13F-HR filed by Capital Asset Advisory Services LLC
Capital Asset Advisory Services LLC filed this 13F-HR for the quarter ended 2019-12-31, filed 2020-02-12, with 610 holding rows worth $392,860,000.
- Accession
- 0001398344-20-002723
- Filer
- CIK 1666024
- Filed
- 2020-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2019
A holdings report, 610 entries on the cover page, a total value of $392,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $392,853,000 with VALUE read as thousands by filing date, 13F file number 028-17170. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Real Estate | 922908553 | SHS | 220 | $40,298,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Gold Trust | 464285105 | ISHARES | 64 | $27,850,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 228 | $13,640,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37 | $11,648,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Hartford Municipal Opportnits ETF | 41653L503 | ETF | 349 | $9,403,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHNG TRADED FD VI | 33740F870 | LOW DUR STRTGC | 127 | $8,435,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| IJH | 464287507 | COM | 44 | $8,288,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 24 | $7,772,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 21 | $7,176,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 95 | $7,050,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 310 | $5,103,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 46 | $3,828,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Walt Disney Co | 254687106 | COM | 9 | $3,505,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 47 | $3,468,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Procter & Gamble Co | 742718109 | COM | 34 | $3,451,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPY | 78462F103 | SHS | 409 | $3,296,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 200 | $3,112,000 | thousands by filing date | |
| INVESCO EXCHANGE-TRADED FD TR S&P 500 EQUAL WEIGHT ETF | 46137V357 | COM | 220 | $3,090,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 146 | $2,969,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,500 | $2,914,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 154 | $2,751,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 2,470 | $2,745,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 266 | $2,703,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 125 | $2,643,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 26 | $2,567,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 62 | $2,445,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 15 | $2,443,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 470 | $2,388,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 174 | $2,363,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Home Depot, Inc | 437076102 | COM | 14 | $2,342,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 31 | $2,229,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PAYPALHLDGSINC | 70450Y103 | STOK | 153 | $2,143,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 8 | $2,120,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 16 | $2,091,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 3,225 | $2,089,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1 | $2,071,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Citigroup Inc. | 172967424 | COM | 3 | $1,900,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 70 | $1,862,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SSGA ACTIVE TR | 78470P507 | ST STR SECTO ETF | 17,075 | $1,857,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26 | $1,789,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FRANCO NEV CORP COM | 351858105 | Stock | 200 | $1,741,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 181 | $1,682,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 120 | $1,634,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 285 | $1,624,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Chevron Corporation | 166764100 | COM | 70 | $1,623,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 9 | $1,572,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 41 | $1,567,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 16 | $1,514,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Pfizer Inc. | 717081103 | COM | 32 | $1,472,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VTI | 922908769 | COM | 5 | $1,471,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PepsiCo,Inc. | 713448108 | COM | 28 | $1,462,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464287168 | COM | 100 | $1,453,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P408 | STATE STREET US | 1,277 | $1,432,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 250 | $1,421,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 386 | $1,400,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 9 | $1,298,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| EXXON MOBIL CORP | 30231G102 | COM | 50 | $1,280,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 16 | $1,247,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CROWN CASTLE INC COM | 22822V101 | REIT | 7 | $1,241,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Walmart Inc. | 931142103 | COM | 9 | $1,232,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO EXCH TRADED FD TR II | 46138E198 | S&P MIDCP LOW | 63 | $1,198,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 333 | $1,188,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 22 | $1,172,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 20 | $1,146,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 193 | $1,133,000 | thousands by filing date | |
| DUPONT DE NEMOURS INC COM | 26614N102 | Stock | 256 | $1,105,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 93 | $1,103,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2 | $1,093,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 236 | $1,092,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 8 | $1,085,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 7 | $1,038,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| HARTFORD FDS EXCHANGE TRADED | 41653L305 | TOTAL RTRN ETF | 15 | $1,037,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR Bloomberg 1-3 Month T-Bill ETF | 78468R663 | SHS | 64 | $1,032,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8 | $1,006,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Visa Inc | 92826C839 | COM | 16 | $1,003,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDW | 78463X889 | COM | 2 | $1,000,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,300 | $990,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 13 | $977,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| UnitedHealth Group Inc | 91324P102 | COM | 6 | $944,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DOW HLDGS INC COM | 260557103 | Stock | 353 | $934,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 185 | $925,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 539 | $906,000 | thousands by filing date | |
| TRUIST FINL CORP COM | 89832Q109 | Stock | 485 | $903,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 39 | $883,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 205 | $881,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8 | $870,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 249 | $867,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 298 | $863,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 44 | $860,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 58 | $851,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Gilead Sciences,Inc. | 375558103 | COM | 111 | $847,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 110 | $836,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 338 | $825,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11 | $815,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Coca-Cola Company | 191216100 | COM | 350 | $801,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 537 | $801,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 106 | $800,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 34 | $784,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Growth | 922908736 | COM | 6 | $762,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Qualcomm Incorporated | 747525103 | COM | 398 | $758,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 92 | $755,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 67 | $750,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| THOMPSON REUTERS CORP | 884903709 | COM NEW | 12 | $748,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| VGT | 92204A702 | SHS | 36 | $745,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 298 | $733,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 311 | $722,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 158 | $718,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 115 | $714,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,205 | $712,000 | thousands by filing date | |
| Goldman Sachs Access Treasury 0-1 Year ETF | 381430529 | SHS | 2,496 | $711,000 | thousands by filing date | |
| ABACUS FCF ETF TR | 89628W302 | LEADERS ETF | 233 | $706,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 1,637 | $706,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 13 | $696,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 37 | $683,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Abbott Laboratories | 002824100 | COM | 20 | $682,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 13 | $673,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR SER TR | 78468R622 | BLOOMBERG HIGH Y | 1,412 | $664,000 | thousands by filing date | |
| OAKTREE SPECIALTY LENDING CORP | 67401P108 | COM | 372 | $660,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 269 | $658,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 1,124 | $627,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 22 | $622,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 88 | $611,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 18 | $608,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AbbVie,Inc. | 00287Y109 | COM | 8 | $600,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 15 | $597,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Merck & Co.,Inc. | 58933Y105 | COM | 14 | $588,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RAYTHEON CO | 755111507 | COM NEW | 10 | $587,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| L3HARRIS TECHNOLOGIES INC COM | 502431109 | Stock | 4 | $583,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 800 | $581,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 537 | $577,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 40 | $575,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ARES MANAGEMENT CORPORATION CL A COM STK | 03990B101 | Stock | 74 | $572,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BLACKSTONE INC | 09260D107 | COM | 8 | $571,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ROKU INC COM CL A | 77543R102 | Stock | 100 | $567,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 2 | $566,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 34 | $550,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 56 | $550,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416508 | HARTFORD MLT SML | 102 | $547,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 34 | $546,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| DISCOVER FINL SVCS | 254709108 | COM | 106 | $544,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 14 | $543,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 73 | $540,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 205 | $540,000 | thousands by filing date | |
| KKR & CO INC | 48251W104 | COM | 26 | $538,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CORTEVA INC COM | 22052L104 | Stock | 353 | $533,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 400 | $533,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 100 | $533,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 145 | $533,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 23 | $530,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 420 | $527,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 27 | $526,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7 | $522,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 117 | $521,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1 | $516,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 39 | $514,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 47 | $500,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 17 | $496,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NORDSON CORP | 655663102 | COM | 26 | $495,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 124 | $495,000 | thousands by filing date | |
| Broadcom Inc. | 11135F101 | COM | 1 | $484,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Caterpillar Inc. | 149123101 | COM | 6 | $484,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300 | $479,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 55 | $479,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 120 | $478,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 82 | $477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 107 | $475,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 2,000 | $473,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 600 | $472,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 125 | $472,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 19 | $470,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14 | $468,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,570 | $464,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1,150 | $462,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 353 | $460,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 826 | $460,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 52 | $458,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 268 | $451,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935409 | US MINIMUM | 2,259 | $449,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 957 | $442,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 90 | $441,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 16 | $440,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 1,905 | $439,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 141 | $437,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 15 | $437,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 17 | $433,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CGI INC CL A SUB VTG | 12532H104 | Stock | 139 | $433,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 69 | $427,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 20 | $421,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 2 | $417,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 6 | $413,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 29 | $411,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 5 | $410,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| AFLAC INC COM | 001055102 | Stock | 72 | $402,000 | thousands by filing date | |
| DOCUSIGN INC COM | 256163106 | Stock | 86 | $402,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,131 | $402,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 277 | $399,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 104 | $398,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 71 | $397,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 25 | $396,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 174 | $393,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FISERV INC | 337738108 | COM | 20 | $392,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 113 | $381,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 30 | $381,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 990 | $380,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 26 | $379,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 11 | $378,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1,578 | $374,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 223 | $362,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 45 | $361,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 139 | $361,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 38 | $361,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INTERXION HOLDING N.V | N47279109 | SHS | 29 | $359,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 40 | $358,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 50 | $358,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Texas Instruments Incorporated | 882508104 | COM | 10 | $357,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LINE CORP | 53567X101 | SPONSORED ADR | 66 | $356,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 16,520 | $354,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 23 | $353,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| INVESCO QQQ TR | 46090E103 | COM | 253 | $352,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 113 | $351,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 14 | $350,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NEOGEN CORP | 640491106 | COM | 29 | $348,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 50 | $347,000 | thousands by filing date | |
| LINDE PLC | G5494J103 | SHS | 5 | $339,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,787 | $338,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 11 | $338,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 53 | $335,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $335,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 3,271 | $334,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 62 | $330,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 415 | $328,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADS | 45857P806 | ADR | 153 | $328,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 128 | $328,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 4 | $327,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 383 | $327,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17 | $326,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 28 | $326,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 24 | $325,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 16 | $324,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2 | $324,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| FLIR SYS INC | 302445101 | COM | 226 | $324,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 105 | $323,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 500 | $321,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1,031 | $317,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 166 | $316,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 24 | $316,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4 | $314,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| RBC BEARINGS INC COM | 75524B104 | Stock | 10 | $309,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 25 | $309,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16 | $308,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 14 | $308,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 50 | $305,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 186 | $305,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 20 | $302,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 481 | $301,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 83 | $301,000 | thousands by filing date | |
| HARTFORD FDS EXCHANGE TRADED | 41653L602 | CMN | 23 | $301,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 182 | $300,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30 | $298,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 3 | $298,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 74 | $297,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 11 | $296,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 71 | $294,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 7 | $294,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 21 | $294,000 | thousands by filing date | |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 129 | $292,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 516 | $292,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 159 | $290,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 42 | $290,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 76 | $288,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 10 | $283,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 9 | $282,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 14 | $277,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25 | $275,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Duke Energy Corporation | 26441C204 | COM | 47 | $273,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 75 | $272,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 19 | $271,000 | thousands by filing date | |
| HARTFORD MULTIFACTOR EMERGING MARKETS ETF | 518416201 | ETF | 98 | $270,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 49 | $268,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9 | $263,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 404 | $262,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4 | $262,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 29 | $262,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 400 | $261,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 39 | $260,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 26 | $260,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 162 | $256,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4 | $249,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 77 | $249,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 13 | $248,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 23 | $248,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 69 | $246,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 497 | $246,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 51 | $245,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 60 | $244,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 265 | $242,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 1,000 | $241,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 18 | $241,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 17 | $240,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 19 | $239,000 | thousands by filing date | |
| AMCOR PLC | G0250X107 | ORD | 690 | $239,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 367 | $238,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 8 | $237,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| PRIMERICA INC | 74164M108 | COM | 61 | $234,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 5 | $233,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 4,800 | $233,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 218 | $232,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 6 | $230,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 1,200 | $229,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 42 | $225,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 63 | $225,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 5 | $224,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 49 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 800 | $220,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 26 | $220,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 31 | $219,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 992 | $218,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 289 | $218,000 | thousands by filing date | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 16 | $217,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 122 | $217,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 43 | $217,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 150 | $216,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20 | $216,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 75 | $215,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4 | $214,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 364 | $213,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 162 | $213,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 242 | $212,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 314 | $208,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 30 | $207,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 168 | $204,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 2 | $204,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 15 | $203,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 33 | $202,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 21 | $201,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A887 | ULTRA SHRT DUR | 3,981 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G870 | VAR RATE PFD | 3,605 | $199,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4 | $198,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1,212 | $196,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 95 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 114 | $194,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 70 | $192,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 291 | $191,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E354 | S&P500 LOW VOL | 849 | $187,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 240 | $184,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 129 | $173,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 120 | $171,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 200 | $168,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 10,929 | $163,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 339 | $162,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 20 | $152,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 643 | $149,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1,556 | $146,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 27 | $144,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 276 | $144,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 127 | $142,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 98 | $138,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 5,122 | $133,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 57 | $131,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 45 | $127,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E511 | PFD ETF | 5,000 | $127,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 1,148 | $126,000 | thousands by filing date | |
| GLOBE LIFE INC | 37959E102 | COM | 211 | $117,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,100 | $113,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 615 | $111,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 2,072 | $111,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 15 | $110,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 22 | $108,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 206 | $108,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 885 | $106,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 200 | $106,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E537 | NATL AMT MUNI | 627 | $105,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 46 | $102,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 117 | $94,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 86 | $93,000 | thousands by filing date | |
| Hartford Schroders Tax-Aware Bond ETF | 41653L404 | ETF | 396 | $93,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 290 | $92,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 424 | $92,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 70 | $91,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 18 | $89,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,000 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 10 | $88,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 18 | $86,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 315 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 12 | $84,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 156 | $82,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 61 | $81,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 36 | $80,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 651 | $79,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 7 | $78,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 182 | $77,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 13 | $77,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 97 | $76,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 66 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 72 | $73,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B404 | HDG EVE DRIV | 23 | $73,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 47 | $71,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 238 | $69,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100 | $68,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 41 | $67,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT HEALTHCARE MOMENTUM ETF | 46137V852 | ETF | 288 | $66,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 4 | $65,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1,026 | $65,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 2,250 | $65,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 972 | $64,000 | thousands by filing date | |
| ISHARES TR | 46434V696 | CORE MSCI PAC | 145 | $64,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 311 | $64,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 249 | $64,000 | thousands by filing date | |
| Communication Services Select Sector SPDR Fund | 81369Y852 | SHS | 479 | $61,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 27 | $61,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,000 | $61,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 151 | $57,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 143 | $56,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 128 | $54,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 19 | $54,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 1,211 | $52,000 | thousands by filing date | |
| ISHARES TR | 46435G326 | CORE MSCI INTL | 20 | $51,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 266 | $50,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 115 | $48,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 34 | $47,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 400 | $45,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 149 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 47 | $44,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 95 | $43,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 35 | $43,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V308 | BUYBACK ACHIEV | 84 | $43,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 196 | $42,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 135 | $42,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 152 | $41,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 580 | $38,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 112 | $37,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 809 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 42 | $37,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 46 | $36,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V837 | DORSEY WRIGHT MO | 48 | $35,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 117 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 200 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 131 | $32,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 336 | $32,000 | thousands by filing date | |
| ISHARES MSCI INDIA SMALL-CAP ETF | 46429B614 | ETF | 36 | $32,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 12 | $31,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 322 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 50 | $30,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 172 | $29,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 68 | $29,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 192 | $29,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 76 | $28,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 295 | $28,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 1,338 | $28,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 28 | $28,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 49 | $27,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 232 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 43 | $27,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G508 | SR LN ETF | 1,000 | $26,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 226 | $25,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 985 | $25,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 976 | $25,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 11 | $24,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 32 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 641 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 45 | $24,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 312 | $24,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 20 | $24,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 82 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 714 | $22,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 78 | $21,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 17 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 45 | $21,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 40 | $20,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 396 | $20,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 802 | $20,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 778 | $20,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 937 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 154 | $19,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 1,000 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 49 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 256 | $17,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 45 | $15,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 293 | $15,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6 | $14,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 171 | $14,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 32 | $13,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 1,924 | $13,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED ETF | 46090A507 | MDRTLY CNSRTIV | 398 | $13,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 27 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 41 | $12,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 489 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 354 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 338 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 55 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 15 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 33 | $11,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 226 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R669 | PSHS ULT SEMICDT | 73 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 275 | $11,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 456 | $11,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 40 | $11,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 38 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 237 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-20-002723 | this filing | 2020-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-20-003286 | base | 2020-02-13 | acceptance time not in the bulk data set |