13F-HR filed by Register Financial Advisors LLC
Register Financial Advisors LLC filed this 13F-HR for the quarter ended 2022-12-31, filed 2023-02-14, with 794 holding rows worth $156,652,448.
- Accession
- 0001398344-23-003393
- Filer
- CIK 1962636
- Filed
- 2023-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2022
A holdings report, 794 entries on the cover page, a total value of $156,652,448 stated on the cover page (in dollars after the unit check, H1), rows summing to $156,652,448 with VALUE read as dollars as filed, 13F file number 028-23069. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 28,164 | $3,953,429 | dollars as filed | |
| COLUMBIA DIVIDEND INCOME FUND INSTITUTIONAL CLASS | 19765N245 | Mutual Fund | 126,406 | $3,656,930 | dollars as filed | |
| Apple Inc | 037833100 | COM | 27,952 | $3,631,755 | dollars as filed | |
| Vanguard Growth | 922908736 | COM | 15,602 | $3,324,953 | dollars as filed | |
| JPMORGAN LARGE CAP GROWTH I | 4812C0530 | EQUITY FUNDS | 73,773 | $3,299,886 | dollars as filed | |
| VANGUARD STAR FDS | 921909768 | COM | 59,724 | $3,088,913 | dollars as filed | |
| First Eagle Overseas Fund I | 32008F200 | ETF | 108,516 | $2,498,043 | dollars as filed | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,314 | $2,321,822 | dollars as filed | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 53,217 | $2,261,743 | dollars as filed | |
| EATON VANCE SMID CAP | 277902698 | MUTUAL | 64,303 | $2,196,590 | dollars as filed | |
| Microsoft Corp | 594918104 | COM | 9,060 | $2,172,668 | dollars as filed | |
| BLACKSTONE INC | 09260D107 | COM | 28,903 | $2,144,307 | dollars as filed | |
| TRAVELCENTERS AMERLLC SR | 894174200 | EQUITIES | 84,550 | $2,139,961 | dollars as filed | |
| JP MORGAN U.S. EQUITY FUND INST CLASS | 4812A1142 | SHS | 124,648 | $2,132,727 | dollars as filed | |
| Johnson & Johnson | 478160104 | COM | 11,054 | $1,952,604 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC | 02128L205 | SPI | 75,598 | $1,912,629 | dollars as filed | |
| PIMCO INCOME | 72201F490 | COM | 180,469 | $1,867,857 | dollars as filed | |
| AbbVie,Inc. | 00287Y109 | COM | 10,829 | $1,749,995 | dollars as filed | |
| CVS Health Corporation | 126650100 | COM | 18,480 | $1,722,174 | dollars as filed | |
| FIDELITY ADVISOR INTL CAP APP I | 315920819 | EQUITY FUNDS | 72,149 | $1,686,836 | dollars as filed | |
| SCHD | 808524797 | COM | 22,050 | $1,665,680 | dollars as filed | |
| WILLIAM BLAIR FDS | 093001485 | COM | 58,187 | $1,657,757 | dollars as filed | |
| MDU RES GROUP INC | 552690109 | COM | 50,667 | $1,537,241 | dollars as filed | |
| Merck & Co.,Inc. | 58933Y105 | COM | 13,673 | $1,516,998 | dollars as filed | |
| Pfizer Inc. | 717081103 | COM | 29,594 | $1,516,412 | dollars as filed | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 80,156 | $1,482,890 | dollars as filed | |
| AMERICAN MUTUAL FUND CLASS F2 | 027681824 | Mutual Fund | 29,162 | $1,411,460 | dollars as filed | |
| VIA RENEWA | 92556D205 | PREFERRED STOCK | 59,350 | $1,357,335 | dollars as filed | |
| B Riley Financial, Inc., 6.50per, due 09/30/26 | 05580M801 | Preferred | 61,700 | $1,354,932 | dollars as filed | |
| Home Depot, Inc | 437076102 | COM | 4,089 | $1,291,644 | dollars as filed | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 124,060 | $1,280,299 | dollars as filed | |
| ATI INC COM | 01741R102 | Stock | 40,903 | $1,221,364 | dollars as filed | |
| APOLLO GLOBAL MGMT INC COM | 03769M106 | Stock | 18,750 | $1,196,063 | dollars as filed | |
| BOSTON TR WALDEN FDS | 101156602 | SMALL CP FD | 76,232 | $1,186,162 | dollars as filed | |
| JPMORGAN EQUITY PREMIUM INCOME ETF | 46641Q332 | ETF | 20,676 | $1,126,623 | dollars as filed | |
| VIRTUS | 92837N543 | COM | 108,522 | $1,116,695 | dollars as filed | |
| Berkshire Hathaway Inc | 084670702 | COM | 3,561 | $1,099,993 | dollars as filed | |
| SPY | 78462F103 | SHS | 2,847 | $1,088,608 | dollars as filed | |
| ARES CAPITAL CORP | 04010L103 | COM | 56,302 | $1,039,895 | dollars as filed | |
| Procter & Gamble Co | 742718109 | COM | 6,777 | $1,027,188 | dollars as filed | |
| Walmart Inc. | 931142103 | COM | 7,108 | $1,007,819 | dollars as filed | |
| PIMCO TRENDS MANAGED FUTURES STRAT INSTL | 72201U455 | EQUITY FUNDS | 87,857 | $985,756 | dollars as filed | |
| Vanguard Value Index Adm | 922908678 | VVIAX | 17,811 | $975,310 | dollars as filed | |
| New Economy Fund Cl F2 | 643822828 | ETF | 22,356 | $973,177 | dollars as filed | |
| Cisco Systems,Inc. | 17275R102 | COM | 19,934 | $949,671 | dollars as filed | |
| Bank of America Corp | 060505104 | COM | 28,573 | $946,351 | dollars as filed | |
| DOW HLDGS INC COM | 260557103 | Stock | 18,277 | $920,989 | dollars as filed | |
| PIMCO LOW DURATION INCOME INSTL | 722005170 | PFIIX | 116,638 | $903,946 | dollars as filed | |
| ALTA EQUIPMENT GROUP INC COMMON STOCK | 02128L106 | Stock | 67,019 | $883,984 | dollars as filed | |
| Raytheon Technologies Corporation | 75513E101 | COM | 8,109 | $818,357 | dollars as filed | |
| Nuveen Preferred Secs & Inc I | 670700400 | MF | 52,999 | $797,110 | dollars as filed | |
| QUANTA SVCS INC | 74762E102 | COM | 5,405 | $770,179 | dollars as filed | |
| DISH DBS Corp | 25470XAY1 | Corporate Bond - Domestic | 945,000 | $762,039 | dollars as filed | |
| FIDELITY ADVISOR STOCK SELECTOR SM CP I | 316066885 | EQUITY FUNDS | 26,394 | $744,575 | dollars as filed | |
| FUNDAMENTAL INVS CL F2 SHS | 360802821 | SHS | 12,143 | $731,141 | dollars as filed | |
| SPARTANNASH CO | 847215100 | COM | 24,051 | $727,295 | dollars as filed | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 103,200 | $725,496 | dollars as filed | |
| Chevron Corporation | 166764100 | COM | 3,853 | $691,524 | dollars as filed | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,935 | $683,959 | dollars as filed | |
| INTERFACE INC | 458665304 | COM | 68,415 | $675,256 | dollars as filed | |
| ENOVIX CORPORATION COM | 293594107 | Stock | 53,400 | $664,296 | dollars as filed | |
| BEAZER HOMES USA | 07556QBM6 | COM | 687,000 | $662,824 | dollars as filed | |
| CHART INDS INC | 16115Q308 | COM | 5,506 | $634,456 | dollars as filed | |
| Verizon Communications Inc | 92343V104 | COM | 16,078 | $633,460 | dollars as filed | |
| Ford Motor Co., 6.000per, due 12/01/2059 | 345370837 | Preferred | 29,500 | $631,595 | dollars as filed | |
| ConocoPhillips | 20825C104 | COM | 5,301 | $625,501 | dollars as filed | |
| TARGET CORP COM | 87612E106 | Stock | 4,160 | $620,043 | dollars as filed | |
| Coca-Cola Company | 191216100 | COM | 9,618 | $611,823 | dollars as filed | |
| VANGUARD GROWTH INDEX (ADM) | 922908660 | MFD | 5,553 | $609,237 | dollars as filed | |
| VTI | 922908769 | COM | 3,148 | $601,827 | dollars as filed | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 36,950 | $595,265 | dollars as filed | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 31,527 | $577,882 | dollars as filed | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,325 | $576,218 | dollars as filed | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 8,285 | $568,581 | dollars as filed | |
| DFA US CORE EQUITY 1 I | 233203413 | EQUITY FUNDS | 19,058 | $567,737 | dollars as filed | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 70,882 | $535,161 | dollars as filed | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 19,366 | $533,327 | dollars as filed | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 17,054 | $525,619 | dollars as filed | |
| WILLIAMS COS INC COM | 969457100 | Stock | 15,936 | $524,289 | dollars as filed | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 11,642 | $500,940 | dollars as filed | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 15,000 | $492,000 | dollars as filed | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,752 | $478,376 | dollars as filed | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,836 | $469,035 | dollars as filed | |
| SYMBOTIC INC | 87151X101 | CLASS A COM | 38,050 | $454,317 | dollars as filed | |
| International Business Machines Corporation | 459200101 | COM | 3,218 | $453,339 | dollars as filed | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,173 | $450,567 | dollars as filed | |
| Janus Henderson Global | 47103X492 | MF | 74,822 | $449,681 | dollars as filed | |
| FEDEX CORP COM | 31428X106 | Stock | 2,571 | $445,223 | dollars as filed | |
| PepsiCo,Inc. | 713448108 | COM | 2,460 | $444,346 | dollars as filed | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,950 | $439,214 | dollars as filed | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,157 | $437,941 | dollars as filed | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 3,048 | $430,503 | dollars as filed | |
| EARTHSTONE ENERGY INC | 27032D304 | COMMON STOCK | 30,000 | $426,900 | dollars as filed | |
| RR DONNELLEY & SONS CO | 257867BA8 | COM | 425,000 | $419,985 | dollars as filed | |
| NEW PERSPECTIVE FD INC SHS CL | 648018828 | MUTUAL | 8,893 | $418,783 | dollars as filed | |
| Caterpillar Inc. | 149123101 | COM | 1,741 | $417,147 | dollars as filed | |
| Amazon.com, Inc | 023135106 | COM | 4,954 | $416,136 | dollars as filed | |
| Micron Technology,Inc. | 595112103 | COM | 8,318 | $415,731 | dollars as filed | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,161 | $415,545 | dollars as filed | |
| Lockheed Martin Corporation | 539830109 | COM | 824 | $400,877 | dollars as filed | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,540 | $399,422 | dollars as filed | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,442 | $396,226 | dollars as filed | |
| OBSIDIAN ENERGY LTD | 674482203 | COM | 58,500 | $388,440 | dollars as filed | |
| Lord Abbett Ultra Short Bond Fund Class I | 54401E457 | MF | 36,289 | $356,361 | dollars as filed | |
| Apollo Management 6.375 Pfd | 03769W302 | PFD | 16,280 | $353,105 | dollars as filed | |
| Walt Disney Co | 254687106 | COM | 4,008 | $348,215 | dollars as filed | |
| JPMORGAN SMALL-CAP EQUITY FUND CLASS I | 4812A1373 | OPEN END TAXABLE NO LOAD FUND | 6,693 | $336,348 | dollars as filed | |
| MIMEDX GROUP INC | 602496101 | COM | 116,700 | $324,426 | dollars as filed | |
| NN INC | 629337106 | COM | 213,156 | $319,734 | dollars as filed | |
| Southern Company | 842587107 | COM | 4,376 | $312,466 | dollars as filed | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,456 | $305,585 | dollars as filed | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 23,800 | $303,688 | dollars as filed | |
| Honeywell Technologies | 438516106 | COM | 1,409 | $301,952 | dollars as filed | |
| PARNASSUS CORE EQUITY INSTITUTIONAL | 701769408 | EQUITY FUNDS | 6,279 | $295,320 | dollars as filed | |
| AMER EUROPACIFIC GRWTH Cl F-2 | 29875E100 | IFD | 5,985 | $292,645 | dollars as filed | |
| Duke Energy Corporation | 26441C204 | COM | 2,810 | $289,362 | dollars as filed | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 8,923 | $288,315 | dollars as filed | |
| AMBARELLA INC | G037AX101 | SHS | 3,500 | $287,805 | dollars as filed | |
| BEAZER HOMES USA INC | 07556QBR5 | COM | 327,000 | $286,030 | dollars as filed | |
| Eaton Corp. Plc | G29183103 | COM | 1,783 | $279,765 | dollars as filed | |
| American Funds Amcap F2 | 023375827 | MF | 9,155 | $279,241 | dollars as filed | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,530 | $279,071 | dollars as filed | |
| TREX CO INC | 89531P105 | COM | 6,527 | $276,288 | dollars as filed | |
| OSHKOSH CORP COM | 688239201 | Stock | 3,133 | $276,284 | dollars as filed | |
| Boeing Company | 097023105 | COM | 1,425 | $271,366 | dollars as filed | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 4,350 | $271,310 | dollars as filed | |
| Abbott Laboratories | 002824100 | COM | 2,470 | $271,150 | dollars as filed | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 5,390 | $266,859 | dollars as filed | |
| FIDELITY ADVISOR HEALTH CARE I | 315918821 | EQUITY FUNDS | 4,123 | $264,432 | dollars as filed | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,055 | $262,293 | dollars as filed | |
| PARNASSUS MID CAP INSTITUTIONAL | 701765505 | EQUITY FUNDS | 7,603 | $258,649 | dollars as filed | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,753 | $254,760 | dollars as filed | |
| GLADSTONECOMMERCIALCORP | 376536884 | PREFERREDSTK | 12,877 | $253,678 | dollars as filed | |
| Tesla Motors, Inc | 88160R101 | COM | 2,057 | $253,381 | dollars as filed | |
| UNITED STATES TREAS NTS 2.625 12/31/2023 | 9128285U0 | Govt Bond | 255,000 | $249,762 | dollars as filed | |
| First Eagle Global I | 32008F606 | Mutual Fund | 4,119 | $240,055 | dollars as filed | |
| Qualcomm Incorporated | 747525103 | COM | 2,173 | $238,891 | dollars as filed | |
| Oracle Corporation | 68389X105 | COM | 2,873 | $234,800 | dollars as filed | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 3,806 | $234,594 | dollars as filed | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 12,970 | $234,499 | dollars as filed | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 11,435 | $233,610 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 13,759 | $232,245 | dollars as filed | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 2,620 | $231,163 | dollars as filed | |
| FIDELITY ADVISOR GROWTH OPPS I | 315807883 | EQUITY FUNDS | 2,360 | $230,868 | dollars as filed | |
| FIDELITY 500 INDEX | 315911750 | MFD | 1,727 | $229,856 | dollars as filed | |
| KKR & CO INC | 48251W104 | COM | 4,950 | $229,798 | dollars as filed | |
| COUSINSPPTYSINC | 222795502 | STOK | 9,050 | $228,875 | dollars as filed | |
| FRANKLIN INCOME ADV | 353496847 | NTF BOND FUNDS | 100,667 | $226,501 | dollars as filed | |
| WP CAREY INC COM | 92936U109 | REIT | 2,889 | $225,807 | dollars as filed | |
| Citigroup Inc | 172967358 | COM | 8,750 | $220,150 | dollars as filed | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 2,244 | $213,051 | dollars as filed | |
| Comcast Corp | 20030N101 | COM | 6,090 | $212,956 | dollars as filed | |
| Intel Corp | 458140100 | COM | 7,956 | $210,270 | dollars as filed | |
| AMERICAN NEW WORLD FUND CLASS F2 | 649280823 | Mutual Fund | 3,158 | $209,141 | dollars as filed | |
| MODINE MFG CO COM | 607828100 | Stock | 10,500 | $208,530 | dollars as filed | |
| BED BATH & BEYOND INC | 690370101 | COM | 10,700 | $207,152 | dollars as filed | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 15,585 | $203,851 | dollars as filed | |
| FRANCHISE GROUP INC | 35180X105 | COM | 8,443 | $201,107 | dollars as filed | |
| Bristol-Myers Squibb Company | 110122108 | COM | 2,771 | $199,366 | dollars as filed | |
| UNITED STATES TREAS NTS 2.25 01/31/2024 | 912828V80 | Govt Bond | 200,000 | $194,726 | dollars as filed | |
| Texas Instruments Incorporated | 882508104 | COM | 1,169 | $193,137 | dollars as filed | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 5,030 | $188,869 | dollars as filed | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 798 | $182,211 | dollars as filed | |
| TERRAN ORBITAL CORPORATION | 88105P103 | COM | 115,000 | $181,700 | dollars as filed | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 5,397 | $181,541 | dollars as filed | |
| General Electric Company | 369604301 | COM | 2,166 | $181,517 | dollars as filed | |
| DFA INTERNATIONAL CORE EQUITY 2 I | 233203371 | EQUITY FUNDS | 13,232 | $178,762 | dollars as filed | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 25,995 | $178,587 | dollars as filed | |
| Eli Lilly and Company | 532457108 | COM | 487 | $177,993 | dollars as filed | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 251 | $177,845 | dollars as filed | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 512 | $175,734 | dollars as filed | |
| IJH | 464287507 | COM | 726 | $175,682 | dollars as filed | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,650 | $173,901 | dollars as filed | |
| INVESCO QQQ TR | 46090E103 | COM | 652 | $173,717 | dollars as filed | |
| WELLTOWER INC COM | 95040Q104 | REIT | 2,600 | $170,430 | dollars as filed | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 1,708 | $169,860 | dollars as filed | |
| AMERICAN INFLATION LINKED BOND FUND CLASS F2 | 02630D501 | OPEN END TAXABLE LOAD FUND | 18,320 | $167,079 | dollars as filed | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1,746 | $165,214 | dollars as filed | |
| AT&T Inc | 00206R102 | COM | 8,717 | $160,471 | dollars as filed | |
| McDonalds Corporation | 580135101 | COM | 595 | $156,673 | dollars as filed | |
| Visa Inc | 92826C839 | COM | 741 | $153,876 | dollars as filed | |
| Vanguard S&P 500 ETF | 922908363 | COM | 430 | $151,244 | dollars as filed | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 2,391 | $150,062 | dollars as filed | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 3,129 | $146,158 | dollars as filed | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 5,686 | $144,926 | dollars as filed | |
| WELLS FARGO 5.625 PERCENT PFDPFD SER Y | 94988U656 | Equity | 6,575 | $143,269 | dollars as filed | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1,370 | $142,834 | dollars as filed | |
| iShares Russell 2000 ETF | 464287655 | SHS | 819 | $142,799 | dollars as filed | |
| LORD ABBETT SHORT DURATION INCOME F | 543916464 | Mutual Fund | 37,062 | $141,946 | dollars as filed | |
| COHEN & STEERS INSTL RLTY SHS COM | 19247U106 | COM | 3,287 | $139,884 | dollars as filed | |
| VWO | 922042858 | SHS | 3,564 | $138,909 | dollars as filed | |
| PGIM ABSOLUTE RETURN BON | 74441J829 | NTF BOND FUNDS | 15,662 | $138,450 | dollars as filed | |
| FORD MTR CO COM | 345370860 | Stock | 11,900 | $138,397 | dollars as filed | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,152 | $136,092 | dollars as filed | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,155 | $134,252 | dollars as filed | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 40,854 | $133,591 | dollars as filed | |
| SIXTH STREET SPECIALTY LENDI | 83012A109 | COM | 7,485 | $133,226 | dollars as filed | |
| INVESCO EXCH TRADED FD TR II | 46138E362 | S&P500 HDL VOL | 2,983 | $130,748 | dollars as filed | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 606 | $130,714 | dollars as filed | |
| AMERICAN GROWTH FUND OF AMERICA CLASS F2 | 399874825 | Mutual Fund | 2,626 | $129,484 | dollars as filed | |
| JPMORGAN TR I | 4812A3718 | GROWTH ADVNTG I | 5,514 | $128,652 | dollars as filed | |
| GOLDMAN SACHS INTL EQ INSGHTS INSTL | 38142V845 | GCIIX | 10,871 | $128,280 | dollars as filed | |
| Western Digital Corp | 958102AM7 | Corporate Bond - Domestic | 136,000 | $128,074 | dollars as filed | |
| LORD ABBETT INVT TR | 543916688 | SHS | 33,369 | $127,802 | dollars as filed | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,718 | $127,783 | dollars as filed | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 226 | $124,480 | dollars as filed | |
| AMERICAN WASHINGTON MUTUAL INVESTORS FUND CLASS F2 | 939330825 | Mutual Fund | 2,350 | $121,990 | dollars as filed | |
| COPART INC COM | 217204106 | Stock | 2,000 | $121,780 | dollars as filed | |
| CELEANSE US HOLDINGS LLC | 15089qal8 | FIXED | 122,000 | $121,524 | dollars as filed | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,435 | $120,299 | dollars as filed | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 5,000 | $119,950 | dollars as filed | |
| BLACKSTONE SECD LENDING FD | 09261X102 | COMMON STOCK | 5,350 | $119,573 | dollars as filed | |
| BARINGS BDC INC | 06759L103 | COM | 14,629 | $119,229 | dollars as filed | |
| Wells Fargo & Company | 949746101 | COM | 2,879 | $118,866 | dollars as filed | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 554 | $118,782 | dollars as filed | |
| JP MORGAN MID CAP VALUE FUND CLASS L | 339128100 | Mutual Fund | 3,445 | $118,168 | dollars as filed | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 1,913 | $117,333 | dollars as filed | |
| Lazard Global Infra Inst | 52106N459 | ETF | 8,046 | $114,256 | dollars as filed | |
| METLIFE INC COM | 59156R108 | Stock | 1,577 | $114,129 | dollars as filed | |
| ITT INC COM | 45073V108 | Stock | 1,401 | $113,658 | dollars as filed | |
| PARNASSUS VALUE EQUITY INSTITUTIONAL | 701765406 | PFPWX | 2,501 | $113,424 | dollars as filed | |
| JPMorgan Chase & Co 4.20pct Dp P | 48128B523 | PFD | 6,480 | $113,079 | dollars as filed | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 741 | $112,432 | dollars as filed | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 2,383 | $111,285 | dollars as filed | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,717 | $111,210 | dollars as filed | |
| HERCULES CAPITAL INC | 427096AH5 | COM | 131,000 | $110,480 | dollars as filed | |
| CALVERT US LARGE CAP CORE RSPNB IDX I | 131582751 | EQUITY FUNDS | 3,324 | $110,083 | dollars as filed | |
| Morgan Stanley | 617446448 | COM | 1,294 | $109,985 | dollars as filed | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 808 | $109,541 | dollars as filed | |
| AMMO, INC. 8. 8.75 PFD | 00175J206 | PREFERRED DEBT | 4,300 | $108,403 | dollars as filed | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 468 | $108,388 | dollars as filed | |
| Cleveland-Cliffs Inc | 185899AH4 | Corporate Bond - Domestic | 113,000 | $107,951 | dollars as filed | |
| ONEOK INC NEW | 682680103 | COM | 1,635 | $107,446 | dollars as filed | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 7,000 | $104,510 | dollars as filed | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 3,334 | $104,143 | dollars as filed | |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 495 | $103,064 | dollars as filed | |
| DUKE ENERGY CORP | 26441C402 | PFD | 4,500 | $102,510 | dollars as filed | |
| XYLEM INC COM | 98419M100 | Stock | 922 | $101,939 | dollars as filed | |
| FIDELITY ADVISOR INTL SMALL CAP I | 315910679 | MFC | 3,773 | $101,572 | dollars as filed | |
| PDC ENERGY INC | 69327R101 | COM | 1,596 | $101,314 | dollars as filed | |
| ANNALY CAPITAL MANAGEMENT INC COM NEW | 035710839 | REIT | 4,750 | $100,130 | dollars as filed | |
| ENBRIDGE INC COM | 29250N105 | Stock | 2,557 | $99,980 | dollars as filed | |
| UNITED STATES TREASURY BILLS BILL | 912796XS3 | BILL | 100,000 | $99,839 | dollars as filed | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 57,440 | $99,371 | dollars as filed | |
| MFS RESEARCH I | 552981706 | COM | 2,066 | $99,355 | dollars as filed | |
| ALPS ETF TR | 00162Q452 | ALERIAN MLP | 2,606 | $99,216 | dollars as filed | |
| JOHN HANCOCK FDS III | 47803U640 | DSPLN VAL FD I | 4,711 | $98,404 | dollars as filed | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,616 | $97,590 | dollars as filed | |
| GOLDMAN SACHS TR | 38142V183 | COM | 4,613 | $97,387 | dollars as filed | |
| Dodge & Cox Income Fund | 256210105 | ETF | 7,987 | $97,356 | dollars as filed | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 53,300 | $97,006 | dollars as filed | |
| PGIM SHORT-TERM CORPORATE BOND Z | 74441R508 | NTF BOND FUNDS | 9,527 | $96,887 | dollars as filed | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,622 | $96,878 | dollars as filed | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 821 | $96,471 | dollars as filed | |
| US TREASUR NT 0.25 11/23 | 91282CAW1 | TREASURY | 100,000 | $96,156 | dollars as filed | |
| OWL ROCK CAPITAL CORP | 69121KAD6 | COM | 104,000 | $95,473 | dollars as filed | |
| EQH 5 1/4 PERP | 29452E200 | PUBLIC | 5,075 | $95,462 | dollars as filed | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 9,270 | $95,392 | dollars as filed | |
| BROWN ADVISORY GROWTH EQUITY INV | 115233504 | NTF EQUITY FUNDS | 4,503 | $95,368 | dollars as filed | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 603 | $95,352 | dollars as filed | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 6,146 | $95,327 | dollars as filed | |
| Prudential Financial Inc 5.625 | 744320805 | PFD | 3,872 | $94,791 | dollars as filed | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 5,200 | $94,640 | dollars as filed | |
| DLR 5.85 PERP | 253868830 | PUBLIC | 4,089 | $94,375 | dollars as filed | |
| US TREASUR NT 0.25 05/24UST NOTE DUE 05/15/24 | 91282CCC3 | FIX | 100,000 | $94,121 | dollars as filed | |
| VIRTUS INCOME & GROWTH I | 92837N535 | EQUITY FUNDS | 8,983 | $93,607 | dollars as filed | |
| INVESCO | 00141G385 | COM | 24,849 | $92,685 | dollars as filed | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,257 | $92,587 | dollars as filed | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 356 | $91,282 | dollars as filed | |
| UnitedHealth Group Inc | 91324P102 | COM | 171 | $90,493 | dollars as filed | |
| VANGUARD MID CAP ADM | 922908645 | MFD | 357 | $90,204 | dollars as filed | |
| Applied Materials,Inc. | 038222105 | COM | 925 | $90,077 | dollars as filed | |
| Spirit Realty Pr A | 84860W201 | COM | 4,000 | $89,000 | dollars as filed | |
| Citigroup Inc. | 172967424 | COM | 1,957 | $88,527 | dollars as filed | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,142 | $88,509 | dollars as filed | |
| BEST BUY INC COM | 086516101 | Stock | 1,100 | $88,231 | dollars as filed | |
| T ROWE PRICE ALL-CAP OPPORTUNI | 779557107 | MUTUAL | 1,691 | $88,139 | dollars as filed | |
| EQUITABLE HLDGS INC COM | 29452E101 | Stock | 3,009 | $86,359 | dollars as filed | |
| 3M CO COM | 88579Y101 | Stock | 717 | $85,959 | dollars as filed | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 9,000 | $85,770 | dollars as filed | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 1,518 | $84,985 | dollars as filed | |
| CMS 5 7/8 | 125896845 | PUBLIC | 3,793 | $84,958 | dollars as filed | |
| PIMCO Total Return Fund | 693390700 | Mutual Fund | 9,953 | $84,199 | dollars as filed | |
| TRANE TECHNOLOGIES PLC SHS | G8994E103 | Stock | 500 | $84,045 | dollars as filed | |
| AMERICAN BOND FUND OF AMERICA CLASS F2 | 097873822 | Mutual Fund | 7,303 | $83,110 | dollars as filed | |
| AMERICAN INCOME FUND OF AMERICA CLASS F2 | 453320822 | Mutual Fund | 3,649 | $82,465 | dollars as filed | |
| SYSCOCORP | 871829107 | COM | 1,075 | $82,215 | dollars as filed | |
| NIKE,Inc. Class B | 654106103 | COM | 700 | $81,907 | dollars as filed | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 5,459 | $81,774 | dollars as filed | |
| Nextera Energy Capital | 65339K860 | PFD | 3,531 | $80,727 | dollars as filed | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 7,050 | $80,370 | dollars as filed | |
| JH GLB ABSOL RET STR | 47804M878 | MUTUAL | 8,297 | $79,898 | dollars as filed | |
| Morgan Stanley | 61762V606 | PFD K | 3,450 | $79,385 | dollars as filed | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 9,712 | $79,346 | dollars as filed | |
| MARVELL TECHNOLOGY INC | 573874104 | COM | 2,101 | $77,804 | dollars as filed | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 387 | $77,612 | dollars as filed | |
| CORTEVA INC COM | 22052L104 | Stock | 1,296 | $76,179 | dollars as filed | |
| FIDELITY INTERNATIONAL INDEX | 315911727 | Mutual Fund | 1,828 | $75,306 | dollars as filed | |
| Broadcom Inc. | 11135F101 | COM | 133 | $74,408 | dollars as filed | |
| SYNAPTICS INC COM | 87157D109 | Stock | 780 | $74,225 | dollars as filed | |
| INDIE SEMICONDUCTOR INC | 45569U101 | CLASS A COM | 12,600 | $73,458 | dollars as filed | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 977 | $72,641 | dollars as filed | |
| Capital World Growth Income Fu | 140543828 | ETF | 1,389 | $71,520 | dollars as filed | |
| NORTHERN TR CORP COM | 665859104 | Stock | 800 | $70,792 | dollars as filed | |
| CELANESE CORP DEL COM | 150870103 | Stock | 691 | $70,692 | dollars as filed | |
| GSK PLC SPONSORED ADR | 37733W204 | ADR | 1,999 | $70,246 | dollars as filed | |
| MetLife Inc | 59156R876 | PFD | 3,000 | $69,060 | dollars as filed | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 924 | $68,816 | dollars as filed | |
| American Express Company | 025816109 | COM | 463 | $68,359 | dollars as filed | |
| Metropolitan West Total Return Bond Fund | 592905509 | Mutual Fund | 7,452 | $67,370 | dollars as filed | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 600 | $67,116 | dollars as filed | |
| ARTISAN INTERNATIONAL SMALL/MID FUND INSTITUTIONAL CLASS | 04314H576 | OPEN END TAXABLE NO LOAD FUND | 4,205 | $66,613 | dollars as filed | |
| PIMCO REAL RETURN INSTL | 693391104 | BOND FUNDS | 6,603 | $65,961 | dollars as filed | |
| KEYCORP DP SHS PFD G | 493267868 | PFD | 3,150 | $65,394 | dollars as filed | |
| American Tower Corporation | 03027X100 | COM | 308 | $65,352 | dollars as filed | |
| JPMORGAN HEDGED EQUITY I | 46637K281 | MFC | 2,645 | $64,982 | dollars as filed | |
| BEAZER HOMES USA | 07556qbt1 | FIXED | 73,000 | $64,932 | dollars as filed | |
| GLOBAL NET LEASE INC PFD | 379378409 | COM | 3,335 | $64,867 | dollars as filed | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 1,324 | $64,861 | dollars as filed | |
| OLD REP INTL CORP FIXED RATE SR NT | 680223AJ3 | Fixed Income | 65,000 | $64,616 | dollars as filed | |
| Ally Financial Inc | 02005NBF6 | Corporate Bond - Domestic | 66,000 | $63,937 | dollars as filed | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,565 | $63,703 | dollars as filed | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 2,050 | $62,976 | dollars as filed | |
| DOVER CORP COM | 260003108 | Stock | 465 | $62,966 | dollars as filed | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 237 | $62,888 | dollars as filed | |
| Union Pacific Corporation | 907818108 | COM | 301 | $62,232 | dollars as filed | |
| AMG YACKTMAN I | 00170K588 | EQUITY FUNDS | 2,936 | $62,029 | dollars as filed | |
| JP MORGAN MID-CAP VALUE FUND S | 339183105 | COM | 1,822 | $61,382 | dollars as filed | |
| F5 INC COM | 315616102 | Stock | 427 | $61,279 | dollars as filed | |
| TERADYNE INC COM | 880770102 | Stock | 701 | $61,191 | dollars as filed | |
| MFS VALUE I | 552983694 | NTF EQUITY FUNDS | 1,273 | $60,816 | dollars as filed | |
| NAVIENT CORP | 63938CAE8 | COM | 60,000 | $59,951 | dollars as filed | |
| WISDOMTREE TR | 97717Y527 | FLOATNG RAT TREA | 1,190 | $59,821 | dollars as filed | |
| RADIAN GROUP INC FXD RT SR NT | 750236AU5 | Fixed Income | 62,000 | $59,803 | dollars as filed | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,900 | $59,729 | dollars as filed | |
| COLUMBIA DIVRS EQ INC | 19763P291 | MUTUAL | 4,028 | $59,621 | dollars as filed | |
| MPT Operating Partnership LP / MPT Finance Corp | 55342UAG9 | Corporate Bond - Domestic | 65,000 | $59,199 | dollars as filed | |
| Arbor Realty Trust Inc Cumula | 038923876 | PFD | 3,400 | $58,684 | dollars as filed | |
| PHILLIPS 66 COM | 718546104 | Stock | 564 | $58,670 | dollars as filed | |
| CARRIER GLOBAL CORPORATION COM | 14448C104 | Stock | 1,419 | $58,519 | dollars as filed | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 1,207 | $58,284 | dollars as filed | |
| RNR 5 3/4 PERP | 75968N309 | PUBLIC | 2,690 | $58,270 | dollars as filed | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 621 | $57,840 | dollars as filed | |
| US TREASUR NT 0.75 1223 | 91282CDR9 | NOT | 60,000 | $57,676 | dollars as filed | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 9,718 | $57,627 | dollars as filed | |
| AFLAC INC COM | 001055102 | Stock | 800 | $57,552 | dollars as filed | |
| Starbucks Corporation | 855244109 | COM | 573 | $56,803 | dollars as filed | |
| DOCUSIGN INC COM | 256163106 | Stock | 1,020 | $56,528 | dollars as filed | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 1,661 | $55,926 | dollars as filed | |
| INVESCO HEALTH CARE Y | 00141V820 | GGHYX | 1,547 | $55,839 | dollars as filed | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,800 | $55,800 | dollars as filed | |
| BLACKROCK TCP CAPITAL CORP | 09259E108 | COM | 4,300 | $55,642 | dollars as filed | |
| BlackRock Technology Opportunities Fund. Inst Class | 091929612 | UNKNOWN | 1,478 | $55,549 | dollars as filed | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 167 | $55,317 | dollars as filed | |
| ARES CAPITAL CORP | 04010LAY9 | COM | 60,000 | $55,210 | dollars as filed | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 1,383 | $54,754 | dollars as filed | |
| OAKMARK ADVISOR | 413838798 | COM | 533 | $54,456 | dollars as filed | |
| ROCHE HLDG LTD SPONS ADR (ISIN #US7711951043 SEDOL #B014J8) | 771195104 | ADR | 1,390 | $54,419 | dollars as filed | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,050 | $54,012 | dollars as filed | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,385 | $53,876 | dollars as filed | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 1,540 | $53,330 | dollars as filed | |
| PAX GLOBAL ENVIRONMENTAL MKTS | 704223775 | Equity Mutual Fu | 2,700 | $52,861 | dollars as filed | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 388 | $52,709 | dollars as filed | |
| INVESCO | 00141B535 | COM | 2,323 | $51,480 | dollars as filed | |
| VANGUARD US GROWTH INVESTOR | 921910105 | EQUITY FUNDS | 1,316 | $51,465 | dollars as filed | |
| CHEROKEE CNTY GA SCH SYS | 164231KQ4 | COM | 50,000 | $51,211 | dollars as filed | |
| HARTFORD GROWTH OPPORTUNITIES I | 416641207 | Mutual Fund | 1,541 | $51,038 | dollars as filed | |
| CIENA CORP COM NEW | 171779309 | Stock | 997 | $50,827 | dollars as filed | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 3,094 | $50,621 | dollars as filed | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 857 | $50,320 | dollars as filed | |
| DUKE ENERGY CORP | 26441CAL9 | COM | 50,000 | $49,481 | dollars as filed | |
| PRUDENTIAL INV PORTFOLIOS 14 P | 74439V800 | MF | 5,635 | $49,310 | dollars as filed | |
| US TREASURY BILL23U S T BILL DUE 06/01/23 | 912796ZG7 | TREASURY BILLS | 50,000 | $49,068 | dollars as filed | |
| THE GOLDMAN SACH 3.85 24 DUE 07/08/24 | 38141EC23 | CORPORATE BONDS | 50,000 | $48,926 | dollars as filed | |
| SEMPRA 5.75 PFD DUE 07/01/79SUBJ TO XTRO REDEMPTION | 816851604 | PREFERRED DEBT | 2,250 | $48,668 | dollars as filed | |
| BLUE OWL CAPITAL CORPORATION COM | 69121K104 | CEF | 4,209 | $48,613 | dollars as filed | |
| MARSH & MCLENNAN COS INC | 571748AX0 | COM | 50,000 | $48,532 | dollars as filed | |
| EMERSON ELEC CO COM | 291011104 | Stock | 500 | $48,030 | dollars as filed | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 2,250 | $47,633 | dollars as filed | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 2,079 | $47,517 | dollars as filed | |
| LOOMIS SAYLES INCOME INSTL | 543495840 | COM | 4,184 | $47,491 | dollars as filed | |
| ARES CAP CORP 4.25 25 | 04010LAV5 | CORPORATE BONDS | 50,000 | $47,391 | dollars as filed | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,921 | $47,340 | dollars as filed | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 737 | $47,192 | dollars as filed | |
| JPMORGAN EQUITY INCOME I | 4812C0498 | EQUITY FUNDS | 2,035 | $45,922 | dollars as filed | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 904 | $44,705 | dollars as filed | |
| BRIGHTHOUSE FINL INC 6.25 NT 5 | 10922n202 | PFD | 1,769 | $44,523 | dollars as filed | |
| Newell Brands Inc | 651229AW6 | Corporate Bond - Domestic | 47,000 | $44,217 | dollars as filed | |
| PIMCO FDS INFLATION | 72201W337 | COM | 5,813 | $43,834 | dollars as filed | |
| Fidelity Mid Cap Index | 316146265 | IND | 1,687 | $43,722 | dollars as filed | |
| NOMURA DIVERSIFIED INCOME FUND I | 246248587 | DPFFX | 5,785 | $43,677 | dollars as filed | |
| META PLATFORMS INC CL A | 30303M102 | COM | 362 | $43,563 | dollars as filed | |
| MFS MID CAP VALUE I | 55272P596 | MFA | 1,542 | $43,308 | dollars as filed | |
| ATHENE HOLDING LTD 6.35 SER A | G0684D305 | Preferred Stock | 2,000 | $42,900 | dollars as filed | |
| GXO LOGISTICS INC | 36262GAB7 | COM | 50,000 | $42,809 | dollars as filed | |
| HARBOR FD | 411511603 | COM | 2,232 | $41,903 | dollars as filed | |
| NVIDIA Corp | 67066G104 | COM | 286 | $41,824 | dollars as filed | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 326 | $41,329 | dollars as filed | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 3,306 | $41,192 | dollars as filed | |
| COUPANG INC | 22266T109 | CL A | 2,800 | $41,188 | dollars as filed | |
| SEI INSTL MANAGED TR | 78413L787 | COM | 2,668 | $41,171 | dollars as filed | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 93 | $40,959 | dollars as filed | |
| MATTHEWS INTL FDS | 577130859 | COM | 1,850 | $40,860 | dollars as filed | |
| THE NECESSITY RETAIL REIT WHERE AMERICA SHOPS | 02607T406 | COM | 2,000 | $40,580 | dollars as filed | |
| MAIN STREET CAPITAL CORP | 56035LAE4 | COM | 47,000 | $40,505 | dollars as filed | |
| COLUMBIA MA SELIG COM | 19766H338 | MUTUAL | 420 | $39,747 | dollars as filed | |
| UNITED STATES TREASURY BILLS BILL | 912796YK9 | BILL | 40,000 | $39,693 | dollars as filed | |
| JPMORGAN CHASE AND CO 6 DEP NC | 48128B648 | PFD | 1,600 | $39,616 | dollars as filed | |
| AMERICAN EXPR NATL BK CD | 02589ABJ0 | COM | 40,000 | $39,587 | dollars as filed | |
| NUCOR CORP COM | 670346105 | Stock | 300 | $39,543 | dollars as filed | |
| PRINCIPAL DIVERSIFIED INCOME FUND INSTITUTIONAL CLASS | 74254V232 | OPEN END TAXABLE NO LOAD FUND | 3,353 | $39,195 | dollars as filed | |
| PLAINS ALL AMER PIPELINE | 72650RBJ0 | COM | 40,000 | $39,141 | dollars as filed | |
| TRINITY INDUSTRI 4.55.24 | 896522AH2 | CORPORATE BONDS | 40,000 | $38,814 | dollars as filed | |
| TWEEDY BRN GLOBAL VALUE | 901165100 | IFD | 1,499 | $38,169 | dollars as filed | |
| Fidelity Small Cap Index Premi | 316146182 | IND | 1,756 | $38,108 | dollars as filed | |
| NUVEEN SMALL-CAP VALUE FUND CLASS I | 670678200 | OPEN END TAXABLE NO LOAD FUND | 1,449 | $37,782 | dollars as filed | |
| ALGER FUNDS | 015565435 | COM | 2,327 | $37,695 | dollars as filed | |
| Salesforce.com, Inc | 79466L302 | COM | 284 | $37,656 | dollars as filed | |
| GABELLI UTIL TR | 36240A101 | COM | 5,008 | $37,610 | dollars as filed | |
| Automatic Data Processing,Inc. | 053015103 | COM | 156 | $37,346 | dollars as filed | |
| MFS INTERNATIONAL GROWTH FUND CLASS I | 55273E848 | SHS | 917 | $37,321 | dollars as filed | |
| United States Treasury Note/Bond | 91282CCX7 | US Government Note/Bond | 40,000 | $37,280 | dollars as filed | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 423 | $37,262 | dollars as filed | |
| TOLL BROS FINANCE CORP | 88947EAS9 | COM | 39,000 | $37,238 | dollars as filed | |
| Oakmark Fund Institutional | 413838780 | MF | 364 | $37,201 | dollars as filed | |
| LORD ABBETT FUNDS | 54401E465 | COM | 3,784 | $37,162 | dollars as filed | |
| BECTON DICKINSON & CO | 075887109 | COM | 145 | $36,897 | dollars as filed | |
| SEAGATE TECHNOLOGY HLDNGS | G7997R103 | ORD SHS | 700 | $36,827 | dollars as filed | |
| INVESCO DIVERSIFIED DIVIDEND Y | 00141B204 | NTF EQUITY FUNDS | 2,099 | $36,793 | dollars as filed | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 2,678 | $36,747 | dollars as filed | |
| ALGER WEATHERBIE SPECIALIZED G | 015565385 | XXX | 3,019 | $36,407 | dollars as filed | |
| UNITED RENTALS INC COM | 911363109 | Stock | 100 | $35,542 | dollars as filed | |
| SPIRIT REALTY COMPANY LP | 84861TAE8 | COM | 40,000 | $35,464 | dollars as filed | |
| OTIS WORLDWIDE CORP COM | 68902V107 | Stock | 450 | $35,240 | dollars as filed | |
| GLOBAL X FDS | 37954Y483 | NASDAQ 100 COVER | 2,200 | $35,002 | dollars as filed | |
| VOYA FDS TR | 92913L734 | COM | 4,734 | $34,795 | dollars as filed | |
| ILLUMINA INC | 452327109 | COM | 170 | $34,374 | dollars as filed | |
| TENCENT HLDGS LTD FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 88032Q109 | Equity | 808 | $34,227 | dollars as filed | |
| SIXTH STREET SPECIALTY | 83012AAA7 | COM | 39,000 | $34,116 | dollars as filed | |
| ARTISAN PARTNERS FUNDS INC INT | 04314H857 | MF | 876 | $33,797 | dollars as filed | |
| AMERICAN FUNDS STRATEGIC BOND FUND CLASS F-2 | 02631E508 | M | 3,579 | $33,714 | dollars as filed | |
| KROGER CO COM | 501044101 | Stock | 750 | $33,435 | dollars as filed | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 364 | $33,012 | dollars as filed | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 1,000 | $32,840 | dollars as filed | |
| T. ROWE PRICE SPECTRUM INCOME FUND | 779906106 | OPEN END TAXABLE NO LOAD FUND | 2,996 | $32,773 | dollars as filed | |
| PUTNAM LARGE CAP VALUE Y | 746745405 | NTF EQUITY FUNDS | 1,159 | $32,705 | dollars as filed | |
| KEYCORP COM | 493267108 | Stock | 1,867 | $32,528 | dollars as filed | |
| EOG RES INC COM | 26875P101 | Stock | 250 | $32,380 | dollars as filed | |
| BLOCK INC CL A | 852234103 | Stock | 515 | $32,363 | dollars as filed | |
| CORNING INC | 219350105 | COM | 1,000 | $31,940 | dollars as filed | |
| GEORGIA LOC GOVT CTFS | 373271AA3 | COM | 30,000 | $31,645 | dollars as filed | |
| Elevance Health, Inc. | 036752103 | COM | 61 | $31,291 | dollars as filed | |
| PELOTON INTERACTIVE INC | 70614W100 | CL A COM | 3,900 | $30,966 | dollars as filed | |
| Lazard Emerging Mkts | 52106N889 | MF | 2,115 | $30,813 | dollars as filed | |
| FRANKLIN RISING DIVIDENDS FUND ADVISOR CLASS | 353825805 | Mutual Fund | 373 | $30,783 | dollars as filed | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 209 | $30,320 | dollars as filed | |
| INVESTMENT CO AMER CL F-2 SHS | 461308827 | MUTUAL | 731 | $30,135 | dollars as filed | |
| AON PLC SHS CL A | G0403H108 | Stock | 100 | $30,014 | dollars as filed | |
| WELLS FARGO BANK NA CD | 949763Z41 | COM | 30,000 | $29,957 | dollars as filed | |
| FLUX PWR HLDGS INC | 344057302 | COM NEW | 7,500 | $29,775 | dollars as filed | |
| TARGA RES CORP COM | 87612G101 | Stock | 400 | $29,400 | dollars as filed | |
| FIDELITY U.S. BOND INDEX | 316146356 | COM | 2,882 | $29,334 | dollars as filed | |
| VISTA OUTDOOR INC | 928377100 | COM | 1,200 | $29,244 | dollars as filed | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 409 | $29,129 | dollars as filed | |
| BLACKROCK MID-CAP GROWTH EQUITY INSTL | 091928861 | NTF EQUITY FUNDS | 968 | $29,077 | dollars as filed | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 116 | $28,801 | dollars as filed | |
| JP Morgan Chase & Co Prfrd Ser D | 48128B655 | Preferred | 1,228 | $28,734 | dollars as filed | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,000 | $28,660 | dollars as filed | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 587 | $28,450 | dollars as filed | |
| Cullen High Dividend Equ Ity I | 230001406 | MF | 1,903 | $28,299 | dollars as filed | |
| DOLLAR TREE INC COM | 256746108 | Stock | 200 | $28,288 | dollars as filed | |
| KOHLS CORP | 500255104 | COM | 1,118 | $28,218 | dollars as filed | |
| NEW MTN FIN CORP | 647551100 | COM | 2,279 | $28,188 | dollars as filed | |
| Avantis US Small Cap Value ETF | 025072877 | SHS | 377 | $28,101 | dollars as filed | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 600 | $27,750 | dollars as filed | |
| FIRST EAGLE US VALUE | 32008F861 | MUTUAL | 1,509 | $27,426 | dollars as filed | |
| PARAMOUNT GLOBAL | 92556H305 | CONV | 1,107 | $27,412 | dollars as filed | |
| USB 5 1/2 PERP | 902973759 | PUBLIC | 1,218 | $27,171 | dollars as filed | |
| LAS VEGAS SANDS CORP | 517834AE7 | Corporate Bond - Domestic | 30,000 | $27,084 | dollars as filed | |
| BK OF AMERICA CORP 5.375 DP PF | 06053U601 | PREFERR | 1,286 | $26,921 | dollars as filed | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 254 | $26,756 | dollars as filed | |
| AMERICAN CAPITAL INCOME BUILDER FUND CLASS F2 | 140194101 | Mutual Fund | 408 | $25,676 | dollars as filed | |
| BARON GROWTH INSTL | 068278704 | BGRIX | 284 | $25,413 | dollars as filed | |
| ALL 5.1 PERP | 020002838 | PUBLIC | 1,283 | $25,412 | dollars as filed | |
| VONTIER CORP | 928881AB7 | COM | 30,000 | $25,351 | dollars as filed | |
| Victory Portfolios Trivalent I | 92647K507 | MUT | 1,953 | $24,887 | dollars as filed | |
| Medtronic Plc | G5960L103 | COM | 320 | $24,870 | dollars as filed | |
| Lord Abbett Inflation Focused I (LIFIX) | 54400U502 | Mutual Fund | 2,149 | $24,777 | dollars as filed | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 360 | $24,408 | dollars as filed | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 172 | $24,401 | dollars as filed | |
| BLACKROCK GLOBAL ALLOCATION FUND INST'L CLASS | 09251T509 | Mutual Fund | 1,443 | $23,996 | dollars as filed | |
| LIVENT CORP | 53814L108 | COM | 1,200 | $23,844 | dollars as filed | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 1,201 | $23,798 | dollars as filed | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 284 | $23,742 | dollars as filed | |
| VIRTUS KAR MID-CAP CORE I | 92828N130 | EQUITY FUNDS | 499 | $23,561 | dollars as filed | |
| TRIBUTARY FUNDS INC SM INST | 89609H704 | MUTUAL FUND | 897 | $23,535 | dollars as filed | |
| COHEN & STEERS REALTY SHARES FUND CLASS L | 192476109 | OPEN END TAXABLE NO LOAD FUND | 398 | $23,281 | dollars as filed | |
| BOEING CO NOTE M/W CLBL | 097023CZ6 | NOTE M/W CLBL | 24,000 | $23,120 | dollars as filed | |
| PPL CORP COM | 69351T106 | Stock | 790 | $23,092 | dollars as filed | |
| INGERSOLL RAND INC COM | 45687V106 | Stock | 441 | $23,042 | dollars as filed |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-23-003393 | this filing | 2023-02-14 | acceptance time not in the bulk data set |