13F-HR/A filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2016-01-12, with 57 holding rows worth $158,129,000.
- Accession
- 0001398344-16-008966
- Filer
- CIK 1504304
- Filed
- 2016-01-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type new holdings, 57 entries on the cover page, a total value of $158,129,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $158,128,000 with VALUE read as thousands by filing date, 13F file number 028-15290. Its rows are added to the quarter's base report (NEW HOLDINGS). The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 938,339 | $29,070,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,557,483 | $12,771,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,306,646 | $11,718,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 957,239 | $10,396,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 39,389 | $9,847,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,269,995 | $9,461,000 | thousands by filing date | |
| IMPERIAL HLDGS INC | 452834AE4 | NOTE 8.500% 2/1 | 8,667,000 | $9,252,000 | thousands by filing date | principal |
| NEW YORK REIT INC | 64976L109 | COM | 880,186 | $8,855,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 392,619 | $7,656,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 585,800 | $5,780,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 244,015 | $4,822,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 400,000 | $4,068,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 351,599 | $3,699,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 253,884 | $2,607,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 1,509,946 | $2,430,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 170,381 | $2,172,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 200,918 | $1,989,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 200,000 | $1,976,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 69,641 | $1,953,000 | thousands by filing date | |
| TEMPLETON RUS AND EAST EUR F | 88022F105 | COM | 196,209 | $1,909,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 280,158 | $1,771,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 92,809 | $1,736,000 | thousands by filing date | |
| FEDERATED ENHANC TREAS INCM | 314162108 | COM SH BEN INT | 117,298 | $1,586,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 150,000 | $1,482,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 99,174 | $1,166,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 115,825 | $1,155,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 40,178 | $870,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 81,895 | $671,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 65,202 | $639,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 62,500 | $636,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 65,922 | $516,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 34,100 | $392,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 39,389 | $389,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 23,931 | $383,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 49,458 | $351,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060108 | COM SBI | 36,500 | $274,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 25,611 | $263,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 15,975 | $230,000 | thousands by filing date | |
| JETPAY CORP | 477177109 | COM | 77,698 | $215,000 | thousands by filing date | |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 54,345 | $168,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K110 | RIGHT 08/26/2016 | 275,000 | $140,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 10,000 | $101,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 200,000 | $93,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 9,046 | $78,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 585,800 | $76,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 200,918 | $60,000 | thousands by filing date | |
| RESOURCE CAP CORP REIT | 76120W302 | COM | 5,000 | $56,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J112 | RIGHT 03/30/2016 | 267,178 | $50,000 | thousands by filing date | |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 4,317 | $36,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 115,825 | $29,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 270,000 | $24,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P134 | RIGHT 06/17/2016 | 75,000 | $23,000 | thousands by filing date | |
| Put SPDR S&P 500 ET Apr10 115.00 | OP95929 | Put Options | 10,200 | $17,000 | thousands by filing date | The CUSIP as filed is malformed. |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 120,231 | $8,000 | thousands by filing date | |
| Put ISHARES DJ US R Apr10 48.00 | OP96052 | Put Options | 21,500 | $6,000 | thousands by filing date | The CUSIP as filed is malformed. |
| C B PHARMA ACQUISITION CORP | G2029P118 | *W EXP 12/17/202 | 23,814 | $5,000 | thousands by filing date | |
| WHEELER REAL ESTATE INVT TR | 963025119 | *W EXP 04/29/201 | 23,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-007567 | base | 2015-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-15-007710 | added | 2015-11-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-16-008966 | this filing | 2016-01-12 | acceptance time not in the bulk data set |