13F-HR filed by Capital Asset Advisory Services LLC
Capital Asset Advisory Services LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 610 holding rows worth $392,860,000.
- Accession
- 0001398344-20-002723
- Filer
- CIK 1666024
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 610 entries on the cover page, a total value of $392,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,853,000 with VALUE read as thousands by filing date, 13F file number 028-17170. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 69 | $10,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 400 | $10,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 403 | $10,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 58 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 76 | $9,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 10 | $9,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 62 | $9,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 20 | $9,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 79 | $8,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 36 | $8,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 277 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 90 | $8,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 55 | $8,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 242 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 259 | $8,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 16 | $8,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E586 | KBW PPTY CASUT | 108 | $8,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 180 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 46 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 273 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 113 | $7,000 | thousands by filing date | |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F817 | VANECK VIETNAM | 414 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E149 | S&P SMLCP HELT | 51 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 76 | $7,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 133 | $7,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 9 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 34 | $6,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 300 | $6,000 | thousands by filing date | |
| BEYOND MEAT INC | 08862E109 | COM | 26 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286426 | MSCI EM ASIA ETF | 90 | $6,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 53 | $6,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 100 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 218 | $6,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 120 | $5,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 11 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 60 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 59 | $5,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 50 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 182 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 100 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 102 | $5,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 17 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 71 | $5,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 195 | $5,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 90 | $5,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 400 | $5,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 24 | $4,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 71 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 27 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 30 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 20 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 75 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 48 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 40 | $4,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V738 | LARGE CAP VALUE | 47 | $4,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 129 | $4,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 442 | $4,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 51 | $3,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 44 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 20 | $3,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 141 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V621 | FINL PFD ETF | 82 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 102 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 24 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 101 | $3,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V258 | S&P500 PUR VAL | 33 | $3,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 18 | $3,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122157 | RIGHT 99/99/9999 | 18 | $3,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 5 | $2,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 15 | $2,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 21 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 27 | $2,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 10 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 44 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 57 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E115 | S&P SMLCP INFO | 20 | $2,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 55 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R720 | NASDQ ARTFCIAL | 18 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 40 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 60 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E875 | DORSEY WRGT DVLP | 57 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 50 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 50 | $2,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 280 | $2,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 12 | $1,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 100 | $1,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 20 | $1,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1 | $1,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 22 | $1,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 7 | $1,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW COM | 33767E202 | Stock | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 23 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 30 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 39 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 18 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 14 | $1,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 14 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 10 | $1,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 103 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 7 | $1,000 | thousands by filing date | |
| INVESCO TR II ETF S&P INTL DEV LOW LOW VOLATILITY | 46138E230 | ETF | 17 | $1,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO ENERGY EXPLORATION & PRODUCTION ETF | 46137V761 | ETF | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOLASE INC | 090911207 | COM NEW | 436 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-002723 | this filing | 2020-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-20-003286 | base | 2020-02-13 | acceptance time not in the bulk data set |