars as filed | |
| SOFTBANK GROUP CORP. | 83404D109 | Common stock | 256 | $5,416 | dollars as filed | |
| JPMORGAN US VALUE I | 4812A1464 | EQUITY FUNDS | 79 | $5,413 | dollars as filed | |
| ISHARES TR | 464287713 | US TELECOM ETF | 241 | $5,406 | dollars as filed | |
| Deutsche Science & Technology | 25159l562 | COM | 247 | $5,386 | dollars as filed | |
| HALEON PLC SPON ADS | 405552100 | ADR | 665 | $5,318 | dollars as filed | |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 150 | $5,315 | dollars as filed | |
| PAGERDUTY INC COM | 69553P100 | Stock | 200 | $5,312 | dollars as filed | |
| CROWDSTRIKE HLDGS INC | 22788C105 | COM | 50 | $5,265 | dollars as filed | |
| SYLVAMO CORP | 871332102 | COMMON STOCK | 108 | $5,248 | dollars as filed | |
| BROWN ADVISORY SUSTAINABLE GROWTH I | 115233207 | BAFWX | 152 | $5,242 | dollars as filed | |
| WF PREMIER LRG GRW IN | 94984B454 | MUTUAL | 463 | $5,148 | dollars as filed | |
| BLACKROCK DYNAMIC HIGH INCOME INSTL | 09257E795 | NTF EQUITY FUNDS | 646 | $5,072 | dollars as filed | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 250 | $4,963 | dollars as filed | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $4,932 | dollars as filed | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 39 | $4,914 | dollars as filed | |
| STRYKER CORP | 863667AF8 | COM | 5,000 | $4,883 | dollars as filed | |
| APPLE INC | 037833CU2 | COM | 5,000 | $4,868 | dollars as filed | |
| JPMORGAN CHASE & CO | 48126HAC4 | COM | 5,000 | $4,866 | dollars as filed | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 640 | $4,832 | dollars as filed | |
| THE GOLDMAN SACHS 3.5 25 DUE 01/23/25 | 38148LAC0 | CORPORATE BONDS | 5,000 | $4,830 | dollars as filed | |
| ORACLE CORP | 68389XBT1 | COM | 5,000 | $4,714 | dollars as filed | |
| EXCHANGE LISTED FDS TR | 30151E806 | SABA INT RATE | 260 | $4,487 | dollars as filed | |
| FIDELITY NASDAQ COMPOSITE | 315912709 | Common, Large Cap Growth | 34 | $4,425 | dollars as filed | |
| VULCAN MATLS CO COM | 929160109 | Stock | 25 | $4,378 | dollars as filed | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 38 | $4,362 | dollars as filed | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 12 | $4,348 | dollars as filed | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 100 | $4,101 | dollars as filed | |
| iShares TIPS Bond ETF | 464287176 | SHS | 38 | $3,994 | dollars as filed | |
| Vanguard Extended Market ETF | 922908652 | SHS | 30 | $3,986 | dollars as filed | |
| JP Morgan 6.125 Perp FRN CALd | 46625HJW1 | Corporate Bonds | 4,000 | $3,887 | dollars as filed | |
| CALAMOS INVT TR NEW MKT NEUTRA | 128119880 | COM | 280 | $3,859 | dollars as filed | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 250 | $3,568 | dollars as filed | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 47 | $3,527 | dollars as filed | |
| INVESCO MAIN STREET ALL CAP FUND CL Y | 00141B758 | Mutual Fund | 176 | $3,438 | dollars as filed | |
| QWest Corp., 6.500per, due 09/01/2056 | 74913G881 | Preferred | 200 | $3,340 | dollars as filed | |
| Invesco Oppenheimer Dev Mkts Y | 00143W875 | MF | 92 | $3,225 | dollars as filed | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 250 | $3,180 | dollars as filed | |
| CHORD ENERGY CORP | 674215116 | CHORD ENERGY CORP | 49 | $3,087 | dollars as filed | |
| iShares Broad USD High Yield Corporate Bond ETF | 46435U853 | SHS | 89 | $3,075 | dollars as filed | |
| Principal Blue Chip Fund Institutional Class | 74255L589 | COM | 108 | $3,051 | dollars as filed | |
| GENERAL ELECTRI 587538 DUE 011438 | 36962G3P7 | Treas | 3,000 | $3,050 | dollars as filed | |
| ZOOMINFO TECHNOLOGIES INC COMMON STOCK | 98980F104 | Stock | 100 | $3,011 | dollars as filed | |
| INVESCO OPPENHEIMER INTERNATIONAL GR Y | 00900W597 | NTF EQUITY FUNDS | 91 | $2,995 | dollars as filed | |
| RIVIAN AUTOMOTIVE INC COM CL A | 76954A103 | Stock | 160 | $2,949 | dollars as filed | |
| BLACKROCK SYSTEMATIC MULTI STRATEGY FUND INST'L CLASS | 09260C307 | M | 304 | $2,934 | dollars as filed | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 120 | $2,909 | dollars as filed | |
| FISKER INC | 33813J106 | CL A COM STK | 400 | $2,908 | dollars as filed | |
| Prologis,Inc. | 74340W103 | COM | 26 | $2,904 | dollars as filed | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 34 | $2,883 | dollars as filed | |
| Mondelez International,Inc. Class A | 609207105 | COM | 43 | $2,833 | dollars as filed | |
| HAGERTY INC A | 405166109 | COMMON STOCK | 333 | $2,801 | dollars as filed | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 100 | $2,798 | dollars as filed | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 608 | $2,774 | dollars as filed | |
| ASANA INC | 04342Y104 | CL A | 200 | $2,754 | dollars as filed | |
| LINDE PLC | G5494J103 | SHS | 8 | $2,738 | dollars as filed | |
| BLACKROCK HIGH YIELD INSTL | 09260B630 | NTF BOND FUNDS | 407 | $2,703 | dollars as filed | |
| INVESCO INTERNATIONAL SMALLMID COM Y | 00900W530 | OSMYX | 69 | $2,688 | dollars as filed | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 95 | $2,682 | dollars as filed | |
| VERITIV CORP | 923454102 | COM | 22 | $2,678 | dollars as filed | |
| FIRST TR EXCHANGE TRADED FD | 33741L108 | CMN | 100 | $2,628 | dollars as filed | |
| BlackRock Total Return Fund Institutional | 09252M883 | COM | 266 | $2,623 | dollars as filed | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 55 | $2,362 | dollars as filed | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 200 | $2,362 | dollars as filed | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 55 | $2,120 | dollars as filed | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 41 | $2,050 | dollars as filed | |
| NORTHEAST UTILITIES | 664397AK2 | COM | 2,000 | $1,990 | dollars as filed | |
| NORFOLK SOUTHERN CORP | 655844BP2 | COM | 2,000 | $1,980 | dollars as filed | |
| STRYKER CORP | 863667AH4 | COM | 2,000 | $1,932 | dollars as filed | |
| OLD REP INTL CORP COM | 680223104 | Stock | 80 | $1,927 | dollars as filed | |
| GUGGENHEIM LIMITED DURATION INSTL | 40168W483 | NTF BOND FUNDS | 82 | $1,915 | dollars as filed | |
| PIMCO LOW DURATION | 72201M792 | COM | 246 | $1,909 | dollars as filed | |
| RYDER SYSTEM INC | 78355HKN8 | COM | 2,000 | $1,902 | dollars as filed | |
| SNAP INC | 83304A106 | CL A | 210 | $1,880 | dollars as filed | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 216 | $1,858 | dollars as filed | |
| BROOKFIELD CORP CL A LTD VT SH | 11271J107 | Stock | 59 | $1,856 | dollars as filed | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 25 | $1,842 | dollars as filed | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 1,978 | $1,825 | dollars as filed | |
| INVESCO ROCHESTER | 00141W810 | COM | 650 | $1,801 | dollars as filed | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25 | $1,782 | dollars as filed | |
| Stryker Corporation | 863667101 | COM | 7 | $1,764 | dollars as filed | |
| Vanguard Developed Markets Ind | 921943809 | COM | 128 | $1,729 | dollars as filed | |
| BLACKROCK STRATEGIC | 09252X509 | COM | 336 | $1,726 | dollars as filed | |
| FIDELITY ADVISOR TOTAL | 315910323 | COM | 179 | $1,680 | dollars as filed | |
| CHORD ENERGY CORPORATION WT A | 674215124 | WT | 78 | $1,590 | dollars as filed | |
| BAC CAP TR XIV FIXED TO FLT RT HYBRID | 05518VAA3 | Fixed Income | 2,000 | $1,531 | dollars as filed | |
| ECOLAB INC COM | 278865100 | Stock | 10 | $1,497 | dollars as filed | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6 | $1,440 | dollars as filed | |
| OPKO HEALTH INC | 68375N103 | COM | 1,000 | $1,250 | dollars as filed | |
| CHEMOURS CO COM | 163851108 | Stock | 40 | $1,225 | dollars as filed | |
| OPENDOOR TECHNOLOGIES INC | 683712103 | COM | 1,040 | $1,206 | dollars as filed | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5 | $1,175 | dollars as filed | |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 105 | $1,172 | dollars as filed | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 3,000 | $1,166 | dollars as filed | |
| CHORD ENERGY CORPORATION | 674215207 | COM NEW | 8 | $1,094 | dollars as filed | |
| LORD ABBETT TOTAL RETURN F | 543916399 | BOND FUNDS | 118 | $1,022 | dollars as filed | |
| WACHOVIA CORP0RATION | 929903AM4 | COM | 1,000 | $971 | dollars as filed | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10 | $875 | dollars as filed | |
| RESIDEO TECHNOLOGIES INC COM | 76118Y104 | Stock | 46 | $757 | dollars as filed | |
| DOMO INC | 257554105 | COM CL B | 50 | $712 | dollars as filed | |
| CHORD ENERGY CORPORATION WT B | 674215132 | WT | 38 | $691 | dollars as filed | |
| WABTEC COM | 929740108 | Stock | 6 | $599 | dollars as filed | |
| CARDLYTICS INC | 14161W105 | COM | 100 | $578 | dollars as filed | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 5 | $563 | dollars as filed | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 55 | $552 | dollars as filed | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 1 | $546 | dollars as filed | |
| CUE HEALTH INC | 229790100 | COM | 240 | $497 | dollars as filed | |
| OATLY GROUP AB | 67421J108 | SPONSORED ADS | 250 | $435 | dollars as filed | |
| BROOKFIELD ASSET MANAGMT LTD CL A LMT VTG SHS | 113004105 | Stock | 15 | $423 | dollars as filed | |
| ADVANSIX INC | 00773T101 | COM | 10 | $380 | dollars as filed | |
| INVITAE CORP | 46185L103 | COM | 200 | $372 | dollars as filed | |
| ASHFORD HOSPITALITY TR INC | 044103869 | COM SHS | 75 | $335 | dollars as filed | |
| COINBASE GLOBAL INC COM CL A | 19260Q107 | Stock | 6 | $212 | dollars as filed | |
| 9 METERS BIOPHARMA INC | 654405208 | COM | 100 | $126 | dollars as filed | |
| BROOKFIELD REINSURANCE FCLASS A | G16250105 | FOREIGN ORDINARIES | 4 | $125 | dollars as filed | |
| EMBECTA CORP | 29082K105 | COMMON STOCK | 4 | $110 | dollars as filed | |
| GARRETT MOTION INC | 366505105 | COM | 12 | $91 | dollars as filed | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 15 | $52 | dollars as filed | |
| ARRIVAL GROUP | L0423Q108 | SHS | 300 | $48 | dollars as filed | |
| NORDSTROM INC | 655664100 | COM | 1 | $22 | dollars as filed | |
| FEDERATED HERMES KAUFMANN IS | 31421N873 | EQUITY FUNDS | 0 | $0 | dollars as filed | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| CHINA NORTH EAST PETE HLDGS LT COM | 16941G102 | Common Stock | 500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| MULLEN AUTOMOTIVE INC | 62526P109 | COM | 1 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMR Corp Escrow | 001ESC102 | COM | 5,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| Lehman Brothers HLDG Inc Escrow SHS | 524ESC720 | PFD | 200 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| AMERICAN EAGLE ENERGY | 02554F300 | COM | 500 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| CBL & ASSOCIATES LP ESC | 125ESCAE3 | COM | 21,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
| PERTACAL ENERGY INC A | 715360103 | COM | 10,000 | $0 | dollars as filed | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-003393 | this filing | 2023-02-14 | acceptance time not in the bulk data set |