13F-HR filed by Bulldog Investors, LLP
Bulldog Investors, LLP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-12, with 24 holding rows worth $217,215,000.
- Accession
- 0001398344-15-007567
- Filer
- CIK 1504304
- Filed
- 2015-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 24 entries on the cover page, a total value of $217,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $217,216,000 with VALUE read as thousands by filing date, 13F file number 028-15290. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STEWART INFORMATION SVCS COR | 860372101 | COM | 1,178,997 | $48,233,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,257,723 | $32,421,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Emergent Capital | 29102N105 | Com | 4,076,463 | $22,217,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 1,337,654 | $21,509,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,025,301 | $13,947,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 844,346 | $13,510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,052,385 | $13,323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 1,694,614 | $13,082,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WHEELER REIT | 963025101 | COM | 4,298,173 | $8,167,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 721,410 | $6,139,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 693,758 | $5,425,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DT ASIA INVTS LTD | G2615J104 | SHS | 448,950 | $4,493,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 341,201 | $3,477,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 481,838 | $3,474,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROI ACQUISITION CORP II | 74966G101 | COM | 188,488 | $1,885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 155,000 | $1,575,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 150,000 | $1,513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| E COMPASS ACQUISITION CORP | G2920Y200 | UNIT 99/99/9999 | 100,000 | $1,008,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 523,605 | $916,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| KEARNY FINL CORP MD | 48716P108 | COM | 60,000 | $688,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 534,500 | $118,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 205,173 | $51,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 3,542 | $25,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 54,486 | $20,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001398344-15-007567 | this filing | 2015-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-15-007710 | added | 2015-11-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001398344-16-008966 | added | 2016-01-12 | acceptance time not in the bulk data set |